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Plan Name | THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | THE KLEINFELDER GROUP, INC. |
Employer identification number (EIN): | 680053138 |
NAIC Classification: | 541330 |
NAIC Description: | Engineering Services |
Additional information about THE KLEINFELDER GROUP, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2015-01-08 |
Company Identification Number: | 0802132069 |
Legal Registered Office Address: |
770 1ST AVE STE 400 211 E. 7TH STREET, SUITE 620 SAN DIEGO United States of America (USA) 92101 |
More information about THE KLEINFELDER GROUP, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2019-04-01 | ||||
001 | 2018-04-01 | ||||
001 | 2017-04-01 | RICHARD MCCAIN | JOHN A. MURPHY | 2018-12-19 | |
001 | 2016-04-01 | RICHARD MCCAIN | JOHN A. MURPHY | 2017-10-11 | |
001 | 2015-04-01 | ROBERT TEMPLETON | CARL LOWMAN | 2016-12-21 | |
001 | 2014-04-01 | ROBERT TEMPLETON | CARL LOWMAN | 2015-12-30 | |
001 | 2013-04-01 | DEREK FISHER | DAVID JOHNSON | 2015-01-14 | |
001 | 2012-04-01 | JOSEPH ALDERN | DAVID JOHNSON | 2014-01-10 | |
001 | 2011-04-01 | JOSEPH ALDERN | |||
001 | 2009-04-01 | KERRY RUEBELMANN |
Measure | Date | Value |
---|---|---|
2019: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-04-01 | 921 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-04-01 | 0 |
Number of retired or separated participants receiving benefits | 2019-04-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-04-01 | 0 |
Total of all active and inactive participants | 2019-04-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-04-01 | 0 |
Total participants | 2019-04-01 | 0 |
Number of participants with account balances | 2019-04-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-04-01 | 0 |
2018: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-04-01 | 1,082 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-04-01 | 723 |
Number of retired or separated participants receiving benefits | 2018-04-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-04-01 | 197 |
Total of all active and inactive participants | 2018-04-01 | 920 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-04-01 | 1 |
Total participants | 2018-04-01 | 921 |
Number of participants with account balances | 2018-04-01 | 921 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-04-01 | 0 |
2017: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-04-01 | 1,242 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-04-01 | 812 |
Number of retired or separated participants receiving benefits | 2017-04-01 | 85 |
Number of other retired or separated participants entitled to future benefits | 2017-04-01 | 184 |
Total of all active and inactive participants | 2017-04-01 | 1,081 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-04-01 | 1 |
Total participants | 2017-04-01 | 1,082 |
Number of participants with account balances | 2017-04-01 | 1,082 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-04-01 | 0 |
2016: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-04-01 | 1,449 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-04-01 | 902 |
Number of retired or separated participants receiving benefits | 2016-04-01 | 90 |
Number of other retired or separated participants entitled to future benefits | 2016-04-01 | 241 |
Total of all active and inactive participants | 2016-04-01 | 1,233 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-04-01 | 1 |
Total participants | 2016-04-01 | 1,234 |
Number of participants with account balances | 2016-04-01 | 1,233 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-04-01 | 0 |
2015: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-04-01 | 1,731 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-04-01 | 1,045 |
Number of retired or separated participants receiving benefits | 2015-04-01 | 133 |
Number of other retired or separated participants entitled to future benefits | 2015-04-01 | 249 |
Total of all active and inactive participants | 2015-04-01 | 1,427 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-04-01 | 2 |
Total participants | 2015-04-01 | 1,429 |
Number of participants with account balances | 2015-04-01 | 1,428 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-04-01 | 0 |
2014: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-04-01 | 1,865 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-04-01 | 1,215 |
Number of retired or separated participants receiving benefits | 2014-04-01 | 114 |
Number of other retired or separated participants entitled to future benefits | 2014-04-01 | 388 |
Total of all active and inactive participants | 2014-04-01 | 1,717 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-04-01 | 2 |
Total participants | 2014-04-01 | 1,719 |
Number of participants with account balances | 2014-04-01 | 1,719 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-04-01 | 0 |
2013: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-04-01 | 2,004 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-04-01 | 1,489 |
Number of retired or separated participants receiving benefits | 2013-04-01 | 123 |
Number of other retired or separated participants entitled to future benefits | 2013-04-01 | 250 |
Total of all active and inactive participants | 2013-04-01 | 1,862 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-04-01 | 3 |
Total participants | 2013-04-01 | 1,865 |
Number of participants with account balances | 2013-04-01 | 1,843 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-04-01 | 113 |
2012: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-04-01 | 1,933 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-04-01 | 1,405 |
Number of retired or separated participants receiving benefits | 2012-04-01 | 190 |
Number of other retired or separated participants entitled to future benefits | 2012-04-01 | 258 |
Total of all active and inactive participants | 2012-04-01 | 1,853 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-04-01 | 3 |
Total participants | 2012-04-01 | 1,856 |
Number of participants with account balances | 2012-04-01 | 1,846 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-04-01 | 89 |
2011: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-04-01 | 2,064 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-04-01 | 1,441 |
Number of retired or separated participants receiving benefits | 2011-04-01 | 187 |
Number of other retired or separated participants entitled to future benefits | 2011-04-01 | 300 |
Total of all active and inactive participants | 2011-04-01 | 1,928 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-04-01 | 5 |
Total participants | 2011-04-01 | 1,933 |
Number of participants with account balances | 2011-04-01 | 1,926 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-04-01 | 110 |
2009: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-04-01 | 2,073 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-04-01 | 1,676 |
Number of retired or separated participants receiving benefits | 2009-04-01 | 105 |
Number of other retired or separated participants entitled to future benefits | 2009-04-01 | 414 |
Total of all active and inactive participants | 2009-04-01 | 2,195 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-04-01 | 6 |
Total participants | 2009-04-01 | 2,201 |
Number of participants with account balances | 2009-04-01 | 2,201 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-04-01 | 205 |
Measure | Date | Value |
---|---|---|
2020 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-03-31 | $0 |
Total transfer of assets from this plan | 2020-03-31 | $1,812,833 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-03-31 | $16,182 |
Total income from all sources (including contributions) | 2020-03-31 | $3,480,108 |
Total loss/gain on sale of assets | 2020-03-31 | $0 |
Total of all expenses incurred | 2020-03-31 | $11,051,393 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-03-31 | $10,893,825 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-03-31 | $0 |
Value of total assets at end of year | 2020-03-31 | $0 |
Value of total assets at beginning of year | 2020-03-31 | $9,400,300 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-03-31 | $157,568 |
Total interest from all sources | 2020-03-31 | $3,480,108 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-03-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2020-03-31 | $0 |
Was this plan covered by a fidelity bond | 2020-03-31 | Yes |
Value of fidelity bond cover | 2020-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-03-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-03-31 | No |
Value of net income/loss | 2020-03-31 | $-7,571,285 |
Value of net assets at end of year (total assets less liabilities) | 2020-03-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-03-31 | $9,384,118 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-03-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-03-31 | $9,091,221 |
Interest earned on other investments | 2020-03-31 | $3,245,381 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-03-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-03-31 | $309,079 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-03-31 | $309,079 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-03-31 | $234,727 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2020-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-03-31 | No |
Assets. Invements in employer securities at end of year | 2020-03-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2020-03-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-03-31 | $10,893,825 |
Contract administrator fees | 2020-03-31 | $157,568 |
Liabilities. Value of benefit claims payable at end of year | 2020-03-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2020-03-31 | $16,182 |
Did the plan have assets held for investment | 2020-03-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-03-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-03-31 | Unqualified |
Accountancy firm name | 2020-03-31 | MOSS-ADAMS LLP |
Accountancy firm EIN | 2020-03-31 | 910189318 |
2019 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-03-31 | $0 |
Total transfer of assets to this plan | 2019-03-31 | $383,293 |
Total transfer of assets from this plan | 2019-03-31 | $11,363,600 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-03-31 | $16,182 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-03-31 | $6,147 |
Total income from all sources (including contributions) | 2019-03-31 | $38,056,329 |
Total loss/gain on sale of assets | 2019-03-31 | $37,836,196 |
Total of all expenses incurred | 2019-03-31 | $55,035,362 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-03-31 | $54,996,488 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-03-31 | $0 |
Value of total assets at end of year | 2019-03-31 | $9,400,300 |
Value of total assets at beginning of year | 2019-03-31 | $37,349,605 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-03-31 | $38,874 |
Total interest from all sources | 2019-03-31 | $220,133 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-03-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-03-31 | $0 |
Administrative expenses professional fees incurred | 2019-03-31 | $38,874 |
Was this plan covered by a fidelity bond | 2019-03-31 | Yes |
Value of fidelity bond cover | 2019-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-03-31 | $3,538,483 |
Were there any nonexempt tranactions with any party-in-interest | 2019-03-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-03-31 | No |
Value of net income/loss | 2019-03-31 | $-16,979,033 |
Value of net assets at end of year (total assets less liabilities) | 2019-03-31 | $9,384,118 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-03-31 | $37,343,458 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-03-31 | $9,091,221 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-03-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-03-31 | $309,079 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-03-31 | $1,617,547 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-03-31 | $1,617,547 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-03-31 | $220,133 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2019-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-03-31 | No |
Assets. Invements in employer securities at end of year | 2019-03-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2019-03-31 | $35,732,058 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-03-31 | $54,996,488 |
Liabilities. Value of benefit claims payable at end of year | 2019-03-31 | $16,182 |
Liabilities. Value of benefit claims payable at beginning of year | 2019-03-31 | $6,147 |
Did the plan have assets held for investment | 2019-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-03-31 | No |
Aggregate proceeds on sale of assets | 2019-03-31 | $70,029,770 |
Aggregate carrying amount (costs) on sale of assets | 2019-03-31 | $32,193,574 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2019-03-31 | Unqualified |
Accountancy firm name | 2019-03-31 | MOSS-ADAMS LLP |
Accountancy firm EIN | 2019-03-31 | 910189318 |
2018 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-03-31 | $11,848,211 |
Total unrealized appreciation/depreciation of assets | 2018-03-31 | $11,848,211 |
Total transfer of assets to this plan | 2018-03-31 | $527,316 |
Total transfer of assets from this plan | 2018-03-31 | $311,565 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-03-31 | $6,147 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-03-31 | $12,080 |
Total income from all sources (including contributions) | 2018-03-31 | $11,862,249 |
Total loss/gain on sale of assets | 2018-03-31 | $0 |
Total of all expenses incurred | 2018-03-31 | $3,095,384 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-03-31 | $3,095,384 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-03-31 | $0 |
Value of total assets at end of year | 2018-03-31 | $37,349,605 |
Value of total assets at beginning of year | 2018-03-31 | $28,372,922 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-03-31 | $0 |
Total interest from all sources | 2018-03-31 | $14,038 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-03-31 | No |
Was this plan covered by a fidelity bond | 2018-03-31 | Yes |
Value of fidelity bond cover | 2018-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-03-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-03-31 | No |
Value of net income/loss | 2018-03-31 | $8,766,865 |
Value of net assets at end of year (total assets less liabilities) | 2018-03-31 | $37,343,458 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-03-31 | $28,360,842 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-03-31 | $1,617,547 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-03-31 | $1,786,695 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-03-31 | $1,786,695 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-03-31 | $14,038 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2018-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-03-31 | No |
Assets. Invements in employer securities at end of year | 2018-03-31 | $35,732,058 |
Assets. Invements in employer securities at beginning of year | 2018-03-31 | $26,586,227 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-03-31 | $3,095,384 |
Liabilities. Value of benefit claims payable at end of year | 2018-03-31 | $6,147 |
Liabilities. Value of benefit claims payable at beginning of year | 2018-03-31 | $12,080 |
Did the plan have assets held for investment | 2018-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2018-03-31 | Unqualified |
Accountancy firm name | 2018-03-31 | MOSS-ADAMS LLP |
Accountancy firm EIN | 2018-03-31 | 910189318 |
2017 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-03-31 | $6,893,733 |
Total unrealized appreciation/depreciation of assets | 2017-03-31 | $6,893,733 |
Total transfer of assets to this plan | 2017-03-31 | $359,040 |
Total transfer of assets from this plan | 2017-03-31 | $358,627 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-03-31 | $12,080 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-03-31 | $39,600 |
Total income from all sources (including contributions) | 2017-03-31 | $7,307,082 |
Total loss/gain on sale of assets | 2017-03-31 | $404,680 |
Total of all expenses incurred | 2017-03-31 | $3,469,887 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-03-31 | $3,469,887 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-03-31 | $0 |
Value of total assets at end of year | 2017-03-31 | $28,372,922 |
Value of total assets at beginning of year | 2017-03-31 | $24,562,834 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-03-31 | $0 |
Total interest from all sources | 2017-03-31 | $8,669 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-03-31 | No |
Was this plan covered by a fidelity bond | 2017-03-31 | Yes |
Value of fidelity bond cover | 2017-03-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2017-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-03-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-03-31 | No |
Value of net income/loss | 2017-03-31 | $3,837,195 |
Value of net assets at end of year (total assets less liabilities) | 2017-03-31 | $28,360,842 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-03-31 | $24,523,234 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-03-31 | $1,786,695 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-03-31 | $1,959,341 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-03-31 | $1,959,341 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-03-31 | $8,669 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2017-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-03-31 | No |
Assets. Invements in employer securities at end of year | 2017-03-31 | $26,586,227 |
Assets. Invements in employer securities at beginning of year | 2017-03-31 | $22,601,634 |
Employer contributions (assets) at end of year | 2017-03-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-03-31 | $1,859 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-03-31 | $3,469,887 |
Liabilities. Value of benefit claims payable at end of year | 2017-03-31 | $12,080 |
Liabilities. Value of benefit claims payable at beginning of year | 2017-03-31 | $39,600 |
Did the plan have assets held for investment | 2017-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-03-31 | No |
Aggregate proceeds on sale of assets | 2017-03-31 | $3,313,820 |
Aggregate carrying amount (costs) on sale of assets | 2017-03-31 | $2,909,140 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2017-03-31 | Unqualified |
Accountancy firm name | 2017-03-31 | MOSS-ADAMS LLP |
Accountancy firm EIN | 2017-03-31 | 910189318 |
2016 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-03-31 | $-52,054 |
Total unrealized appreciation/depreciation of assets | 2016-03-31 | $-52,054 |
Total transfer of assets to this plan | 2016-03-31 | $372,705 |
Total transfer of assets from this plan | 2016-03-31 | $404,366 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $39,600 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $58,847 |
Total income from all sources (including contributions) | 2016-03-31 | $-46,098 |
Total loss/gain on sale of assets | 2016-03-31 | $0 |
Total of all expenses incurred | 2016-03-31 | $3,148,889 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-03-31 | $3,148,889 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-03-31 | $0 |
Value of total assets at end of year | 2016-03-31 | $24,562,834 |
Value of total assets at beginning of year | 2016-03-31 | $27,808,729 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-03-31 | $0 |
Total interest from all sources | 2016-03-31 | $5,956 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-03-31 | No |
Was this plan covered by a fidelity bond | 2016-03-31 | Yes |
Value of fidelity bond cover | 2016-03-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2016-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-03-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-03-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-03-31 | $43,396 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
Value of net income/loss | 2016-03-31 | $-3,194,987 |
Value of net assets at end of year (total assets less liabilities) | 2016-03-31 | $24,523,234 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-03-31 | $27,749,882 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-03-31 | $1,959,341 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-03-31 | $2,086,882 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-03-31 | $2,086,882 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-03-31 | $5,956 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2016-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-03-31 | No |
Assets. Invements in employer securities at end of year | 2016-03-31 | $22,601,634 |
Assets. Invements in employer securities at beginning of year | 2016-03-31 | $25,721,847 |
Employer contributions (assets) at end of year | 2016-03-31 | $1,859 |
Employer contributions (assets) at beginning of year | 2016-03-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-03-31 | $3,148,889 |
Liabilities. Value of benefit claims payable at end of year | 2016-03-31 | $39,600 |
Liabilities. Value of benefit claims payable at beginning of year | 2016-03-31 | $15,451 |
Did the plan have assets held for investment | 2016-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2016-03-31 | Unqualified |
Accountancy firm name | 2016-03-31 | MOSS-ADAMS LLP |
Accountancy firm EIN | 2016-03-31 | 910189318 |
2015 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-03-31 | $-3,108,845 |
Total unrealized appreciation/depreciation of assets | 2015-03-31 | $-3,108,845 |
Total transfer of assets to this plan | 2015-03-31 | $307,021 |
Total transfer of assets from this plan | 2015-03-31 | $249,558 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $58,847 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $337,171 |
Total income from all sources (including contributions) | 2015-03-31 | $-3,103,021 |
Total loss/gain on sale of assets | 2015-03-31 | $0 |
Total of all expenses incurred | 2015-03-31 | $2,945,344 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-03-31 | $2,945,344 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-03-31 | $1,340 |
Value of total assets at end of year | 2015-03-31 | $27,808,729 |
Value of total assets at beginning of year | 2015-03-31 | $34,077,955 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-03-31 | $0 |
Total interest from all sources | 2015-03-31 | $4,484 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-03-31 | No |
Was this plan covered by a fidelity bond | 2015-03-31 | Yes |
Value of fidelity bond cover | 2015-03-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2015-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-03-31 | No |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-03-31 | $1,340 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-03-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-03-31 | $43,396 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-03-31 | $70,109 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
Value of net income/loss | 2015-03-31 | $-6,048,365 |
Value of net assets at end of year (total assets less liabilities) | 2015-03-31 | $27,749,882 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-03-31 | $33,740,784 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-03-31 | $2,086,882 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-03-31 | $2,547,290 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-03-31 | $2,547,290 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-03-31 | $4,484 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2015-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-03-31 | No |
Assets. Invements in employer securities at end of year | 2015-03-31 | $25,721,847 |
Assets. Invements in employer securities at beginning of year | 2015-03-31 | $30,530,665 |
Employer contributions (assets) at end of year | 2015-03-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-03-31 | $1,000,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-03-31 | $2,945,344 |
Liabilities. Value of benefit claims payable at end of year | 2015-03-31 | $15,451 |
Liabilities. Value of benefit claims payable at beginning of year | 2015-03-31 | $267,062 |
Did the plan have assets held for investment | 2015-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2015-03-31 | Unqualified |
Accountancy firm name | 2015-03-31 | MOSS-ADAMS LLP |
Accountancy firm EIN | 2015-03-31 | 910189318 |
2014 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-03-31 | $4,205,946 |
Total unrealized appreciation/depreciation of assets | 2014-03-31 | $4,205,946 |
Total transfer of assets to this plan | 2014-03-31 | $978,063 |
Total transfer of assets from this plan | 2014-03-31 | $139,618 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $337,171 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $20,268 |
Total income from all sources (including contributions) | 2014-03-31 | $5,206,583 |
Total loss/gain on sale of assets | 2014-03-31 | $0 |
Total of all expenses incurred | 2014-03-31 | $3,560,097 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $3,426,461 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $1,000,000 |
Value of total assets at end of year | 2014-03-31 | $34,077,955 |
Value of total assets at beginning of year | 2014-03-31 | $31,276,121 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $133,636 |
Total interest from all sources | 2014-03-31 | $637 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-03-31 | No |
Administrative expenses professional fees incurred | 2014-03-31 | $133,636 |
Was this plan covered by a fidelity bond | 2014-03-31 | Yes |
Value of fidelity bond cover | 2014-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-03-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-03-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-03-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-03-31 | $70,109 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-03-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
Income. Non cash contributions | 2014-03-31 | $1,000,000 |
Value of net income/loss | 2014-03-31 | $1,646,486 |
Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $33,740,784 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $31,255,853 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-03-31 | $2,547,290 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-03-31 | $2,659,132 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-03-31 | $2,659,132 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-03-31 | $637 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2014-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-03-31 | No |
Assets. Invements in employer securities at end of year | 2014-03-31 | $30,530,665 |
Assets. Invements in employer securities at beginning of year | 2014-03-31 | $27,416,989 |
Employer contributions (assets) at end of year | 2014-03-31 | $1,000,000 |
Employer contributions (assets) at beginning of year | 2014-03-31 | $1,200,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-03-31 | $3,426,461 |
Liabilities. Value of benefit claims payable at end of year | 2014-03-31 | $267,062 |
Liabilities. Value of benefit claims payable at beginning of year | 2014-03-31 | $20,268 |
Did the plan have assets held for investment | 2014-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2014-03-31 | Unqualified |
Accountancy firm name | 2014-03-31 | MOSS-ADAMS LLP |
Accountancy firm EIN | 2014-03-31 | 910189318 |
2013 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-03-31 | $-9,412,773 |
Total unrealized appreciation/depreciation of assets | 2013-03-31 | $-9,412,773 |
Total transfer of assets to this plan | 2013-03-31 | $341,232 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $20,268 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $2,037 |
Total income from all sources (including contributions) | 2013-03-31 | $-8,211,667 |
Total loss/gain on sale of assets | 2013-03-31 | $0 |
Total of all expenses incurred | 2013-03-31 | $5,090,903 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-31 | $4,954,203 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-03-31 | $1,200,000 |
Value of total assets at end of year | 2013-03-31 | $31,276,121 |
Value of total assets at beginning of year | 2013-03-31 | $44,219,228 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $136,700 |
Total interest from all sources | 2013-03-31 | $1,106 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-03-31 | No |
Administrative expenses professional fees incurred | 2013-03-31 | $136,700 |
Was this plan covered by a fidelity bond | 2013-03-31 | Yes |
Value of fidelity bond cover | 2013-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-03-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-03-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-03-31 | $83 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
Value of net income/loss | 2013-03-31 | $-13,302,570 |
Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $31,255,853 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $44,217,191 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-03-31 | $2,659,132 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-03-31 | $2,639,781 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-03-31 | $2,639,781 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-03-31 | $1,106 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-03-31 | No |
Assets. Invements in employer securities at end of year | 2013-03-31 | $27,416,989 |
Assets. Invements in employer securities at beginning of year | 2013-03-31 | $40,129,364 |
Contributions received in cash from employer | 2013-03-31 | $1,200,000 |
Employer contributions (assets) at end of year | 2013-03-31 | $1,200,000 |
Employer contributions (assets) at beginning of year | 2013-03-31 | $1,450,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-03-31 | $4,954,203 |
Liabilities. Value of benefit claims payable at end of year | 2013-03-31 | $20,268 |
Liabilities. Value of benefit claims payable at beginning of year | 2013-03-31 | $2,037 |
Did the plan have assets held for investment | 2013-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2013-03-31 | Unqualified |
Accountancy firm name | 2013-03-31 | MOSS-ADAMS LLP |
Accountancy firm EIN | 2013-03-31 | 910189318 |
2012 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-03-31 | $667,638 |
Total unrealized appreciation/depreciation of assets | 2012-03-31 | $667,638 |
Total transfer of assets to this plan | 2012-03-31 | $249,826 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $2,037 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $2,037 |
Total income from all sources (including contributions) | 2012-03-31 | $2,118,891 |
Total loss/gain on sale of assets | 2012-03-31 | $0 |
Total of all expenses incurred | 2012-03-31 | $5,669,628 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-03-31 | $5,541,426 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-03-31 | $1,450,083 |
Value of total assets at end of year | 2012-03-31 | $44,219,228 |
Value of total assets at beginning of year | 2012-03-31 | $47,520,139 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-31 | $128,202 |
Total interest from all sources | 2012-03-31 | $1,170 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-03-31 | No |
Administrative expenses professional fees incurred | 2012-03-31 | $128,202 |
Was this plan covered by a fidelity bond | 2012-03-31 | Yes |
Value of fidelity bond cover | 2012-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-03-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-03-31 | No |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-03-31 | $83 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-03-31 | $83 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-03-31 | $3,408 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
Value of net income/loss | 2012-03-31 | $-3,550,737 |
Value of net assets at end of year (total assets less liabilities) | 2012-03-31 | $44,217,191 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-03-31 | $47,518,102 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-03-31 | No |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-03-31 | $2,639,781 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-03-31 | $3,028,897 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-03-31 | $3,028,897 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-03-31 | $1,170 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2012-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-03-31 | No |
Assets. Invements in employer securities at end of year | 2012-03-31 | $40,129,364 |
Assets. Invements in employer securities at beginning of year | 2012-03-31 | $44,267,665 |
Contributions received in cash from employer | 2012-03-31 | $1,450,000 |
Employer contributions (assets) at end of year | 2012-03-31 | $1,450,000 |
Employer contributions (assets) at beginning of year | 2012-03-31 | $220,169 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-03-31 | $5,541,426 |
Liabilities. Value of benefit claims payable at end of year | 2012-03-31 | $2,037 |
Liabilities. Value of benefit claims payable at beginning of year | 2012-03-31 | $2,037 |
Did the plan have assets held for investment | 2012-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2012-03-31 | Unqualified |
Accountancy firm name | 2012-03-31 | MOSS-ADAMS LLP |
Accountancy firm EIN | 2012-03-31 | 910189318 |
2011 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-03-31 | $-2,565,548 |
Total unrealized appreciation/depreciation of assets | 2011-03-31 | $-2,565,548 |
Total transfer of assets to this plan | 2011-03-31 | $1,632,813 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $2,037 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $2,037 |
Total income from all sources (including contributions) | 2011-03-31 | $-1,478,715 |
Total loss/gain on sale of assets | 2011-03-31 | $0 |
Total of all expenses incurred | 2011-03-31 | $3,882,019 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-31 | $3,765,574 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-31 | $1,083,578 |
Value of total assets at end of year | 2011-03-31 | $47,520,139 |
Value of total assets at beginning of year | 2011-03-31 | $51,248,060 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-31 | $116,445 |
Total interest from all sources | 2011-03-31 | $3,255 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-03-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-31 | No |
Administrative expenses professional fees incurred | 2011-03-31 | $116,437 |
Was this plan covered by a fidelity bond | 2011-03-31 | Yes |
Value of fidelity bond cover | 2011-03-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-03-31 | No |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-03-31 | $3,408 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-03-31 | $344 |
Administrative expenses (other) incurred | 2011-03-31 | $8 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Value of net income/loss | 2011-03-31 | $-5,360,734 |
Value of net assets at end of year (total assets less liabilities) | 2011-03-31 | $47,518,102 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-03-31 | $51,246,023 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-03-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-03-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-03-31 | $3,028,897 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-03-31 | $3,194,672 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-03-31 | $3,194,672 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-03-31 | $3,255 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-03-31 | No |
Assets. Invements in employer securities at end of year | 2011-03-31 | $44,267,665 |
Assets. Invements in employer securities at beginning of year | 2011-03-31 | $46,833,213 |
Contributions received in cash from employer | 2011-03-31 | $1,083,578 |
Employer contributions (assets) at end of year | 2011-03-31 | $220,169 |
Employer contributions (assets) at beginning of year | 2011-03-31 | $1,219,831 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-31 | $3,765,574 |
Liabilities. Value of benefit claims payable at end of year | 2011-03-31 | $2,037 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-03-31 | $2,037 |
Did the plan have assets held for investment | 2011-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-03-31 | Unqualified |
Accountancy firm name | 2011-03-31 | MOSS-ADAMS LLP |
Accountancy firm EIN | 2011-03-31 | 910189318 |
2010 : THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-03-31 | $0 |
2019: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses | ||
---|---|---|
2019-04-01 | Type of plan entity | Single employer plan |
2019-04-01 | Submission has been amended | No |
2019-04-01 | This submission is the final filing | Yes |
2019-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-04-01 | Plan is a collectively bargained plan | No |
2019-04-01 | Plan funding arrangement – Trust | Yes |
2019-04-01 | Plan benefit arrangement - Trust | Yes |
2018: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses | ||
2018-04-01 | Type of plan entity | Single employer plan |
2018-04-01 | Submission has been amended | No |
2018-04-01 | This submission is the final filing | No |
2018-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-04-01 | Plan is a collectively bargained plan | No |
2018-04-01 | Plan funding arrangement – Trust | Yes |
2018-04-01 | Plan benefit arrangement - Trust | Yes |
2017: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses | ||
2017-04-01 | Type of plan entity | Single employer plan |
2017-04-01 | Submission has been amended | No |
2017-04-01 | This submission is the final filing | No |
2017-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-04-01 | Plan is a collectively bargained plan | No |
2017-04-01 | Plan funding arrangement – Trust | Yes |
2017-04-01 | Plan benefit arrangement - Trust | Yes |
2016: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses | ||
2016-04-01 | Type of plan entity | Single employer plan |
2016-04-01 | Submission has been amended | No |
2016-04-01 | This submission is the final filing | No |
2016-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-04-01 | Plan is a collectively bargained plan | No |
2016-04-01 | Plan funding arrangement – Trust | Yes |
2016-04-01 | Plan benefit arrangement - Trust | Yes |
2015: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses | ||
2015-04-01 | Type of plan entity | Single employer plan |
2015-04-01 | Submission has been amended | No |
2015-04-01 | This submission is the final filing | No |
2015-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-04-01 | Plan is a collectively bargained plan | No |
2015-04-01 | Plan funding arrangement – Trust | Yes |
2015-04-01 | Plan benefit arrangement - Trust | Yes |
2014: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses | ||
2014-04-01 | Type of plan entity | Single employer plan |
2014-04-01 | Submission has been amended | No |
2014-04-01 | This submission is the final filing | No |
2014-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-04-01 | Plan is a collectively bargained plan | No |
2014-04-01 | Plan funding arrangement – Trust | Yes |
2014-04-01 | Plan benefit arrangement - Trust | Yes |
2013: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses | ||
2013-04-01 | Type of plan entity | Single employer plan |
2013-04-01 | Submission has been amended | No |
2013-04-01 | This submission is the final filing | No |
2013-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-04-01 | Plan is a collectively bargained plan | No |
2013-04-01 | Plan funding arrangement – Trust | Yes |
2013-04-01 | Plan benefit arrangement - Trust | Yes |
2012: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses | ||
2012-04-01 | Type of plan entity | Single employer plan |
2012-04-01 | Submission has been amended | No |
2012-04-01 | This submission is the final filing | No |
2012-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-04-01 | Plan is a collectively bargained plan | No |
2012-04-01 | Plan funding arrangement – Trust | Yes |
2012-04-01 | Plan benefit arrangement - Trust | Yes |
2011: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses | ||
2011-04-01 | Type of plan entity | Single employer plan |
2011-04-01 | Submission has been amended | No |
2011-04-01 | This submission is the final filing | No |
2011-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-04-01 | Plan is a collectively bargained plan | No |
2011-04-01 | Plan funding arrangement – Trust | Yes |
2011-04-01 | Plan benefit arrangement - Trust | Yes |
2009: THE KLEINFELDER GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses | ||
2009-04-01 | Type of plan entity | Single employer plan |
2009-04-01 | Submission has been amended | No |
2009-04-01 | This submission is the final filing | No |
2009-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-04-01 | Plan is a collectively bargained plan | No |
2009-04-01 | Plan funding arrangement – Trust | Yes |
2009-04-01 | Plan benefit arrangement - Trust | Yes |