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THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 401k Plan overview

Plan NameTHE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN
Plan identification number 004

THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PASKENTA BAND OF NOMLAKI INDIANS has sponsored the creation of one or more 401k plans.

Company Name:PASKENTA BAND OF NOMLAKI INDIANS
Employer identification number (EIN):680339554
NAIC Classification:721120
NAIC Description:Casino Hotels

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042022-01-01
0042021-01-01
0042020-01-01
0042019-01-01
0042018-01-01
0042017-01-01JEFFREY REALANDER
0042016-01-01JEFFREY REALANDER

Plan Statistics for THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN

401k plan membership statisitcs for THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN

Measure Date Value
2022: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01707
Total number of active participants reported on line 7a of the Form 55002022-01-01693
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-0162
Total of all active and inactive participants2022-01-01756
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01756
Number of participants with account balances2022-01-01496
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01499
Total number of active participants reported on line 7a of the Form 55002021-01-01636
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0171
Total of all active and inactive participants2021-01-01707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01707
Number of participants with account balances2021-01-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01537
Total number of active participants reported on line 7a of the Form 55002020-01-01447
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0152
Total of all active and inactive participants2020-01-01499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01499
Number of participants with account balances2020-01-01307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01565
Total number of active participants reported on line 7a of the Form 55002019-01-01496
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-0136
Total of all active and inactive participants2019-01-01537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01537
Number of participants with account balances2019-01-01337
2018: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01532
Total number of active participants reported on line 7a of the Form 55002018-01-01488
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0177
Total of all active and inactive participants2018-01-01565
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01565
Number of participants with account balances2018-01-01565
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01516
Total number of active participants reported on line 7a of the Form 55002017-01-01494
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0138
Total of all active and inactive participants2017-01-01532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01532
Number of participants with account balances2017-01-01310
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01514
Total number of active participants reported on line 7a of the Form 55002016-01-01484
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0132
Total of all active and inactive participants2016-01-01516
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01516
Number of participants with account balances2016-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN

Measure Date Value
2022 : THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$519,677
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$956,384
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$909,817
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,979,718
Value of total assets at end of year2022-12-31$14,273,579
Value of total assets at beginning of year2022-12-31$14,710,286
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$46,567
Total interest from all sources2022-12-31$23,762
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$455,333
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$455,333
Administrative expenses professional fees incurred2022-12-31$46,567
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,114,156
Participant contributions at end of year2022-12-31$402,556
Participant contributions at beginning of year2022-12-31$447,108
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$55,068
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$7,949
Other income not declared elsewhere2022-12-31$138
Total non interest bearing cash at end of year2022-12-31$0
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-436,707
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,273,579
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,710,286
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$13,343,831
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,683,096
Interest on participant loans2022-12-31$20,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$512,806
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$472,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$472,899
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$2,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,939,274
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$857,613
Employer contributions (assets) at end of year2022-12-31$14,386
Employer contributions (assets) at beginning of year2022-12-31$52,115
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$909,817
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HAYNIE & COMPANY
Accountancy firm EIN2022-12-31870325228
2021 : THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,521,897
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,005,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,978,566
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,523,335
Value of total assets at end of year2021-12-31$14,710,286
Value of total assets at beginning of year2021-12-31$13,193,455
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$26,500
Total interest from all sources2021-12-31$26,501
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$528,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$528,076
Administrative expenses professional fees incurred2021-12-31$26,500
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$867,258
Participant contributions at end of year2021-12-31$447,108
Participant contributions at beginning of year2021-12-31$443,763
Participant contributions at end of year2021-12-31$55,068
Participant contributions at beginning of year2021-12-31$33,224
Other income not declared elsewhere2021-12-31$40
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,516,831
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,710,286
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$13,193,455
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,683,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$12,442,502
Interest on participant loans2021-12-31$26,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$472,899
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$246,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$246,291
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$441
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,443,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$656,077
Employer contributions (assets) at end of year2021-12-31$52,115
Employer contributions (assets) at beginning of year2021-12-31$27,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,978,566
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HAYNIE & COMPANY
Accountancy firm EIN2021-12-31870325228
2020 : THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,352,128
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,139,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,110,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,218,611
Value of total assets at end of year2020-12-31$13,193,455
Value of total assets at beginning of year2020-12-31$11,981,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$29,348
Total interest from all sources2020-12-31$23,705
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$209,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$209,819
Administrative expenses professional fees incurred2020-12-31$29,348
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$690,594
Participant contributions at end of year2020-12-31$443,763
Participant contributions at beginning of year2020-12-31$541,883
Participant contributions at end of year2020-12-31$33,224
Participant contributions at beginning of year2020-12-31$597
Other income not declared elsewhere2020-12-31$46
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$4,334
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,212,181
Value of net assets at end of year (total assets less liabilities)2020-12-31$13,193,455
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,981,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$12,442,502
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,322,465
Interest on participant loans2020-12-31$23,199
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$246,291
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$111,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$111,428
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$506
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$899,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$528,017
Employer contributions (assets) at end of year2020-12-31$27,675
Employer contributions (assets) at beginning of year2020-12-31$567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,110,599
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31HAYNIE & COMPANY
Accountancy firm EIN2020-12-31870325228
2019 : THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,434,370
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,239,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,162,223
Expenses. Certain deemed distributions of participant loans2019-12-31$46,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,463,197
Value of total assets at end of year2019-12-31$11,981,274
Value of total assets at beginning of year2019-12-31$10,786,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$30,926
Total interest from all sources2019-12-31$29,604
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$321,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$321,263
Administrative expenses professional fees incurred2019-12-31$30,926
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$797,263
Participant contributions at end of year2019-12-31$541,883
Participant contributions at beginning of year2019-12-31$445,000
Participant contributions at end of year2019-12-31$597
Participant contributions at beginning of year2019-12-31$686
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$92,899
Other income not declared elsewhere2019-12-31$52
Total non interest bearing cash at end of year2019-12-31$4,334
Total non interest bearing cash at beginning of year2019-12-31$5,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,194,560
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,981,274
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,786,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,322,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,052,708
Interest on participant loans2019-12-31$27,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$111,428
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$283,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$283,017
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$1,715
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,620,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$573,035
Employer contributions (assets) at end of year2019-12-31$567
Employer contributions (assets) at beginning of year2019-12-31$181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,162,223
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31HAYNIE & COMPANY
Accountancy firm EIN2019-12-31870325228
2018 : THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$333,653
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,802,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,778,031
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,259,140
Value of total assets at end of year2018-12-31$10,786,714
Value of total assets at beginning of year2018-12-31$12,255,930
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$24,838
Total interest from all sources2018-12-31$25,805
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$24,838
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$686,752
Participant contributions at end of year2018-12-31$445,000
Participant contributions at beginning of year2018-12-31$424,794
Participant contributions at end of year2018-12-31$686
Participant contributions at beginning of year2018-12-31$854
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$44,388
Other income not declared elsewhere2018-12-31$19
Total non interest bearing cash at end of year2018-12-31$5,122
Total non interest bearing cash at beginning of year2018-12-31$16,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,469,216
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,786,714
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,255,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,052,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,506,453
Interest on participant loans2018-12-31$22,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$283,017
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$307,341
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$307,341
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$3,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-951,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$528,000
Employer contributions (assets) at end of year2018-12-31$181
Employer contributions (assets) at beginning of year2018-12-31$488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,778,031
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31ISLER CPA, LLC
Accountancy firm EIN2018-12-31204723636
2017 : THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$10,535
Total income from all sources (including contributions)2017-12-31$3,027,614
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,975,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,891,132
Expenses. Certain deemed distributions of participant loans2017-12-31$56,684
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,603,458
Value of total assets at end of year2017-12-31$12,255,930
Value of total assets at beginning of year2017-12-31$11,214,018
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$27,351
Total interest from all sources2017-12-31$26,998
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$27,351
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$690,585
Participant contributions at end of year2017-12-31$424,794
Participant contributions at beginning of year2017-12-31$574,889
Participant contributions at end of year2017-12-31$854
Participant contributions at beginning of year2017-12-31$45
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$382,404
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$10,535
Other income not declared elsewhere2017-12-31$43
Total non interest bearing cash at end of year2017-12-31$16,000
Total non interest bearing cash at beginning of year2017-12-31$505
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,052,447
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,255,930
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,203,483
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,506,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,744,355
Interest on participant loans2017-12-31$23,265
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$307,341
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$894,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$894,179
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3,733
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,397,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$530,469
Employer contributions (assets) at end of year2017-12-31$488
Employer contributions (assets) at beginning of year2017-12-31$45
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,891,132
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31ISLER CPA, LLC
Accountancy firm EIN2017-12-31204723636
2016 : THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$10,535
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$216
Total income from all sources (including contributions)2016-12-31$2,437,397
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$713,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$686,281
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,342,620
Value of total assets at end of year2016-12-31$11,214,018
Value of total assets at beginning of year2016-12-31$9,479,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,064
Total interest from all sources2016-12-31$27,844
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$288,874
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$288,874
Administrative expenses professional fees incurred2016-12-31$27,064
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$663,839
Participant contributions at end of year2016-12-31$574,889
Participant contributions at beginning of year2016-12-31$692,873
Participant contributions at end of year2016-12-31$45
Participant contributions at beginning of year2016-12-31$186
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$178,270
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$10,535
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$216
Other income not declared elsewhere2016-12-31$4,394
Total non interest bearing cash at end of year2016-12-31$505
Total non interest bearing cash at beginning of year2016-12-31$58,392
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,724,052
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,203,483
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,479,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,744,355
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,526,749
Interest on participant loans2016-12-31$27,211
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$894,179
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$201,261
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$201,261
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$633
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$773,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$500,511
Employer contributions (assets) at end of year2016-12-31$45
Employer contributions (assets) at beginning of year2016-12-31$186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$686,281
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31ISLER CPA, LLC
Accountancy firm EIN2016-12-31204723636

Form 5500 Responses for THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN

2022: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE PASKENTA BAND OF NOMLAKI INDIANS ENTERPRISE 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

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