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HANSON MCCLAIN 401(K) PLAN 401k Plan overview

Plan NameHANSON MCCLAIN 401(K) PLAN
Plan identification number 001

HANSON MCCLAIN 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLWORTH FINANCIAL, LP has sponsored the creation of one or more 401k plans.

Company Name:ALLWORTH FINANCIAL, LP
Employer identification number (EIN):680372662
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HANSON MCCLAIN 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01CHRIS ODDY2019-06-18
0012017-01-01CHRIS ODDY STEVEN BURNETT2018-08-21
0012016-01-01LIZA BAYLON STEVEN BURNETT2017-07-17
0012015-01-01LIZA BAYLON STEVEN BURNETT2016-06-17
0012014-01-01LIZA BAYLON STEVEN BURNETT2015-08-24
0012013-01-01LIZA BAYLON2014-09-09 STEVEN BURNETT2014-09-09
0012012-01-01LIZA BAYLON2013-07-26 STEVEN BURNETT2013-07-22
0012011-01-01LISA BAYLON2012-08-06 STEVEN BURNETT2012-07-31
0012010-01-01MATT RUSSELL2011-10-17 STEVE BURNETT2011-10-17
0012009-01-01MATTHEW RUSSELL STEVEN BURNETT2010-10-15
0012009-01-01MATTHEW RUSSELL STEVEN BURNETT2011-10-14
0012008-01-01STEVEN BURNETT STEVEN BURNETT2011-05-13

Plan Statistics for HANSON MCCLAIN 401(K) PLAN

401k plan membership statisitcs for HANSON MCCLAIN 401(K) PLAN

Measure Date Value
2022: HANSON MCCLAIN 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01347
Total number of active participants reported on line 7a of the Form 55002022-01-01352
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-0174
Total of all active and inactive participants2022-01-01429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01429
Number of participants with account balances2022-01-01421
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0136
2021: HANSON MCCLAIN 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01280
Total number of active participants reported on line 7a of the Form 55002021-01-01284
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-0146
Total of all active and inactive participants2021-01-01333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01333
Number of participants with account balances2021-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0115
2020: HANSON MCCLAIN 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01189
Total number of active participants reported on line 7a of the Form 55002020-01-01225
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0152
Total of all active and inactive participants2020-01-01280
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01280
Number of participants with account balances2020-01-01280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0117
2019: HANSON MCCLAIN 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01148
Total number of active participants reported on line 7a of the Form 55002019-01-01153
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0135
Total of all active and inactive participants2019-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01189
Number of participants with account balances2019-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-018
2017: HANSON MCCLAIN 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0188
Total number of active participants reported on line 7a of the Form 55002017-01-0170
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0117
Total of all active and inactive participants2017-01-0187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0187
Number of participants with account balances2017-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: HANSON MCCLAIN 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0194
Total number of active participants reported on line 7a of the Form 55002016-01-0170
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0118
Total of all active and inactive participants2016-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0188
Number of participants with account balances2016-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: HANSON MCCLAIN 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0189
Total number of active participants reported on line 7a of the Form 55002015-01-0168
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0126
Total of all active and inactive participants2015-01-0194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0194
Number of participants with account balances2015-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: HANSON MCCLAIN 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0176
Total number of active participants reported on line 7a of the Form 55002014-01-0164
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0125
Total of all active and inactive participants2014-01-0189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0189
Number of participants with account balances2014-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0111
2009: HANSON MCCLAIN 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01122
Total number of active participants reported on line 7a of the Form 55002009-01-0152
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0130
Total of all active and inactive participants2009-01-0182
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0182
Number of participants with account balances2009-01-0171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013
2008: HANSON MCCLAIN 401(K) PLAN 2008 401k membership
Total participants, beginning-of-year2008-01-01143
Total number of active participants reported on line 7a of the Form 55002008-01-0140
Number of retired or separated participants receiving benefits2008-01-010
Number of other retired or separated participants entitled to future benefits2008-01-0182
Total of all active and inactive participants2008-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-01-010
Total participants2008-01-01122
Number of participants with account balances2008-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-01-0121

Financial Data on HANSON MCCLAIN 401(K) PLAN

Measure Date Value
2022 : HANSON MCCLAIN 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$369,759
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,108,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,031,004
Value of total corrective distributions2022-12-31$28,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$8,222,440
Value of total assets at end of year2022-12-31$45,795,465
Value of total assets at beginning of year2022-12-31$47,534,012
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$48,851
Total interest from all sources2022-12-31$29,923
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$756,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$756,722
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,099,073
Participant contributions at end of year2022-12-31$367,248
Participant contributions at beginning of year2022-12-31$335,908
Participant contributions at end of year2022-12-31$126,276
Participant contributions at beginning of year2022-12-31$2,413
Assets. Other investments not covered elsewhere at end of year2022-12-31$342,576
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$109,047
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,699,305
Other income not declared elsewhere2022-12-31$-56,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,738,547
Value of net assets at end of year (total assets less liabilities)2022-12-31$45,795,465
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$47,534,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$43,119,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$45,312,572
Interest on participant loans2022-12-31$29,923
Value of interest in common/collective trusts at end of year2022-12-31$1,721,690
Value of interest in common/collective trusts at beginning of year2022-12-31$1,738,233
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,614,850
Net investment gain or loss from common/collective trusts2022-12-31$32,099
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,424,062
Employer contributions (assets) at end of year2022-12-31$118,281
Employer contributions (assets) at beginning of year2022-12-31$35,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,031,004
Contract administrator fees2022-12-31$48,851
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ERNST WINTTER & ASSOCIATES LLP
Accountancy firm EIN2022-12-31680192327
2021 : HANSON MCCLAIN 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$13,013,756
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,317,840
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,254,512
Value of total corrective distributions2021-12-31$16,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,221,290
Value of total assets at end of year2021-12-31$47,534,012
Value of total assets at beginning of year2021-12-31$35,838,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$46,800
Total interest from all sources2021-12-31$21,978
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,173,440
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,173,440
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,207,708
Participant contributions at end of year2021-12-31$335,908
Participant contributions at beginning of year2021-12-31$446,853
Participant contributions at end of year2021-12-31$2,413
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$109,047
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$264,678
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,144,546
Other income not declared elsewhere2021-12-31$48,526
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$11,695,916
Value of net assets at end of year (total assets less liabilities)2021-12-31$47,534,012
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$35,838,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$45,312,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$33,557,794
Interest on participant loans2021-12-31$21,978
Value of interest in common/collective trusts at end of year2021-12-31$1,738,233
Value of interest in common/collective trusts at beginning of year2021-12-31$1,568,771
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,524,928
Net investment gain or loss from common/collective trusts2021-12-31$23,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,869,036
Employer contributions (assets) at end of year2021-12-31$35,839
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,254,512
Contract administrator fees2021-12-31$46,800
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ERNST WINTTER & ASSOCIATES LLP
Accountancy firm EIN2021-12-31680192327
2020 : HANSON MCCLAIN 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$11,598,546
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,410,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,390,692
Value of total corrective distributions2020-12-31$3,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,142,853
Value of total assets at end of year2020-12-31$35,838,096
Value of total assets at beginning of year2020-12-31$25,650,438
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$16,345
Total interest from all sources2020-12-31$41,467
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$918,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$918,833
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,556,599
Participant contributions at end of year2020-12-31$446,853
Participant contributions at beginning of year2020-12-31$357,293
Assets. Other investments not covered elsewhere at end of year2020-12-31$264,678
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$131,216
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,046,510
Other income not declared elsewhere2020-12-31$41,037
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$13,510
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$10,187,658
Value of net assets at end of year (total assets less liabilities)2020-12-31$35,838,096
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$25,650,438
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$33,557,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$23,399,915
Interest on participant loans2020-12-31$41,467
Value of interest in common/collective trusts at end of year2020-12-31$1,568,771
Value of interest in common/collective trusts at beginning of year2020-12-31$1,748,504
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,418,406
Net investment gain or loss from common/collective trusts2020-12-31$35,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,539,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,390,692
Contract administrator fees2020-12-31$16,345
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ERNST WINTTER & ASSOCIATES LLP
Accountancy firm EIN2020-12-31680192327
2019 : HANSON MCCLAIN 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$8,455,277
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$478,669
Total of all expenses incurred2019-12-31$478,669
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$454,432
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$454,432
Value of total corrective distributions2019-12-31$3,414
Value of total corrective distributions2019-12-31$3,414
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,323,475
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$4,323,475
Value of total assets at end of year2019-12-31$25,650,438
Value of total assets at end of year2019-12-31$25,650,438
Value of total assets at beginning of year2019-12-31$17,673,830
Value of total assets at beginning of year2019-12-31$17,673,830
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$20,823
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$20,823
Total interest from all sources2019-12-31$18,691
Total interest from all sources2019-12-31$18,691
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$769,323
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$769,323
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$769,323
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$769,323
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,495,800
Contributions received from participants2019-12-31$1,495,800
Participant contributions at end of year2019-12-31$357,293
Participant contributions at end of year2019-12-31$357,293
Participant contributions at beginning of year2019-12-31$353,768
Participant contributions at beginning of year2019-12-31$353,768
Assets. Other investments not covered elsewhere at end of year2019-12-31$131,216
Assets. Other investments not covered elsewhere at end of year2019-12-31$131,216
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$101,687
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$101,687
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,861,187
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,861,187
Other income not declared elsewhere2019-12-31$-691
Total non interest bearing cash at end of year2019-12-31$13,510
Total non interest bearing cash at end of year2019-12-31$13,510
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,976,608
Value of net income/loss2019-12-31$7,976,608
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,650,438
Value of net assets at end of year (total assets less liabilities)2019-12-31$25,650,438
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,673,830
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$17,673,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,399,915
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,399,915
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$15,406,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$15,406,284
Interest on participant loans2019-12-31$18,691
Interest on participant loans2019-12-31$18,691
Value of interest in common/collective trusts at end of year2019-12-31$1,748,504
Value of interest in common/collective trusts at end of year2019-12-31$1,748,504
Value of interest in common/collective trusts at beginning of year2019-12-31$1,812,091
Value of interest in common/collective trusts at beginning of year2019-12-31$1,812,091
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,300,725
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,300,725
Net investment gain or loss from common/collective trusts2019-12-31$43,754
Net investment gain or loss from common/collective trusts2019-12-31$43,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$966,488
Contributions received in cash from employer2019-12-31$966,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$454,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$454,432
Contract administrator fees2019-12-31$20,823
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ERNST WINTTER & ASSOCIATES LLP
Accountancy firm name2019-12-31ERNST WINTTER & ASSOCIATES LLP
Accountancy firm EIN2019-12-31680192327
2017 : HANSON MCCLAIN 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total income from all sources2017-12-31$3,521,355
Expenses. Total of all expenses incurred2017-12-31$308,770
Benefits paid (including direct rollovers)2017-12-31$307,205
Total plan assets at end of year2017-12-31$15,140,991
Total plan assets at beginning of year2017-12-31$11,928,406
Value of fidelity bond covering the plan2017-12-31$1,000,000
Total contributions received or receivable from participants2017-12-31$798,211
Contributions received from other sources (not participants or employers)2017-12-31$83,851
Other income received2017-12-31$2,126,288
Net income (gross income less expenses)2017-12-31$3,212,585
Net plan assets at end of year (total assets less liabilities)2017-12-31$15,140,991
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$11,928,406
Assets. Value of participant loans2017-12-31$274,825
Total contributions received or receivable from employer(s)2017-12-31$513,005
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$1,565
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : HANSON MCCLAIN 401(K) PLAN 2016 401k financial data
Total income from all sources2016-12-31$2,206,433
Expenses. Total of all expenses incurred2016-12-31$134,783
Benefits paid (including direct rollovers)2016-12-31$119,994
Total plan assets at end of year2016-12-31$11,928,406
Total plan assets at beginning of year2016-12-31$9,856,756
Value of fidelity bond covering the plan2016-12-31$1,000,000
Total contributions received or receivable from participants2016-12-31$594,639
Expenses. Other expenses not covered elsewhere2016-12-31$135
Contributions received from other sources (not participants or employers)2016-12-31$300,166
Other income received2016-12-31$877,775
Net income (gross income less expenses)2016-12-31$2,071,650
Net plan assets at end of year (total assets less liabilities)2016-12-31$11,928,406
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$9,856,756
Assets. Value of participant loans2016-12-31$320,718
Total contributions received or receivable from employer(s)2016-12-31$433,853
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$14,654
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : HANSON MCCLAIN 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$949,724
Expenses. Total of all expenses incurred2015-12-31$418,076
Benefits paid (including direct rollovers)2015-12-31$398,459
Total plan assets at end of year2015-12-31$9,856,756
Total plan assets at beginning of year2015-12-31$9,325,108
Value of fidelity bond covering the plan2015-12-31$1,000,000
Total contributions received or receivable from participants2015-12-31$497,790
Contributions received from other sources (not participants or employers)2015-12-31$78,958
Other income received2015-12-31$4,579
Net income (gross income less expenses)2015-12-31$531,648
Net plan assets at end of year (total assets less liabilities)2015-12-31$9,856,756
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$9,325,108
Assets. Value of participant loans2015-12-31$346,461
Total contributions received or receivable from employer(s)2015-12-31$368,397
Value of certain deemed distributions of participant loans2015-12-31$19,617
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : HANSON MCCLAIN 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$477,319
Total income from all sources2014-12-31$1,362,413
Expenses. Total of all expenses incurred2014-12-31$558,561
Benefits paid (including direct rollovers)2014-12-31$536,767
Total plan assets at end of year2014-12-31$9,325,108
Total plan assets at beginning of year2014-12-31$8,043,937
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$505,972
Other income received2014-12-31$475,656
Net income (gross income less expenses)2014-12-31$803,852
Net plan assets at end of year (total assets less liabilities)2014-12-31$9,325,108
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$8,043,937
Assets. Value of participant loans2014-12-31$349,029
Total contributions received or receivable from employer(s)2014-12-31$380,785
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$21,794
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2009 : HANSON MCCLAIN 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HANSON MCCLAIN 401(K) PLAN

2022: HANSON MCCLAIN 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HANSON MCCLAIN 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HANSON MCCLAIN 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HANSON MCCLAIN 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2017: HANSON MCCLAIN 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HANSON MCCLAIN 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HANSON MCCLAIN 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HANSON MCCLAIN 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2009: HANSON MCCLAIN 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes
2008: HANSON MCCLAIN 401(K) PLAN 2008 form 5500 responses
2008-01-01Type of plan entitySingle employer plan
2008-01-01Submission has been amendedYes
2008-01-01This submission is the final filingNo
2008-01-01This return/report is a short plan year return/report (less than 12 months)No
2008-01-01Plan is a collectively bargained planNo
2008-01-01Plan funding arrangement – TrustYes
2008-01-01Plan benefit arrangement - TrustYes

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