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THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE TREMONT GROUP, INCORPORATED has sponsored the creation of one or more 401k plans.

Company Name:THE TREMONT GROUP, INCORPORATED
Employer identification number (EIN):680230147
NAIC Classification:325300

Additional information about THE TREMONT GROUP, INCORPORATED

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 1983-11-07
Company Identification Number: G67947
Legal Registered Office Address: 2100 NW 21ST AVE

FT LAUDERDALE

33310

More information about THE TREMONT GROUP, INCORPORATED

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-10-01
0012020-10-01
0012019-10-01
0012018-10-01
0012017-10-01
0012016-10-01
0012015-10-01WARREN HUTSON
0012014-10-01WARREN HUTSON
0012013-10-01WARREN HUTSON
0012012-10-01WARREN HUTSON
0012011-10-01WARREN HUTSON
0012009-10-01WARREN HUTSON

Plan Statistics for THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-10-01274
Total number of active participants reported on line 7a of the Form 55002021-10-01191
Number of retired or separated participants receiving benefits2021-10-011
Number of other retired or separated participants entitled to future benefits2021-10-0169
Total of all active and inactive participants2021-10-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-10-010
Total participants2021-10-01261
Number of participants with account balances2021-10-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-10-0110
2020: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-10-01235
Total number of active participants reported on line 7a of the Form 55002020-10-01199
Number of retired or separated participants receiving benefits2020-10-011
Number of other retired or separated participants entitled to future benefits2020-10-0174
Total of all active and inactive participants2020-10-01274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-10-010
Total participants2020-10-01274
Number of participants with account balances2020-10-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-10-015
2019: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-10-01238
Total number of active participants reported on line 7a of the Form 55002019-10-01187
Number of retired or separated participants receiving benefits2019-10-011
Number of other retired or separated participants entitled to future benefits2019-10-0147
Total of all active and inactive participants2019-10-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-10-010
Total participants2019-10-01235
Number of participants with account balances2019-10-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-10-013
2018: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-10-01181
Total number of active participants reported on line 7a of the Form 55002018-10-01184
Number of retired or separated participants receiving benefits2018-10-010
Number of other retired or separated participants entitled to future benefits2018-10-0154
Total of all active and inactive participants2018-10-01238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-10-010
Total participants2018-10-01238
Number of participants with account balances2018-10-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-10-016
2017: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-10-01151
Total number of active participants reported on line 7a of the Form 55002017-10-01162
Number of retired or separated participants receiving benefits2017-10-011
Number of other retired or separated participants entitled to future benefits2017-10-0118
Total of all active and inactive participants2017-10-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-10-010
Total participants2017-10-01181
Number of participants with account balances2017-10-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-10-012
2016: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-10-01151
Total number of active participants reported on line 7a of the Form 55002016-10-01135
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-0116
Total of all active and inactive participants2016-10-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-01151
Number of participants with account balances2016-10-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
2015: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-10-01144
Total number of active participants reported on line 7a of the Form 55002015-10-01122
Number of retired or separated participants receiving benefits2015-10-010
Number of other retired or separated participants entitled to future benefits2015-10-0120
Total of all active and inactive participants2015-10-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-10-011
Total participants2015-10-01143
Number of participants with account balances2015-10-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-10-014
2014: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-10-01142
Total number of active participants reported on line 7a of the Form 55002014-10-01117
Number of retired or separated participants receiving benefits2014-10-012
Number of other retired or separated participants entitled to future benefits2014-10-0115
Total of all active and inactive participants2014-10-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-10-011
Total participants2014-10-01135
Number of participants with account balances2014-10-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-10-012
2013: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-10-01135
Total number of active participants reported on line 7a of the Form 55002013-10-01118
Number of retired or separated participants receiving benefits2013-10-010
Number of other retired or separated participants entitled to future benefits2013-10-0119
Total of all active and inactive participants2013-10-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-10-012
Total participants2013-10-01139
Number of participants with account balances2013-10-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-10-011
2012: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-10-01134
Total number of active participants reported on line 7a of the Form 55002012-10-01112
Number of retired or separated participants receiving benefits2012-10-011
Number of other retired or separated participants entitled to future benefits2012-10-0117
Total of all active and inactive participants2012-10-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01130
Number of participants with account balances2012-10-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-10-01124
Total number of active participants reported on line 7a of the Form 55002011-10-01115
Number of retired or separated participants receiving benefits2011-10-010
Number of other retired or separated participants entitled to future benefits2011-10-0116
Total of all active and inactive participants2011-10-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01131
Number of participants with account balances2011-10-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-011
2009: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-10-01113
Total number of active participants reported on line 7a of the Form 55002009-10-01102
Number of retired or separated participants receiving benefits2009-10-010
Number of other retired or separated participants entitled to future benefits2009-10-0111
Total of all active and inactive participants2009-10-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-10-010
Total participants2009-10-01113
Number of participants with account balances2009-10-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-015

Financial Data on THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Unrealized appreciation/depreciation of real estate assets2022-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2022-09-30$0
Total unrealized appreciation/depreciation of assets2022-09-30$0
Total transfer of assets to this plan2022-09-30$0
Total transfer of assets from this plan2022-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-09-30$0
Expenses. Interest paid2022-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-09-30$0
Total income from all sources (including contributions)2022-09-30$-2,446,532
Total loss/gain on sale of assets2022-09-30$0
Total of all expenses incurred2022-09-30$2,609,794
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-09-30$2,561,307
Expenses. Certain deemed distributions of participant loans2022-09-30$0
Value of total corrective distributions2022-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-09-30$2,814,461
Value of total assets at end of year2022-09-30$21,781,349
Value of total assets at beginning of year2022-09-30$26,837,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-09-30$48,487
Total income from rents2022-09-30$0
Total interest from all sources2022-09-30$-2,953
Total dividends received (eg from common stock, registered investment company shares)2022-09-30$618,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-09-30$618,160
Assets. Real estate other than employer real property at end of year2022-09-30$0
Assets. Real estate other than employer real property at beginning of year2022-09-30$0
Administrative expenses professional fees incurred2022-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-09-30$0
Was this plan covered by a fidelity bond2022-09-30Yes
Value of fidelity bond cover2022-09-30$1,000,000
If this is an individual account plan, was there a blackout period2022-09-30No
Were there any nonexempt tranactions with any party-in-interest2022-09-30No
Contributions received from participants2022-09-30$1,241,919
Participant contributions at end of year2022-09-30$0
Participant contributions at beginning of year2022-09-30$0
Participant contributions at end of year2022-09-30$0
Participant contributions at beginning of year2022-09-30$0
Assets. Other investments not covered elsewhere at end of year2022-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2022-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2022-09-30$600,564
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2022-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-09-30$0
Assets. Loans (other than to participants) at end of year2022-09-30$0
Assets. Loans (other than to participants) at beginning of year2022-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-09-30$0
Other income not declared elsewhere2022-09-30$0
Administrative expenses (other) incurred2022-09-30$47,838
Liabilities. Value of operating payables at end of year2022-09-30$0
Liabilities. Value of operating payables at beginning of year2022-09-30$0
Total non interest bearing cash at end of year2022-09-30$0
Total non interest bearing cash at beginning of year2022-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Income. Non cash contributions2022-09-30$0
Value of net income/loss2022-09-30$-5,056,326
Value of net assets at end of year (total assets less liabilities)2022-09-30$21,781,349
Value of net assets at beginning of year (total assets less liabilities)2022-09-30$26,837,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-09-30No
Were any leases to which the plan was party in default or uncollectible2022-09-30No
Assets. partnership/joint venture interests at end of year2022-09-30$0
Assets. partnership/joint venture interests at beginning of year2022-09-30$0
Investment advisory and management fees2022-09-30$649
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-09-30$20,777,270
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-09-30$26,818,753
Value of interest in pooled separate accounts at end of year2022-09-30$0
Value of interest in pooled separate accounts at beginning of year2022-09-30$0
Interest on participant loans2022-09-30$0
Income. Interest from loans (other than to participants)2022-09-30$0
Interest earned on other investments2022-09-30$0
Income. Interest from US Government securities2022-09-30$0
Income. Interest from corporate debt instruments2022-09-30$0
Value of interest in master investment trust accounts at end of year2022-09-30$0
Value of interest in master investment trust accounts at beginning of year2022-09-30$0
Value of interest in common/collective trusts at end of year2022-09-30$0
Value of interest in common/collective trusts at beginning of year2022-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-09-30$1,004,079
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-09-30$18,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-09-30$18,922
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-09-30$-2,953
Assets. Value of investments in 103.12 investment entities at end of year2022-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2022-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-09-30$0
Asset value of US Government securities at end of year2022-09-30$0
Asset value of US Government securities at beginning of year2022-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-09-30$-5,876,200
Net investment gain/loss from pooled separate accounts2022-09-30$0
Net investment gain or loss from common/collective trusts2022-09-30$0
Net gain/loss from 103.12 investment entities2022-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-09-30No
Was there a failure to transmit to the plan any participant contributions2022-09-30No
Has the plan failed to provide any benefit when due under the plan2022-09-30No
Assets. Invements in employer securities at end of year2022-09-30$0
Assets. Invements in employer securities at beginning of year2022-09-30$0
Assets. Value of employer real property at end of year2022-09-30$0
Assets. Value of employer real property at beginning of year2022-09-30$0
Contributions received in cash from employer2022-09-30$971,978
Employer contributions (assets) at end of year2022-09-30$0
Employer contributions (assets) at beginning of year2022-09-30$0
Income. Dividends from preferred stock2022-09-30$0
Income. Dividends from common stock2022-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-09-30$2,561,307
Asset. Corporate debt instrument preferred debt at end of year2022-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2022-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2022-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-09-30$0
Contract administrator fees2022-09-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-09-30No
Assets. Corporate common stocks other than exployer securities at end of year2022-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2022-09-30$0
Liabilities. Value of benefit claims payable at end of year2022-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2022-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2022-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2022-09-30$0
Did the plan have assets held for investment2022-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-09-30No
Aggregate proceeds on sale of assets2022-09-30$0
Aggregate carrying amount (costs) on sale of assets2022-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2022-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2022-09-30$0
Opinion of an independent qualified public accountant for this plan2022-09-30Unqualified
Accountancy firm name2022-09-30KCOE ISOM, LLP
Accountancy firm EIN2022-09-30942222122
2021 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-09-30$0
Total unrealized appreciation/depreciation of assets2021-09-30$0
Total transfer of assets to this plan2021-09-30$0
Total transfer of assets from this plan2021-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-09-30$0
Expenses. Interest paid2021-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-09-30$0
Total income from all sources (including contributions)2021-09-30$6,605,772
Total loss/gain on sale of assets2021-09-30$0
Total of all expenses incurred2021-09-30$2,476,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-09-30$2,459,067
Expenses. Certain deemed distributions of participant loans2021-09-30$0
Value of total corrective distributions2021-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-09-30$1,946,039
Value of total assets at end of year2021-09-30$26,837,675
Value of total assets at beginning of year2021-09-30$22,708,824
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-09-30$17,854
Total income from rents2021-09-30$0
Total interest from all sources2021-09-30$-5,026
Total dividends received (eg from common stock, registered investment company shares)2021-09-30$1,024,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-09-30$1,024,078
Assets. Real estate other than employer real property at end of year2021-09-30$0
Assets. Real estate other than employer real property at beginning of year2021-09-30$0
Administrative expenses professional fees incurred2021-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-09-30$0
Was this plan covered by a fidelity bond2021-09-30Yes
Value of fidelity bond cover2021-09-30$1,000,000
If this is an individual account plan, was there a blackout period2021-09-30No
Were there any nonexempt tranactions with any party-in-interest2021-09-30No
Contributions received from participants2021-09-30$1,201,723
Participant contributions at end of year2021-09-30$0
Participant contributions at beginning of year2021-09-30$0
Participant contributions at end of year2021-09-30$0
Participant contributions at beginning of year2021-09-30$0
Assets. Other investments not covered elsewhere at end of year2021-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2021-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-09-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-09-30$0
Assets. Loans (other than to participants) at end of year2021-09-30$0
Assets. Loans (other than to participants) at beginning of year2021-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-09-30$0
Other income not declared elsewhere2021-09-30$0
Administrative expenses (other) incurred2021-09-30$17,428
Liabilities. Value of operating payables at end of year2021-09-30$0
Liabilities. Value of operating payables at beginning of year2021-09-30$0
Total non interest bearing cash at end of year2021-09-30$0
Total non interest bearing cash at beginning of year2021-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Income. Non cash contributions2021-09-30$0
Value of net income/loss2021-09-30$4,128,851
Value of net assets at end of year (total assets less liabilities)2021-09-30$26,837,675
Value of net assets at beginning of year (total assets less liabilities)2021-09-30$22,708,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-09-30No
Were any leases to which the plan was party in default or uncollectible2021-09-30No
Assets. partnership/joint venture interests at end of year2021-09-30$0
Assets. partnership/joint venture interests at beginning of year2021-09-30$0
Investment advisory and management fees2021-09-30$426
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-09-30$26,818,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-09-30$22,675,788
Value of interest in pooled separate accounts at end of year2021-09-30$0
Value of interest in pooled separate accounts at beginning of year2021-09-30$0
Interest on participant loans2021-09-30$0
Income. Interest from loans (other than to participants)2021-09-30$0
Interest earned on other investments2021-09-30$0
Income. Interest from US Government securities2021-09-30$0
Income. Interest from corporate debt instruments2021-09-30$0
Value of interest in master investment trust accounts at end of year2021-09-30$0
Value of interest in master investment trust accounts at beginning of year2021-09-30$0
Value of interest in common/collective trusts at end of year2021-09-30$0
Value of interest in common/collective trusts at beginning of year2021-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-09-30$18,922
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-09-30$33,036
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-09-30$33,036
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-09-30$-5,026
Assets. Value of investments in 103.12 investment entities at end of year2021-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-09-30$0
Asset value of US Government securities at end of year2021-09-30$0
Asset value of US Government securities at beginning of year2021-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-09-30$3,640,681
Net investment gain/loss from pooled separate accounts2021-09-30$0
Net investment gain or loss from common/collective trusts2021-09-30$0
Net gain/loss from 103.12 investment entities2021-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-09-30No
Was there a failure to transmit to the plan any participant contributions2021-09-30No
Has the plan failed to provide any benefit when due under the plan2021-09-30No
Assets. Invements in employer securities at end of year2021-09-30$0
Assets. Invements in employer securities at beginning of year2021-09-30$0
Assets. Value of employer real property at end of year2021-09-30$0
Assets. Value of employer real property at beginning of year2021-09-30$0
Contributions received in cash from employer2021-09-30$744,316
Employer contributions (assets) at end of year2021-09-30$0
Employer contributions (assets) at beginning of year2021-09-30$0
Income. Dividends from preferred stock2021-09-30$0
Income. Dividends from common stock2021-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-09-30$2,459,067
Asset. Corporate debt instrument preferred debt at end of year2021-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2021-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-09-30$0
Contract administrator fees2021-09-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-09-30No
Assets. Corporate common stocks other than exployer securities at end of year2021-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-09-30$0
Liabilities. Value of benefit claims payable at end of year2021-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2021-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-09-30$0
Did the plan have assets held for investment2021-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-09-30No
Aggregate proceeds on sale of assets2021-09-30$0
Aggregate carrying amount (costs) on sale of assets2021-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2021-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-09-30$0
Opinion of an independent qualified public accountant for this plan2021-09-30Unqualified
Accountancy firm name2021-09-30KCOE ISOM, LLP
Accountancy firm EIN2021-09-30480567703
2020 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-09-30$0
Total unrealized appreciation/depreciation of assets2020-09-30$0
Total transfer of assets to this plan2020-09-30$0
Total transfer of assets from this plan2020-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-09-30$0
Expenses. Interest paid2020-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-09-30$0
Total income from all sources (including contributions)2020-09-30$4,098,360
Total loss/gain on sale of assets2020-09-30$0
Total of all expenses incurred2020-09-30$1,313,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-09-30$1,334,707
Expenses. Certain deemed distributions of participant loans2020-09-30$0
Value of total corrective distributions2020-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-09-30$1,821,784
Value of total assets at end of year2020-09-30$22,708,824
Value of total assets at beginning of year2020-09-30$19,924,367
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-09-30$-20,804
Total income from rents2020-09-30$0
Total interest from all sources2020-09-30$-2,173
Total dividends received (eg from common stock, registered investment company shares)2020-09-30$1,146,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-09-30$1,146,746
Assets. Real estate other than employer real property at end of year2020-09-30$0
Assets. Real estate other than employer real property at beginning of year2020-09-30$0
Administrative expenses professional fees incurred2020-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-09-30$0
Was this plan covered by a fidelity bond2020-09-30Yes
Value of fidelity bond cover2020-09-30$1,000,000
If this is an individual account plan, was there a blackout period2020-09-30No
Were there any nonexempt tranactions with any party-in-interest2020-09-30No
Contributions received from participants2020-09-30$1,068,007
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$0
Participant contributions at end of year2020-09-30$0
Participant contributions at beginning of year2020-09-30$0
Assets. Other investments not covered elsewhere at end of year2020-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2020-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-09-30$79,336
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-09-30$0
Assets. Loans (other than to participants) at end of year2020-09-30$0
Assets. Loans (other than to participants) at beginning of year2020-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-09-30$0
Other income not declared elsewhere2020-09-30$0
Administrative expenses (other) incurred2020-09-30$-20,900
Liabilities. Value of operating payables at end of year2020-09-30$0
Liabilities. Value of operating payables at beginning of year2020-09-30$0
Total non interest bearing cash at end of year2020-09-30$0
Total non interest bearing cash at beginning of year2020-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Income. Non cash contributions2020-09-30$0
Value of net income/loss2020-09-30$2,784,457
Value of net assets at end of year (total assets less liabilities)2020-09-30$22,708,824
Value of net assets at beginning of year (total assets less liabilities)2020-09-30$19,924,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-09-30No
Were any leases to which the plan was party in default or uncollectible2020-09-30No
Assets. partnership/joint venture interests at end of year2020-09-30$0
Assets. partnership/joint venture interests at beginning of year2020-09-30$0
Investment advisory and management fees2020-09-30$96
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-09-30$22,675,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-09-30$19,919,539
Value of interest in pooled separate accounts at end of year2020-09-30$0
Value of interest in pooled separate accounts at beginning of year2020-09-30$0
Interest on participant loans2020-09-30$0
Income. Interest from loans (other than to participants)2020-09-30$0
Interest earned on other investments2020-09-30$0
Income. Interest from US Government securities2020-09-30$0
Income. Interest from corporate debt instruments2020-09-30$0
Value of interest in master investment trust accounts at end of year2020-09-30$0
Value of interest in master investment trust accounts at beginning of year2020-09-30$0
Value of interest in common/collective trusts at end of year2020-09-30$0
Value of interest in common/collective trusts at beginning of year2020-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-09-30$33,036
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-09-30$4,828
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-09-30$4,828
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-09-30$-2,173
Assets. Value of investments in 103.12 investment entities at end of year2020-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2020-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-09-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2020-09-30$0
Asset value of US Government securities at end of year2020-09-30$0
Asset value of US Government securities at beginning of year2020-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-09-30$1,132,003
Net investment gain/loss from pooled separate accounts2020-09-30$0
Net investment gain or loss from common/collective trusts2020-09-30$0
Net gain/loss from 103.12 investment entities2020-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-09-30No
Was there a failure to transmit to the plan any participant contributions2020-09-30No
Has the plan failed to provide any benefit when due under the plan2020-09-30No
Assets. Invements in employer securities at end of year2020-09-30$0
Assets. Invements in employer securities at beginning of year2020-09-30$0
Assets. Value of employer real property at end of year2020-09-30$0
Assets. Value of employer real property at beginning of year2020-09-30$0
Contributions received in cash from employer2020-09-30$674,441
Employer contributions (assets) at end of year2020-09-30$0
Employer contributions (assets) at beginning of year2020-09-30$0
Income. Dividends from preferred stock2020-09-30$0
Income. Dividends from common stock2020-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-09-30$1,334,707
Asset. Corporate debt instrument preferred debt at end of year2020-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2020-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2020-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-09-30$0
Contract administrator fees2020-09-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-09-30No
Assets. Corporate common stocks other than exployer securities at end of year2020-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-09-30$0
Liabilities. Value of benefit claims payable at end of year2020-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2020-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2020-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-09-30$0
Did the plan have assets held for investment2020-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-09-30No
Aggregate proceeds on sale of assets2020-09-30$0
Aggregate carrying amount (costs) on sale of assets2020-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2020-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2020-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-09-30Yes
Opinion of an independent qualified public accountant for this plan2020-09-30Disclaimer
Accountancy firm name2020-09-30KCOE ISOM, LLP
Accountancy firm EIN2020-09-30480567703
2019 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-09-30$0
Total unrealized appreciation/depreciation of assets2019-09-30$0
Total transfer of assets to this plan2019-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-09-30$0
Expenses. Interest paid2019-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-09-30$0
Total income from all sources (including contributions)2019-09-30$2,551,395
Total loss/gain on sale of assets2019-09-30$0
Total of all expenses incurred2019-09-30$1,967,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-09-30$1,978,678
Expenses. Certain deemed distributions of participant loans2019-09-30$0
Value of total corrective distributions2019-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-09-30$2,017,956
Value of total assets at end of year2019-09-30$19,924,367
Value of total assets at beginning of year2019-09-30$19,340,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-09-30$-11,297
Total income from rents2019-09-30$0
Total interest from all sources2019-09-30$-19,746
Total dividends received (eg from common stock, registered investment company shares)2019-09-30$1,259,950
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-09-30$1,259,950
Assets. Real estate other than employer real property at end of year2019-09-30$0
Assets. Real estate other than employer real property at beginning of year2019-09-30$0
Administrative expenses professional fees incurred2019-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-09-30$0
Was this plan covered by a fidelity bond2019-09-30Yes
Value of fidelity bond cover2019-09-30$1,000,000
If this is an individual account plan, was there a blackout period2019-09-30No
Were there any nonexempt tranactions with any party-in-interest2019-09-30No
Contributions received from participants2019-09-30$995,663
Participant contributions at end of year2019-09-30$0
Participant contributions at beginning of year2019-09-30$0
Participant contributions at end of year2019-09-30$0
Participant contributions at beginning of year2019-09-30$0
Assets. Other investments not covered elsewhere at end of year2019-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2019-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-09-30$414,674
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-09-30$0
Assets. Loans (other than to participants) at end of year2019-09-30$0
Assets. Loans (other than to participants) at beginning of year2019-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-09-30$0
Other income not declared elsewhere2019-09-30$0
Administrative expenses (other) incurred2019-09-30$-11,467
Liabilities. Value of operating payables at end of year2019-09-30$0
Liabilities. Value of operating payables at beginning of year2019-09-30$0
Total non interest bearing cash at end of year2019-09-30$0
Total non interest bearing cash at beginning of year2019-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Income. Non cash contributions2019-09-30$0
Value of net income/loss2019-09-30$584,014
Value of net assets at end of year (total assets less liabilities)2019-09-30$19,924,367
Value of net assets at beginning of year (total assets less liabilities)2019-09-30$19,340,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-09-30No
Were any leases to which the plan was party in default or uncollectible2019-09-30No
Assets. partnership/joint venture interests at end of year2019-09-30$0
Assets. partnership/joint venture interests at beginning of year2019-09-30$0
Investment advisory and management fees2019-09-30$170
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-09-30$19,919,539
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-09-30$19,327,266
Value of interest in pooled separate accounts at end of year2019-09-30$0
Value of interest in pooled separate accounts at beginning of year2019-09-30$0
Interest on participant loans2019-09-30$0
Income. Interest from loans (other than to participants)2019-09-30$0
Interest earned on other investments2019-09-30$0
Income. Interest from US Government securities2019-09-30$0
Income. Interest from corporate debt instruments2019-09-30$0
Value of interest in master investment trust accounts at end of year2019-09-30$0
Value of interest in master investment trust accounts at beginning of year2019-09-30$0
Value of interest in common/collective trusts at end of year2019-09-30$0
Value of interest in common/collective trusts at beginning of year2019-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-09-30$4,828
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-09-30$13,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-09-30$13,087
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-09-30$-19,746
Assets. Value of investments in 103.12 investment entities at end of year2019-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2019-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2019-09-30$0
Asset value of US Government securities at end of year2019-09-30$0
Asset value of US Government securities at beginning of year2019-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-09-30$-706,765
Net investment gain/loss from pooled separate accounts2019-09-30$0
Net investment gain or loss from common/collective trusts2019-09-30$0
Net gain/loss from 103.12 investment entities2019-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-09-30No
Was there a failure to transmit to the plan any participant contributions2019-09-30No
Has the plan failed to provide any benefit when due under the plan2019-09-30No
Assets. Invements in employer securities at end of year2019-09-30$0
Assets. Invements in employer securities at beginning of year2019-09-30$0
Assets. Value of employer real property at end of year2019-09-30$0
Assets. Value of employer real property at beginning of year2019-09-30$0
Contributions received in cash from employer2019-09-30$607,619
Employer contributions (assets) at end of year2019-09-30$0
Employer contributions (assets) at beginning of year2019-09-30$0
Income. Dividends from preferred stock2019-09-30$0
Income. Dividends from common stock2019-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-09-30$1,978,678
Asset. Corporate debt instrument preferred debt at end of year2019-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2019-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2019-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-09-30$0
Contract administrator fees2019-09-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-09-30No
Assets. Corporate common stocks other than exployer securities at end of year2019-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-09-30$0
Liabilities. Value of benefit claims payable at end of year2019-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2019-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2019-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-09-30$0
Did the plan have assets held for investment2019-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-09-30No
Aggregate proceeds on sale of assets2019-09-30$0
Aggregate carrying amount (costs) on sale of assets2019-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2019-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-09-30Yes
Opinion of an independent qualified public accountant for this plan2019-09-30Disclaimer
Accountancy firm name2019-09-30KCOE ISOM, LLP
Accountancy firm EIN2019-09-30480567703
2018 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-09-30$0
Total unrealized appreciation/depreciation of assets2018-09-30$0
Total transfer of assets to this plan2018-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-09-30$0
Expenses. Interest paid2018-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-09-30$0
Total income from all sources (including contributions)2018-09-30$2,469,913
Total loss/gain on sale of assets2018-09-30$0
Total of all expenses incurred2018-09-30$1,615,118
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-09-30$1,617,524
Expenses. Certain deemed distributions of participant loans2018-09-30$0
Value of total corrective distributions2018-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-09-30$1,540,273
Value of total assets at end of year2018-09-30$19,340,353
Value of total assets at beginning of year2018-09-30$18,485,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-09-30$-2,406
Total income from rents2018-09-30$0
Total interest from all sources2018-09-30$126
Total dividends received (eg from common stock, registered investment company shares)2018-09-30$965,341
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-09-30$965,341
Assets. Real estate other than employer real property at end of year2018-09-30$0
Assets. Real estate other than employer real property at beginning of year2018-09-30$0
Administrative expenses professional fees incurred2018-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-09-30$0
Was this plan covered by a fidelity bond2018-09-30Yes
Value of fidelity bond cover2018-09-30$1,000,000
If this is an individual account plan, was there a blackout period2018-09-30Yes
Were there any nonexempt tranactions with any party-in-interest2018-09-30No
Contributions received from participants2018-09-30$860,778
Participant contributions at end of year2018-09-30$0
Participant contributions at beginning of year2018-09-30$0
Participant contributions at end of year2018-09-30$0
Participant contributions at beginning of year2018-09-30$0
Assets. Other investments not covered elsewhere at end of year2018-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2018-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-09-30$332,977
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-09-30$16,878,040
Assets. Loans (other than to participants) at end of year2018-09-30$0
Assets. Loans (other than to participants) at beginning of year2018-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-09-30$0
Other income not declared elsewhere2018-09-30$6,916
Administrative expenses (other) incurred2018-09-30$-2,486
Liabilities. Value of operating payables at end of year2018-09-30$0
Liabilities. Value of operating payables at beginning of year2018-09-30$0
Total non interest bearing cash at end of year2018-09-30$0
Total non interest bearing cash at beginning of year2018-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Income. Non cash contributions2018-09-30$0
Value of net income/loss2018-09-30$854,795
Value of net assets at end of year (total assets less liabilities)2018-09-30$19,340,353
Value of net assets at beginning of year (total assets less liabilities)2018-09-30$18,485,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-09-30No
Were any leases to which the plan was party in default or uncollectible2018-09-30No
Assets. partnership/joint venture interests at end of year2018-09-30$0
Assets. partnership/joint venture interests at beginning of year2018-09-30$0
Investment advisory and management fees2018-09-30$80
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-09-30$19,327,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-09-30$0
Value of interest in pooled separate accounts at end of year2018-09-30$0
Value of interest in pooled separate accounts at beginning of year2018-09-30$0
Interest on participant loans2018-09-30$0
Income. Interest from loans (other than to participants)2018-09-30$0
Interest earned on other investments2018-09-30$0
Income. Interest from US Government securities2018-09-30$0
Income. Interest from corporate debt instruments2018-09-30$0
Value of interest in master investment trust accounts at end of year2018-09-30$0
Value of interest in master investment trust accounts at beginning of year2018-09-30$0
Value of interest in common/collective trusts at end of year2018-09-30$0
Value of interest in common/collective trusts at beginning of year2018-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-09-30$13,087
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-09-30$915,868
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-09-30$915,868
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-09-30$126
Assets. Value of investments in 103.12 investment entities at end of year2018-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2018-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2018-09-30$0
Asset value of US Government securities at end of year2018-09-30$0
Asset value of US Government securities at beginning of year2018-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-09-30$-42,743
Net investment gain/loss from pooled separate accounts2018-09-30$0
Net investment gain or loss from common/collective trusts2018-09-30$0
Net gain/loss from 103.12 investment entities2018-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-09-30No
Was there a failure to transmit to the plan any participant contributions2018-09-30No
Has the plan failed to provide any benefit when due under the plan2018-09-30No
Assets. Invements in employer securities at end of year2018-09-30$0
Assets. Invements in employer securities at beginning of year2018-09-30$0
Assets. Value of employer real property at end of year2018-09-30$0
Assets. Value of employer real property at beginning of year2018-09-30$0
Contributions received in cash from employer2018-09-30$346,518
Employer contributions (assets) at end of year2018-09-30$0
Employer contributions (assets) at beginning of year2018-09-30$691,650
Income. Dividends from preferred stock2018-09-30$0
Income. Dividends from common stock2018-09-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-09-30$1,617,524
Asset. Corporate debt instrument preferred debt at end of year2018-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2018-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2018-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2018-09-30$0
Contract administrator fees2018-09-30$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-09-30Yes
Assets. Corporate common stocks other than exployer securities at end of year2018-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-09-30$0
Liabilities. Value of benefit claims payable at end of year2018-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2018-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2018-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-09-30$0
Did the plan have assets held for investment2018-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-09-30No
Aggregate proceeds on sale of assets2018-09-30$0
Aggregate carrying amount (costs) on sale of assets2018-09-30$0
Liabilities. Value of acquisition indebtedness at end of year2018-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-09-30Yes
Opinion of an independent qualified public accountant for this plan2018-09-30Disclaimer
Accountancy firm name2018-09-30KCOE ISOM, LLP
Accountancy firm EIN2018-09-30480567703
2017 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-09-30$-1,838,784
Total unrealized appreciation/depreciation of assets2017-09-30$-1,838,784
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-09-30$0
Total income from all sources (including contributions)2017-09-30$4,085,492
Total loss/gain on sale of assets2017-09-30$4,087,936
Total of all expenses incurred2017-09-30$872,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$690,319
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$1,530,903
Value of total assets at end of year2017-09-30$18,485,558
Value of total assets at beginning of year2017-09-30$15,273,031
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$182,646
Total interest from all sources2017-09-30$135
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$300,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$300,206
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$1,000,000
If this is an individual account plan, was there a blackout period2017-09-30No
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Contributions received from participants2017-09-30$759,295
Participant contributions at end of year2017-09-30$0
Participant contributions at beginning of year2017-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-09-30$79,958
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-09-30$16,878,040
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-09-30$320
Other income not declared elsewhere2017-09-30$5,096
Total non interest bearing cash at beginning of year2017-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Income. Non cash contributions2017-09-30$0
Value of net income/loss2017-09-30$3,212,527
Value of net assets at end of year (total assets less liabilities)2017-09-30$18,485,558
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$15,273,031
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$182,646
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$14,505,138
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-09-30$915,868
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-09-30$19,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-09-30$19,563
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-09-30$135
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30No
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$691,650
Employer contributions (assets) at end of year2017-09-30$691,650
Employer contributions (assets) at beginning of year2017-09-30$748,010
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$690,319
Assets. Corporate common stocks other than exployer securities at end of year2017-09-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-09-30$0
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30No
Aggregate proceeds on sale of assets2017-09-30$19,926,120
Aggregate carrying amount (costs) on sale of assets2017-09-30$15,838,184
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30No
Opinion of an independent qualified public accountant for this plan2017-09-30Unqualified
Accountancy firm name2017-09-30KCOE ISOM, LLP
Accountancy firm EIN2017-09-30480567703
2016 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-09-30$454,099
Total unrealized appreciation/depreciation of assets2016-09-30$454,099
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-09-30$0
Total income from all sources (including contributions)2016-09-30$3,013,598
Total loss/gain on sale of assets2016-09-30$696,525
Total of all expenses incurred2016-09-30$441,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$275,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$1,470,159
Value of total assets at end of year2016-09-30$15,273,030
Value of total assets at beginning of year2016-09-30$12,700,808
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$165,708
Total interest from all sources2016-09-30$337
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$262,063
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$262,063
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$1,000,000
If this is an individual account plan, was there a blackout period2016-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Contributions received from participants2016-09-30$701,940
Participant contributions at end of year2016-09-30$0
Participant contributions at beginning of year2016-09-30$6,789
Income. Received or receivable in cash from other sources (including rollovers)2016-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-09-30$320
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-09-30$0
Other income not declared elsewhere2016-09-30$55,604
Total non interest bearing cash at end of year2016-09-30$0
Total non interest bearing cash at beginning of year2016-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Income. Non cash contributions2016-09-30$0
Value of net income/loss2016-09-30$2,572,222
Value of net assets at end of year (total assets less liabilities)2016-09-30$15,273,030
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$12,700,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$165,708
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$1,331,329
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$2,669,668
Interest earned on other investments2016-09-30$320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-09-30$609,178
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-09-30$518,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-09-30$518,328
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-09-30$17
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$74,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30No
Was there a failure to transmit to the plan any participant contributions2016-09-30Yes
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$768,219
Employer contributions (assets) at end of year2016-09-30$748,009
Employer contributions (assets) at beginning of year2016-09-30$726,136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$275,668
Assets. Corporate common stocks other than exployer securities at end of year2016-09-30$12,584,194
Assets. Corporate common stocks other than exployer securities at beginning of year2016-09-30$8,779,887
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Aggregate proceeds on sale of assets2016-09-30$6,329,734
Aggregate carrying amount (costs) on sale of assets2016-09-30$5,633,209
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30No
Opinion of an independent qualified public accountant for this plan2016-09-30Unqualified
Accountancy firm name2016-09-30KCOE ISOM, LLP
Accountancy firm EIN2016-09-30480567703
2015 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-09-30$-995,241
Total unrealized appreciation/depreciation of assets2015-09-30$-995,241
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-09-30$0
Total income from all sources (including contributions)2015-09-30$1,080,082
Total loss/gain on sale of assets2015-09-30$549,169
Total of all expenses incurred2015-09-30$1,865,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-09-30$1,668,449
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-09-30$1,529,705
Value of total assets at end of year2015-09-30$12,700,808
Value of total assets at beginning of year2015-09-30$13,486,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-09-30$197,507
Total interest from all sources2015-09-30$38
Total dividends received (eg from common stock, registered investment company shares)2015-09-30$232,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-09-30$232,713
Was this plan covered by a fidelity bond2015-09-30Yes
Value of fidelity bond cover2015-09-30$1,000,000
If this is an individual account plan, was there a blackout period2015-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-09-30$0
Were there any nonexempt tranactions with any party-in-interest2015-09-30No
Contributions received from participants2015-09-30$705,791
Participant contributions at end of year2015-09-30$6,789
Participant contributions at beginning of year2015-09-30$15,269
Income. Received or receivable in cash from other sources (including rollovers)2015-09-30$97,778
Other income not declared elsewhere2015-09-30$89,448
Total non interest bearing cash at end of year2015-09-30$0
Total non interest bearing cash at beginning of year2015-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Income. Non cash contributions2015-09-30$0
Value of net income/loss2015-09-30$-785,874
Value of net assets at end of year (total assets less liabilities)2015-09-30$12,700,808
Value of net assets at beginning of year (total assets less liabilities)2015-09-30$13,486,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-09-30No
Were any leases to which the plan was party in default or uncollectible2015-09-30No
Investment advisory and management fees2015-09-30$197,507
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-09-30$2,669,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-09-30$3,556,438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-09-30$518,328
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-09-30$407,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-09-30$407,738
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-09-30$38
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-09-30$-325,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-09-30No
Was there a failure to transmit to the plan any participant contributions2015-09-30No
Has the plan failed to provide any benefit when due under the plan2015-09-30No
Contributions received in cash from employer2015-09-30$726,136
Employer contributions (assets) at end of year2015-09-30$726,136
Employer contributions (assets) at beginning of year2015-09-30$494,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-09-30$1,668,449
Assets. Corporate common stocks other than exployer securities at end of year2015-09-30$8,779,887
Assets. Corporate common stocks other than exployer securities at beginning of year2015-09-30$9,013,153
Did the plan have assets held for investment2015-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-09-30No
Aggregate proceeds on sale of assets2015-09-30$2,743,739
Aggregate carrying amount (costs) on sale of assets2015-09-30$2,194,570
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-09-30No
Opinion of an independent qualified public accountant for this plan2015-09-30Unqualified
Accountancy firm name2015-09-30KCOE ISOM, LLP
Accountancy firm EIN2015-09-30480567703
2014 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-09-30$150,010
Total unrealized appreciation/depreciation of assets2014-09-30$150,010
Total transfer of assets to this plan2014-09-30$0
Total transfer of assets from this plan2014-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-09-30$0
Expenses. Interest paid2014-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-09-30$0
Total income from all sources (including contributions)2014-09-30$2,898,021
Total loss/gain on sale of assets2014-09-30$1,049,595
Total of all expenses incurred2014-09-30$510,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-09-30$322,545
Expenses. Certain deemed distributions of participant loans2014-09-30$0
Value of total corrective distributions2014-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-09-30$1,389,398
Value of total assets at end of year2014-09-30$13,486,682
Value of total assets at beginning of year2014-09-30$11,099,498
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-09-30$188,292
Total income from rents2014-09-30$0
Total interest from all sources2014-09-30$30
Total dividends received (eg from common stock, registered investment company shares)2014-09-30$197,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-09-30$0
Assets. Real estate other than employer real property at end of year2014-09-30$0
Assets. Real estate other than employer real property at beginning of year2014-09-30$0
Administrative expenses professional fees incurred2014-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-09-30$0
Was this plan covered by a fidelity bond2014-09-30Yes
Value of fidelity bond cover2014-09-30$1,000,000
If this is an individual account plan, was there a blackout period2014-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-09-30$0
Were there any nonexempt tranactions with any party-in-interest2014-09-30No
Contributions received from participants2014-09-30$592,610
Participant contributions at end of year2014-09-30$0
Participant contributions at beginning of year2014-09-30$0
Participant contributions at end of year2014-09-30$15,269
Participant contributions at beginning of year2014-09-30$30,696
Assets. Other investments not covered elsewhere at end of year2014-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2014-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2014-09-30$302,704
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-09-30$0
Assets. Loans (other than to participants) at end of year2014-09-30$0
Assets. Loans (other than to participants) at beginning of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-09-30$0
Administrative expenses (other) incurred2014-09-30$0
Liabilities. Value of operating payables at end of year2014-09-30$0
Liabilities. Value of operating payables at beginning of year2014-09-30$0
Total non interest bearing cash at end of year2014-09-30$0
Total non interest bearing cash at beginning of year2014-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Income. Non cash contributions2014-09-30$0
Value of net income/loss2014-09-30$2,387,184
Value of net assets at end of year (total assets less liabilities)2014-09-30$13,486,682
Value of net assets at beginning of year (total assets less liabilities)2014-09-30$11,099,498
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-09-30No
Were any leases to which the plan was party in default or uncollectible2014-09-30No
Assets. partnership/joint venture interests at end of year2014-09-30$0
Assets. partnership/joint venture interests at beginning of year2014-09-30$0
Investment advisory and management fees2014-09-30$188,292
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-09-30$3,556,438
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-09-30$3,295,885
Interest on participant loans2014-09-30$0
Income. Interest from loans (other than to participants)2014-09-30$0
Interest earned on other investments2014-09-30$0
Income. Interest from US Government securities2014-09-30$0
Income. Interest from corporate debt instruments2014-09-30$0
Value of interest in master investment trust accounts at end of year2014-09-30$0
Value of interest in master investment trust accounts at beginning of year2014-09-30$0
Value of interest in common/collective trusts at end of year2014-09-30$0
Value of interest in common/collective trusts at beginning of year2014-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-09-30$407,738
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-09-30$404,860
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-09-30$404,860
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-09-30$30
Assets. Value of investments in 103.12 investment entities at end of year2014-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-09-30$0
Asset value of US Government securities at end of year2014-09-30$0
Asset value of US Government securities at beginning of year2014-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-09-30$111,110
Net investment gain/loss from pooled separate accounts2014-09-30$0
Net investment gain or loss from common/collective trusts2014-09-30$0
Net gain/loss from 103.12 investment entities2014-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-09-30Yes
Was there a failure to transmit to the plan any participant contributions2014-09-30No
Has the plan failed to provide any benefit when due under the plan2014-09-30No
Assets. Invements in employer securities at end of year2014-09-30$0
Assets. Invements in employer securities at beginning of year2014-09-30$0
Assets. Value of employer real property at end of year2014-09-30$0
Assets. Value of employer real property at beginning of year2014-09-30$0
Contributions received in cash from employer2014-09-30$494,084
Employer contributions (assets) at end of year2014-09-30$494,084
Employer contributions (assets) at beginning of year2014-09-30$490,073
Income. Dividends from preferred stock2014-09-30$0
Income. Dividends from common stock2014-09-30$197,878
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-09-30$322,545
Asset. Corporate debt instrument preferred debt at end of year2014-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2014-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-09-30$0
Contract administrator fees2014-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2014-09-30$9,013,153
Assets. Corporate common stocks other than exployer securities at beginning of year2014-09-30$6,877,984
Liabilities. Value of benefit claims payable at end of year2014-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2014-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-09-30$0
Did the plan have assets held for investment2014-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-09-30No
Aggregate proceeds on sale of assets2014-09-30$3,715,567
Aggregate carrying amount (costs) on sale of assets2014-09-30$2,665,972
Liabilities. Value of acquisition indebtedness at end of year2014-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-09-30No
Opinion of an independent qualified public accountant for this plan2014-09-30Unqualified
Accountancy firm name2014-09-30KCOE ISOM, LLP
Accountancy firm EIN2014-09-30480567703
2013 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-09-30$878,994
Total unrealized appreciation/depreciation of assets2013-09-30$878,994
Total transfer of assets to this plan2013-09-30$0
Total transfer of assets from this plan2013-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$103
Expenses. Interest paid2013-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-09-30$0
Total income from all sources (including contributions)2013-09-30$2,904,022
Total loss/gain on sale of assets2013-09-30$675,889
Total of all expenses incurred2013-09-30$1,977,339
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$1,830,576
Expenses. Certain deemed distributions of participant loans2013-09-30$0
Value of total corrective distributions2013-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$1,106,687
Value of total assets at end of year2013-09-30$11,099,498
Value of total assets at beginning of year2013-09-30$10,172,918
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$146,763
Total income from rents2013-09-30$0
Total interest from all sources2013-09-30$47
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$180,541
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-09-30$0
Assets. Real estate other than employer real property at end of year2013-09-30$0
Assets. Real estate other than employer real property at beginning of year2013-09-30$0
Administrative expenses professional fees incurred2013-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-09-30$12,742
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-09-30$0
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$608,651
Participant contributions at end of year2013-09-30$0
Participant contributions at beginning of year2013-09-30$0
Participant contributions at end of year2013-09-30$30,696
Participant contributions at beginning of year2013-09-30$2,879
Assets. Other investments not covered elsewhere at end of year2013-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2013-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$7,963
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-09-30$0
Assets. Loans (other than to participants) at end of year2013-09-30$0
Assets. Loans (other than to participants) at beginning of year2013-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-09-30$103
Other income not declared elsewhere2013-09-30$36,310
Administrative expenses (other) incurred2013-09-30$0
Liabilities. Value of operating payables at end of year2013-09-30$0
Liabilities. Value of operating payables at beginning of year2013-09-30$0
Total non interest bearing cash at end of year2013-09-30$0
Total non interest bearing cash at beginning of year2013-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Income. Non cash contributions2013-09-30$0
Value of net income/loss2013-09-30$926,683
Value of net assets at end of year (total assets less liabilities)2013-09-30$11,099,498
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$10,172,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Assets. partnership/joint venture interests at end of year2013-09-30$0
Assets. partnership/joint venture interests at beginning of year2013-09-30$0
Investment advisory and management fees2013-09-30$146,763
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$3,295,885
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$2,754,056
Interest on participant loans2013-09-30$0
Income. Interest from loans (other than to participants)2013-09-30$0
Interest earned on other investments2013-09-30$0
Income. Interest from US Government securities2013-09-30$0
Income. Interest from corporate debt instruments2013-09-30$0
Value of interest in master investment trust accounts at end of year2013-09-30$0
Value of interest in master investment trust accounts at beginning of year2013-09-30$0
Value of interest in common/collective trusts at end of year2013-09-30$0
Value of interest in common/collective trusts at beginning of year2013-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$404,860
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$187,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$187,289
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-09-30$47
Assets. Value of investments in 103.12 investment entities at end of year2013-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-09-30$0
Asset value of US Government securities at end of year2013-09-30$0
Asset value of US Government securities at beginning of year2013-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-09-30$25,554
Net investment gain/loss from pooled separate accounts2013-09-30$0
Net investment gain or loss from common/collective trusts2013-09-30$0
Net gain/loss from 103.12 investment entities2013-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30Yes
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Assets. Invements in employer securities at end of year2013-09-30$0
Assets. Invements in employer securities at beginning of year2013-09-30$0
Assets. Value of employer real property at end of year2013-09-30$0
Assets. Value of employer real property at beginning of year2013-09-30$0
Contributions received in cash from employer2013-09-30$490,073
Employer contributions (assets) at end of year2013-09-30$490,073
Employer contributions (assets) at beginning of year2013-09-30$1,187,821
Income. Dividends from preferred stock2013-09-30$0
Income. Dividends from common stock2013-09-30$180,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$1,830,576
Asset. Corporate debt instrument preferred debt at end of year2013-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2013-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-09-30$0
Contract administrator fees2013-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2013-09-30$6,877,984
Assets. Corporate common stocks other than exployer securities at beginning of year2013-09-30$6,028,131
Liabilities. Value of benefit claims payable at end of year2013-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2013-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-09-30$0
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Aggregate proceeds on sale of assets2013-09-30$4,183,774
Aggregate carrying amount (costs) on sale of assets2013-09-30$3,507,885
Liabilities. Value of acquisition indebtedness at end of year2013-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30No
Opinion of an independent qualified public accountant for this plan2013-09-30Unqualified
Accountancy firm name2013-09-30MATSON AND ISOM
Accountancy firm EIN2013-09-30942222122
2012 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-09-30$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-09-30$1,279,442
Total unrealized appreciation/depreciation of assets2012-09-30$1,279,442
Total transfer of assets to this plan2012-09-30$0
Total transfer of assets from this plan2012-09-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$103
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$103
Expenses. Interest paid2012-09-30$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-09-30$0
Total income from all sources (including contributions)2012-09-30$3,234,008
Total loss/gain on sale of assets2012-09-30$119,735
Total of all expenses incurred2012-09-30$124,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$0
Expenses. Certain deemed distributions of participant loans2012-09-30$0
Value of total corrective distributions2012-09-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,463,925
Value of total assets at end of year2012-09-30$10,172,918
Value of total assets at beginning of year2012-09-30$7,063,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$124,235
Total income from rents2012-09-30$0
Total interest from all sources2012-09-30$8
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$165,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-09-30$0
Assets. Real estate other than employer real property at end of year2012-09-30$0
Assets. Real estate other than employer real property at beginning of year2012-09-30$0
Administrative expenses professional fees incurred2012-09-30$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-09-30$12,742
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-09-30$0
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$1,000,000
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$517,112
Participant contributions at end of year2012-09-30$0
Participant contributions at beginning of year2012-09-30$0
Participant contributions at end of year2012-09-30$2,879
Participant contributions at beginning of year2012-09-30$9,960
Assets. Other investments not covered elsewhere at end of year2012-09-30$0
Assets. Other investments not covered elsewhere at beginning of year2012-09-30$0
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-09-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-09-30$0
Assets. Loans (other than to participants) at end of year2012-09-30$0
Assets. Loans (other than to participants) at beginning of year2012-09-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-09-30$103
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-09-30$103
Other income not declared elsewhere2012-09-30$41,906
Administrative expenses (other) incurred2012-09-30$0
Liabilities. Value of operating payables at end of year2012-09-30$0
Liabilities. Value of operating payables at beginning of year2012-09-30$0
Total non interest bearing cash at end of year2012-09-30$0
Total non interest bearing cash at beginning of year2012-09-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Income. Non cash contributions2012-09-30$0
Value of net income/loss2012-09-30$3,109,773
Value of net assets at end of year (total assets less liabilities)2012-09-30$10,172,815
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$7,063,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Assets. partnership/joint venture interests at end of year2012-09-30$0
Assets. partnership/joint venture interests at beginning of year2012-09-30$0
Investment advisory and management fees2012-09-30$124,235
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$1,273,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$0
Value of interest in pooled separate accounts at end of year2012-09-30$0
Value of interest in pooled separate accounts at beginning of year2012-09-30$0
Interest on participant loans2012-09-30$0
Income. Interest from loans (other than to participants)2012-09-30$0
Interest earned on other investments2012-09-30$0
Income. Interest from US Government securities2012-09-30$0
Income. Interest from corporate debt instruments2012-09-30$0
Value of interest in master investment trust accounts at end of year2012-09-30$0
Value of interest in master investment trust accounts at beginning of year2012-09-30$0
Value of interest in common/collective trusts at end of year2012-09-30$0
Value of interest in common/collective trusts at beginning of year2012-09-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$187,289
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$32,390
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$32,390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-09-30$8
Assets. Value of investments in 103.12 investment entities at end of year2012-09-30$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-09-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-09-30$0
Asset value of US Government securities at end of year2012-09-30$0
Asset value of US Government securities at beginning of year2012-09-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-09-30$163,842
Net investment gain/loss from pooled separate accounts2012-09-30$0
Net investment gain or loss from common/collective trusts2012-09-30$0
Net gain/loss from 103.12 investment entities2012-09-30$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30No
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Assets. Invements in employer securities at end of year2012-09-30$0
Assets. Invements in employer securities at beginning of year2012-09-30$0
Assets. Value of employer real property at end of year2012-09-30$0
Assets. Value of employer real property at beginning of year2012-09-30$0
Contributions received in cash from employer2012-09-30$946,813
Employer contributions (assets) at end of year2012-09-30$1,187,821
Employer contributions (assets) at beginning of year2012-09-30$241,009
Income. Dividends from preferred stock2012-09-30$93
Income. Dividends from common stock2012-09-30$165,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$0
Asset. Corporate debt instrument preferred debt at end of year2012-09-30$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-09-30$0
Asset. Corporate debt instrument debt (other) at end of year2012-09-30$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-09-30$6,779,786
Contract administrator fees2012-09-30$0
Assets. Corporate common stocks other than exployer securities at end of year2012-09-30$7,508,347
Assets. Corporate common stocks other than exployer securities at beginning of year2012-09-30$0
Liabilities. Value of benefit claims payable at end of year2012-09-30$0
Liabilities. Value of benefit claims payable at beginning of year2012-09-30$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-09-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-09-30$0
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Aggregate proceeds on sale of assets2012-09-30$1,273,235
Aggregate carrying amount (costs) on sale of assets2012-09-30$1,153,500
Liabilities. Value of acquisition indebtedness at end of year2012-09-30$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-09-30$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30No
Opinion of an independent qualified public accountant for this plan2012-09-30Unqualified
Accountancy firm name2012-09-30MATSON AND ISOM
Accountancy firm EIN2012-09-30942222122
2011 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-09-30$0
Total plan liabilities at end of year2011-09-30$103
Total plan liabilities at beginning of year2011-09-30$103
Total income from all sources2011-09-30$980,601
Expenses. Total of all expenses incurred2011-09-30$263,956
Benefits paid (including direct rollovers)2011-09-30$147,712
Total plan assets at end of year2011-09-30$7,481,178
Total plan assets at beginning of year2011-09-30$6,764,533
Value of fidelity bond covering the plan2011-09-30$1,000,000
Total contributions received or receivable from participants2011-09-30$471,465
Expenses. Other expenses not covered elsewhere2011-09-30$116,244
Contributions received from other sources (not participants or employers)2011-09-30$26,292
Other income received2011-09-30$-176,198
Noncash contributions received2011-09-30$0
Net income (gross income less expenses)2011-09-30$716,645
Net plan assets at end of year (total assets less liabilities)2011-09-30$7,481,075
Net plan assets at beginning of year (total assets less liabilities)2011-09-30$6,764,430
Total contributions received or receivable from employer(s)2011-09-30$659,042
Value of certain deemed distributions of participant loans2011-09-30$0
Value of corrective distributions2011-09-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-09-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
2010 : THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN

2021: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-10-01Type of plan entitySingle employer plan
2021-10-01This submission is the final filingNo
2021-10-01Plan is a collectively bargained planNo
2021-10-01Plan funding arrangement – TrustYes
2021-10-01Plan benefit arrangement - TrustYes
2020: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-10-01Type of plan entitySingle employer plan
2020-10-01This submission is the final filingNo
2020-10-01Plan is a collectively bargained planNo
2020-10-01Plan funding arrangement – TrustYes
2020-10-01Plan benefit arrangement - TrustYes
2019: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-10-01Type of plan entitySingle employer plan
2019-10-01This submission is the final filingNo
2019-10-01This return/report is a short plan year return/report (less than 12 months)No
2019-10-01Plan is a collectively bargained planNo
2019-10-01Plan funding arrangement – TrustYes
2019-10-01Plan benefit arrangement - TrustYes
2018: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-10-01Type of plan entitySingle employer plan
2018-10-01Submission has been amendedNo
2018-10-01This submission is the final filingNo
2018-10-01This return/report is a short plan year return/report (less than 12 months)No
2018-10-01Plan is a collectively bargained planNo
2018-10-01Plan funding arrangement – TrustYes
2018-10-01Plan benefit arrangement - TrustYes
2017: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-10-01Type of plan entitySingle employer plan
2017-10-01Submission has been amendedNo
2017-10-01This submission is the final filingNo
2017-10-01This return/report is a short plan year return/report (less than 12 months)No
2017-10-01Plan is a collectively bargained planNo
2017-10-01Plan funding arrangement – TrustYes
2017-10-01Plan benefit arrangement - TrustYes
2016: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01Submission has been amendedNo
2016-10-01This submission is the final filingNo
2016-10-01This return/report is a short plan year return/report (less than 12 months)No
2016-10-01Plan is a collectively bargained planNo
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2015: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-10-01Type of plan entitySingle employer plan
2015-10-01Submission has been amendedNo
2015-10-01This submission is the final filingNo
2015-10-01This return/report is a short plan year return/report (less than 12 months)No
2015-10-01Plan is a collectively bargained planNo
2015-10-01Plan funding arrangement – TrustYes
2015-10-01Plan benefit arrangement - TrustYes
2014: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-10-01Type of plan entitySingle employer plan
2014-10-01Submission has been amendedNo
2014-10-01This submission is the final filingNo
2014-10-01This return/report is a short plan year return/report (less than 12 months)No
2014-10-01Plan is a collectively bargained planNo
2014-10-01Plan funding arrangement – TrustYes
2014-10-01Plan benefit arrangement - TrustYes
2013: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-10-01Type of plan entitySingle employer plan
2013-10-01Submission has been amendedNo
2013-10-01This submission is the final filingNo
2013-10-01This return/report is a short plan year return/report (less than 12 months)No
2013-10-01Plan is a collectively bargained planNo
2013-10-01Plan funding arrangement – TrustYes
2013-10-01Plan benefit arrangement - TrustYes
2012: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2009: THE TREMONT GROUP, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes

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