?>
Logo

UPI SALARIED EMPLOYEES INVESTMENT PLAN 401k Plan overview

Plan NameUPI SALARIED EMPLOYEES INVESTMENT PLAN
Plan identification number 003

UPI SALARIED EMPLOYEES INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

USS-UPI, LLC has sponsored the creation of one or more 401k plans.

Company Name:USS-UPI, LLC
Employer identification number (EIN):680088974
NAIC Classification:339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UPI SALARIED EMPLOYEES INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01MARIANE SMITH CORY ANDERSON2018-08-21
0032017-01-01MARIANE SMITH CORY ANDERSON2018-08-07
0032016-01-01MARIANE SMITH CORY ANDERSON2017-10-12
0032015-01-01MARIANE SMITH SUNGWON SHIN2016-10-10
0032014-01-01MARIANE SMITH SUNGWON SHIN2015-10-02
0032013-01-01MARIANE SMITH SUNGWON SHIN2014-09-08
0032012-01-01MARIANE SMITH ALAN GARDNER2013-10-10
0032011-01-01MARIANE SMITH ALAN GARDNER2012-10-15
0032009-01-01MARIANE SMITH ALAN GARDNER2010-10-14

Plan Statistics for UPI SALARIED EMPLOYEES INVESTMENT PLAN

401k plan membership statisitcs for UPI SALARIED EMPLOYEES INVESTMENT PLAN

Measure Date Value
2022: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01215
Total number of active participants reported on line 7a of the Form 55002022-01-01126
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0179
Total of all active and inactive participants2022-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01205
Number of participants with account balances2022-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01213
Total number of active participants reported on line 7a of the Form 55002021-01-01145
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0168
Total of all active and inactive participants2021-01-01213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01213
Number of participants with account balances2021-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01207
Total number of active participants reported on line 7a of the Form 55002020-01-01145
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0167
Total of all active and inactive participants2020-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01212
Number of participants with account balances2020-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01203
Total number of active participants reported on line 7a of the Form 55002019-01-01141
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0164
Total of all active and inactive participants2019-01-01205
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01205
Number of participants with account balances2019-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01235
Total number of active participants reported on line 7a of the Form 55002018-01-01135
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0166
Total of all active and inactive participants2018-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01202
Number of participants with account balances2018-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01224
Total number of active participants reported on line 7a of the Form 55002017-01-01152
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0182
Total of all active and inactive participants2017-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01234
Number of participants with account balances2017-01-01233
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0115
2016: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01214
Total number of active participants reported on line 7a of the Form 55002016-01-01159
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0159
Total of all active and inactive participants2016-01-01218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01218
Number of participants with account balances2016-01-01217
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01211
Total number of active participants reported on line 7a of the Form 55002015-01-01157
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0154
Total of all active and inactive participants2015-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01211
Number of participants with account balances2015-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01229
Total number of active participants reported on line 7a of the Form 55002014-01-01151
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01208
Number of participants with account balances2014-01-01208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01228
Total number of active participants reported on line 7a of the Form 55002013-01-01190
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0139
Total of all active and inactive participants2013-01-01229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01229
Number of participants with account balances2013-01-01229
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01226
Total number of active participants reported on line 7a of the Form 55002012-01-01184
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0142
Total of all active and inactive participants2012-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01226
Number of participants with account balances2012-01-01226
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01220
Total number of active participants reported on line 7a of the Form 55002011-01-01189
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0136
Total of all active and inactive participants2011-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01225
Number of participants with account balances2011-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01287
Total number of active participants reported on line 7a of the Form 55002009-01-01189
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0136
Total of all active and inactive participants2009-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01225
Number of participants with account balances2009-01-01225
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on UPI SALARIED EMPLOYEES INVESTMENT PLAN

Measure Date Value
2022 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$37,711
Total transfer of assets from this plan2022-12-31$3,106
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,856,169
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,188,742
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,100,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,139,538
Value of total assets at end of year2022-12-31$44,367,037
Value of total assets at beginning of year2022-12-31$55,377,343
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$88,294
Total interest from all sources2022-12-31$214,406
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$309,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$309,298
Administrative expenses professional fees incurred2022-12-31$28,832
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$10,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,388,462
Participant contributions at end of year2022-12-31$272,938
Participant contributions at beginning of year2022-12-31$447,790
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$21,853
Other income not declared elsewhere2022-12-31$87,311
Administrative expenses (other) incurred2022-12-31$225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-11,044,911
Value of net assets at end of year (total assets less liabilities)2022-12-31$44,367,037
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$55,377,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$16,000,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,989,942
Value of interest in pooled separate accounts at end of year2022-12-31$13,842,971
Value of interest in pooled separate accounts at beginning of year2022-12-31$19,563,332
Interest on participant loans2022-12-31$20,064
Interest earned on other investments2022-12-31$194,342
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$14,250,963
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$13,376,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,068,397
Net investment gain/loss from pooled separate accounts2022-12-31$-4,538,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$729,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,100,448
Contract administrator fees2022-12-31$59,237
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,391,010
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,114,463
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,024,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,200,380
Value of total assets at end of year2021-12-31$55,377,343
Value of total assets at beginning of year2021-12-31$49,100,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$90,171
Total interest from all sources2021-12-31$219,088
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$278,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$278,344
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,409,803
Participant contributions at end of year2021-12-31$447,790
Participant contributions at beginning of year2021-12-31$541,858
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$27,035
Other income not declared elsewhere2021-12-31$92,543
Administrative expenses (other) incurred2021-12-31$90,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,276,547
Value of net assets at end of year (total assets less liabilities)2021-12-31$55,377,343
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$49,100,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,989,942
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$15,549,079
Value of interest in pooled separate accounts at end of year2021-12-31$19,563,332
Value of interest in pooled separate accounts at beginning of year2021-12-31$19,807,010
Interest on participant loans2021-12-31$32,913
Interest earned on other investments2021-12-31$186,175
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,376,279
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$13,202,849
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,720,147
Net investment gain/loss from pooled separate accounts2021-12-31$2,880,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$763,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,024,292
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,970,893
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,096,737
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,047,958
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,670,243
Value of total assets at end of year2020-12-31$49,100,796
Value of total assets at beginning of year2020-12-31$45,226,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$48,779
Total interest from all sources2020-12-31$260,953
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$230,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$230,939
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$10,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,311,367
Participant contributions at end of year2020-12-31$541,858
Participant contributions at beginning of year2020-12-31$751,527
Other income not declared elsewhere2020-12-31$90,579
Administrative expenses (other) incurred2020-12-31$48,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,874,156
Value of net assets at end of year (total assets less liabilities)2020-12-31$49,100,796
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$45,226,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$15,549,079
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$13,416,965
Value of interest in pooled separate accounts at end of year2020-12-31$19,807,010
Value of interest in pooled separate accounts at beginning of year2020-12-31$18,810,835
Interest on participant loans2020-12-31$41,662
Interest earned on other investments2020-12-31$219,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$13,202,849
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$12,247,313
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,871,833
Net investment gain/loss from pooled separate accounts2020-12-31$2,846,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$358,876
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,047,958
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$56,273
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$9,410,213
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,253,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,211,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,092,065
Value of total assets at end of year2019-12-31$45,226,640
Value of total assets at beginning of year2019-12-31$41,013,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$41,815
Total interest from all sources2019-12-31$288,084
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$331,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$331,888
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,331,720
Participant contributions at end of year2019-12-31$751,527
Participant contributions at beginning of year2019-12-31$600,499
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$74,384
Other income not declared elsewhere2019-12-31$26,860
Administrative expenses (other) incurred2019-12-31$41,815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$4,156,475
Value of net assets at end of year (total assets less liabilities)2019-12-31$45,226,640
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$41,013,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,416,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,495,353
Value of interest in pooled separate accounts at end of year2019-12-31$18,810,835
Value of interest in pooled separate accounts at beginning of year2019-12-31$7,082,528
Interest on participant loans2019-12-31$44,971
Interest earned on other investments2019-12-31$243,113
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$12,247,313
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$12,835,512
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,213,192
Net investment gain/loss from pooled separate accounts2019-12-31$2,458,124
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$685,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,211,923
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
2018 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$1,787
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$563,916
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,753,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,731,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,133,201
Value of total assets at end of year2018-12-31$41,013,892
Value of total assets at beginning of year2018-12-31$45,201,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$21,950
Total interest from all sources2018-12-31$246,275
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$338,923
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$338,923
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,365,405
Participant contributions at end of year2018-12-31$600,499
Participant contributions at beginning of year2018-12-31$728,595
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$9,624
Other income not declared elsewhere2018-12-31$24,322
Administrative expenses (other) incurred2018-12-31$21,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,189,368
Value of net assets at end of year (total assets less liabilities)2018-12-31$41,013,892
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$45,201,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,495,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$24,322,994
Value of interest in pooled separate accounts at end of year2018-12-31$7,082,528
Value of interest in pooled separate accounts at beginning of year2018-12-31$7,735,129
Interest on participant loans2018-12-31$32,783
Interest earned on other investments2018-12-31$213,492
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$12,835,512
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$12,414,755
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,809,377
Net investment gain/loss from pooled separate accounts2018-12-31$-369,428
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$758,172
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,731,334
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$7,853,342
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,427,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,404,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,352,592
Value of total assets at end of year2017-12-31$45,201,473
Value of total assets at beginning of year2017-12-31$42,775,917
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$23,515
Total interest from all sources2017-12-31$275,864
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$281,688
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$281,688
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,474,708
Participant contributions at end of year2017-12-31$728,595
Participant contributions at beginning of year2017-12-31$965,620
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$52,258
Other income not declared elsewhere2017-12-31$12,395
Administrative expenses (other) incurred2017-12-31$23,515
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,425,556
Value of net assets at end of year (total assets less liabilities)2017-12-31$45,201,473
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$42,775,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$24,322,994
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$19,583,408
Value of interest in pooled separate accounts at end of year2017-12-31$7,735,129
Value of interest in pooled separate accounts at beginning of year2017-12-31$6,566,480
Interest on participant loans2017-12-31$45,257
Interest earned on other investments2017-12-31$230,607
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$12,414,755
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$15,660,409
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,671,747
Net investment gain/loss from pooled separate accounts2017-12-31$1,259,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$825,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,404,271
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$18,078
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$4,377,903
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,902,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,888,629
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,507,289
Value of total assets at end of year2016-12-31$42,775,917
Value of total assets at beginning of year2016-12-31$40,282,184
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$13,619
Total interest from all sources2016-12-31$279,739
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$260,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$260,116
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,497,719
Participant contributions at end of year2016-12-31$965,620
Participant contributions at beginning of year2016-12-31$872,661
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$132,596
Other income not declared elsewhere2016-12-31$12,016
Administrative expenses (other) incurred2016-12-31$13,619
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,475,655
Value of net assets at end of year (total assets less liabilities)2016-12-31$42,775,917
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$40,282,184
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$19,583,408
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$18,284,040
Value of interest in pooled separate accounts at end of year2016-12-31$6,566,480
Value of interest in pooled separate accounts at beginning of year2016-12-31$7,534,615
Interest on participant loans2016-12-31$42,924
Interest earned on other investments2016-12-31$236,815
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$15,660,409
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$13,590,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,498,799
Net investment gain/loss from pooled separate accounts2016-12-31$-180,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$876,974
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,888,629
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$132,614
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,682,313
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,628,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,625,647
Expenses. Certain deemed distributions of participant loans2015-12-31$-12,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,359,965
Value of total assets at end of year2015-12-31$40,282,184
Value of total assets at beginning of year2015-12-31$40,096,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$15,530
Total interest from all sources2015-12-31$289,177
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$207,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$207,992
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,487,123
Participant contributions at end of year2015-12-31$872,661
Participant contributions at beginning of year2015-12-31$883,276
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$31,071
Other income not declared elsewhere2015-12-31$15,769
Administrative expenses (other) incurred2015-12-31$15,530
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$53,331
Value of net assets at end of year (total assets less liabilities)2015-12-31$40,282,184
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$40,096,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$18,284,040
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,856,828
Value of interest in pooled separate accounts at end of year2015-12-31$7,534,615
Value of interest in pooled separate accounts at beginning of year2015-12-31$8,134,402
Interest on participant loans2015-12-31$43,865
Interest earned on other investments2015-12-31$245,312
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$13,590,868
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$14,221,535
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-130,183
Net investment gain/loss from pooled separate accounts2015-12-31$-60,407
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$841,771
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,625,647
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$7,241
Total transfer of assets from this plan2014-12-31$3,019
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,190,635
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,532,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,458,733
Expenses. Certain deemed distributions of participant loans2014-12-31$12,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,266,309
Value of total assets at end of year2014-12-31$40,096,239
Value of total assets at beginning of year2014-12-31$41,434,044
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$61,734
Total interest from all sources2014-12-31$307,016
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$157,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$157,039
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,415,547
Participant contributions at end of year2014-12-31$883,276
Participant contributions at beginning of year2014-12-31$961,313
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$17,123
Other income not declared elsewhere2014-12-31$65,997
Administrative expenses (other) incurred2014-12-31$61,734
Total non interest bearing cash at end of year2014-12-31$198
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,342,027
Value of net assets at end of year (total assets less liabilities)2014-12-31$40,096,239
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$41,434,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,856,828
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,617,482
Value of interest in pooled separate accounts at end of year2014-12-31$8,134,402
Value of interest in pooled separate accounts at beginning of year2014-12-31$12,838,543
Interest on participant loans2014-12-31$46,162
Interest earned on other investments2014-12-31$260,854
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$14,221,535
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$15,016,706
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$854,330
Net investment gain/loss from pooled separate accounts2014-12-31$539,944
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$833,639
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,458,733
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$31,311
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,569,768
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,886,527
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,866,287
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,672,876
Value of total assets at end of year2013-12-31$41,434,044
Value of total assets at beginning of year2013-12-31$35,719,492
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$20,240
Total interest from all sources2013-12-31$363,528
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$91,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$91,935
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,500,405
Participant contributions at end of year2013-12-31$961,313
Participant contributions at beginning of year2013-12-31$1,042,724
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$244,091
Other income not declared elsewhere2013-12-31$35,116
Administrative expenses (other) incurred2013-12-31$20,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,683,241
Value of net assets at end of year (total assets less liabilities)2013-12-31$41,434,044
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$35,719,492
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,617,482
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$521,050
Value of interest in pooled separate accounts at end of year2013-12-31$12,838,543
Value of interest in pooled separate accounts at beginning of year2013-12-31$18,267,366
Interest on participant loans2013-12-31$51,349
Interest earned on other investments2013-12-31$312,179
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$15,016,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$15,888,352
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,332,519
Net investment gain/loss from pooled separate accounts2013-12-31$3,073,794
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$928,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,866,287
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$113,956
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,312,178
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$723,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$721,273
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,263,681
Value of total assets at end of year2012-12-31$35,719,492
Value of total assets at beginning of year2012-12-31$31,016,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,136
Total interest from all sources2012-12-31$383,104
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$13,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$13,805
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,466,306
Participant contributions at end of year2012-12-31$1,042,724
Participant contributions at beginning of year2012-12-31$1,023,274
Other income not declared elsewhere2012-12-31$17,739
Administrative expenses (other) incurred2012-12-31$2,136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,588,769
Value of net assets at end of year (total assets less liabilities)2012-12-31$35,719,492
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$31,016,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$521,050
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$477,095
Value of interest in pooled separate accounts at end of year2012-12-31$18,267,366
Value of interest in pooled separate accounts at beginning of year2012-12-31$14,973,439
Interest on participant loans2012-12-31$50,999
Interest earned on other investments2012-12-31$332,105
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$15,888,352
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$14,542,959
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$34,242
Net investment gain/loss from pooled separate accounts2012-12-31$2,599,607
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$797,375
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$721,273
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$13,381
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,293,046
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,450,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,442,833
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,483,543
Value of total assets at end of year2011-12-31$31,016,767
Value of total assets at beginning of year2011-12-31$30,160,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$7,587
Total interest from all sources2011-12-31$393,967
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,414,895
Participant contributions at end of year2011-12-31$1,023,274
Participant contributions at beginning of year2011-12-31$755,033
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$257,188
Other income not declared elsewhere2011-12-31$8,408
Administrative expenses (other) incurred2011-12-31$7,587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$842,626
Value of net assets at end of year (total assets less liabilities)2011-12-31$31,016,767
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,160,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$477,095
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$14,973,439
Value of interest in pooled separate accounts at beginning of year2011-12-31$17,193,228
Interest on participant loans2011-12-31$44,660
Interest earned on other investments2011-12-31$349,307
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$14,542,959
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$12,212,499
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-187,202
Net investment gain/loss from pooled separate accounts2011-12-31$-405,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$811,460
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,442,833
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPER LLC
Accountancy firm EIN2011-12-31134008324
2010 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,219,894
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,124,131
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,121,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,809,809
Value of total assets at end of year2010-12-31$30,160,760
Value of total assets at beginning of year2010-12-31$27,064,997
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,610
Total interest from all sources2010-12-31$386,211
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,348,502
Participant contributions at end of year2010-12-31$755,033
Participant contributions at beginning of year2010-12-31$755,674
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$6
Administrative expenses (other) incurred2010-12-31$2,610
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,095,763
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,160,760
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$27,064,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$17,193,228
Value of interest in pooled separate accounts at beginning of year2010-12-31$14,444,461
Interest on participant loans2010-12-31$39,044
Interest earned on other investments2010-12-31$347,167
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$12,212,499
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$11,864,862
Net investment gain/loss from pooled separate accounts2010-12-31$2,023,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$461,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,121,521
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324
2009 : UPI SALARIED EMPLOYEES INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UPI SALARIED EMPLOYEES INVESTMENT PLAN

2022: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UPI SALARIED EMPLOYEES INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039193
Policy instance 1
Insurance contract or identification number039193
Number of Individuals Covered205
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039193
Policy instance 1
Insurance contract or identification number039193
Number of Individuals Covered213
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039193
Policy instance 1
Insurance contract or identification number039193
Number of Individuals Covered212
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039193
Policy instance 1
Insurance contract or identification number039193
Number of Individuals Covered205
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39193-001
Policy instance 1
Insurance contract or identification number39193-001
Number of Individuals Covered234
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39193-001
Policy instance 1
Insurance contract or identification number39193-001
Number of Individuals Covered211
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39193-001
Policy instance 1
Insurance contract or identification number39193-001
Number of Individuals Covered208
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39193-001
Policy instance 1
Insurance contract or identification number39193-001
Number of Individuals Covered229
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39193-001
Policy instance 1
Insurance contract or identification number39193-001
Number of Individuals Covered226
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39193-001
Policy instance 1
Insurance contract or identification number39193-001
Number of Individuals Covered225
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number39193-001
Policy instance 1
Insurance contract or identification number39193-001
Number of Individuals Covered220
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3