401k Plan data: SOLTA MEDICAL 401(K) PLAN plan

SOLTA MEDICAL 401(K) PLAN 401k Plan overview

Plan Name	SOLTA MEDICAL 401(K) PLAN
Plan identification number	001

SOLTA MEDICAL 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

SOLTA MEDICAL has sponsored the creation of one or more 401k plans.

Company Name: SOLTA MEDICAL

Employer identification number (EIN): 680373593

NAIC Classification: 325410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOLTA MEDICAL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 SANDRA KELLER
001 2013-01-01 SANDRA KELLER
001 2012-01-01 LISA CAMPBELL JOHN GLENN 2013-10-14
001 2011-01-01 JOHN GLENN
001 2009-01-01 JOHN GLENN JOHN GLENN 2010-08-31

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	SANDRA KELLER
001	2013-01-01	SANDRA KELLER
001	2012-01-01	LISA CAMPBELL	JOHN GLENN	2013-10-14
001	2011-01-01	JOHN GLENN
001	2009-01-01	JOHN GLENN	JOHN GLENN	2010-08-31

Plan Statistics for SOLTA MEDICAL 401(K) PLAN

401k plan membership statisitcs for SOLTA MEDICAL 401(K) PLAN

Measure Date Value
2014: SOLTA MEDICAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 436
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SOLTA MEDICAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 410
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 330
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 106
Total of all active and inactive participants 2013-01-01 436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 436
Number of participants with account balances 2013-01-01 312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SOLTA MEDICAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 381
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 337
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 73
Total of all active and inactive participants 2012-01-01 410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 410
Number of participants with account balances 2012-01-01 298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SOLTA MEDICAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 337
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 303
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 77
Total of all active and inactive participants 2011-01-01 380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 381
Number of participants with account balances 2011-01-01 278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: SOLTA MEDICAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 218
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 246
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 72
Total of all active and inactive participants 2009-01-01 318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 318
Number of participants with account balances 2009-01-01 258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: SOLTA MEDICAL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	436
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SOLTA MEDICAL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	410
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	330
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	106
Total of all active and inactive participants	2013-01-01	436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	436
Number of participants with account balances	2013-01-01	312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SOLTA MEDICAL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	381
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	337
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	73
Total of all active and inactive participants	2012-01-01	410
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	410
Number of participants with account balances	2012-01-01	298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SOLTA MEDICAL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	337
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	303
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	77
Total of all active and inactive participants	2011-01-01	380
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	381
Number of participants with account balances	2011-01-01	278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: SOLTA MEDICAL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	218
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	246
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	72
Total of all active and inactive participants	2009-01-01	318
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	318
Number of participants with account balances	2009-01-01	258
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SOLTA MEDICAL 401(K) PLAN

Measure	Date	Value
2014 : SOLTA MEDICAL 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-06-20	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-06-20	$0
Total unrealized appreciation/depreciation of assets	2014-06-20	$0
Total transfer of assets to this plan	2014-06-20	$0
Total transfer of assets from this plan	2014-06-20	$13,992,238
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-20	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-20	$0
Expenses. Interest paid	2014-06-20	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-06-20	$0
Total income from all sources (including contributions)	2014-06-20	$1,431,351
Total loss/gain on sale of assets	2014-06-20	$1,805
Total of all expenses incurred	2014-06-20	$3,663,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-20	$3,663,079
Expenses. Certain deemed distributions of participant loans	2014-06-20	$0
Value of total corrective distributions	2014-06-20	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-20	$820,465
Value of total assets at end of year	2014-06-20	$0
Value of total assets at beginning of year	2014-06-20	$16,224,416
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-20	$450
Total income from rents	2014-06-20	$0
Total interest from all sources	2014-06-20	$5,966
Total dividends received (eg from common stock, registered investment company shares)	2014-06-20	$30,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-20	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-06-20	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-20	$29,732
Assets. Real estate other than employer real property at end of year	2014-06-20	$0
Assets. Real estate other than employer real property at beginning of year	2014-06-20	$0
Administrative expenses professional fees incurred	2014-06-20	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-06-20	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-06-20	$5,370
Was this plan covered by a fidelity bond	2014-06-20	Yes
Value of fidelity bond cover	2014-06-20	$1,000,000
If this is an individual account plan, was there a blackout period	2014-06-20	No
Were there any nonexempt tranactions with any party-in-interest	2014-06-20	No
Contributions received from participants	2014-06-20	$764,771
Participant contributions at end of year	2014-06-20	$0
Participant contributions at beginning of year	2014-06-20	$269,595
Participant contributions at end of year	2014-06-20	$0
Participant contributions at beginning of year	2014-06-20	$0
Assets. Other investments not covered elsewhere at end of year	2014-06-20	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-06-20	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-06-20	$55,694
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-06-20	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-20	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-20	$0
Assets. Loans (other than to participants) at end of year	2014-06-20	$0
Assets. Loans (other than to participants) at beginning of year	2014-06-20	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-06-20	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-06-20	$0
Other income not declared elsewhere	2014-06-20	$0
Administrative expenses (other) incurred	2014-06-20	$450
Liabilities. Value of operating payables at end of year	2014-06-20	$0
Liabilities. Value of operating payables at beginning of year	2014-06-20	$0
Total non interest bearing cash at end of year	2014-06-20	$0
Total non interest bearing cash at beginning of year	2014-06-20	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-20	No
Income. Non cash contributions	2014-06-20	$0
Value of net income/loss	2014-06-20	$-2,232,178
Value of net assets at end of year (total assets less liabilities)	2014-06-20	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-06-20	$16,224,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-20	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-20	No
Were any leases to which the plan was party in default or uncollectible	2014-06-20	No
Assets. partnership/joint venture interests at end of year	2014-06-20	$0
Assets. partnership/joint venture interests at beginning of year	2014-06-20	$0
Investment advisory and management fees	2014-06-20	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-20	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-20	$13,024,733
Value of interest in pooled separate accounts at end of year	2014-06-20	$0
Value of interest in pooled separate accounts at beginning of year	2014-06-20	$0
Interest on participant loans	2014-06-20	$5,831
Income. Interest from loans (other than to participants)	2014-06-20	$0
Interest earned on other investments	2014-06-20	$0
Income. Interest from US Government securities	2014-06-20	$0
Income. Interest from corporate debt instruments	2014-06-20	$0
Value of interest in master investment trust accounts at end of year	2014-06-20	$0
Value of interest in master investment trust accounts at beginning of year	2014-06-20	$0
Value of interest in common/collective trusts at end of year	2014-06-20	$0
Value of interest in common/collective trusts at beginning of year	2014-06-20	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-20	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-20	$2,914,322
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-20	$2,914,322
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-20	$135
Assets. Value of investments in 103.12 investment entities at end of year	2014-06-20	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-06-20	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-06-20	$0
Asset value of US Government securities at end of year	2014-06-20	$0
Asset value of US Government securities at beginning of year	2014-06-20	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-20	$573,039
Net investment gain/loss from pooled separate accounts	2014-06-20	$0
Net investment gain or loss from common/collective trusts	2014-06-20	$0
Net gain/loss from 103.12 investment entities	2014-06-20	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-20	No
Was there a failure to transmit to the plan any participant contributions	2014-06-20	No
Has the plan failed to provide any benefit when due under the plan	2014-06-20	No
Assets. Invements in employer securities at end of year	2014-06-20	$0
Assets. Invements in employer securities at beginning of year	2014-06-20	$0
Assets. Value of employer real property at end of year	2014-06-20	$0
Assets. Value of employer real property at beginning of year	2014-06-20	$0
Contributions received in cash from employer	2014-06-20	$0
Employer contributions (assets) at end of year	2014-06-20	$0
Employer contributions (assets) at beginning of year	2014-06-20	$0
Income. Dividends from preferred stock	2014-06-20	$213
Income. Dividends from common stock	2014-06-20	$131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-20	$3,663,079
Asset. Corporate debt instrument preferred debt at end of year	2014-06-20	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-06-20	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-06-20	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-06-20	$0
Contract administrator fees	2014-06-20	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-06-20	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-06-20	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-06-20	$10,396
Liabilities. Value of benefit claims payable at end of year	2014-06-20	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-06-20	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-06-20	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-06-20	$0
Did the plan have assets held for investment	2014-06-20	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-20	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-20	Yes
Aggregate proceeds on sale of assets	2014-06-20	$29,814
Aggregate carrying amount (costs) on sale of assets	2014-06-20	$28,009
Liabilities. Value of acquisition indebtedness at end of year	2014-06-20	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-06-20	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-20	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-20	Disclaimer
Accountancy firm name	2014-06-20	MOSS ADAMS LLP
Accountancy firm EIN	2014-06-20	910189318
2013 : SOLTA MEDICAL 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets	2013-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$378
Total unrealized appreciation/depreciation of assets	2013-12-31	$378
Total transfer of assets to this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Expenses. Interest paid	2013-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$5,927,013
Total loss/gain on sale of assets	2013-12-31	$-161
Total of all expenses incurred	2013-12-31	$1,812,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,809,214
Expenses. Certain deemed distributions of participant loans	2013-12-31	$0
Value of total corrective distributions	2013-12-31	$1,311
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$3,574,910
Value of total assets at end of year	2013-12-31	$16,224,416
Value of total assets at beginning of year	2013-12-31	$12,109,678
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,750
Total income from rents	2013-12-31	$0
Total interest from all sources	2013-12-31	$13,104
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$699,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$698,619
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$5,370
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$5,254
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,661,270
Participant contributions at end of year	2013-12-31	$269,595
Participant contributions at beginning of year	2013-12-31	$193,413
Participant contributions at end of year	2013-12-31	$0
Participant contributions at beginning of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$911,990
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$0
Other income not declared elsewhere	2013-12-31	$0
Administrative expenses (other) incurred	2013-12-31	$1,750
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Income. Non cash contributions	2013-12-31	$0
Value of net income/loss	2013-12-31	$4,114,738
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$16,224,416
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$12,109,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Investment advisory and management fees	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$13,024,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,613,252
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$12,792
Income. Interest from loans (other than to participants)	2013-12-31	$0
Interest earned on other investments	2013-12-31	$0
Income. Interest from US Government securities	2013-12-31	$0
Income. Interest from corporate debt instruments	2013-12-31	$0
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$2,914,322
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$3,294,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$3,294,034
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$312
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,639,493
Net investment gain/loss from pooled separate accounts	2013-12-31	$0
Net investment gain or loss from common/collective trusts	2013-12-31	$0
Net gain/loss from 103.12 investment entities	2013-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$1,650
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$0
Income. Dividends from preferred stock	2013-12-31	$584
Income. Dividends from common stock	2013-12-31	$86
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,809,214
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Contract administrator fees	2013-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$10,396
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$3,725
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$7,500
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$7,661
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2013-12-31	910189318
2012 : SOLTA MEDICAL 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$-698
Total unrealized appreciation/depreciation of assets	2012-12-31	$-698
Total income from all sources (including contributions)	2012-12-31	$3,802,167
Total loss/gain on sale of assets	2012-12-31	$5,666
Total of all expenses incurred	2012-12-31	$1,601,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,589,838
Value of total corrective distributions	2012-12-31	$10,179
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,879,275
Value of total assets at end of year	2012-12-31	$12,109,678
Value of total assets at beginning of year	2012-12-31	$9,908,897
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,369
Total interest from all sources	2012-12-31	$12,917
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$202,766
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$202,723
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$5,254
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,388,683
Participant contributions at end of year	2012-12-31	$193,413
Participant contributions at beginning of year	2012-12-31	$267,551
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$490,592
Administrative expenses (other) incurred	2012-12-31	$1,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,200,781
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$12,109,678
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,908,897
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,613,252
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,460,268
Interest on participant loans	2012-12-31	$12,610
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$3,294,034
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$3,085,357
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$3,085,357
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$307
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$702,241
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Income. Dividends from common stock	2012-12-31	$43
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,589,838
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$3,725
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$95,721
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$105,766
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$100,100
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2012-12-31	910189318
2011 : SOLTA MEDICAL 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-3,301
Total unrealized appreciation/depreciation of assets	2011-12-31	$-3,301
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,940,700
Total loss/gain on sale of assets	2011-12-31	$419
Total of all expenses incurred	2011-12-31	$810,311
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$808,018
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,283,225
Value of total assets at end of year	2011-12-31	$9,908,897
Value of total assets at beginning of year	2011-12-31	$8,778,508
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,293
Total interest from all sources	2011-12-31	$13,674
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$248,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$246,827
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,954,758
Participant contributions at end of year	2011-12-31	$267,551
Participant contributions at beginning of year	2011-12-31	$216,732
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$328,467
Administrative expenses (other) incurred	2011-12-31	$2,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,130,389
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,908,897
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,778,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,460,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,550,963
Interest on participant loans	2011-12-31	$13,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$3,085,357
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,999,280
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,999,280
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$301
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-602,234
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Income. Dividends from common stock	2011-12-31	$2,090
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$808,018
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$95,721
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$11,533
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$32,352
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$31,933
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOHLER, NIXON & WILLIAMS
Accountancy firm EIN	2011-12-31	770106234
2010 : SOLTA MEDICAL 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$1,316
Total unrealized appreciation/depreciation of assets	2010-12-31	$1,316
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,050,279
Total loss/gain on sale of assets	2010-12-31	$-38
Total of all expenses incurred	2010-12-31	$1,320,251
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,312,316
Expenses. Certain deemed distributions of participant loans	2010-12-31	$5,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,303,065
Value of total assets at end of year	2010-12-31	$8,778,508
Value of total assets at beginning of year	2010-12-31	$7,048,480
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,420
Total interest from all sources	2010-12-31	$8,568
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$103,186
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$103,186
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,836,033
Participant contributions at end of year	2010-12-31	$216,732
Participant contributions at beginning of year	2010-12-31	$96,236
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$467,032
Administrative expenses (other) incurred	2010-12-31	$2,420
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$2,807,168
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,730,028
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,778,508
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,048,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,550,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,912,443
Interest on participant loans	2010-12-31	$8,391
Value of interest in common/collective trusts at end of year	2010-12-31	$0
Value of interest in common/collective trusts at beginning of year	2010-12-31	$1,232,633
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,999,280
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$177
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$687,909
Net investment gain or loss from common/collective trusts	2010-12-31	$-53,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,312,316
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$11,533
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$2,226
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$2,264
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MOHLER NIXON & WILLIAMS
Accountancy firm EIN	2010-12-31	770106234

Form 5500 Responses for SOLTA MEDICAL 401(K) PLAN

2014: SOLTA MEDICAL 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SOLTA MEDICAL 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SOLTA MEDICAL 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOLTA MEDICAL 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SOLTA MEDICAL 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	SOLTA MEDICAL
Employer identification number (EIN):	680373593
NAIC Classification:	325410