401k Plan data: LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES plan

LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 401k Plan overview

Plan Name	LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES
Plan identification number	003

LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OSRAM SYLVANIA PUERTO RICO CORPORATION INC. has sponsored the creation of one or more 401k plans.

Company Name: OSRAM SYLVANIA PUERTO RICO CORPORATION INC.

Employer identification number (EIN): 660490498

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-01-01 NICOLE VIENT 2016-10-14 ANDREW MARTIN 2016-10-14
003 2014-01-01 NICOLE VIENT 2015-10-05 PAMELA TRACEY 2015-10-05
003 2013-01-01 NICOLE VIENT PAMELA TRACEY 2014-10-10
003 2012-01-01 NICOLE VIENT NANCY MALONEY 2013-10-10
003 2011-10-01 NICOLE VIENT NANCY MALONEY 2012-07-26

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2015-01-01	NICOLE VIENT	2016-10-14	ANDREW MARTIN	2016-10-14
003	2014-01-01	NICOLE VIENT	2015-10-05	PAMELA TRACEY	2015-10-05
003	2013-01-01	NICOLE VIENT		PAMELA TRACEY	2014-10-10
003	2012-01-01	NICOLE VIENT		NANCY MALONEY	2013-10-10
003	2011-10-01	NICOLE VIENT		NANCY MALONEY	2012-07-26

Plan Statistics for LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES

401k plan membership statisitcs for LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES

Measure Date Value
2013: LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 63
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 42
Number of retired or separated participants receiving benefits 2013-01-01 3
Number of other retired or separated participants entitled to future benefits 2013-01-01 6
Total of all active and inactive participants 2013-01-01 51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 51
Number of participants with account balances 2013-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 83
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 74
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 78
Number of participants with account balances 2012-01-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2011 401k membership
Total participants, beginning-of-year 2011-10-01 99
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 85
Number of retired or separated participants receiving benefits 2011-10-01 0
Number of other retired or separated participants entitled to future benefits 2011-10-01 5
Total of all active and inactive participants 2011-10-01 90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 0
Total participants 2011-10-01 90
Number of participants with account balances 2011-10-01 69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0

Measure	Date	Value
2013: LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	63
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	42
Number of retired or separated participants receiving benefits	2013-01-01	3
Number of other retired or separated participants entitled to future benefits	2013-01-01	6
Total of all active and inactive participants	2013-01-01	51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	51
Number of participants with account balances	2013-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	83
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	74
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	78
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	78
Number of participants with account balances	2012-01-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2011 401k membership
Total participants, beginning-of-year	2011-10-01	99
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	85
Number of retired or separated participants receiving benefits	2011-10-01	0
Number of other retired or separated participants entitled to future benefits	2011-10-01	5
Total of all active and inactive participants	2011-10-01	90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	0
Total participants	2011-10-01	90
Number of participants with account balances	2011-10-01	69
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0

Financial Data on LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES

Measure	Date	Value
2013 : LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$3,863
Total plan liabilities at beginning of year	2013-12-31	$13,480
Total income from all sources	2013-12-31	$272,701
Expenses. Total of all expenses incurred	2013-12-31	$241,480
Benefits paid (including direct rollovers)	2013-12-31	$236,577
Total plan assets at end of year	2013-12-31	$2,108,256
Total plan assets at beginning of year	2013-12-31	$2,086,652
Value of fidelity bond covering the plan	2013-12-31	$5,000,000
Total contributions received or receivable from participants	2013-12-31	$136,986
Other income received	2013-12-31	$84,297
Net income (gross income less expenses)	2013-12-31	$31,221
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,104,393
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,073,172
Total contributions received or receivable from employer(s)	2013-12-31	$51,418
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$4,903
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
2012 : LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$13,480
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$26,880
Total income from all sources (including contributions)	2012-12-31	$270,951
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$261,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$242,511
Expenses. Certain deemed distributions of participant loans	2012-12-31	$5,307
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$197,848
Value of total assets at end of year	2012-12-31	$2,086,652
Value of total assets at beginning of year	2012-12-31	$2,090,503
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$13,584
Total interest from all sources	2012-12-31	$6,960
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$16,910
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$16,910
Administrative expenses professional fees incurred	2012-12-31	$625
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$142,254
Participant contributions at end of year	2012-12-31	$196,769
Participant contributions at beginning of year	2012-12-31	$237,691
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$11,280
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$1,767
Liabilities. Value of operating payables at end of year	2012-12-31	$13,306
Liabilities. Value of operating payables at beginning of year	2012-12-31	$2,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,549
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,073,172
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,063,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$511,140
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$422,855
Interest on participant loans	2012-12-31	$6,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,367,463
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,429,957
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,429,957
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$49,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$55,594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$242,511
Contract administrator fees	2012-12-31	$11,192
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$174
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$24,571
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	ERNST & YOUNG
Accountancy firm EIN	2012-12-31	346565596
2011 : LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$2,054,760
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$26,880
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$90,503
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$81,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$79,598
Expenses. Certain deemed distributions of participant loans	2011-12-31	$1,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$45,642
Value of total assets at end of year	2011-12-31	$2,090,503
Value of total assets at beginning of year	2011-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$630
Total interest from all sources	2011-12-31	$1,675
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$3,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$3,382
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$33,152
Participant contributions at end of year	2011-12-31	$237,691
Participant contributions at beginning of year	2011-12-31	$0
Liabilities. Value of operating payables at end of year	2011-12-31	$2,309
Liabilities. Value of operating payables at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$8,863
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,063,623
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$422,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$1,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,429,957
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$39,804
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$12,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$79,598
Contract administrator fees	2011-12-31	$630
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$24,571
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	ERNST & YOUNG
Accountancy firm EIN	2011-12-31	346565596

Form 5500 Responses for LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES

2013: LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: LEDVANCE LLC PUERTO RICO SAVINGS PLAN FOR PUERTO RICO EES 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	First time form 5500 has been submitted	Yes
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	OSRAM SYLVANIA PUERTO RICO CORPORATION INC.
Employer identification number (EIN):	660490498
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies