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THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameTHE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

THE KLEINFELDER GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE KLEINFELDER GROUP, INC.
Employer identification number (EIN):680053138
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about THE KLEINFELDER GROUP, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2015-01-08
Company Identification Number: 0802132069
Legal Registered Office Address: 770 1ST AVE STE 400
211 E. 7TH STREET, SUITE 620
SAN DIEGO
United States of America (USA)
92101

More information about THE KLEINFELDER GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-04-01
0012018-04-01
0012017-04-01RICHARD MCCAIN JOHN A. MURPHY2018-12-19
0012016-04-01RICHARD MCCAIN JOHN A. MURPHY2017-10-11
0012015-04-01ROBERT TEMPLETON CARL LOWMAN2016-12-21
0012014-04-01ROBERT TEMPLETON CARL LOWMAN2015-12-30
0012013-04-01DEREK FISHER DAVID JOHNSON2015-01-14
0012012-04-01JOSEPH ALDERN DAVID JOHNSON2014-01-10
0012011-04-01JOSEPH ALDERN
0012009-04-01KERRY RUEBELMANN

Plan Statistics for THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2019: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-01921
Total number of active participants reported on line 7a of the Form 55002019-04-010
Number of retired or separated participants receiving benefits2019-04-010
Number of other retired or separated participants entitled to future benefits2019-04-010
Total of all active and inactive participants2019-04-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-010
Total participants2019-04-010
Number of participants with account balances2019-04-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-010
2018: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-011,082
Total number of active participants reported on line 7a of the Form 55002018-04-01723
Number of retired or separated participants receiving benefits2018-04-010
Number of other retired or separated participants entitled to future benefits2018-04-01197
Total of all active and inactive participants2018-04-01920
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-011
Total participants2018-04-01921
Number of participants with account balances2018-04-01921
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-010
2017: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-011,242
Total number of active participants reported on line 7a of the Form 55002017-04-01812
Number of retired or separated participants receiving benefits2017-04-0185
Number of other retired or separated participants entitled to future benefits2017-04-01184
Total of all active and inactive participants2017-04-011,081
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-011
Total participants2017-04-011,082
Number of participants with account balances2017-04-011,082
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-010
2016: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-011,449
Total number of active participants reported on line 7a of the Form 55002016-04-01902
Number of retired or separated participants receiving benefits2016-04-0190
Number of other retired or separated participants entitled to future benefits2016-04-01241
Total of all active and inactive participants2016-04-011,233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-011
Total participants2016-04-011,234
Number of participants with account balances2016-04-011,233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-010
2015: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-011,731
Total number of active participants reported on line 7a of the Form 55002015-04-011,045
Number of retired or separated participants receiving benefits2015-04-01133
Number of other retired or separated participants entitled to future benefits2015-04-01249
Total of all active and inactive participants2015-04-011,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-012
Total participants2015-04-011,429
Number of participants with account balances2015-04-011,428
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-010
2014: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-011,865
Total number of active participants reported on line 7a of the Form 55002014-04-011,215
Number of retired or separated participants receiving benefits2014-04-01114
Number of other retired or separated participants entitled to future benefits2014-04-01388
Total of all active and inactive participants2014-04-011,717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-012
Total participants2014-04-011,719
Number of participants with account balances2014-04-011,719
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-010
2013: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-012,004
Total number of active participants reported on line 7a of the Form 55002013-04-011,489
Number of retired or separated participants receiving benefits2013-04-01123
Number of other retired or separated participants entitled to future benefits2013-04-01250
Total of all active and inactive participants2013-04-011,862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-013
Total participants2013-04-011,865
Number of participants with account balances2013-04-011,843
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-01113
2012: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-011,933
Total number of active participants reported on line 7a of the Form 55002012-04-011,405
Number of retired or separated participants receiving benefits2012-04-01190
Number of other retired or separated participants entitled to future benefits2012-04-01258
Total of all active and inactive participants2012-04-011,853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-013
Total participants2012-04-011,856
Number of participants with account balances2012-04-011,846
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-0189
2011: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-012,064
Total number of active participants reported on line 7a of the Form 55002011-04-011,441
Number of retired or separated participants receiving benefits2011-04-01187
Number of other retired or separated participants entitled to future benefits2011-04-01300
Total of all active and inactive participants2011-04-011,928
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-015
Total participants2011-04-011,933
Number of participants with account balances2011-04-011,926
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-01110
2009: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-012,073
Total number of active participants reported on line 7a of the Form 55002009-04-011,676
Number of retired or separated participants receiving benefits2009-04-01105
Number of other retired or separated participants entitled to future benefits2009-04-01414
Total of all active and inactive participants2009-04-012,195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-016
Total participants2009-04-012,201
Number of participants with account balances2009-04-012,201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-01205

Financial Data on THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2020 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-03-31$0
Total transfer of assets from this plan2020-03-31$1,812,833
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$16,182
Total income from all sources (including contributions)2020-03-31$3,480,108
Total loss/gain on sale of assets2020-03-31$0
Total of all expenses incurred2020-03-31$11,051,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$10,893,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$0
Value of total assets at end of year2020-03-31$0
Value of total assets at beginning of year2020-03-31$9,400,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$157,568
Total interest from all sources2020-03-31$3,480,108
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-03-31$0
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$1,000,000
If this is an individual account plan, was there a blackout period2020-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-03-31$0
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-7,571,285
Value of net assets at end of year (total assets less liabilities)2020-03-31$0
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$9,384,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$9,091,221
Interest earned on other investments2020-03-31$3,245,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-03-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-03-31$309,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-03-31$309,079
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-03-31$234,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31Yes
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Assets. Invements in employer securities at end of year2020-03-31$0
Assets. Invements in employer securities at beginning of year2020-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$10,893,825
Contract administrator fees2020-03-31$157,568
Liabilities. Value of benefit claims payable at end of year2020-03-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-03-31$16,182
Did the plan have assets held for investment2020-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31No
Opinion of an independent qualified public accountant for this plan2020-03-31Unqualified
Accountancy firm name2020-03-31MOSS-ADAMS LLP
Accountancy firm EIN2020-03-31910189318
2019 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-03-31$0
Total transfer of assets to this plan2019-03-31$383,293
Total transfer of assets from this plan2019-03-31$11,363,600
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$16,182
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-03-31$6,147
Total income from all sources (including contributions)2019-03-31$38,056,329
Total loss/gain on sale of assets2019-03-31$37,836,196
Total of all expenses incurred2019-03-31$55,035,362
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-03-31$54,996,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-03-31$0
Value of total assets at end of year2019-03-31$9,400,300
Value of total assets at beginning of year2019-03-31$37,349,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-03-31$38,874
Total interest from all sources2019-03-31$220,133
Total dividends received (eg from common stock, registered investment company shares)2019-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-03-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-03-31$0
Administrative expenses professional fees incurred2019-03-31$38,874
Was this plan covered by a fidelity bond2019-03-31Yes
Value of fidelity bond cover2019-03-31$1,000,000
If this is an individual account plan, was there a blackout period2019-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$3,538,483
Were there any nonexempt tranactions with any party-in-interest2019-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Value of net income/loss2019-03-31$-16,979,033
Value of net assets at end of year (total assets less liabilities)2019-03-31$9,384,118
Value of net assets at beginning of year (total assets less liabilities)2019-03-31$37,343,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-03-31No
Were any leases to which the plan was party in default or uncollectible2019-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-03-31$9,091,221
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-03-31$309,079
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-03-31$1,617,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-03-31$1,617,547
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-03-31$220,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-03-31Yes
Was there a failure to transmit to the plan any participant contributions2019-03-31No
Has the plan failed to provide any benefit when due under the plan2019-03-31No
Assets. Invements in employer securities at end of year2019-03-31$0
Assets. Invements in employer securities at beginning of year2019-03-31$35,732,058
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-03-31$54,996,488
Liabilities. Value of benefit claims payable at end of year2019-03-31$16,182
Liabilities. Value of benefit claims payable at beginning of year2019-03-31$6,147
Did the plan have assets held for investment2019-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-03-31No
Aggregate proceeds on sale of assets2019-03-31$70,029,770
Aggregate carrying amount (costs) on sale of assets2019-03-31$32,193,574
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-03-31No
Opinion of an independent qualified public accountant for this plan2019-03-31Unqualified
Accountancy firm name2019-03-31MOSS-ADAMS LLP
Accountancy firm EIN2019-03-31910189318
2018 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-03-31$11,848,211
Total unrealized appreciation/depreciation of assets2018-03-31$11,848,211
Total transfer of assets to this plan2018-03-31$527,316
Total transfer of assets from this plan2018-03-31$311,565
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$6,147
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$12,080
Total income from all sources (including contributions)2018-03-31$11,862,249
Total loss/gain on sale of assets2018-03-31$0
Total of all expenses incurred2018-03-31$3,095,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$3,095,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$0
Value of total assets at end of year2018-03-31$37,349,605
Value of total assets at beginning of year2018-03-31$28,372,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$0
Total interest from all sources2018-03-31$14,038
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$1,000,000
If this is an individual account plan, was there a blackout period2018-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$8,766,865
Value of net assets at end of year (total assets less liabilities)2018-03-31$37,343,458
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$28,360,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-03-31$1,617,547
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-03-31$1,786,695
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-03-31$1,786,695
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-03-31$14,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31Yes
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Assets. Invements in employer securities at end of year2018-03-31$35,732,058
Assets. Invements in employer securities at beginning of year2018-03-31$26,586,227
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$3,095,384
Liabilities. Value of benefit claims payable at end of year2018-03-31$6,147
Liabilities. Value of benefit claims payable at beginning of year2018-03-31$12,080
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31No
Opinion of an independent qualified public accountant for this plan2018-03-31Unqualified
Accountancy firm name2018-03-31MOSS-ADAMS LLP
Accountancy firm EIN2018-03-31910189318
2017 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-03-31$6,893,733
Total unrealized appreciation/depreciation of assets2017-03-31$6,893,733
Total transfer of assets to this plan2017-03-31$359,040
Total transfer of assets from this plan2017-03-31$358,627
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$12,080
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$39,600
Total income from all sources (including contributions)2017-03-31$7,307,082
Total loss/gain on sale of assets2017-03-31$404,680
Total of all expenses incurred2017-03-31$3,469,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$3,469,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$0
Value of total assets at end of year2017-03-31$28,372,922
Value of total assets at beginning of year2017-03-31$24,562,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$0
Total interest from all sources2017-03-31$8,669
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$10,000,000
If this is an individual account plan, was there a blackout period2017-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-03-31$0
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$3,837,195
Value of net assets at end of year (total assets less liabilities)2017-03-31$28,360,842
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$24,523,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-03-31$1,786,695
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-03-31$1,959,341
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-03-31$1,959,341
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-03-31$8,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31Yes
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Assets. Invements in employer securities at end of year2017-03-31$26,586,227
Assets. Invements in employer securities at beginning of year2017-03-31$22,601,634
Employer contributions (assets) at end of year2017-03-31$0
Employer contributions (assets) at beginning of year2017-03-31$1,859
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$3,469,887
Liabilities. Value of benefit claims payable at end of year2017-03-31$12,080
Liabilities. Value of benefit claims payable at beginning of year2017-03-31$39,600
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Aggregate proceeds on sale of assets2017-03-31$3,313,820
Aggregate carrying amount (costs) on sale of assets2017-03-31$2,909,140
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31No
Opinion of an independent qualified public accountant for this plan2017-03-31Unqualified
Accountancy firm name2017-03-31MOSS-ADAMS LLP
Accountancy firm EIN2017-03-31910189318
2016 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-03-31$-52,054
Total unrealized appreciation/depreciation of assets2016-03-31$-52,054
Total transfer of assets to this plan2016-03-31$372,705
Total transfer of assets from this plan2016-03-31$404,366
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$39,600
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$58,847
Total income from all sources (including contributions)2016-03-31$-46,098
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$3,148,889
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$3,148,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$0
Value of total assets at end of year2016-03-31$24,562,834
Value of total assets at beginning of year2016-03-31$27,808,729
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$0
Total interest from all sources2016-03-31$5,956
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$10,000,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-03-31$43,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$-3,194,987
Value of net assets at end of year (total assets less liabilities)2016-03-31$24,523,234
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$27,749,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-03-31$1,959,341
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-03-31$2,086,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-03-31$2,086,882
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-03-31$5,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31Yes
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Assets. Invements in employer securities at end of year2016-03-31$22,601,634
Assets. Invements in employer securities at beginning of year2016-03-31$25,721,847
Employer contributions (assets) at end of year2016-03-31$1,859
Employer contributions (assets) at beginning of year2016-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$3,148,889
Liabilities. Value of benefit claims payable at end of year2016-03-31$39,600
Liabilities. Value of benefit claims payable at beginning of year2016-03-31$15,451
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31No
Opinion of an independent qualified public accountant for this plan2016-03-31Unqualified
Accountancy firm name2016-03-31MOSS-ADAMS LLP
Accountancy firm EIN2016-03-31910189318
2015 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-03-31$-3,108,845
Total unrealized appreciation/depreciation of assets2015-03-31$-3,108,845
Total transfer of assets to this plan2015-03-31$307,021
Total transfer of assets from this plan2015-03-31$249,558
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$58,847
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$337,171
Total income from all sources (including contributions)2015-03-31$-3,103,021
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$2,945,344
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$2,945,344
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$1,340
Value of total assets at end of year2015-03-31$27,808,729
Value of total assets at beginning of year2015-03-31$34,077,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$0
Total interest from all sources2015-03-31$4,484
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$10,000,000
If this is an individual account plan, was there a blackout period2015-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Income. Received or receivable in cash from other sources (including rollovers)2015-03-31$1,340
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-03-31$43,396
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-03-31$70,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$-6,048,365
Value of net assets at end of year (total assets less liabilities)2015-03-31$27,749,882
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$33,740,784
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-03-31$2,086,882
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-03-31$2,547,290
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-03-31$2,547,290
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-03-31$4,484
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31Yes
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Assets. Invements in employer securities at end of year2015-03-31$25,721,847
Assets. Invements in employer securities at beginning of year2015-03-31$30,530,665
Employer contributions (assets) at end of year2015-03-31$0
Employer contributions (assets) at beginning of year2015-03-31$1,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$2,945,344
Liabilities. Value of benefit claims payable at end of year2015-03-31$15,451
Liabilities. Value of benefit claims payable at beginning of year2015-03-31$267,062
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31No
Opinion of an independent qualified public accountant for this plan2015-03-31Unqualified
Accountancy firm name2015-03-31MOSS-ADAMS LLP
Accountancy firm EIN2015-03-31910189318
2014 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-03-31$4,205,946
Total unrealized appreciation/depreciation of assets2014-03-31$4,205,946
Total transfer of assets to this plan2014-03-31$978,063
Total transfer of assets from this plan2014-03-31$139,618
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$337,171
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$20,268
Total income from all sources (including contributions)2014-03-31$5,206,583
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$3,560,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$3,426,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$1,000,000
Value of total assets at end of year2014-03-31$34,077,955
Value of total assets at beginning of year2014-03-31$31,276,121
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$133,636
Total interest from all sources2014-03-31$637
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Administrative expenses professional fees incurred2014-03-31$133,636
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$1,000,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-03-31$70,109
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Income. Non cash contributions2014-03-31$1,000,000
Value of net income/loss2014-03-31$1,646,486
Value of net assets at end of year (total assets less liabilities)2014-03-31$33,740,784
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$31,255,853
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-03-31$2,547,290
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-03-31$2,659,132
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-03-31$2,659,132
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-03-31$637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31Yes
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Assets. Invements in employer securities at end of year2014-03-31$30,530,665
Assets. Invements in employer securities at beginning of year2014-03-31$27,416,989
Employer contributions (assets) at end of year2014-03-31$1,000,000
Employer contributions (assets) at beginning of year2014-03-31$1,200,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$3,426,461
Liabilities. Value of benefit claims payable at end of year2014-03-31$267,062
Liabilities. Value of benefit claims payable at beginning of year2014-03-31$20,268
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31No
Opinion of an independent qualified public accountant for this plan2014-03-31Unqualified
Accountancy firm name2014-03-31MOSS-ADAMS LLP
Accountancy firm EIN2014-03-31910189318
2013 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-03-31$-9,412,773
Total unrealized appreciation/depreciation of assets2013-03-31$-9,412,773
Total transfer of assets to this plan2013-03-31$341,232
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$20,268
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$2,037
Total income from all sources (including contributions)2013-03-31$-8,211,667
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$5,090,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$4,954,203
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$1,200,000
Value of total assets at end of year2013-03-31$31,276,121
Value of total assets at beginning of year2013-03-31$44,219,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$136,700
Total interest from all sources2013-03-31$1,106
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Administrative expenses professional fees incurred2013-03-31$136,700
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$1,000,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-03-31$83
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$-13,302,570
Value of net assets at end of year (total assets less liabilities)2013-03-31$31,255,853
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$44,217,191
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-03-31$2,659,132
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-03-31$2,639,781
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-03-31$2,639,781
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-03-31$1,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31Yes
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Assets. Invements in employer securities at end of year2013-03-31$27,416,989
Assets. Invements in employer securities at beginning of year2013-03-31$40,129,364
Contributions received in cash from employer2013-03-31$1,200,000
Employer contributions (assets) at end of year2013-03-31$1,200,000
Employer contributions (assets) at beginning of year2013-03-31$1,450,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$4,954,203
Liabilities. Value of benefit claims payable at end of year2013-03-31$20,268
Liabilities. Value of benefit claims payable at beginning of year2013-03-31$2,037
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31No
Opinion of an independent qualified public accountant for this plan2013-03-31Unqualified
Accountancy firm name2013-03-31MOSS-ADAMS LLP
Accountancy firm EIN2013-03-31910189318
2012 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-03-31$667,638
Total unrealized appreciation/depreciation of assets2012-03-31$667,638
Total transfer of assets to this plan2012-03-31$249,826
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$2,037
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$2,037
Total income from all sources (including contributions)2012-03-31$2,118,891
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$5,669,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$5,541,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$1,450,083
Value of total assets at end of year2012-03-31$44,219,228
Value of total assets at beginning of year2012-03-31$47,520,139
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$128,202
Total interest from all sources2012-03-31$1,170
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Administrative expenses professional fees incurred2012-03-31$128,202
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$1,000,000
If this is an individual account plan, was there a blackout period2012-03-31No
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Income. Received or receivable in cash from other sources (including rollovers)2012-03-31$83
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-03-31$83
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-03-31$3,408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$-3,550,737
Value of net assets at end of year (total assets less liabilities)2012-03-31$44,217,191
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$47,518,102
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-03-31$2,639,781
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-03-31$3,028,897
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-03-31$3,028,897
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-03-31$1,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31Yes
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Assets. Invements in employer securities at end of year2012-03-31$40,129,364
Assets. Invements in employer securities at beginning of year2012-03-31$44,267,665
Contributions received in cash from employer2012-03-31$1,450,000
Employer contributions (assets) at end of year2012-03-31$1,450,000
Employer contributions (assets) at beginning of year2012-03-31$220,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$5,541,426
Liabilities. Value of benefit claims payable at end of year2012-03-31$2,037
Liabilities. Value of benefit claims payable at beginning of year2012-03-31$2,037
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31No
Opinion of an independent qualified public accountant for this plan2012-03-31Unqualified
Accountancy firm name2012-03-31MOSS-ADAMS LLP
Accountancy firm EIN2012-03-31910189318
2011 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-03-31$-2,565,548
Total unrealized appreciation/depreciation of assets2011-03-31$-2,565,548
Total transfer of assets to this plan2011-03-31$1,632,813
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$2,037
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$2,037
Total income from all sources (including contributions)2011-03-31$-1,478,715
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$3,882,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$3,765,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$1,083,578
Value of total assets at end of year2011-03-31$47,520,139
Value of total assets at beginning of year2011-03-31$51,248,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$116,445
Total interest from all sources2011-03-31$3,255
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Administrative expenses professional fees incurred2011-03-31$116,437
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$1,000,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-03-31$3,408
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-03-31$344
Administrative expenses (other) incurred2011-03-31$8
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$-5,360,734
Value of net assets at end of year (total assets less liabilities)2011-03-31$47,518,102
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$51,246,023
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-03-31$3,028,897
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-03-31$3,194,672
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-03-31$3,194,672
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-03-31$3,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31Yes
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Assets. Invements in employer securities at end of year2011-03-31$44,267,665
Assets. Invements in employer securities at beginning of year2011-03-31$46,833,213
Contributions received in cash from employer2011-03-31$1,083,578
Employer contributions (assets) at end of year2011-03-31$220,169
Employer contributions (assets) at beginning of year2011-03-31$1,219,831
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$3,765,574
Liabilities. Value of benefit claims payable at end of year2011-03-31$2,037
Liabilities. Value of benefit claims payable at beginning of year2011-03-31$2,037
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31No
Opinion of an independent qualified public accountant for this plan2011-03-31Unqualified
Accountancy firm name2011-03-31MOSS-ADAMS LLP
Accountancy firm EIN2011-03-31910189318
2010 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN

2019: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingYes
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement - TrustYes
2018: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement - TrustYes
2017: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement - TrustYes
2016: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement - TrustYes
2015: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement - TrustYes
2014: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement - TrustYes
2013: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement - TrustYes
2012: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement - TrustYes
2011: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement - TrustYes
2009: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement - TrustYes

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