CITIBUILDER 401K PLAN FOR PUERTO RICO 401k Plan overview

Plan Name	CITIBUILDER 401K PLAN FOR PUERTO RICO
Plan identification number	002

CITIBUILDER 401K PLAN FOR PUERTO RICO Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1. Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met. Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash. Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities. Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll. Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account. Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408. Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CITIBANK, N. A. PUERTO RICO, A SUBSIDIARY OF CITIGROUP INC. has sponsored the creation of one or more 401k plans.

Company Name:	CITIBANK, N. A. PUERTO RICO, A SUBSIDIARY OF CITIGROUP INC.
Employer identification number (EIN):	660177415
NAIC Classification:	523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CITIBUILDER 401K PLAN FOR PUERTO RICO

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01	LORI SZERENCSY		JOHN SANTORO	2019-06-28
002	2017-01-01	LORI SZERENCSY		JOHN SANTORO	2018-07-09
002	2016-01-01	LORI SZERENCSY		JOHN SANTORO	2017-07-07
002	2015-01-01	LORI SZERENCSY		JOHN SANTORO	2016-06-24
002	2014-01-01	LORI SZERENCSY		JOHN SANTORO	2015-06-27
002	2013-01-01	LORI SZERENCSY		JOHN SANTORO	2014-06-27
002	2012-01-01	JEAN ROMA		JOHN SANTORO	2013-07-25
002	2011-01-01	PAUL MARCOTULLIO		JOHNSANTORO	2012-07-09
002	2010-01-01	JOHN SANTORO		PAUL MARCOTULLIO	2011-07-22
002	2009-01-01	PAUL MARCOTULLIO		JOHN SANTORO	2010-10-14

Plan Statistics for CITIBUILDER 401K PLAN FOR PUERTO RICO

401k plan membership statisitcs for CITIBUILDER 401K PLAN FOR PUERTO RICO

Measure	Date	Value
2022: CITIBUILDER 401K PLAN FOR PUERTO RICO 2022 401k membership
Total participants, beginning-of-year	2022-01-01	437
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	116
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	303
Total of all active and inactive participants	2022-01-01	420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	4
Total participants	2022-01-01	424
Number of participants with account balances	2022-01-01	381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: CITIBUILDER 401K PLAN FOR PUERTO RICO 2021 401k membership
Total participants, beginning-of-year	2021-01-01	450
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	199
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	230
Total of all active and inactive participants	2021-01-01	429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	4
Total participants	2021-01-01	433
Number of participants with account balances	2021-01-01	397
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: CITIBUILDER 401K PLAN FOR PUERTO RICO 2020 401k membership
Total participants, beginning-of-year	2020-01-01	476
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	216
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	230
Total of all active and inactive participants	2020-01-01	447
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	3
Total participants	2020-01-01	450
Number of participants with account balances	2020-01-01	414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CITIBUILDER 401K PLAN FOR PUERTO RICO 2019 401k membership
Total participants, beginning-of-year	2019-01-01	518
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	225
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	246
Total of all active and inactive participants	2019-01-01	472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	3
Total participants	2019-01-01	475
Number of participants with account balances	2019-01-01	430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1
2018: CITIBUILDER 401K PLAN FOR PUERTO RICO 2018 401k membership
Total participants, beginning-of-year	2018-01-01	567
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	259
Number of retired or separated participants receiving benefits	2018-01-01	2
Number of other retired or separated participants entitled to future benefits	2018-01-01	254
Total of all active and inactive participants	2018-01-01	515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	3
Total participants	2018-01-01	518
Number of participants with account balances	2018-01-01	369
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	4
2017: CITIBUILDER 401K PLAN FOR PUERTO RICO 2017 401k membership
Total participants, beginning-of-year	2017-01-01	997
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	297
Number of retired or separated participants receiving benefits	2017-01-01	1
Number of other retired or separated participants entitled to future benefits	2017-01-01	265
Total of all active and inactive participants	2017-01-01	563
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	3
Total participants	2017-01-01	566
Number of participants with account balances	2017-01-01	479
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CITIBUILDER 401K PLAN FOR PUERTO RICO 2016 401k membership
Total participants, beginning-of-year	2016-01-01	1,061
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	302
Number of retired or separated participants receiving benefits	2016-01-01	2
Number of other retired or separated participants entitled to future benefits	2016-01-01	689
Total of all active and inactive participants	2016-01-01	993
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	5
Total participants	2016-01-01	998
Number of participants with account balances	2016-01-01	901
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: CITIBUILDER 401K PLAN FOR PUERTO RICO 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,477
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	345
Number of retired or separated participants receiving benefits	2015-01-01	2
Number of other retired or separated participants entitled to future benefits	2015-01-01	702
Total of all active and inactive participants	2015-01-01	1,049
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	6
Total participants	2015-01-01	1,055
Number of participants with account balances	2015-01-01	946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	2
2014: CITIBUILDER 401K PLAN FOR PUERTO RICO 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,330
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	372
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1,098
Total of all active and inactive participants	2014-01-01	1,470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	7
Total participants	2014-01-01	1,477
Number of participants with account balances	2014-01-01	1,349
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	28
2013: CITIBUILDER 401K PLAN FOR PUERTO RICO 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,539
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	597
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	701
Total of all active and inactive participants	2013-01-01	1,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	4
Total participants	2013-01-01	1,302
Number of participants with account balances	2013-01-01	1,226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	23
2012: CITIBUILDER 401K PLAN FOR PUERTO RICO 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,557
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	807
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	709
Total of all active and inactive participants	2012-01-01	1,516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	4
Total participants	2012-01-01	1,520
Number of participants with account balances	2012-01-01	1,480
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	8
2011: CITIBUILDER 401K PLAN FOR PUERTO RICO 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,563
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,033
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	520
Total of all active and inactive participants	2011-01-01	1,553
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	5
Total participants	2011-01-01	1,558
Number of participants with account balances	2011-01-01	1,504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	9
2010: CITIBUILDER 401K PLAN FOR PUERTO RICO 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,696
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,072
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	484
Total of all active and inactive participants	2010-01-01	1,556
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	6
Total participants	2010-01-01	1,562
Number of participants with account balances	2010-01-01	1,508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	16
2009: CITIBUILDER 401K PLAN FOR PUERTO RICO 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,017
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,188
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	486
Total of all active and inactive participants	2009-01-01	1,674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	4
Total participants	2009-01-01	1,678
Number of participants with account balances	2009-01-01	1,673
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	13

Financial Data on CITIBUILDER 401K PLAN FOR PUERTO RICO

Measure	Date	Value
2022 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2022-12-31	$-798,666
Total unrealized appreciation/depreciation of assets	2022-12-31	$-798,666
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$51,046
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$19,055
Total income from all sources (including contributions)	2022-12-31	$-6,184,081
Total loss/gain on sale of assets	2022-12-31	$-42,935
Total of all expenses incurred	2022-12-31	$2,850,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,794,562
Expenses. Certain deemed distributions of participant loans	2022-12-31	$11,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,986,377
Value of total assets at end of year	2022-12-31	$44,973,953
Value of total assets at beginning of year	2022-12-31	$53,976,564
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$44,922
Total interest from all sources	2022-12-31	$106,944
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$126,662
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$23,953
Administrative expenses professional fees incurred	2022-12-31	$3,235
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,086,472
Participant contributions at end of year	2022-12-31	$811,238
Participant contributions at beginning of year	2022-12-31	$1,046,211
Participant contributions at end of year	2022-12-31	$93
Participant contributions at beginning of year	2022-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$1,863,355
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$1,642,311
Value of other receiveables (less allowance for doubtful accounts) at end of year	2022-12-31	$25,377
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2022-12-31	$17,821
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2022-12-31	$39,695
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2022-12-31	$7,352
Administrative expenses (other) incurred	2022-12-31	$344
Liabilities. Value of operating payables at end of year	2022-12-31	$11,351
Liabilities. Value of operating payables at beginning of year	2022-12-31	$11,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-9,034,602
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$44,922,907
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$53,957,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Investment advisory and management fees	2022-12-31	$29,667
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$2,924,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$2,803,497
Interest on participant loans	2022-12-31	$50,431
Interest earned on other investments	2022-12-31	$60,187
Value of interest in common/collective trusts at end of year	2022-12-31	$35,577,194
Value of interest in common/collective trusts at beginning of year	2022-12-31	$43,132,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$43,567
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$7,646
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$7,646
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$-3,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,625,515
Net investment gain or loss from common/collective trusts	2022-12-31	$-5,936,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Assets. Invements in employer securities at end of year	2022-12-31	$928,569
Assets. Invements in employer securities at beginning of year	2022-12-31	$1,307,238
Contributions received in cash from employer	2022-12-31	$899,905
Employer contributions (assets) at end of year	2022-12-31	$899,905
Employer contributions (assets) at beginning of year	2022-12-31	$1,169,311
Income. Dividends from common stock	2022-12-31	$102,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,794,562
Asset. Corporate debt instrument debt (other) at end of year	2022-12-31	$3,831
Asset. Corporate debt instrument debt (other) at beginning of year	2022-12-31	$0
Contract administrator fees	2022-12-31	$11,676
Assets. Corporate common stocks other than exployer securities at end of year	2022-12-31	$1,895,952
Assets. Corporate common stocks other than exployer securities at beginning of year	2022-12-31	$2,850,332
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Aggregate proceeds on sale of assets	2022-12-31	$475,576
Aggregate carrying amount (costs) on sale of assets	2022-12-31	$518,511
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	KPMG LLP
Accountancy firm EIN	2022-12-31	135565207
2021 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2021-12-31	$-119,252
Total unrealized appreciation/depreciation of assets	2021-12-31	$-119,252
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$19,055
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$21,847
Total income from all sources (including contributions)	2021-12-31	$9,352,451
Total loss/gain on sale of assets	2021-12-31	$45,329
Total of all expenses incurred	2021-12-31	$3,882,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$3,839,336
Expenses. Certain deemed distributions of participant loans	2021-12-31	$-6,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,568,356
Value of total assets at end of year	2021-12-31	$53,976,564
Value of total assets at beginning of year	2021-12-31	$48,509,737
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$49,766
Total interest from all sources	2021-12-31	$111,765
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$108,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$150
Administrative expenses professional fees incurred	2021-12-31	$952
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,399,045
Participant contributions at end of year	2021-12-31	$1,046,211
Participant contributions at beginning of year	2021-12-31	$1,200,179
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$1,642,311
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$1,819,125
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$43,625
Value of other receiveables (less allowance for doubtful accounts) at end of year	2021-12-31	$17,821
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2021-12-31	$13,517
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2021-12-31	$7,352
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$12,486
Administrative expenses (other) incurred	2021-12-31	$532
Liabilities. Value of operating payables at end of year	2021-12-31	$11,703
Liabilities. Value of operating payables at beginning of year	2021-12-31	$9,361
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$5,469,619
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$53,957,509
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$48,487,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Investment advisory and management fees	2021-12-31	$33,814
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$2,803,497
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$2,914,679
Interest on participant loans	2021-12-31	$55,757
Interest earned on other investments	2021-12-31	$56,013
Value of interest in common/collective trusts at end of year	2021-12-31	$43,132,197
Value of interest in common/collective trusts at beginning of year	2021-12-31	$37,636,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$7,646
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$10,461
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$10,461
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$-5
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,708,756
Net investment gain or loss from common/collective trusts	2021-12-31	$4,928,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Assets. Invements in employer securities at end of year	2021-12-31	$1,307,238
Assets. Invements in employer securities at beginning of year	2021-12-31	$1,342,711
Contributions received in cash from employer	2021-12-31	$1,169,311
Employer contributions (assets) at end of year	2021-12-31	$1,169,311
Employer contributions (assets) at beginning of year	2021-12-31	$1,175,217
Income. Dividends from common stock	2021-12-31	$108,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$3,795,711
Contract administrator fees	2021-12-31	$14,468
Assets. Corporate common stocks other than exployer securities at end of year	2021-12-31	$2,850,332
Assets. Corporate common stocks other than exployer securities at beginning of year	2021-12-31	$2,397,593
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Aggregate proceeds on sale of assets	2021-12-31	$430,115
Aggregate carrying amount (costs) on sale of assets	2021-12-31	$384,786
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	KPMG LLP
Accountancy firm EIN	2021-12-31	135565207
2020 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$-10,370
Total unrealized appreciation/depreciation of assets	2020-12-31	$-10,370
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$21,847
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$30,661
Total income from all sources (including contributions)	2020-12-31	$7,956,432
Total loss/gain on sale of assets	2020-12-31	$-80,009
Total of all expenses incurred	2020-12-31	$2,588,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,546,533
Expenses. Certain deemed distributions of participant loans	2020-12-31	$2,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,627,644
Value of total assets at end of year	2020-12-31	$48,509,737
Value of total assets at beginning of year	2020-12-31	$43,151,081
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$40,370
Total interest from all sources	2020-12-31	$143,620
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$114,698
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$6,110
Administrative expenses professional fees incurred	2020-12-31	$1,232
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,452,428
Participant contributions at end of year	2020-12-31	$1,200,179
Participant contributions at beginning of year	2020-12-31	$1,262,593
Participant contributions at end of year	2020-12-31	$0
Participant contributions at beginning of year	2020-12-31	$36
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$1,819,125
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$1,804,285
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2020-12-31	$42,181
Value of other receiveables (less allowance for doubtful accounts) at end of year	2020-12-31	$13,517
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2020-12-31	$26,696
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$12,486
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2020-12-31	$13,992
Administrative expenses (other) incurred	2020-12-31	$217
Liabilities. Value of operating payables at end of year	2020-12-31	$9,361
Liabilities. Value of operating payables at beginning of year	2020-12-31	$16,669
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$5,367,470
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$48,487,890
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$43,120,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Investment advisory and management fees	2020-12-31	$24,525
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$2,914,679
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$3,268,123
Interest on participant loans	2020-12-31	$67,869
Interest earned on other investments	2020-12-31	$75,757
Value of interest in common/collective trusts at end of year	2020-12-31	$37,636,255
Value of interest in common/collective trusts at beginning of year	2020-12-31	$32,211,434
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$10,461
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$7,401
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$7,401
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$-6
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$1,586,377
Net investment gain or loss from common/collective trusts	2020-12-31	$3,574,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Assets. Invements in employer securities at end of year	2020-12-31	$1,342,711
Assets. Invements in employer securities at beginning of year	2020-12-31	$1,463,527
Contributions received in cash from employer	2020-12-31	$1,175,216
Employer contributions (assets) at end of year	2020-12-31	$1,175,217
Employer contributions (assets) at beginning of year	2020-12-31	$1,154,599
Income. Dividends from common stock	2020-12-31	$108,588
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,504,352
Contract administrator fees	2020-12-31	$14,396
Assets. Corporate common stocks other than exployer securities at end of year	2020-12-31	$2,397,593
Assets. Corporate common stocks other than exployer securities at beginning of year	2020-12-31	$1,952,387
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$302,688
Aggregate carrying amount (costs) on sale of assets	2020-12-31	$382,697
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	KPMG LLP
Accountancy firm EIN	2020-12-31	135565207
2019 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2019-12-31	$581,802
Total unrealized appreciation/depreciation of assets	2019-12-31	$581,802
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$30,661
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$26,730
Total income from all sources (including contributions)	2019-12-31	$10,172,740
Total loss/gain on sale of assets	2019-12-31	$103,768
Total of all expenses incurred	2019-12-31	$2,117,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,048,592
Expenses. Certain deemed distributions of participant loans	2019-12-31	$29,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,400,137
Value of total assets at end of year	2019-12-31	$43,151,081
Value of total assets at beginning of year	2019-12-31	$35,091,484
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$38,809
Total interest from all sources	2019-12-31	$140,972
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$129,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$30,132
Administrative expenses professional fees incurred	2019-12-31	$703
Assets. Corporate prefeered stocks other than exployer securities at end of year	2019-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2019-12-31	$17,470
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,245,538
Participant contributions at end of year	2019-12-31	$1,262,593
Participant contributions at beginning of year	2019-12-31	$1,099,434
Participant contributions at end of year	2019-12-31	$36
Participant contributions at beginning of year	2019-12-31	$651
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$1,804,285
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$1,707,576
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2019-12-31	$36,293
Value of other receiveables (less allowance for doubtful accounts) at end of year	2019-12-31	$26,696
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2019-12-31	$14,645
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2019-12-31	$13,992
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2019-12-31	$11,675
Administrative expenses (other) incurred	2019-12-31	$309
Liabilities. Value of operating payables at end of year	2019-12-31	$16,669
Liabilities. Value of operating payables at beginning of year	2019-12-31	$15,055
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$8,055,666
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$43,120,420
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$35,064,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Investment advisory and management fees	2019-12-31	$24,020
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$3,268,123
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,421,928
Interest on participant loans	2019-12-31	$62,826
Interest earned on other investments	2019-12-31	$78,161
Value of interest in common/collective trusts at end of year	2019-12-31	$32,211,434
Value of interest in common/collective trusts at beginning of year	2019-12-31	$25,837,898
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$7,401
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$177,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$177,637
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$-15
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$2,098,201
Net investment gain or loss from common/collective trusts	2019-12-31	$4,718,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Assets. Invements in employer securities at end of year	2019-12-31	$1,463,527
Assets. Invements in employer securities at beginning of year	2019-12-31	$1,032,384
Contributions received in cash from employer	2019-12-31	$1,154,599
Employer contributions (assets) at end of year	2019-12-31	$1,154,599
Employer contributions (assets) at beginning of year	2019-12-31	$1,180,979
Income. Dividends from common stock	2019-12-31	$99,220
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,012,299
Contract administrator fees	2019-12-31	$13,777
Assets. Corporate common stocks other than exployer securities at end of year	2019-12-31	$1,952,387
Assets. Corporate common stocks other than exployer securities at beginning of year	2019-12-31	$1,600,882
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Aggregate proceeds on sale of assets	2019-12-31	$485,635
Aggregate carrying amount (costs) on sale of assets	2019-12-31	$381,867
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	No
Opinion of an independent qualified public accountant for this plan	2019-12-31	Unqualified
Accountancy firm name	2019-12-31	KPMG LLP
Accountancy firm EIN	2019-12-31	135565207
2018 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-31	$-766,599
Total unrealized appreciation/depreciation of assets	2018-12-31	$-766,599
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$26,730
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$43,004
Total income from all sources (including contributions)	2018-12-31	$-268,081
Total loss/gain on sale of assets	2018-12-31	$-36,213
Total of all expenses incurred	2018-12-31	$2,850,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,799,837
Expenses. Certain deemed distributions of participant loans	2018-12-31	$3,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,475,645
Value of total assets at end of year	2018-12-31	$35,091,484
Value of total assets at beginning of year	2018-12-31	$38,226,629
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$47,162
Total interest from all sources	2018-12-31	$133,154
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$114,844
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$26,043
Administrative expenses professional fees incurred	2018-12-31	$1,739
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-31	$17,470
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-31	$15,891
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,294,666
Participant contributions at end of year	2018-12-31	$1,099,434
Participant contributions at beginning of year	2018-12-31	$1,380,174
Participant contributions at end of year	2018-12-31	$651
Participant contributions at beginning of year	2018-12-31	$1,079
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$1,707,576
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$1,891,232
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-31	$27,905
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-31	$14,645
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-31	$12,525
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-31	$11,675
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-31	$23,547
Other income not declared elsewhere	2018-12-31	$7,805
Administrative expenses (other) incurred	2018-12-31	$1,511
Liabilities. Value of operating payables at end of year	2018-12-31	$15,055
Liabilities. Value of operating payables at beginning of year	2018-12-31	$19,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-3,118,871
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$35,064,754
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$38,183,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$31,543
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,421,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$2,789,389
Interest on participant loans	2018-12-31	$58,321
Interest earned on other investments	2018-12-31	$72,082
Income. Interest from US Government securities	2018-12-31	$1,467
Income. Interest from corporate debt instruments	2018-12-31	$1,304
Value of interest in common/collective trusts at end of year	2018-12-31	$25,837,898
Value of interest in common/collective trusts at beginning of year	2018-12-31	$27,279,718
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$177,637
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$101,134
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$101,134
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$-20
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-568,700
Net investment gain or loss from common/collective trusts	2018-12-31	$-1,628,017
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Assets. Invements in employer securities at end of year	2018-12-31	$1,032,384
Assets. Invements in employer securities at beginning of year	2018-12-31	$1,541,303
Contributions received in cash from employer	2018-12-31	$1,180,979
Employer contributions (assets) at end of year	2018-12-31	$1,180,979
Employer contributions (assets) at beginning of year	2018-12-31	$1,197,140
Income. Dividends from preferred stock	2018-12-31	$46
Income. Dividends from common stock	2018-12-31	$88,755
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,771,932
Contract administrator fees	2018-12-31	$12,369
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-31	$1,600,882
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-31	$2,017,044
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Aggregate proceeds on sale of assets	2018-12-31	$6,385,065
Aggregate carrying amount (costs) on sale of assets	2018-12-31	$6,421,278
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	No
Opinion of an independent qualified public accountant for this plan	2018-12-31	Unqualified
Accountancy firm name	2018-12-31	KPMG LLP
Accountancy firm EIN	2018-12-31	135565207
2017 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$1,548,394
Total unrealized appreciation/depreciation of assets	2017-12-31	$1,548,394
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$43,004
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$33,959
Total income from all sources (including contributions)	2017-12-31	$8,063,531
Total loss/gain on sale of assets	2017-12-31	$89,922
Total of all expenses incurred	2017-12-31	$3,227,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,187,988
Expenses. Certain deemed distributions of participant loans	2017-12-31	$-11,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,535,050
Value of total assets at end of year	2017-12-31	$38,226,629
Value of total assets at beginning of year	2017-12-31	$33,381,059
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$50,197
Total interest from all sources	2017-12-31	$129,185
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$87,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$12,109
Administrative expenses professional fees incurred	2017-12-31	$2,101
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$15,891
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$20,332
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,285,707
Participant contributions at end of year	2017-12-31	$1,380,174
Participant contributions at beginning of year	2017-12-31	$1,278,707
Participant contributions at end of year	2017-12-31	$1,079
Participant contributions at beginning of year	2017-12-31	$254
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$1,891,232
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$1,947,542
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$52,469
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$23,067
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$12,525
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$32,026
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$23,547
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$23,969
Other income not declared elsewhere	2017-12-31	$1,459
Administrative expenses (other) incurred	2017-12-31	$342
Liabilities. Value of operating payables at end of year	2017-12-31	$19,457
Liabilities. Value of operating payables at beginning of year	2017-12-31	$9,990
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,836,525
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$38,183,625
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$33,347,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$30,789
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$2,789,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$1,943,144
Interest on participant loans	2017-12-31	$57,279
Interest earned on other investments	2017-12-31	$66,067
Income. Interest from corporate debt instruments	2017-12-31	$5,823
Value of interest in common/collective trusts at end of year	2017-12-31	$27,279,718
Value of interest in common/collective trusts at beginning of year	2017-12-31	$22,298,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$101,134
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$1,952,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$1,952,289
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$16
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,983,648
Net investment gain or loss from common/collective trusts	2017-12-31	$688,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$1,541,303
Assets. Invements in employer securities at beginning of year	2017-12-31	$1,575,662
Contributions received in cash from employer	2017-12-31	$1,196,874
Employer contributions (assets) at end of year	2017-12-31	$1,197,140
Employer contributions (assets) at beginning of year	2017-12-31	$1,203,121
Income. Dividends from preferred stock	2017-12-31	$19
Income. Dividends from common stock	2017-12-31	$75,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,164,921
Contract administrator fees	2017-12-31	$16,965
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$2,017,044
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$1,129,882
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$1,332,928
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$1,243,006
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	No
Opinion of an independent qualified public accountant for this plan	2017-12-31	Unqualified
Accountancy firm name	2017-12-31	KPMG LLP
Accountancy firm EIN	2017-12-31	135565207
2016 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$2,074,669
Total unrealized appreciation/depreciation of assets	2016-12-31	$2,074,669
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$33,959
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$63,983
Total income from all sources (including contributions)	2016-12-31	$5,055,805
Total loss/gain on sale of assets	2016-12-31	$71,335
Total of all expenses incurred	2016-12-31	$2,201,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,163,469
Expenses. Certain deemed distributions of participant loans	2016-12-31	$-11,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,532,297
Value of total assets at end of year	2016-12-31	$33,381,059
Value of total assets at beginning of year	2016-12-31	$30,556,671
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$49,115
Total interest from all sources	2016-12-31	$131,477
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$144,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$77,781
Administrative expenses professional fees incurred	2016-12-31	$1,793
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$20,332
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$8,975
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,209,580
Participant contributions at end of year	2016-12-31	$1,278,707
Participant contributions at beginning of year	2016-12-31	$1,365,191
Participant contributions at end of year	2016-12-31	$254
Participant contributions at beginning of year	2016-12-31	$83
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$1,947,542
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$1,893,212
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$119,330
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$11,363
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$32,026
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$54,877
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$23,969
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$52,792
Administrative expenses (other) incurred	2016-12-31	$3,972
Liabilities. Value of operating payables at end of year	2016-12-31	$9,990
Liabilities. Value of operating payables at beginning of year	2016-12-31	$11,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,854,412
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$33,347,100
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$30,492,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$22,634
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$1,943,144
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,017,219
Interest on participant loans	2016-12-31	$57,905
Interest earned on other investments	2016-12-31	$72,546
Value of interest in common/collective trusts at end of year	2016-12-31	$22,298,100
Value of interest in common/collective trusts at beginning of year	2016-12-31	$19,232,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,952,289
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$2,139,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$2,139,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$1,026
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$10,897
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$11,162
Net investment gain or loss from common/collective trusts	2016-12-31	$90,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Assets. Invements in employer securities at end of year	2016-12-31	$1,575,662
Assets. Invements in employer securities at beginning of year	2016-12-31	$1,392,042
Contributions received in cash from employer	2016-12-31	$1,203,387
Employer contributions (assets) at end of year	2016-12-31	$1,203,121
Employer contributions (assets) at beginning of year	2016-12-31	$1,085,729
Income. Dividends from preferred stock	2016-12-31	$330
Income. Dividends from common stock	2016-12-31	$65,902
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,152,106
Contract administrator fees	2016-12-31	$20,716
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$1,129,882
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$1,357,076
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$3,957,132
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$3,885,797
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	No
Opinion of an independent qualified public accountant for this plan	2016-12-31	Unqualified
Accountancy firm name	2016-12-31	KPMG LLP
Accountancy firm EIN	2016-12-31	135565207
2015 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$94,667
Total unrealized appreciation/depreciation of assets	2015-12-31	$94,667
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$63,983
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$27,537
Total income from all sources (including contributions)	2015-12-31	$1,889,024
Total loss/gain on sale of assets	2015-12-31	$-25,636
Total of all expenses incurred	2015-12-31	$5,778,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$5,729,880
Expenses. Certain deemed distributions of participant loans	2015-12-31	$-2,735
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,197,550
Value of total assets at end of year	2015-12-31	$30,556,671
Value of total assets at beginning of year	2015-12-31	$34,409,411
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$51,065
Total interest from all sources	2015-12-31	$134,797
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$122,758
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$76,886
Administrative expenses professional fees incurred	2015-12-31	$1,477
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$8,975
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$4,665
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,118,636
Participant contributions at end of year	2015-12-31	$1,365,191
Participant contributions at beginning of year	2015-12-31	$2,333,876
Participant contributions at end of year	2015-12-31	$83
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$1,893,212
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$2,373,316
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$13,988
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$4,278
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$54,877
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$15,572
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$52,792
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$12,006
Liabilities. Value of operating payables at end of year	2015-12-31	$11,191
Liabilities. Value of operating payables at beginning of year	2015-12-31	$15,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-3,889,186
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$30,492,688
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$34,381,874
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$25,099
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,017,219
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,498,053
Interest on participant loans	2015-12-31	$58,506
Interest earned on other investments	2015-12-31	$76,197
Value of interest in common/collective trusts at end of year	2015-12-31	$19,232,286
Value of interest in common/collective trusts at beginning of year	2015-12-31	$20,227,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$2,139,084
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$2,675,684
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$2,675,684
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$94
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$10,897
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$66,171
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-17,084
Net investment gain or loss from common/collective trusts	2015-12-31	$-618,028
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$1,392,042
Assets. Invements in employer securities at beginning of year	2015-12-31	$1,623,341
Contributions received in cash from employer	2015-12-31	$1,064,926
Employer contributions (assets) at end of year	2015-12-31	$1,085,729
Employer contributions (assets) at beginning of year	2015-12-31	$1,439,397
Income. Dividends from preferred stock	2015-12-31	$151
Income. Dividends from common stock	2015-12-31	$45,721
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$5,725,602
Contract administrator fees	2015-12-31	$24,489
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$1,357,076
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$1,152,054
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$1,474,881
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$1,500,517
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	No
Opinion of an independent qualified public accountant for this plan	2015-12-31	Unqualified
Accountancy firm name	2015-12-31	KPMG LLP
Accountancy firm EIN	2015-12-31	135565207
2014 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$1,003,298
Total unrealized appreciation/depreciation of assets	2014-12-31	$1,003,298
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$27,537
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$18,862
Total income from all sources (including contributions)	2014-12-31	$4,170,625
Total loss/gain on sale of assets	2014-12-31	$-3,678
Total of all expenses incurred	2014-12-31	$3,132,544
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$3,061,291
Expenses. Certain deemed distributions of participant loans	2014-12-31	$10,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,642,722
Value of total assets at end of year	2014-12-31	$34,409,411
Value of total assets at beginning of year	2014-12-31	$33,362,655
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$60,443
Total interest from all sources	2014-12-31	$214,001
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$163,975
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$124,896
Administrative expenses professional fees incurred	2014-12-31	$739
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-12-31	$4,665
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-12-31	$7,627
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,274,267
Participant contributions at end of year	2014-12-31	$2,333,876
Participant contributions at beginning of year	2014-12-31	$2,591,981
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$497
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$2,373,316
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$2,203,384
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$1,258
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$15,572
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$10,151
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$12,006
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$4,788
Administrative expenses (other) incurred	2014-12-31	$8,451
Liabilities. Value of operating payables at end of year	2014-12-31	$15,531
Liabilities. Value of operating payables at beginning of year	2014-12-31	$14,074
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,038,081
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$34,381,874
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$33,343,793
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$24,311
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,498,053
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,840,449
Interest on participant loans	2014-12-31	$103,445
Interest earned on other investments	2014-12-31	$108,104
Income. Interest from US Government securities	2014-12-31	$1,227
Income. Interest from corporate debt instruments	2014-12-31	$67
Value of interest in common/collective trusts at end of year	2014-12-31	$20,227,282
Value of interest in common/collective trusts at beginning of year	2014-12-31	$18,364,083
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$2,675,684
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$2,863,103
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$2,863,103
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1,158
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$66,171
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$112,965
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$9,309
Net investment gain or loss from common/collective trusts	2014-12-31	$140,998
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$1,623,341
Assets. Invements in employer securities at beginning of year	2014-12-31	$1,678,214
Contributions received in cash from employer	2014-12-31	$1,368,455
Employer contributions (assets) at end of year	2014-12-31	$1,439,397
Employer contributions (assets) at beginning of year	2014-12-31	$1,630,565
Income. Dividends from common stock	2014-12-31	$39,079
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$3,060,033
Contract administrator fees	2014-12-31	$26,942
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$1,152,054
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$1,059,636
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$3,625,204
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$3,628,882
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	KPMG LLP
Accountancy firm EIN	2014-12-31	135565207
2013 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$3,622,513
Total unrealized appreciation/depreciation of assets	2013-12-31	$3,622,513
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$18,862
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$162,727
Total income from all sources (including contributions)	2013-12-31	$7,292,575
Total loss/gain on sale of assets	2013-12-31	$142,404
Total of all expenses incurred	2013-12-31	$3,452,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,416,996
Expenses. Certain deemed distributions of participant loans	2013-12-31	$-17,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,068,746
Value of total assets at end of year	2013-12-31	$33,362,655
Value of total assets at beginning of year	2013-12-31	$29,666,813
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$53,624
Total interest from all sources	2013-12-31	$201,787
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$152,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$119,492
Administrative expenses professional fees incurred	2013-12-31	$658
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$7,627
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$6,174
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,319,671
Participant contributions at end of year	2013-12-31	$2,591,981
Participant contributions at beginning of year	2013-12-31	$2,600,537
Participant contributions at end of year	2013-12-31	$497
Participant contributions at beginning of year	2013-12-31	$1,972
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$2,203,384
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$31,410
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$1,481
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$10,151
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$22,210
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$4,788
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$147,974
Administrative expenses (other) incurred	2013-12-31	$871
Liabilities. Value of operating payables at end of year	2013-12-31	$14,074
Liabilities. Value of operating payables at beginning of year	2013-12-31	$14,753
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$172,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,839,707
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$33,343,793
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$29,504,086
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$22,468
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,840,449
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,079,522
Interest on participant loans	2013-12-31	$101,113
Interest earned on other investments	2013-12-31	$100,602
Value of interest in common/collective trusts at end of year	2013-12-31	$18,364,083
Value of interest in common/collective trusts at beginning of year	2013-12-31	$13,422,405
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,863,103
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$311,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$311,773
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$72
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$112,965
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,484,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$9,994
Net investment gain or loss from common/collective trusts	2013-12-31	$94,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$1,678,214
Assets. Invements in employer securities at beginning of year	2013-12-31	$1,510,066
Contributions received in cash from employer	2013-12-31	$1,717,665
Employer contributions (assets) at end of year	2013-12-31	$1,630,565
Employer contributions (assets) at beginning of year	2013-12-31	$2,270,703
Income. Dividends from preferred stock	2013-12-31	$183
Income. Dividends from common stock	2013-12-31	$32,905
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,415,515
Contract administrator fees	2013-12-31	$29,627
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$1,059,636
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$784,787
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$1,902,739
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$1,760,335
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	KPMG LLP
Accountancy firm EIN	2013-12-31	135565207
2012 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$633,543
Total unrealized appreciation/depreciation of assets	2012-12-31	$633,543
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$162,727
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$26,672
Total income from all sources (including contributions)	2012-12-31	$6,481,821
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$3,960,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,909,780
Expenses. Certain deemed distributions of participant loans	2012-12-31	$-6,220
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$3,586,098
Value of total assets at end of year	2012-12-31	$29,666,813
Value of total assets at beginning of year	2012-12-31	$27,009,018
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$56,521
Total interest from all sources	2012-12-31	$218,055
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$167,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$133,466
Administrative expenses professional fees incurred	2012-12-31	$1,829
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$6,174
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,304,017
Participant contributions at end of year	2012-12-31	$2,600,537
Participant contributions at beginning of year	2012-12-31	$2,819,542
Participant contributions at end of year	2012-12-31	$1,972
Participant contributions at beginning of year	2012-12-31	$94,002
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$1,763
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$22,210
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$11,217
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$147,974
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$8,402
Other income not declared elsewhere	2012-12-31	$26,435
Liabilities. Value of operating payables at end of year	2012-12-31	$14,753
Liabilities. Value of operating payables at beginning of year	2012-12-31	$18,270
Total non interest bearing cash at end of year	2012-12-31	$172,512
Total non interest bearing cash at beginning of year	2012-12-31	$130
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,521,740
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$29,504,086
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$26,982,346
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$24,508
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,079,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,231,717
Interest on participant loans	2012-12-31	$112,525
Interest earned on other investments	2012-12-31	$105,324
Value of interest in common/collective trusts at end of year	2012-12-31	$13,422,405
Value of interest in common/collective trusts at beginning of year	2012-12-31	$10,497,935
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$311,773
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$267,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$267,080
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$206
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,484,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,676,791
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$322,778
Net investment gain or loss from common/collective trusts	2012-12-31	$1,527,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$1,510,066
Assets. Invements in employer securities at beginning of year	2012-12-31	$1,174,978
Contributions received in cash from employer	2012-12-31	$2,282,081
Employer contributions (assets) at end of year	2012-12-31	$2,270,703
Employer contributions (assets) at beginning of year	2012-12-31	$2,501,285
Income. Dividends from preferred stock	2012-12-31	$219
Income. Dividends from common stock	2012-12-31	$33,439
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,908,017
Contract administrator fees	2012-12-31	$30,184
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$784,787
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$734,341
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	KPMG LLP
Accountancy firm EIN	2012-12-31	135565207
2011 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-1,147,573
Total unrealized appreciation/depreciation of assets	2011-12-31	$-1,147,573
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$26,672
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$22,387
Total income from all sources (including contributions)	2011-12-31	$2,457,536
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,358,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,237,051
Expenses. Certain deemed distributions of participant loans	2011-12-31	$71,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,932,316
Value of total assets at end of year	2011-12-31	$27,009,018
Value of total assets at beginning of year	2011-12-31	$25,905,297
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$49,221
Total interest from all sources	2011-12-31	$242,158
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$171,894
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$171,894
Administrative expenses professional fees incurred	2011-12-31	$602
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,420,096
Participant contributions at end of year	2011-12-31	$2,819,542
Participant contributions at beginning of year	2011-12-31	$2,237,452
Participant contributions at end of year	2011-12-31	$94,002
Participant contributions at beginning of year	2011-12-31	$48,929
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$1,398
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$11,217
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$14,358
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$8,402
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$7,546
Other income not declared elsewhere	2011-12-31	$19,198
Liabilities. Value of operating payables at end of year	2011-12-31	$18,270
Liabilities. Value of operating payables at beginning of year	2011-12-31	$14,841
Total non interest bearing cash at end of year	2011-12-31	$130
Total non interest bearing cash at beginning of year	2011-12-31	$16,522
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,099,436
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$26,982,346
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$25,882,910
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$18,707
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,231,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,013,597
Interest on participant loans	2011-12-31	$109,101
Interest earned on other investments	2011-12-31	$132,419
Value of interest in common/collective trusts at end of year	2011-12-31	$10,497,935
Value of interest in common/collective trusts at beginning of year	2011-12-31	$8,762,005
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$267,080
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$423,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$423,428
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,676,791
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,426,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-575,609
Net investment gain or loss from common/collective trusts	2011-12-31	$-184,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$1,174,978
Assets. Invements in employer securities at beginning of year	2011-12-31	$2,118,317
Contributions received in cash from employer	2011-12-31	$2,512,220
Employer contributions (assets) at end of year	2011-12-31	$2,501,285
Employer contributions (assets) at beginning of year	2011-12-31	$2,051,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,235,653
Contract administrator fees	2011-12-31	$29,912
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$734,341
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$793,250
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	KPMG LLP
Accountancy firm EIN	2011-12-31	135565207
2010 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$687,070
Total unrealized appreciation/depreciation of assets	2010-12-31	$687,070
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$22,387
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$30,083
Total income from all sources (including contributions)	2010-12-31	$5,815,181
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,957,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,827,571
Expenses. Certain deemed distributions of participant loans	2010-12-31	$71,829
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,431,281
Value of total assets at end of year	2010-12-31	$25,905,297
Value of total assets at beginning of year	2010-12-31	$23,055,624
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$58,412
Total interest from all sources	2010-12-31	$131,460
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$108,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$84,497
Administrative expenses professional fees incurred	2010-12-31	$401
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,383,471
Participant contributions at end of year	2010-12-31	$2,237,452
Participant contributions at beginning of year	2010-12-31	$1,901,109
Participant contributions at end of year	2010-12-31	$48,929
Participant contributions at beginning of year	2010-12-31	$95,285
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$50
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$14,358
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$6,498
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$7,546
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$26,008
Administrative expenses (other) incurred	2010-12-31	$3
Liabilities. Value of operating payables at end of year	2010-12-31	$14,841
Liabilities. Value of operating payables at beginning of year	2010-12-31	$4,075
Total non interest bearing cash at end of year	2010-12-31	$16,522
Total non interest bearing cash at beginning of year	2010-12-31	$18,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,857,369
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$25,882,910
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$23,025,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$15,501
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,013,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,853,036
Interest on participant loans	2010-12-31	$27,878
Interest earned on other investments	2010-12-31	$102,937
Value of interest in common/collective trusts at end of year	2010-12-31	$8,762,005
Value of interest in common/collective trusts at beginning of year	2010-12-31	$6,548,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$423,428
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$76,153
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$76,153
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$645
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,426,116
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,644,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$241,131
Net investment gain or loss from common/collective trusts	2010-12-31	$1,216,196
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$2,118,317
Assets. Invements in employer securities at beginning of year	2010-12-31	$1,390,305
Contributions received in cash from employer	2010-12-31	$2,047,810
Employer contributions (assets) at end of year	2010-12-31	$2,051,323
Employer contributions (assets) at beginning of year	2010-12-31	$2,875,117
Income. Dividends from common stock	2010-12-31	$23,546
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,827,571
Contract administrator fees	2010-12-31	$42,507
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$793,250
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$646,936
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	KPMG LLP
Accountancy firm EIN	2010-12-31	135565207
2009 : CITIBUILDER 401K PLAN FOR PUERTO RICO 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CITIBUILDER 401K PLAN FOR PUERTO RICO

2022: CITIBUILDER 401K PLAN FOR PUERTO RICO 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: CITIBUILDER 401K PLAN FOR PUERTO RICO 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CITIBUILDER 401K PLAN FOR PUERTO RICO 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CITIBUILDER 401K PLAN FOR PUERTO RICO 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CITIBUILDER 401K PLAN FOR PUERTO RICO 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CITIBUILDER 401K PLAN FOR PUERTO RICO 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CITIBUILDER 401K PLAN FOR PUERTO RICO 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CITIBUILDER 401K PLAN FOR PUERTO RICO 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CITIBUILDER 401K PLAN FOR PUERTO RICO 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CITIBUILDER 401K PLAN FOR PUERTO RICO 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CITIBUILDER 401K PLAN FOR PUERTO RICO 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CITIBUILDER 401K PLAN FOR PUERTO RICO 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CITIBUILDER 401K PLAN FOR PUERTO RICO 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CITIBUILDER 401K PLAN FOR PUERTO RICO 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	618274
Policy instance	3
Insurance contract or identification number 618274 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )
Policy contract number	GA 2021
Policy instance	2
Insurance contract or identification number GA 2021 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA 34360
Policy instance	1
Insurance contract or identification number GA 34360 Insurance policy start date 2015-01-01 Insurance policy end date 2015-12-31 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	32645
Policy instance	1
Insurance contract or identification number 32645 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA 34360
Policy instance	2
Insurance contract or identification number GA 34360 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	618274
Policy instance	3
Insurance contract or identification number 618274 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )
Policy contract number	GA 2021
Policy instance	4
Insurance contract or identification number GA 2021 Insurance policy start date 2014-01-01 Insurance policy end date 2014-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA29038
Policy instance	5
Insurance contract or identification number GA29038 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	32645
Policy instance	3
Insurance contract or identification number 32645 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060266
Policy instance	2
Insurance contract or identification number 060266 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725840
Policy instance	1
Insurance contract or identification number 725840 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-02
Policy instance	4
Insurance contract or identification number 1937-02 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )
Policy contract number	GA 2021
Policy instance	8
Insurance contract or identification number GA 2021 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062194
Policy instance	9
Insurance contract or identification number 062194 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
ROYAL BANK OF CANADA (National Association of Insurance Commissioners NAIC id number: 52211 )
Policy contract number	CITIGROUP01
Policy instance	10
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60385
Policy instance	11
Insurance contract or identification number 60385 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	618274
Policy instance	7
Insurance contract or identification number 618274 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA 34360
Policy instance	6
Insurance contract or identification number GA 34360 Insurance policy start date 2013-01-01 Insurance policy end date 2013-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-01
Policy instance	6
Insurance contract or identification number 1937-01 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
KGA (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	CITIGROUP01
Policy instance	13
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	60385
Policy instance	1
Insurance contract or identification number 60385 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725840
Policy instance	2
Insurance contract or identification number 725840 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060266
Policy instance	3
Insurance contract or identification number 060266 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	32645
Policy instance	4
Insurance contract or identification number 32645 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JP MORGAN/CHASE COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	CITIGROUP-01
Policy instance	5
Insurance contract or identification number CITIGROUP-01 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-02
Policy instance	7
Insurance contract or identification number 1937-02 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA29038
Policy instance	8
Insurance contract or identification number GA29038 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract number	GA 34360
Policy instance	9
Insurance contract or identification number GA 34360 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	618274
Policy instance	10
Insurance contract or identification number 618274 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PROTECTIVE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88536 )
Policy contract number	GA 2021
Policy instance	11
Insurance contract or identification number GA 2021 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062194
Policy instance	12
Insurance contract or identification number 062194 Insurance policy start date 2012-01-01 Insurance policy end date 2012-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725840
Policy instance	1
Insurance contract or identification number 725840 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number	062194
Policy instance	8
Insurance contract or identification number 062194 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725839
Policy instance	2
Insurance contract or identification number 725839 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060266
Policy instance	3
Insurance contract or identification number 060266 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JP MORGAN/CHASE COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	CITIGROUP-01
Policy instance	4
Insurance contract or identification number CITIGROUP-01 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-01
Policy instance	5
Insurance contract or identification number 1937-01 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-02
Policy instance	6
Insurance contract or identification number 1937-02 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
KGA (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	CITIGROUP01
Policy instance	7
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2011-01-01 Insurance policy end date 2011-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
KGA (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	CITIGROUP01
Policy instance	11
Insurance contract or identification number CITIGROUP01 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number	4-29618-10
Policy instance	10
Insurance contract or identification number 4-29618-10 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-02
Policy instance	9
Insurance contract or identification number 1937-02 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
NATIXIS FINANCIAL PRODUCTS (National Association of Insurance Commissioners NAIC id number: 00000 )
Policy contract number	1937-01
Policy instance	8
Insurance contract or identification number 1937-01 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	SV04359Q
Policy instance	6
Insurance contract or identification number SV04359Q Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	90008B
Policy instance	5
Insurance contract or identification number 90008B Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
JP MORGAN/CHASE COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	CITIGROUP-01
Policy instance	4
Insurance contract or identification number CITIGROUP-01 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	060266
Policy instance	3
Insurance contract or identification number 060266 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725840
Policy instance	2
Insurance contract or identification number 725840 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
AIG FINANCIAL PRODUCTS CORP. (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number	725839
Policy instance	1
Insurance contract or identification number 725839 Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? No Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? Yes Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No
MONUMENTAL LIFE (National Association of Insurance Commissioners NAIC id number: 66281 )
Policy contract number	SV04490Q
Policy instance	7
Insurance contract or identification number SV04490Q Insurance policy start date 2010-01-01 Insurance policy end date 2010-12-31 Total amount of commissions paid to insurance broker USD $0 Total amount of fees paid to insurance company USD $0 Are there contracts with allocated funds for individual policies? No Are there contracts with allocated funds for group deferred annuity? No Are there contracts with allocated funds for types other than group deferred annuity or individual? No Contract purchased, in whole or in part, to distribute benefits from a terminating plan No Contracts With Unallocated Funds Deposit Administration 0 Are there contracts with unallocated funds for contracts of type immediate participation guarantee? No Are there contracts with unallocated funds for contracts of type guaranteed investment? Yes Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? No Health Insurance Welfare Benefit No Dental Insurance Welfare Benefit No Vision Insurance Welfare Benefit No Life Insurance Welfare Benefit No Temporary Disability Insurance Welfare Benefit No Long Term Disability Insurance Welfare Benefit No Unemployment Insurance Welfare Benefit No Were dividends or retroactive rate refunds paid in cash? No Were dividends or retroactive rate refunds paid as a credit? No Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? No