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Plan Name | THE KLEINFELDER GROUP, INC. 401(K) PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | THE KLEINFELDER GROUP, INC. |
Employer identification number (EIN): | 680053138 |
NAIC Classification: | 541330 |
NAIC Description: | Engineering Services |
Additional information about THE KLEINFELDER GROUP, INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2015-01-08 |
Company Identification Number: | 0802132069 |
Legal Registered Office Address: |
770 1ST AVE STE 400 211 E. 7TH STREET, SUITE 620 SAN DIEGO United States of America (USA) 92101 |
More information about THE KLEINFELDER GROUP, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2017-01-01 | MARIE MITCHELL-JACKSON | |||
002 | 2016-04-01 | MARIE MITCHELL-JACKSON | |||
002 | 2009-04-01 | MARIE MITCHELL-JACKSON |
Measure | Date | Value |
---|---|---|
2017: THE KLEINFELDER GROUP, INC. 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 2,290 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1,508 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 30 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 782 |
Total of all active and inactive participants | 2017-01-01 | 2,320 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 5 |
Total participants | 2017-01-01 | 2,325 |
Number of participants with account balances | 2017-01-01 | 2,282 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 198 |
2016: THE KLEINFELDER GROUP, INC. 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-04-01 | 2,312 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-04-01 | 1,544 |
Number of retired or separated participants receiving benefits | 2016-04-01 | 25 |
Number of other retired or separated participants entitled to future benefits | 2016-04-01 | 719 |
Total of all active and inactive participants | 2016-04-01 | 2,288 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-04-01 | 2 |
Total participants | 2016-04-01 | 2,290 |
Number of participants with account balances | 2016-04-01 | 2,260 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-04-01 | 138 |
2009: THE KLEINFELDER GROUP, INC. 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-04-01 | 2,427 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-04-01 | 1,676 |
Number of retired or separated participants receiving benefits | 2009-04-01 | 4 |
Number of other retired or separated participants entitled to future benefits | 2009-04-01 | 464 |
Total of all active and inactive participants | 2009-04-01 | 2,144 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-04-01 | 2 |
Total participants | 2009-04-01 | 2,146 |
Number of participants with account balances | 2009-04-01 | 2,123 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-04-01 | 245 |
Measure | Date | Value |
---|---|---|
2017 : THE KLEINFELDER GROUP, INC. 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $45,290,522 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $14,793,186 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $14,603,148 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $652 |
Value of total corrective distributions | 2017-12-31 | $6,079 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $15,477,139 |
Value of total assets at end of year | 2017-12-31 | $180,356,708 |
Value of total assets at beginning of year | 2017-12-31 | $149,859,372 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $183,307 |
Total interest from all sources | 2017-12-31 | $98,485 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $5,282,909 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $5,282,909 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $11,707,968 |
Participant contributions at end of year | 2017-12-31 | $1,888,996 |
Participant contributions at beginning of year | 2017-12-31 | $1,836,523 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,615,352 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2017-12-31 | $527,756 |
Other income not declared elsewhere | 2017-12-31 | $329,938 |
Administrative expenses (other) incurred | 2017-12-31 | $183,307 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $30,497,336 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $180,356,708 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $149,859,372 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $172,029,045 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $141,173,840 |
Interest on participant loans | 2017-12-31 | $98,485 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $6,438,667 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $6,849,009 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $23,985,775 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $116,276 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $2,153,819 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $14,075,392 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2017-12-31 | 910189318 |
2016 : THE KLEINFELDER GROUP, INC. 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $23,081,360 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $10,157,844 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $10,026,802 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $12,166,614 |
Value of total assets at end of year | 2016-12-31 | $149,859,372 |
Value of total assets at beginning of year | 2016-12-31 | $136,935,856 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $131,042 |
Total interest from all sources | 2016-12-31 | $68,373 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $3,975,047 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $3,975,047 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $8,828,900 |
Participant contributions at end of year | 2016-12-31 | $1,836,523 |
Participant contributions at beginning of year | 2016-12-31 | $1,667,830 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,657,098 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $364,465 |
Other income not declared elsewhere | 2016-12-31 | $366,956 |
Administrative expenses (other) incurred | 2016-12-31 | $131,042 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $12,923,516 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $149,859,372 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $136,935,856 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $141,173,840 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $128,091,864 |
Interest on participant loans | 2016-12-31 | $68,373 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $6,849,009 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $7,176,162 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $6,428,561 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $75,809 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $1,680,616 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $9,662,337 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2016-12-31 | 910189318 |
2011 : THE KLEINFELDER GROUP, INC. 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-03-31 | $0 |
Total transfer of assets to this plan | 2011-03-31 | $9,252,458 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $0 |
Total income from all sources (including contributions) | 2011-03-31 | $19,308,395 |
Total loss/gain on sale of assets | 2011-03-31 | $0 |
Total of all expenses incurred | 2011-03-31 | $6,644,303 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-31 | $6,604,770 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-31 | $9,480,702 |
Value of total assets at end of year | 2011-03-31 | $89,545,848 |
Value of total assets at beginning of year | 2011-03-31 | $67,629,298 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-31 | $39,533 |
Total interest from all sources | 2011-03-31 | $91,865 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-03-31 | $1,505,855 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-03-31 | $1,505,855 |
Was this plan covered by a fidelity bond | 2011-03-31 | Yes |
Value of fidelity bond cover | 2011-03-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-03-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-03-31 | No |
Contributions received from participants | 2011-03-31 | $7,857,153 |
Participant contributions at end of year | 2011-03-31 | $1,613,410 |
Participant contributions at beginning of year | 2011-03-31 | $1,389,083 |
Participant contributions at end of year | 2011-03-31 | $269,100 |
Participant contributions at beginning of year | 2011-03-31 | $305,107 |
Assets. Other investments not covered elsewhere at end of year | 2011-03-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-03-31 | $1,301,426 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-03-31 | $1,623,549 |
Administrative expenses (other) incurred | 2011-03-31 | $39,533 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Value of net income/loss | 2011-03-31 | $12,664,092 |
Value of net assets at end of year (total assets less liabilities) | 2011-03-31 | $89,545,848 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-03-31 | $67,629,298 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-03-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-03-31 | $87,663,338 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-03-31 | $64,633,682 |
Interest on participant loans | 2011-03-31 | $90,026 |
Interest earned on other investments | 2011-03-31 | $1,839 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-03-31 | $8,229,973 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-03-31 | No |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-31 | $6,604,770 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-03-31 | Yes |
Did the plan have assets held for investment | 2011-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-03-31 | Disclaimer |
Accountancy firm name | 2011-03-31 | MOSS ADAMS LLP |
Accountancy firm EIN | 2011-03-31 | 910189318 |
2017: THE KLEINFELDER GROUP, INC. 401(K) PLAN 2017 form 5500 responses | ||
---|---|---|
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: THE KLEINFELDER GROUP, INC. 401(K) PLAN 2016 form 5500 responses | ||
2016-04-01 | Type of plan entity | Single employer plan |
2016-04-01 | Submission has been amended | No |
2016-04-01 | This submission is the final filing | No |
2016-04-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
2016-04-01 | Plan is a collectively bargained plan | No |
2016-04-01 | Plan funding arrangement – Trust | Yes |
2016-04-01 | Plan benefit arrangement - Trust | Yes |
2009: THE KLEINFELDER GROUP, INC. 401(K) PLAN 2009 form 5500 responses | ||
2009-04-01 | Type of plan entity | Single employer plan |
2009-04-01 | Submission has been amended | No |
2009-04-01 | This submission is the final filing | No |
2009-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-04-01 | Plan is a collectively bargained plan | No |
2009-04-01 | Plan funding arrangement – Trust | Yes |
2009-04-01 | Plan benefit arrangement - Trust | Yes |