401k Plan data: DESTILERIA SERRALLES, INC. PENSION PLAN plan

DESTILERIA SERRALLES, INC. PENSION PLAN 401k Plan overview

Plan Name	DESTILERIA SERRALLES, INC. PENSION PLAN
Plan identification number	001

DESTILERIA SERRALLES, INC. PENSION PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.
U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

DESTILERIA SERRALLES, INC. has sponsored the creation of one or more 401k plans.

Company Name: DESTILERIA SERRALLES, INC.

Employer identification number (EIN): 660179709

NAIC Classification: 312140
NAIC Description: Distilleries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DESTILERIA SERRALLES, INC. PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 DANIEL BAUTISTA
001 2011-01-01 DANIEL BAUTISTA
001 2010-01-01 DANIEL BAUTISTA
001 2009-04-01 DANIEL BAUTISTA
001 2009-01-01 DANIEL F. BAUTISTA DANIEL F. BAUTISTA 2010-10-15
001 2008-01-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	DANIEL BAUTISTA
001	2011-01-01	DANIEL BAUTISTA
001	2010-01-01	DANIEL BAUTISTA
001	2009-04-01	DANIEL BAUTISTA
001	2009-01-01	DANIEL F. BAUTISTA	DANIEL F. BAUTISTA	2010-10-15
001	2008-01-01

Plan Statistics for DESTILERIA SERRALLES, INC. PENSION PLAN

401k plan membership statisitcs for DESTILERIA SERRALLES, INC. PENSION PLAN

Measure Date Value
2012: DESTILERIA SERRALLES, INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
2011: DESTILERIA SERRALLES, INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 12
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: DESTILERIA SERRALLES, INC. PENSION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 360
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 219
Number of retired or separated participants receiving benefits 2010-01-01 91
Number of other retired or separated participants entitled to future benefits 2010-01-01 42
Total of all active and inactive participants 2010-01-01 352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 20
Total participants 2010-01-01 372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: DESTILERIA SERRALLES, INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 11
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 11
Number of retired or separated participants receiving benefits 2009-04-01 0
Number of other retired or separated participants entitled to future benefits 2009-04-01 0
Total of all active and inactive participants 2009-04-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-04-01 0
Total participants 2009-04-01 11
Number of participants with account balances 2009-04-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-04-01 0
Total participants, beginning-of-year 2009-01-01 352
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 216
Number of retired or separated participants receiving benefits 2009-01-01 85
Number of other retired or separated participants entitled to future benefits 2009-01-01 39
Total of all active and inactive participants 2009-01-01 340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 20
Total participants 2009-01-01 360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2012: DESTILERIA SERRALLES, INC. PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
2011: DESTILERIA SERRALLES, INC. PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	12
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	13
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: DESTILERIA SERRALLES, INC. PENSION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	360
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	219
Number of retired or separated participants receiving benefits	2010-01-01	91
Number of other retired or separated participants entitled to future benefits	2010-01-01	42
Total of all active and inactive participants	2010-01-01	352
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	20
Total participants	2010-01-01	372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: DESTILERIA SERRALLES, INC. PENSION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	11
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	11
Number of retired or separated participants receiving benefits	2009-04-01	0
Number of other retired or separated participants entitled to future benefits	2009-04-01	0
Total of all active and inactive participants	2009-04-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-04-01	0
Total participants	2009-04-01	11
Number of participants with account balances	2009-04-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-04-01	0
Total participants, beginning-of-year	2009-01-01	352
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	216
Number of retired or separated participants receiving benefits	2009-01-01	85
Number of other retired or separated participants entitled to future benefits	2009-01-01	39
Total of all active and inactive participants	2009-01-01	340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	20
Total participants	2009-01-01	360
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on DESTILERIA SERRALLES, INC. PENSION PLAN

Measure	Date	Value
2012 : DESTILERIA SERRALLES, INC. PENSION PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$-11,596
Total income from all sources	2012-12-31	$32
Expenses. Total of all expenses incurred	2012-12-31	$211,974
Benefits paid (including direct rollovers)	2012-12-31	$211,974
Total plan assets at end of year	2012-12-31	$0
Total plan assets at beginning of year	2012-12-31	$223,538
Other income received	2012-12-31	$32
Net income (gross income less expenses)	2012-12-31	$-211,942
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$223,538
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : DESTILERIA SERRALLES, INC. PENSION PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$120,700
Expenses. Total of all expenses incurred	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$223,538
Total plan assets at beginning of year	2011-12-31	$102,838
Value of fidelity bond covering the plan	2011-12-31	$500,000
Other income received	2011-12-31	$-8,378
Net income (gross income less expenses)	2011-12-31	$120,700
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$223,538
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$102,838
Total contributions received or receivable from employer(s)	2011-12-31	$129,078
2010 : DESTILERIA SERRALLES, INC. PENSION PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$827,380
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$598,490
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$25,400
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$25,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$522,293
Value of total assets at end of year	2010-12-31	$1,221,678
Value of total assets at beginning of year	2010-12-31	$648,588
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$12,115
Total income from all sources	2010-12-31	$161,692
Expenses. Total of all expenses incurred	2010-12-31	$0
Total plan assets at end of year	2010-12-31	$260,337
Total plan assets at beginning of year	2010-12-31	$98,645
Total contributions received or receivable from participants	2010-12-31	$122,091
Other income received	2010-12-31	$17,221
Net income (gross income less expenses)	2010-12-31	$161,692
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$260,337
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$98,645
Total contributions received or receivable from employer(s)	2010-12-31	$22,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$12,115
Administrative expenses professional fees incurred	2010-12-31	$178,643
Was this plan covered by a fidelity bond	2010-12-31	No
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$372,421
Participant contributions at end of year	2010-12-31	$36,589
Participant contributions at beginning of year	2010-12-31	$14,293
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$1,977,362
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$1,051,982
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$18,044
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$10,022
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$573,090
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,221,678
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$648,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$837,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$410,282
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$332,490
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$191,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$191,073
Asset value of US Government securities at end of year	2010-12-31	$420,293
Asset value of US Government securities at beginning of year	2010-12-31	$692,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$64,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$149,872
Employer contributions (assets) at end of year	2010-12-31	$15,092
Employer contributions (assets) at beginning of year	2010-12-31	$32,940
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$25,400
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$3,150,260
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$2,325,144
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	KPMG LLP
Accountancy firm EIN	2010-12-31	135565207
2009 : DESTILERIA SERRALLES, INC. PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for DESTILERIA SERRALLES, INC. PENSION PLAN

2012: DESTILERIA SERRALLES, INC. PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: DESTILERIA SERRALLES, INC. PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: DESTILERIA SERRALLES, INC. PENSION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: DESTILERIA SERRALLES, INC. PENSION PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	First time form 5500 has been submitted	Yes
2009-04-01	Submission has been amended	No
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2009-04-01	Plan is a collectively bargained plan	No
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: DESTILERIA SERRALLES, INC. PENSION PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No

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Company Name:	DESTILERIA SERRALLES, INC.
Employer identification number (EIN):	660179709
NAIC Classification:	312140
NAIC Description:	Distilleries