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JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan NameJOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN
Plan identification number 001

JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.

401k Sponsoring company profile

JOHNSON CONTROLS DE PUERTO RICO INC. has sponsored the creation of one or more 401k plans.

Company Name:JOHNSON CONTROLS DE PUERTO RICO INC.
Employer identification number (EIN):660533700
NAIC Classification:334500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KAARE A LEIN
0012016-01-01KAARE A. LEIN
0012015-01-01KAARE A. LEIN
0012015-01-01
0012014-01-01SHERRY Z. WEINBERG2015-10-14 SHERRY Z. WEINBERG2015-10-14
0012013-01-01SHERRY Z. WEINBERG SHERRY Z. WEINBERG2014-10-14
0012012-01-01SHERRY Z. WEINBERG SHERRY Z. WEINBERG2013-11-26

Plan Statistics for JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN

Measure Date Value
2023: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01161
Total number of active participants reported on line 7a of the Form 55002023-01-0176
Number of retired or separated participants receiving benefits2023-01-010
Number of other retired or separated participants entitled to future benefits2023-01-0180
Total of all active and inactive participants2023-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-011
Total participants2023-01-01157
Number of participants with account balances2023-01-01151
2022: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01161
Total number of active participants reported on line 7a of the Form 55002022-01-0175
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0185
Total of all active and inactive participants2022-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-01161
Number of participants with account balances2022-01-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01171
Total number of active participants reported on line 7a of the Form 55002021-01-0171
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0189
Total of all active and inactive participants2021-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01161
Number of participants with account balances2021-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01181
Total number of active participants reported on line 7a of the Form 55002020-01-0177
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0193
Total of all active and inactive participants2020-01-01170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01171
Number of participants with account balances2020-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01186
Total number of active participants reported on line 7a of the Form 55002019-01-0184
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0196
Total of all active and inactive participants2019-01-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01181
Number of participants with account balances2019-01-01178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0189
Total number of active participants reported on line 7a of the Form 55002018-01-0178
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01107
Total of all active and inactive participants2018-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01186
Number of participants with account balances2018-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01245
Total number of active participants reported on line 7a of the Form 55002017-01-0141
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0148
Total of all active and inactive participants2017-01-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0189
Number of participants with account balances2017-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01290
Total number of active participants reported on line 7a of the Form 55002016-01-0144
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01202
Total of all active and inactive participants2016-01-01246
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01247
Number of participants with account balances2016-01-01245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0138
2015: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01421
Total number of active participants reported on line 7a of the Form 55002015-01-0144
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01245
Total of all active and inactive participants2015-01-01289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01290
Number of participants with account balances2015-01-01290
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0179
2014: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01296
Total number of active participants reported on line 7a of the Form 55002014-01-01271
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0148
Total of all active and inactive participants2014-01-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0159
2013: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01264
Total number of active participants reported on line 7a of the Form 55002013-01-01295
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0145
Total of all active and inactive participants2013-01-01340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01340
Number of participants with account balances2013-01-01340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0118
2012: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01259
Total number of active participants reported on line 7a of the Form 55002012-01-01230
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0134
Total of all active and inactive participants2012-01-01264
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01264
Number of participants with account balances2012-01-01284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112

Financial Data on JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN

Measure Date Value
2023 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-12-31$0
Total income from all sources (including contributions)2023-12-31$3,233,312
Total loss/gain on sale of assets2023-12-31$0
Total of all expenses incurred2023-12-31$1,243,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$1,239,869
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$571,108
Value of total assets at end of year2023-12-31$17,210,295
Value of total assets at beginning of year2023-12-31$15,220,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$3,921
Total interest from all sources2023-12-31$102,870
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$262,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$262,005
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$10,000,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$336,819
Participant contributions at end of year2023-12-31$208,235
Participant contributions at beginning of year2023-12-31$222,641
Participant contributions at end of year2023-12-31$18,554
Participant contributions at beginning of year2023-12-31$46,898
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$1,989,522
Value of net assets at end of year (total assets less liabilities)2023-12-31$17,210,295
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$15,220,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$3,646
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$15,257,522
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$12,474,400
Interest on participant loans2023-12-31$11,140
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$1,507,934
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$2,300,158
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$2,300,158
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$91,730
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,297,329
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31Yes
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Contributions received in cash from employer2023-12-31$234,289
Employer contributions (assets) at end of year2023-12-31$218,050
Employer contributions (assets) at beginning of year2023-12-31$176,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$1,239,869
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31WIPFLI LLP
Accountancy firm EIN2023-12-31390758449
2022 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,282,373
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,349,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,337,482
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$488,684
Value of total assets at end of year2022-12-31$15,220,773
Value of total assets at beginning of year2022-12-31$18,852,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$11,751
Total interest from all sources2022-12-31$9,368
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$312,008
Participant contributions at end of year2022-12-31$222,641
Participant contributions at beginning of year2022-12-31$167,181
Participant contributions at end of year2022-12-31$46,898
Participant contributions at beginning of year2022-12-31$12,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,631,606
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,220,773
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$18,852,379
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,474,400
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$16,529,002
Interest on participant loans2022-12-31$9,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,300,158
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,967,758
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,967,758
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,780,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$176,676
Employer contributions (assets) at end of year2022-12-31$176,676
Employer contributions (assets) at beginning of year2022-12-31$175,758
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,337,482
Contract administrator fees2022-12-31$11,751
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLP
Accountancy firm EIN2022-12-31390758449
2021 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,355,965
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,093,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,088,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$714,122
Value of total assets at end of year2021-12-31$18,852,379
Value of total assets at beginning of year2021-12-31$16,589,781
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$4,720
Total interest from all sources2021-12-31$5,940
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$538,364
Participant contributions at end of year2021-12-31$167,181
Participant contributions at beginning of year2021-12-31$126,225
Participant contributions at end of year2021-12-31$12,680
Participant contributions at beginning of year2021-12-31$665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,262,598
Value of net assets at end of year (total assets less liabilities)2021-12-31$18,852,379
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$16,589,781
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,529,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,056,767
Interest on participant loans2021-12-31$5,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,967,758
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,109,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,109,755
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,635,903
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$175,758
Employer contributions (assets) at end of year2021-12-31$175,758
Employer contributions (assets) at beginning of year2021-12-31$296,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,088,647
Contract administrator fees2021-12-31$4,720
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI LLP
Accountancy firm EIN2021-12-31390758449
2020 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,442,571
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,574,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,572,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$545,250
Value of total assets at end of year2020-12-31$16,589,781
Value of total assets at beginning of year2020-12-31$15,721,964
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,807
Total interest from all sources2020-12-31$9,757
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$247,659
Participant contributions at end of year2020-12-31$126,225
Participant contributions at beginning of year2020-12-31$185,020
Participant contributions at end of year2020-12-31$665
Participant contributions at beginning of year2020-12-31$14,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$867,817
Value of net assets at end of year (total assets less liabilities)2020-12-31$16,589,781
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$15,721,964
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,056,767
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,968,400
Interest on participant loans2020-12-31$9,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,109,755
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,263,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,263,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,887,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$297,591
Employer contributions (assets) at end of year2020-12-31$296,369
Employer contributions (assets) at beginning of year2020-12-31$290,183
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,572,947
Contract administrator fees2020-12-31$1,807
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WIPFLI LLP
Accountancy firm EIN2020-12-31390758449
2019 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,292,858
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,097,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,095,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$551,459
Value of total assets at end of year2019-12-31$15,721,964
Value of total assets at beginning of year2019-12-31$13,526,412
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,994
Total interest from all sources2019-12-31$6,527
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$253,290
Participant contributions at end of year2019-12-31$185,020
Participant contributions at beginning of year2019-12-31$107,386
Participant contributions at end of year2019-12-31$14,958
Participant contributions at beginning of year2019-12-31$13,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,195,552
Value of net assets at end of year (total assets less liabilities)2019-12-31$15,721,964
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,526,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,968,400
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,859,150
Interest on participant loans2019-12-31$6,527
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,263,403
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$2,309,604
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$2,309,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,734,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$298,169
Employer contributions (assets) at end of year2019-12-31$290,183
Employer contributions (assets) at beginning of year2019-12-31$236,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,095,312
Contract administrator fees2019-12-31$1,994
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WIPFLI LLP
Accountancy firm EIN2019-12-31390758449
2018 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$10,299,572
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-139,095
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,459,953
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,459,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$452,790
Value of total assets at end of year2018-12-31$13,526,412
Value of total assets at beginning of year2018-12-31$4,825,888
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$234
Total interest from all sources2018-12-31$8,966
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$216,128
Participant contributions at end of year2018-12-31$107,386
Participant contributions at beginning of year2018-12-31$108,024
Participant contributions at end of year2018-12-31$13,743
Participant contributions at beginning of year2018-12-31$13,029
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$11,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,599,048
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,526,412
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,825,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,859,150
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,985,595
Interest on participant loans2018-12-31$8,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$2,309,604
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$523,674
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$523,674
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-600,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$236,662
Employer contributions (assets) at end of year2018-12-31$236,529
Employer contributions (assets) at beginning of year2018-12-31$183,693
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,459,719
Contract administrator fees2018-12-31$234
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WIPFLI LLP
Accountancy firm EIN2018-12-31390758449
2017 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$950,559
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$477,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$456,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$342,079
Value of total assets at end of year2017-12-31$4,825,888
Value of total assets at beginning of year2017-12-31$4,352,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$20,911
Total interest from all sources2017-12-31$4,210
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$51,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$51,426
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$158,386
Participant contributions at end of year2017-12-31$108,024
Participant contributions at beginning of year2017-12-31$154,553
Participant contributions at end of year2017-12-31$13,029
Participant contributions at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$11,873
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$473,479
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,825,888
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,352,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,985,595
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,210,490
Interest on participant loans2017-12-31$4,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$523,674
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$783,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$783,189
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$552,844
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$183,693
Employer contributions (assets) at end of year2017-12-31$183,693
Employer contributions (assets) at beginning of year2017-12-31$204,177
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$456,169
Contract administrator fees2017-12-31$20,911
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WIPFLI LLP
Accountancy firm EIN2017-12-31390758449
2016 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$608,666
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$717,616
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$717,616
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$327,069
Value of total assets at end of year2016-12-31$4,352,409
Value of total assets at beginning of year2016-12-31$4,461,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$4,600
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$82,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$82,695
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$130,159
Participant contributions at end of year2016-12-31$154,553
Participant contributions at beginning of year2016-12-31$148,529
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$13,186
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-108,950
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,352,409
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,461,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,210,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,167,993
Interest on participant loans2016-12-31$4,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$783,189
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$805,070
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$805,070
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$194,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$196,910
Employer contributions (assets) at end of year2016-12-31$204,177
Employer contributions (assets) at beginning of year2016-12-31$326,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$717,616
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COLEMAN AND WILLIAMS
Accountancy firm EIN2016-12-31391658905
2015 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$0
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,068,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,068,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$0
Value of total assets at end of year2015-12-31$0
Value of total assets at beginning of year2015-12-31$6,068,316
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$56,351
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$461,896
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$319,311
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$56,164
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-6,068,316
Value of net assets at end of year (total assets less liabilities)2015-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,068,316
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,754,312
Interest on participant loans2015-12-31$8,564
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,074,425
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,074,425
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$236,581
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$864,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,068,316
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Qualified
Accountancy firm name2015-12-31COLEMAN AND WILLIAMS
Accountancy firm EIN2015-12-31391658905
2014 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,982,517
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$513,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$513,730
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,586,319
Value of total assets at end of year2014-12-31$6,068,316
Value of total assets at beginning of year2014-12-31$4,599,529
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$7,698
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$133,569
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$133,569
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$677,626
Participant contributions at end of year2014-12-31$319,311
Participant contributions at beginning of year2014-12-31$236,778
Participant contributions at end of year2014-12-31$56,164
Participant contributions at beginning of year2014-12-31$53,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,468,787
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,068,316
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,599,529
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,754,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,874,126
Interest on participant loans2014-12-31$7,698
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,074,425
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$737,903
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$737,903
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$254,931
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$908,693
Employer contributions (assets) at end of year2014-12-31$864,104
Employer contributions (assets) at beginning of year2014-12-31$697,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$513,730
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Qualified
Accountancy firm name2014-12-31COLEMAN AND WILLIAMS
Accountancy firm EIN2014-12-31391658905
2013 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,884,304
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$636,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$636,748
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,285,080
Value of total assets at end of year2013-12-31$4,599,529
Value of total assets at beginning of year2013-12-31$3,351,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$5,397
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$38,567
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$38,567
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$587,562
Participant contributions at end of year2013-12-31$236,778
Participant contributions at beginning of year2013-12-31$194,331
Participant contributions at end of year2013-12-31$53,204
Participant contributions at beginning of year2013-12-31$39,196
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,247,556
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,599,529
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,351,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,874,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,121,978
Interest on participant loans2013-12-31$5,397
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$737,903
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$496,367
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$496,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$555,260
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$697,518
Employer contributions (assets) at end of year2013-12-31$697,518
Employer contributions (assets) at beginning of year2013-12-31$500,101
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$636,748
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COLEMAN AND WILLIAMS
Accountancy firm EIN2013-12-31391658905
2012 : JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,357,526
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$406,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$406,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$968,899
Value of total assets at end of year2012-12-31$3,351,973
Value of total assets at beginning of year2012-12-31$2,400,698
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$4,060
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$36,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$36,406
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$645,322
Participant contributions at end of year2012-12-31$194,331
Participant contributions at beginning of year2012-12-31$119,760
Participant contributions at end of year2012-12-31$39,196
Participant contributions at beginning of year2012-12-31$30,972
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$951,275
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,351,973
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,400,698
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,121,978
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,555,774
Interest on participant loans2012-12-31$4,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$496,367
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$347,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$347,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$348,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$323,577
Employer contributions (assets) at end of year2012-12-31$500,101
Employer contributions (assets) at beginning of year2012-12-31$347,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$406,251
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COLEMAN AND WILLIAMS
Accountancy firm EIN2012-12-31391658905

Form 5500 Responses for JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN

2023: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Submission has been amendedNo
2023-01-01This submission is the final filingNo
2023-01-01This return/report is a short plan year return/report (less than 12 months)No
2023-01-01Plan is a collectively bargained planNo
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement - TrustYes
2022: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: JOHNSON CONTROLS DE PUERTO RICO, INC. SAVINGS AND INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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