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DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 401k Plan overview

Plan NameDOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN
Plan identification number 002

DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DOWD AND GUILD, INC. has sponsored the creation of one or more 401k plans.

Company Name:DOWD AND GUILD, INC.
Employer identification number (EIN):680113287
NAIC Classification:424600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01TINA ONDERBEKE2021-12-20
0022020-01-01TINA ONDERBEKE2021-08-23
0022019-01-01TINA ONDERBEKE2020-09-24
0022018-10-01TINA ONDERBEKE2019-07-17
0022017-10-01
0022017-10-01
0022016-10-01
0022015-10-01
0022014-10-01
0022013-10-01TINA ONDERBEKE
0022012-10-01TINA ONDERBEKE
0022011-10-01TINA ONDERBEKE
0022011-01-01TINA ONDERBEKE
0022009-01-01TINA ONDERBEKE

Financial Data on DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN

Measure Date Value
2018 : DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-09-30$0
2017 : DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-09-30$0
Total plan liabilities at beginning of year2017-09-30$0
Total income from all sources2017-09-30$1,374,809
Expenses. Total of all expenses incurred2017-09-30$250,540
Benefits paid (including direct rollovers)2017-09-30$243,854
Total plan assets at end of year2017-09-30$7,826,251
Total plan assets at beginning of year2017-09-30$6,701,982
Value of fidelity bond covering the plan2017-09-30$500,000
Total contributions received or receivable from participants2017-09-30$257,466
Expenses. Other expenses not covered elsewhere2017-09-30$6,686
Contributions received from other sources (not participants or employers)2017-09-30$0
Other income received2017-09-30$888,171
Noncash contributions received2017-09-30$0
Net income (gross income less expenses)2017-09-30$1,124,269
Net plan assets at end of year (total assets less liabilities)2017-09-30$7,826,251
Net plan assets at beginning of year (total assets less liabilities)2017-09-30$6,701,982
Total contributions received or receivable from employer(s)2017-09-30$229,172
Value of certain deemed distributions of participant loans2017-09-30$0
Value of corrective distributions2017-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-09-30$0
2016 : DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-09-30$0
Total plan liabilities at beginning of year2016-09-30$0
Total income from all sources2016-09-30$984,562
Expenses. Total of all expenses incurred2016-09-30$70,291
Benefits paid (including direct rollovers)2016-09-30$58,483
Total plan assets at end of year2016-09-30$6,701,982
Total plan assets at beginning of year2016-09-30$5,787,711
Value of fidelity bond covering the plan2016-09-30$400,000
Total contributions received or receivable from participants2016-09-30$222,172
Expenses. Other expenses not covered elsewhere2016-09-30$11,808
Contributions received from other sources (not participants or employers)2016-09-30$14,823
Other income received2016-09-30$502,014
Noncash contributions received2016-09-30$0
Net income (gross income less expenses)2016-09-30$914,271
Net plan assets at end of year (total assets less liabilities)2016-09-30$6,701,982
Net plan assets at beginning of year (total assets less liabilities)2016-09-30$5,787,711
Total contributions received or receivable from employer(s)2016-09-30$245,553
Value of certain deemed distributions of participant loans2016-09-30$0
Value of corrective distributions2016-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
2015 : DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-09-30$0
Total plan liabilities at beginning of year2015-09-30$0
Total income from all sources2015-09-30$375,776
Expenses. Total of all expenses incurred2015-09-30$655,494
Benefits paid (including direct rollovers)2015-09-30$643,478
Total plan assets at end of year2015-09-30$5,787,711
Total plan assets at beginning of year2015-09-30$6,067,429
Value of fidelity bond covering the plan2015-09-30$400,000
Total contributions received or receivable from participants2015-09-30$229,781
Expenses. Other expenses not covered elsewhere2015-09-30$12,016
Contributions received from other sources (not participants or employers)2015-09-30$0
Noncash contributions received2015-09-30$-90,631
Net income (gross income less expenses)2015-09-30$-279,718
Net plan assets at end of year (total assets less liabilities)2015-09-30$5,787,711
Net plan assets at beginning of year (total assets less liabilities)2015-09-30$6,067,429
Total contributions received or receivable from employer(s)2015-09-30$236,626
Value of certain deemed distributions of participant loans2015-09-30$0
Value of corrective distributions2015-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
2014 : DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-09-30$0
Total plan liabilities at beginning of year2014-09-30$0
Total income from all sources2014-09-30$1,035,601
Expenses. Total of all expenses incurred2014-09-30$245,105
Benefits paid (including direct rollovers)2014-09-30$243,028
Total plan assets at end of year2014-09-30$6,067,429
Total plan assets at beginning of year2014-09-30$5,276,933
Value of fidelity bond covering the plan2014-09-30$400,000
Total contributions received or receivable from participants2014-09-30$251,635
Expenses. Other expenses not covered elsewhere2014-09-30$2,077
Contributions received from other sources (not participants or employers)2014-09-30$0
Other income received2014-09-30$562,753
Noncash contributions received2014-09-30$0
Net income (gross income less expenses)2014-09-30$790,496
Net plan assets at end of year (total assets less liabilities)2014-09-30$6,067,429
Net plan assets at beginning of year (total assets less liabilities)2014-09-30$5,276,933
Total contributions received or receivable from employer(s)2014-09-30$221,213
Value of certain deemed distributions of participant loans2014-09-30$0
Value of corrective distributions2014-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
2013 : DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-09-30$0
Total plan liabilities at beginning of year2013-09-30$0
Total income from all sources2013-09-30$1,103,414
Expenses. Total of all expenses incurred2013-09-30$8,272
Benefits paid (including direct rollovers)2013-09-30$3,821
Total plan assets at end of year2013-09-30$5,276,933
Total plan assets at beginning of year2013-09-30$4,181,791
Value of fidelity bond covering the plan2013-09-30$400,000
Total contributions received or receivable from participants2013-09-30$263,703
Expenses. Other expenses not covered elsewhere2013-09-30$4,451
Contributions received from other sources (not participants or employers)2013-09-30$0
Other income received2013-09-30$625,915
Noncash contributions received2013-09-30$0
Net income (gross income less expenses)2013-09-30$1,095,142
Net plan assets at end of year (total assets less liabilities)2013-09-30$5,276,933
Net plan assets at beginning of year (total assets less liabilities)2013-09-30$4,181,791
Total contributions received or receivable from employer(s)2013-09-30$213,796
Value of certain deemed distributions of participant loans2013-09-30$0
Value of corrective distributions2013-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
2012 : DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-09-30$0
Total plan liabilities at end of year2012-09-30$0
Total plan liabilities at beginning of year2012-09-30$0
Total income from all sources2012-09-30$1,019,390
Expenses. Total of all expenses incurred2012-09-30$17,429
Benefits paid (including direct rollovers)2012-09-30$17,429
Total plan assets at end of year2012-09-30$4,181,791
Total plan assets at beginning of year2012-09-30$3,179,830
Value of fidelity bond covering the plan2012-09-30$400,000
Total contributions received or receivable from participants2012-09-30$242,814
Expenses. Other expenses not covered elsewhere2012-09-30$0
Contributions received from other sources (not participants or employers)2012-09-30$0
Other income received2012-09-30$562,305
Noncash contributions received2012-09-30$0
Net income (gross income less expenses)2012-09-30$1,001,961
Net plan assets at end of year (total assets less liabilities)2012-09-30$4,181,791
Net plan assets at beginning of year (total assets less liabilities)2012-09-30$3,179,830
Total contributions received or receivable from employer(s)2012-09-30$214,271
Value of certain deemed distributions of participant loans2012-09-30$0
Value of corrective distributions2012-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-09-30$0
2011 : DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-09-30$0
Total plan liabilities at end of year2011-09-30$0
Total plan liabilities at beginning of year2011-09-30$0
Total income from all sources2011-09-30$-62,005
Expenses. Total of all expenses incurred2011-09-30$81,584
Benefits paid (including direct rollovers)2011-09-30$81,584
Total plan assets at end of year2011-09-30$3,179,830
Total plan assets at beginning of year2011-09-30$3,323,419
Value of fidelity bond covering the plan2011-09-30$400,000
Total contributions received or receivable from participants2011-09-30$173,346
Expenses. Other expenses not covered elsewhere2011-09-30$0
Contributions received from other sources (not participants or employers)2011-09-30$0
Other income received2011-09-30$-339,516
Noncash contributions received2011-09-30$0
Net income (gross income less expenses)2011-09-30$-143,589
Net plan assets at end of year (total assets less liabilities)2011-09-30$3,179,830
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$3,323,419
Total contributions received or receivable from employer(s)2011-09-30$104,165
Value of certain deemed distributions of participant loans2011-09-30$0
Value of corrective distributions2011-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
2010 : DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$785,781
Expenses. Total of all expenses incurred2010-12-31$97,840
Benefits paid (including direct rollovers)2010-12-31$97,840
Total plan assets at end of year2010-12-31$3,323,419
Total plan assets at beginning of year2010-12-31$2,635,478
Value of fidelity bond covering the plan2010-12-31$250,000
Total contributions received or receivable from participants2010-12-31$237,518
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$404,782
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$687,941
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,323,419
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,635,478
Total contributions received or receivable from employer(s)2010-12-31$143,481
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN

2017: DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedYes
2017-10-01Plan funding arrangement – InsuranceYes
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement – InsuranceYes
2017-10-01Plan benefit arrangement - TrustYes
2016: DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – InsuranceYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement – InsuranceYes
2016-10-01Plan benefit arrangement - TrustYes
2015: DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – InsuranceYes
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement – InsuranceYes
2015-10-01Plan benefit arrangement - TrustYes
2014: DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – InsuranceYes
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement – InsuranceYes
2014-10-01Plan benefit arrangement - TrustYes
2013: DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – InsuranceYes
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement – InsuranceYes
2013-10-01Plan benefit arrangement - TrustYes
2012: DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – InsuranceYes
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement – InsuranceYes
2012-10-01Plan benefit arrangement - TrustYes
2011: DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – InsuranceYes
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement – InsuranceYes
2011-10-01Plan benefit arrangement - TrustYes
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DOWD & GUILD, INC. 401(K) & PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH0312
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH0312
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH0312
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH0312
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH0312
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH0312
Policy instance 1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH0312
Policy instance 1

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