401k Plan data: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN plan

SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 401k Plan overview

Plan Name	SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN
Plan identification number	001

SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SWANK CONSTRUCTION INC has sponsored the creation of one or more 401k plans.

Company Name: SWANK CONSTRUCTION INC

Employer identification number (EIN): 680164454

NAIC Classification: 236200

Additional information about SWANK CONSTRUCTION INC

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C1623626

More information about SWANK CONSTRUCTION INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2023-01-01 SARA SWAFFORD 2024-06-10
001 2022-01-01 SARA SWAFFORD 2023-03-13
001 2021-01-01 SARA SWAFFORD 2022-06-21
001 2020-01-01 SARA SWAFFORD 2021-07-02
001 2019-01-01 SARA SWAFFORD 2020-03-17
001 2018-01-01 SARA SWAFFORD
001 2017-01-01 JAMIE ROMANO JAMIE ROMANO 2018-07-09
001 2016-01-01 JAMIE ROMANO JAMIE ROMANO 2017-07-25
001 2015-01-01 JAMIE ROMANO JAMIE ROMANO 2016-07-28
001 2014-01-01 STEPHANIE FORSYTHE STEPHANIE FORSYTHE 2015-09-11
001 2013-01-01 GERALD E. SWANK GERALD E. SWANK 2014-07-25
001 2012-01-01 STEPHANIE FORSYTHE STEPHANIE FORSYTHE 2013-07-18
001 2011-01-01 GERALD E. SWANK GERALD E. SWANK 2012-06-27
001 2009-01-01 STEPHANIE FORSYTHE STEPHANIE FORSYTHE 2010-07-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2023-01-01	SARA SWAFFORD	2024-06-10
001	2022-01-01	SARA SWAFFORD	2023-03-13
001	2021-01-01	SARA SWAFFORD	2022-06-21
001	2020-01-01	SARA SWAFFORD	2021-07-02
001	2019-01-01	SARA SWAFFORD	2020-03-17
001	2018-01-01	SARA SWAFFORD
001	2017-01-01	JAMIE ROMANO		JAMIE ROMANO	2018-07-09
001	2016-01-01	JAMIE ROMANO		JAMIE ROMANO	2017-07-25
001	2015-01-01	JAMIE ROMANO		JAMIE ROMANO	2016-07-28
001	2014-01-01	STEPHANIE FORSYTHE		STEPHANIE FORSYTHE	2015-09-11
001	2013-01-01	GERALD E. SWANK		GERALD E. SWANK	2014-07-25
001	2012-01-01	STEPHANIE FORSYTHE		STEPHANIE FORSYTHE	2013-07-18
001	2011-01-01	GERALD E. SWANK		GERALD E. SWANK	2012-06-27
001	2009-01-01	STEPHANIE FORSYTHE		STEPHANIE FORSYTHE	2010-07-22

Financial Data on SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN

Measure	Date	Value
2025 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2025 401k financial data
Total liabilities as of the beginning of the plan year	2025-09-30	0
Total expenses incurred by plan in this plan year	2025-09-30	13143
Net assets as of the end of the plan year	2025-09-30	572900
Total assets as of the beginning of the plan year	2025-09-30	480325
Value of plan covered by a fidelity bond	2025-09-30	48033
Participant contributions to plan in this plan year	2025-09-30	9190
Other income to plan in this plan year	2025-09-30	91403
Plan net income in this plan year	2025-09-30	92575
Net assets as of the end of the plan year	2025-09-30	572900
Net assets as of the beginning of the plan year	2025-09-30	480325
Employer contributions to plan in this plan year	2025-09-30	5125
Expensese paid to adminstrative service provicers from plan in this plan year	2025-09-30	2905
2024 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2024 401k financial data
Total liabilities as of the beginning of the plan year	2024-06-10	0
Total expenses incurred by plan in this plan year	2024-06-10	70455
Net assets as of the end of the plan year	2024-06-10	480325
Total assets as of the beginning of the plan year	2024-06-10	461645
Participant contributions to plan in this plan year	2024-06-10	13365
Other income to plan in this plan year	2024-06-10	70424
Plan net income in this plan year	2024-06-10	18680
Net assets as of the end of the plan year	2024-06-10	480325
Net assets as of the beginning of the plan year	2024-06-10	461645
Employer contributions to plan in this plan year	2024-06-10	5346
Expensese paid to adminstrative service provicers from plan in this plan year	2024-06-10	2715
2022 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year	2022-06-21	1019054
Net assets as of the end of the plan year	2022-06-21	975681
Total assets as of the beginning of the plan year	2022-06-21	1636162
Value of plan covered by a fidelity bond	2022-06-21	164000
Participant contributions to plan in this plan year	2022-06-21	18431
Other income to plan in this plan year	2022-06-21	317229
Plan net income in this plan year	2022-06-21	-660481
Net assets as of the end of the plan year	2022-06-21	975681
Net assets as of the beginning of the plan year	2022-06-21	1636162
Employer contributions to plan in this plan year	2022-06-21	22913
Expensese paid to adminstrative service provicers from plan in this plan year	2022-06-21	7670
2018 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$-10,272
Expenses. Total of all expenses incurred	2018-12-31	$27,277
Benefits paid (including direct rollovers)	2018-12-31	$20,170
Total plan assets at end of year	2018-12-31	$1,149,008
Total plan assets at beginning of year	2018-12-31	$1,186,557
Value of fidelity bond covering the plan	2018-12-31	$119,000
Total contributions received or receivable from participants	2018-12-31	$26,044
Contributions received from other sources (not participants or employers)	2018-12-31	$2,764
Other income received	2018-12-31	$-44,583
Net income (gross income less expenses)	2018-12-31	$-37,549
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,149,008
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$1,186,557
Total contributions received or receivable from employer(s)	2018-12-31	$5,503
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$7,107
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$198,379
Expenses. Total of all expenses incurred	2017-12-31	$24,960
Benefits paid (including direct rollovers)	2017-12-31	$15,254
Total plan assets at end of year	2017-12-31	$1,186,557
Total plan assets at beginning of year	2017-12-31	$1,013,138
Value of fidelity bond covering the plan	2017-12-31	$102,000
Total contributions received or receivable from participants	2017-12-31	$12,387
Other income received	2017-12-31	$183,515
Net income (gross income less expenses)	2017-12-31	$173,419
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$1,186,557
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,013,138
Total contributions received or receivable from employer(s)	2017-12-31	$2,477
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$9,706
2016 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$84,882
Expenses. Total of all expenses incurred	2016-12-31	$8,524
Total plan assets at end of year	2016-12-31	$1,013,138
Total plan assets at beginning of year	2016-12-31	$936,780
Value of fidelity bond covering the plan	2016-12-31	$102,000
Total contributions received or receivable from participants	2016-12-31	$9,025
Other income received	2016-12-31	$74,052
Net income (gross income less expenses)	2016-12-31	$76,358
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,013,138
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$936,780
Total contributions received or receivable from employer(s)	2016-12-31	$1,805
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$8,524
2015 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$9,189
Expenses. Total of all expenses incurred	2015-12-31	$44,132
Benefits paid (including direct rollovers)	2015-12-31	$35,409
Total plan assets at end of year	2015-12-31	$936,780
Total plan assets at beginning of year	2015-12-31	$971,723
Value of fidelity bond covering the plan	2015-12-31	$30,000
Total contributions received or receivable from participants	2015-12-31	$8,431
Other income received	2015-12-31	$-928
Net income (gross income less expenses)	2015-12-31	$-34,943
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$936,780
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$971,723
Total contributions received or receivable from employer(s)	2015-12-31	$1,686
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$8,723
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$98,242
Expenses. Total of all expenses incurred	2014-12-31	$33,021
Benefits paid (including direct rollovers)	2014-12-31	$24,478
Total plan assets at end of year	2014-12-31	$971,723
Total plan assets at beginning of year	2014-12-31	$906,502
Value of fidelity bond covering the plan	2014-12-31	$30,000
Total contributions received or receivable from participants	2014-12-31	$8,878
Other income received	2014-12-31	$87,588
Net income (gross income less expenses)	2014-12-31	$65,221
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$971,723
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$906,502
Total contributions received or receivable from employer(s)	2014-12-31	$1,776
Value of corrective distributions	2014-12-31	$195
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$8,348
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$210,520
Expenses. Total of all expenses incurred	2013-12-31	$6,948
Total plan assets at end of year	2013-12-31	$906,502
Total plan assets at beginning of year	2013-12-31	$702,930
Value of fidelity bond covering the plan	2013-12-31	$30,000
Total contributions received or receivable from participants	2013-12-31	$20,827
Other income received	2013-12-31	$185,528
Net income (gross income less expenses)	2013-12-31	$203,572
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$906,502
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$702,930
Total contributions received or receivable from employer(s)	2013-12-31	$4,165
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$6,948
2012 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$113,403
Expenses. Total of all expenses incurred	2012-12-31	$5,691
Total plan assets at end of year	2012-12-31	$702,930
Total plan assets at beginning of year	2012-12-31	$595,217
Value of fidelity bond covering the plan	2012-12-31	$30,000
Total contributions received or receivable from participants	2012-12-31	$27,772
Other income received	2012-12-31	$80,077
Net income (gross income less expenses)	2012-12-31	$107,712
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$702,930
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$595,217
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$327
Total contributions received or receivable from employer(s)	2012-12-31	$5,554
Value of corrective distributions	2012-12-31	$13
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$5,678
2011 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$34,256
Expenses. Total of all expenses incurred	2011-12-31	$80,299
Benefits paid (including direct rollovers)	2011-12-31	$75,000
Total plan assets at end of year	2011-12-31	$595,217
Total plan assets at beginning of year	2011-12-31	$641,260
Value of fidelity bond covering the plan	2011-12-31	$30,000
Total contributions received or receivable from participants	2011-12-31	$23,640
Other income received	2011-12-31	$5,888
Net income (gross income less expenses)	2011-12-31	$-46,043
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$595,217
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$641,260
Total contributions received or receivable from employer(s)	2011-12-31	$4,728
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$5,299
2010 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$135,370
Expenses. Total of all expenses incurred	2010-12-31	$25,490
Benefits paid (including direct rollovers)	2010-12-31	$366
Total plan assets at end of year	2010-12-31	$641,260
Total plan assets at beginning of year	2010-12-31	$531,380
Value of fidelity bond covering the plan	2010-12-31	$30,000
Total contributions received or receivable from participants	2010-12-31	$51,073
Other income received	2010-12-31	$74,082
Net income (gross income less expenses)	2010-12-31	$109,880
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$641,260
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$531,380
Total contributions received or receivable from employer(s)	2010-12-31	$10,215
Value of corrective distributions	2010-12-31	$20,298
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$4,826
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN

2018: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SWANK CONSTRUCTION INC 401K AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE & ACCIDENT INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 19682 )
Policy contract number	57BDDFG2270
Policy instance	1
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number	12106
Policy instance	1

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Company Name:	SWANK CONSTRUCTION INC
Employer identification number (EIN):	680164454
NAIC Classification:	236200

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C1623626