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UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 401k Plan overview

Plan NameUNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN
Plan identification number 001

UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.

401k Sponsoring company profile

UNIVERSAL GROUP has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSAL GROUP
Employer identification number (EIN):660313825
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about UNIVERSAL GROUP

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2202455

More information about UNIVERSAL GROUP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01SARY ANN VAZQUEZ2023-07-28
0012021-01-01SARY ANN VAZQUEZ2022-07-26 SARY ANN VAZQUEZ2022-07-26
0012020-01-01SARY ANN VAZQUEZ2021-06-23 SARY ANN VAZQUEZ2021-06-23
0012019-01-01SARY ANN VAZQUEZ2020-07-30 SARY ANN VAZQUEZ2020-07-30
0012019-01-01SARY ANN VAZQUEZ2020-07-30 SARY ANN VAZQUEZ2020-07-30
0012018-01-01SARY ANN VAZQUEZ2019-07-18 SARY ANN VAZQUEZ2019-07-18
0012017-01-01
0012016-01-01JEAN KARLO ROCAFORT
0012016-01-01
0012015-01-01JEAN KARLO ROCAFORT
0012013-01-01SARY ANN VAZQUEZ SARY ANN VAZQUEZ2014-10-15
0012012-01-01SARY ANN VAZQUEZ SARY ANN VAZQUEZ2013-10-15
0012011-01-01SARY ANN VAZQUEZ SARY ANN VAZQUEZ2013-06-03
0012009-01-01SARY ANN VAZQUEZ SARY ANN VAZQUEZ2010-10-14
0012009-01-01SARY ANN VAZQUEZ SARY ANN VAZQUEZ2010-10-14

Plan Statistics for UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN

401k plan membership statisitcs for UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN

Measure Date Value
2022: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,378
Total number of active participants reported on line 7a of the Form 55002022-01-01936
Number of retired or separated participants receiving benefits2022-01-01344
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-011,280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,280
Number of participants with account balances2022-01-011,034
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,346
Total number of active participants reported on line 7a of the Form 55002021-01-01935
Number of retired or separated participants receiving benefits2021-01-01344
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-011,279
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,279
Number of participants with account balances2021-01-011,279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,284
Total number of active participants reported on line 7a of the Form 55002020-01-01987
Number of retired or separated participants receiving benefits2020-01-0136
Number of other retired or separated participants entitled to future benefits2020-01-01284
Total of all active and inactive participants2020-01-011,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,307
Number of participants with account balances2020-01-011,307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,047
Total number of active participants reported on line 7a of the Form 55002019-01-011,017
Number of retired or separated participants receiving benefits2019-01-0130
Number of other retired or separated participants entitled to future benefits2019-01-01237
Total of all active and inactive participants2019-01-011,284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,284
Number of participants with account balances2019-01-011,284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011,284
2018: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01969
Total number of active participants reported on line 7a of the Form 55002018-01-01960
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0187
Total of all active and inactive participants2018-01-011,047
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,047
Number of participants with account balances2018-01-011,047
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01946
Total number of active participants reported on line 7a of the Form 55002017-01-01969
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01239
Total of all active and inactive participants2017-01-011,208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,208
Number of participants with account balances2017-01-01969
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01835
Total number of active participants reported on line 7a of the Form 55002016-01-01946
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01222
Total of all active and inactive participants2016-01-011,168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,168
Number of participants with account balances2016-01-01946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01858
Total number of active participants reported on line 7a of the Form 55002015-01-01835
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0124
Total of all active and inactive participants2015-01-01859
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01859
Number of participants with account balances2015-01-01835
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2013: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01893
Total number of active participants reported on line 7a of the Form 55002013-01-01903
Number of other retired or separated participants entitled to future benefits2013-01-0152
Total of all active and inactive participants2013-01-01955
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01955
Number of participants with account balances2013-01-01955
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01940
Total number of active participants reported on line 7a of the Form 55002012-01-01903
Number of retired or separated participants receiving benefits2012-01-0120
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-01923
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01923
Number of participants with account balances2012-01-01893
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01977
Total number of active participants reported on line 7a of the Form 55002011-01-01940
Number of retired or separated participants receiving benefits2011-01-0137
Total of all active and inactive participants2011-01-01977
Total participants2011-01-01977
Number of participants with account balances2011-01-01940
2009: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01955
Total number of active participants reported on line 7a of the Form 55002009-01-01977
Number of retired or separated participants receiving benefits2009-01-0128
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-011,005
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,005
Number of participants with account balances2009-01-01977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111
Number of employers contributing to the scheme2009-01-010

Financial Data on UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN

Measure Date Value
2022 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-15,713,804
Total unrealized appreciation/depreciation of assets2022-12-31$-15,713,804
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,314,644
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,790,194
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,212,209
Expenses. Certain deemed distributions of participant loans2022-12-31$193,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,347,656
Value of total assets at end of year2022-12-31$105,211,351
Value of total assets at beginning of year2022-12-31$115,316,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$384,832
Total interest from all sources2022-12-31$4,051,504
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,324,037
Participant contributions at end of year2022-12-31$4,132,915
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$434,033
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$3,752,143
Administrative expenses (other) incurred2022-12-31$384,832
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,104,838
Value of net assets at end of year (total assets less liabilities)2022-12-31$105,211,351
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$115,316,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$63,889,976
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$72,876,987
Interest on participant loans2022-12-31$195,745
Interest earned on other investments2022-12-31$3,855,759
Value of interest in common/collective trusts at end of year2022-12-31$5,500,605
Value of interest in common/collective trusts at beginning of year2022-12-31$5,766,373
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$29,205,100
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$30,438,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,589,586
Employer contributions (assets) at end of year2022-12-31$2,482,755
Employer contributions (assets) at beginning of year2022-12-31$2,482,686
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,212,209
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31RSM PUERTO RICO
Accountancy firm EIN2022-12-31660388756
2021 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$4,996,585
Total unrealized appreciation/depreciation of assets2021-12-31$4,996,585
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$17,316,704
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,579,460
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,282,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,889,818
Value of total assets at end of year2021-12-31$115,316,189
Value of total assets at beginning of year2021-12-31$101,578,945
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$296,998
Total interest from all sources2021-12-31$5,430,301
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,198,451
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$3,752,143
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$3,857,785
Administrative expenses (other) incurred2021-12-31$296,998
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$13,737,244
Value of net assets at end of year (total assets less liabilities)2021-12-31$115,316,189
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$101,578,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$72,876,987
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$58,896,092
Income. Interest from loans (other than to participants)2021-12-31$194,738
Interest earned on other investments2021-12-31$5,235,563
Value of interest in common/collective trusts at end of year2021-12-31$5,766,373
Value of interest in common/collective trusts at beginning of year2021-12-31$4,542,663
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$30,438,000
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$31,529,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,691,367
Employer contributions (assets) at end of year2021-12-31$2,482,686
Employer contributions (assets) at beginning of year2021-12-31$2,752,863
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,282,462
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31RSM PUERTO RICO
Accountancy firm EIN2021-12-31660388756
2020 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$6,816,490
Total unrealized appreciation/depreciation of assets2020-12-31$6,816,490
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$17,108,850
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,464,022
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,216,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,108,693
Value of total assets at end of year2020-12-31$101,578,945
Value of total assets at beginning of year2020-12-31$86,934,117
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$247,916
Total interest from all sources2020-12-31$222,832
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$2,960,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$2,960,835
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,047,092
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$229,128
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$3,857,785
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$4,122,019
Administrative expenses (other) incurred2020-12-31$247,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,644,828
Value of net assets at end of year (total assets less liabilities)2020-12-31$101,578,945
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$86,934,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$58,896,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$49,270,442
Interest on participant loans2020-12-31$222,832
Value of interest in common/collective trusts at end of year2020-12-31$4,542,663
Value of interest in common/collective trusts at beginning of year2020-12-31$3,295,991
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$31,529,542
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$27,378,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,832,473
Employer contributions (assets) at end of year2020-12-31$2,752,863
Employer contributions (assets) at beginning of year2020-12-31$2,866,881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,216,106
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM PUERTO RICO
Accountancy firm EIN2020-12-31660388756
2019 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$7,737,213
Total unrealized appreciation/depreciation of assets2019-12-31$7,737,213
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$17,609,801
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,605,170
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,380,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,187,257
Value of total assets at end of year2019-12-31$86,934,117
Value of total assets at beginning of year2019-12-31$72,929,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$224,252
Total interest from all sources2019-12-31$203,401
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,481,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,481,930
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,925,356
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$349,797
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$4,122,019
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,704,857
Administrative expenses (other) incurred2019-12-31$224,252
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$14,004,631
Value of net assets at end of year (total assets less liabilities)2019-12-31$86,934,117
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$72,929,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$49,270,442
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$39,403,792
Interest on participant loans2019-12-31$203,401
Value of interest in common/collective trusts at end of year2019-12-31$3,295,991
Value of interest in common/collective trusts at beginning of year2019-12-31$1,957,103
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$27,378,784
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$25,137,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,912,104
Employer contributions (assets) at end of year2019-12-31$2,866,881
Employer contributions (assets) at beginning of year2019-12-31$2,726,210
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,380,918
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM PUERTO RICO
Accountancy firm EIN2019-12-31660388756
2018 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-6,388,829
Total unrealized appreciation/depreciation of assets2018-12-31$-6,388,829
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$3,760,064
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,761,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,560,883
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,917,140
Value of total assets at end of year2018-12-31$72,929,486
Value of total assets at beginning of year2018-12-31$74,931,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$200,719
Total interest from all sources2018-12-31$184,019
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,047,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,047,734
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,744,591
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$82,687
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$3,704,857
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$4,273,478
Administrative expenses (other) incurred2018-12-31$200,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,001,538
Value of net assets at end of year (total assets less liabilities)2018-12-31$72,929,486
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$74,931,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$39,403,792
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$45,339,751
Interest on participant loans2018-12-31$184,019
Value of interest in common/collective trusts at end of year2018-12-31$1,957,103
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$25,137,524
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$22,969,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,089,862
Employer contributions (assets) at end of year2018-12-31$2,726,210
Employer contributions (assets) at beginning of year2018-12-31$2,348,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,560,883
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM PUERTO RICO
Accountancy firm EIN2018-12-31660388756
2017 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$3,872,864
Total unrealized appreciation/depreciation of assets2017-12-31$3,872,864
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$13,114,552
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$6,226,896
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,175,106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,253,522
Value of total assets at end of year2017-12-31$74,931,024
Value of total assets at beginning of year2017-12-31$68,043,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$51,790
Total interest from all sources2017-12-31$175,131
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,813,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,813,035
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,528,443
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$19,146
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$202,341
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$4,273,478
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$3,505,623
Administrative expenses (other) incurred2017-12-31$51,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,887,656
Value of net assets at end of year (total assets less liabilities)2017-12-31$74,931,024
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$68,043,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$45,339,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$37,519,879
Interest on participant loans2017-12-31$175,131
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$22,969,626
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$24,610,865
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$3,522,738
Employer contributions (assets) at end of year2017-12-31$2,348,169
Employer contributions (assets) at beginning of year2017-12-31$2,387,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,175,106
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM PUERTO RICO
Accountancy firm EIN2017-12-31660388756
2016 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$1,555,056
Total unrealized appreciation/depreciation of assets2016-12-31$1,555,056
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,932,645
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,945,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,907,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,315,805
Value of total assets at end of year2016-12-31$68,043,368
Value of total assets at beginning of year2016-12-31$62,055,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$37,468
Total interest from all sources2016-12-31$146,668
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,915,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,915,116
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,121,245
Participant contributions at end of year2016-12-31$19,146
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$158,910
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$3,505,623
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$3,401,641
Administrative expenses (other) incurred2016-12-31$37,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,987,611
Value of net assets at end of year (total assets less liabilities)2016-12-31$68,043,368
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$62,055,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$37,519,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$34,202,642
Interest on participant loans2016-12-31$146,668
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$24,610,865
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$22,032,571
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$3,035,650
Employer contributions (assets) at end of year2016-12-31$2,387,855
Employer contributions (assets) at beginning of year2016-12-31$2,418,903
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,907,566
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM PUERTO RICO
Accountancy firm EIN2016-12-31660388756
2015 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,983,421
Total unrealized appreciation/depreciation of assets2015-12-31$-1,983,421
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,502,640
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,910,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,891,303
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,929,582
Value of total assets at end of year2015-12-31$62,055,757
Value of total assets at beginning of year2015-12-31$60,463,889
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$19,469
Total interest from all sources2015-12-31$134,420
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,422,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,422,059
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,733,423
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$133,463
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,401,641
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$3,331,305
Administrative expenses (other) incurred2015-12-31$19,469
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,591,868
Value of net assets at end of year (total assets less liabilities)2015-12-31$62,055,757
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$60,463,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$34,202,642
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$33,816,801
Interest on participant loans2015-12-31$134,420
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$22,032,571
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$20,985,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,062,696
Employer contributions (assets) at end of year2015-12-31$2,418,903
Employer contributions (assets) at beginning of year2015-12-31$2,330,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,891,303
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM PUERTO RICO
Accountancy firm EIN2015-12-31660388756
2013 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$5,722,557
Total unrealized appreciation/depreciation of assets2013-12-31$5,722,557
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,391,737
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,270,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,238,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,514,182
Value of total assets at end of year2013-12-31$55,470,961
Value of total assets at beginning of year2013-12-31$49,349,633
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$32,099
Total interest from all sources2013-12-31$110,580
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,794,911
Participant contributions at end of year2013-12-31$3,230,329
Participant contributions at beginning of year2013-12-31$3,372,750
Other income not declared elsewhere2013-12-31$44,418
Administrative expenses (other) incurred2013-12-31$32,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,121,328
Value of net assets at end of year (total assets less liabilities)2013-12-31$55,470,961
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$49,349,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest on participant loans2013-12-31$110,580
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$5,247,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$5,247,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$52,240,632
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$38,877,724
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$719,271
Employer contributions (assets) at beginning of year2013-12-31$1,851,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,238,310
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31RSM ROC & COMPANY
Accountancy firm EIN2013-12-31660388756
2012 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$3,634,162
Total unrealized appreciation/depreciation of assets2012-12-31$3,634,162
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,947,549
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,842,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,833,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,201,917
Value of total assets at end of year2012-12-31$49,349,633
Value of total assets at beginning of year2012-12-31$43,244,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$9,310
Total interest from all sources2012-12-31$111,470
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,693,365
Participant contributions at end of year2012-12-31$3,372,750
Participant contributions at beginning of year2012-12-31$3,128,188
Administrative expenses (other) incurred2012-12-31$9,310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,104,881
Value of net assets at end of year (total assets less liabilities)2012-12-31$49,349,633
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$43,244,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest on participant loans2012-12-31$111,470
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$5,247,792
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,627,266
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,627,266
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$38,877,724
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$34,189,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,508,552
Employer contributions (assets) at end of year2012-12-31$1,851,367
Employer contributions (assets) at beginning of year2012-12-31$1,299,706
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,833,358
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31RSM ROC & CO.
Accountancy firm EIN2012-12-31660388756
2011 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-519,270
Total unrealized appreciation/depreciation of assets2011-12-31$-519,270
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,051,892
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,944,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,944,071
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,571,162
Value of total assets at end of year2011-12-31$43,244,752
Value of total assets at beginning of year2011-12-31$43,136,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,636,121
Participant contributions at end of year2011-12-31$3,128,188
Participant contributions at beginning of year2011-12-31$2,883,905
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$107,821
Value of net assets at end of year (total assets less liabilities)2011-12-31$43,244,752
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$43,136,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,627,266
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$4,011,734
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$4,011,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$34,189,592
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$34,228,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,935,041
Employer contributions (assets) at end of year2011-12-31$1,299,706
Employer contributions (assets) at beginning of year2011-12-31$2,012,938
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,944,071
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31RSM ROC & COMPANY
Accountancy firm EIN2011-12-31660388756
2010 : UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$3,222,535
Total unrealized appreciation/depreciation of assets2010-12-31$3,222,535
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$7,512,858
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,521,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,521,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,290,323
Value of total assets at end of year2010-12-31$43,136,931
Value of total assets at beginning of year2010-12-31$38,145,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,636,630
Participant contributions at end of year2010-12-31$2,883,905
Participant contributions at beginning of year2010-12-31$2,396,342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,991,711
Value of net assets at end of year (total assets less liabilities)2010-12-31$43,136,931
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$38,145,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$4,011,734
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,950,953
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,950,953
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$34,228,354
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$29,712,972
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,653,693
Employer contributions (assets) at end of year2010-12-31$2,012,938
Employer contributions (assets) at beginning of year2010-12-31$2,084,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,521,147
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31RSM ROC AND COMPANY
Accountancy firm EIN2010-12-31660388756

Form 5500 Responses for UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN

2022: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSAL INSURANCE COMPANY PROFIT SHARING & SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number335159-P1
Policy instance 1
Insurance contract or identification number335159-P1
Number of Individuals Covered804
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $30,238
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $15,119
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number335159-P1
Policy instance 1
Insurance contract or identification number335159-P1
Number of Individuals Covered868
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $28,594
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $14,297
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number335159-P1
Policy instance 1
Insurance contract or identification number335159-P1
Number of Individuals Covered871
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $27,394
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $13,697
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number335159-P1
Policy instance 1
Insurance contract or identification number335159-P1
Number of Individuals Covered884
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $25,006
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $12,503
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number335159-P1
Policy instance 1
Insurance contract or identification number335159-P1
Number of Individuals Covered908
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $22,134
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $11,067
Insurance broker organization code?3
Insurance broker nameJEAN KARLO ROCAFORT
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number335159-P1
Policy instance 1
Insurance contract or identification number335159-P1
Number of Individuals Covered791
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $21,908
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $10,954
Insurance broker organization code?3
Insurance broker nameJEAN KARLO ROCAFORT
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number335159-P1
Policy instance 1
Insurance contract or identification number335159-P1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $15,771
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,237
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS LLC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number936259
Policy instance 1
Insurance contract or identification number936259
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $42,335
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $41,604
Insurance broker organization code?3
Insurance broker nameWELLS FARGO DVISORY LLC
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number936259
Policy instance 1
Insurance contract or identification number936259
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $40,128
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number936340
Policy instance 2
Insurance contract or identification number936340
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $83
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number936259
Policy instance 1
Insurance contract or identification number936259
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $35,742
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,502
Insurance broker organization code?3
Insurance broker nameSCOTT JAMES HOFMAN

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