COMPASS, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan COMPASS, LLC 401(K) PLAN & TRUST
| Measure | Date | Value |
|---|
| 2023 : COMPASS, LLC 401(K) PLAN & TRUST 2023 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $5,907 |
| Total income from all sources (including contributions) | 2023-12-31 | $1,397,351 |
| Total of all expenses incurred | 2023-12-31 | $227,431 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $210,161 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $-246 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $792,308 |
| Value of total assets at end of year | 2023-12-31 | $4,508,967 |
| Value of total assets at beginning of year | 2023-12-31 | $3,333,140 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $17,516 |
| Total interest from all sources | 2023-12-31 | $9,965 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $365,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $470,490 |
| Participant contributions at end of year | 2023-12-31 | $202,151 |
| Participant contributions at beginning of year | 2023-12-31 | $113,615 |
| Participant contributions at end of year | 2023-12-31 | $144 |
| Participant contributions at beginning of year | 2023-12-31 | $7,192 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $331 |
| Assets. Loans (other than to participants) at end of year | 2023-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-12-31 | $0 |
| Other income not declared elsewhere | 2023-12-31 | $69 |
| Liabilities. Value of operating payables at end of year | 2023-12-31 | $5,907 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $1,169,920 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $4,503,060 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $3,333,140 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $9,609 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $3,975,815 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $2,943,854 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $0 |
| Interest on participant loans | 2023-12-31 | $9,965 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2023-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $322,320 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $254,521 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $595,009 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $321,818 |
| Employer contributions (assets) at end of year | 2023-12-31 | $8,206 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $13,958 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $210,161 |
| Contract administrator fees | 2023-12-31 | $7,907 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | DH SCOTT & COMPANY CPA |
| Accountancy firm EIN | 2023-12-31 | 680397834 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $5,907 |
| Total income from all sources (including contributions) | 2023-01-01 | $1,397,351 |
| Total of all expenses incurred | 2023-01-01 | $227,431 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $210,161 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $-246 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $792,308 |
| Value of total assets at end of year | 2023-01-01 | $4,508,967 |
| Value of total assets at beginning of year | 2023-01-01 | $3,333,140 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $17,516 |
| Total interest from all sources | 2023-01-01 | $9,965 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $365,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $470,490 |
| Participant contributions at end of year | 2023-01-01 | $202,151 |
| Participant contributions at beginning of year | 2023-01-01 | $113,615 |
| Participant contributions at end of year | 2023-01-01 | $144 |
| Participant contributions at beginning of year | 2023-01-01 | $7,192 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $331 |
| Assets. Loans (other than to participants) at end of year | 2023-01-01 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-01-01 | $0 |
| Other income not declared elsewhere | 2023-01-01 | $69 |
| Liabilities. Value of operating payables at end of year | 2023-01-01 | $5,907 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $1,169,920 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $4,503,060 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $3,333,140 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $9,609 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $3,975,815 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $2,943,854 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $0 |
| Interest on participant loans | 2023-01-01 | $9,965 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2023-01-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $322,320 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $254,521 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $595,009 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $321,818 |
| Employer contributions (assets) at end of year | 2023-01-01 | $8,206 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $13,958 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $210,161 |
| Contract administrator fees | 2023-01-01 | $7,907 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | DH SCOTT & COMPANY CPA |
| Accountancy firm EIN | 2023-01-01 | 680397834 |
| 2022 : COMPASS, LLC 401(K) PLAN & TRUST 2022 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $3,432 |
| Total income from all sources (including contributions) | 2022-12-31 | $-323 |
| Total of all expenses incurred | 2022-12-31 | $293,085 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $281,437 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $2,124 |
| Value of total corrective distributions | 2022-12-31 | $114 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $663,702 |
| Value of total assets at end of year | 2022-12-31 | $3,333,140 |
| Value of total assets at beginning of year | 2022-12-31 | $3,629,980 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $9,410 |
| Total interest from all sources | 2022-12-31 | $5,503 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $365,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $413,273 |
| Participant contributions at end of year | 2022-12-31 | $113,615 |
| Participant contributions at beginning of year | 2022-12-31 | $92,283 |
| Participant contributions at end of year | 2022-12-31 | $7,192 |
| Participant contributions at beginning of year | 2022-12-31 | $7,327 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $436 |
| Liabilities. Value of operating payables at beginning of year | 2022-12-31 | $3,432 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-293,408 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $3,333,140 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $3,626,548 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $9,410 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $2,943,854 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $3,212,094 |
| Interest on participant loans | 2022-12-31 | $5,503 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $254,521 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $302,733 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-669,528 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $250,429 |
| Employer contributions (assets) at end of year | 2022-12-31 | $13,958 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $15,107 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $281,437 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | DH SCOTT & COMPANY CPA |
| Accountancy firm EIN | 2022-12-31 | 680397834 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $3,432 |
| Total income from all sources (including contributions) | 2022-01-01 | $-323 |
| Total of all expenses incurred | 2022-01-01 | $293,085 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $281,437 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $2,124 |
| Value of total corrective distributions | 2022-01-01 | $114 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $663,702 |
| Value of total assets at end of year | 2022-01-01 | $3,333,140 |
| Value of total assets at beginning of year | 2022-01-01 | $3,629,980 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $9,410 |
| Total interest from all sources | 2022-01-01 | $5,503 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $365,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $413,273 |
| Participant contributions at end of year | 2022-01-01 | $113,615 |
| Participant contributions at beginning of year | 2022-01-01 | $92,283 |
| Participant contributions at end of year | 2022-01-01 | $7,192 |
| Participant contributions at beginning of year | 2022-01-01 | $7,327 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $436 |
| Liabilities. Value of operating payables at beginning of year | 2022-01-01 | $3,432 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-293,408 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $3,333,140 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $3,626,548 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $9,410 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $2,943,854 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $3,212,094 |
| Interest on participant loans | 2022-01-01 | $5,503 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $254,521 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $302,733 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-669,528 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $250,429 |
| Employer contributions (assets) at end of year | 2022-01-01 | $13,958 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $15,107 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $281,437 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | DH SCOTT & COMPANY CPA |
| Accountancy firm EIN | 2022-01-01 | 680397834 |
| 2021 : COMPASS, LLC 401(K) PLAN & TRUST 2021 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $3,432 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $1,971 |
| Total income from all sources (including contributions) | 2021-12-31 | $990,017 |
| Total of all expenses incurred | 2021-12-31 | $235,354 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $220,505 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $582,801 |
| Value of total assets at end of year | 2021-12-31 | $3,629,980 |
| Value of total assets at beginning of year | 2021-12-31 | $2,873,856 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $14,849 |
| Total interest from all sources | 2021-12-31 | $6,475 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Administrative expenses professional fees incurred | 2021-12-31 | $1,586 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $290,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $356,041 |
| Participant contributions at end of year | 2021-12-31 | $92,283 |
| Participant contributions at beginning of year | 2021-12-31 | $144,347 |
| Participant contributions at end of year | 2021-12-31 | $7,327 |
| Participant contributions at beginning of year | 2021-12-31 | $5,864 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $764 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $436 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $94 |
| Liabilities. Value of operating payables at end of year | 2021-12-31 | $3,432 |
| Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $1,971 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $754,663 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $3,626,548 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $2,871,885 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $13,263 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $3,212,094 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $2,464,359 |
| Income. Interest from loans (other than to participants) | 2021-12-31 | $6,475 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $302,733 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $250,803 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $400,741 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $225,996 |
| Employer contributions (assets) at end of year | 2021-12-31 | $15,107 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $8,389 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $220,505 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | DH SCOTT & COMPANY CPA |
| Accountancy firm EIN | 2021-12-31 | 680397834 |
| 2020 : COMPASS, LLC 401(K) PLAN & TRUST 2020 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,971 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $1,482 |
| Total income from all sources (including contributions) | 2020-12-31 | $916,832 |
| Total of all expenses incurred | 2020-12-31 | $235,273 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $223,330 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $-1,853 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $556,010 |
| Value of total assets at end of year | 2020-12-31 | $2,873,856 |
| Value of total assets at beginning of year | 2020-12-31 | $2,191,808 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $13,796 |
| Total interest from all sources | 2020-12-31 | $6,915 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Administrative expenses professional fees incurred | 2020-12-31 | $697 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $290,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $361,578 |
| Participant contributions at end of year | 2020-12-31 | $144,347 |
| Participant contributions at beginning of year | 2020-12-31 | $119,381 |
| Participant contributions at end of year | 2020-12-31 | $5,864 |
| Participant contributions at beginning of year | 2020-12-31 | $178 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $6,357 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $94 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $94 |
| Liabilities. Value of operating payables at end of year | 2020-12-31 | $1,971 |
| Liabilities. Value of operating payables at beginning of year | 2020-12-31 | $1,482 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $681,559 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $2,871,885 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $2,190,326 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $13,099 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $2,464,359 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $2,016,039 |
| Interest on participant loans | 2020-12-31 | $6,915 |
| Interest earned on other investments | 2020-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $250,803 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $47,591 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $353,907 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $188,075 |
| Employer contributions (assets) at end of year | 2020-12-31 | $8,389 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $8,525 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $223,330 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | DH SCOTT & COMPANY CPA |
| Accountancy firm EIN | 2020-12-31 | 680397834 |
| 2019 : COMPASS, LLC 401(K) PLAN & TRUST 2019 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,482 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $1,482 |
| Total income from all sources (including contributions) | 2019-12-31 | $799,334 |
| Total income from all sources (including contributions) | 2019-12-31 | $799,334 |
| Total of all expenses incurred | 2019-12-31 | $176,213 |
| Total of all expenses incurred | 2019-12-31 | $176,213 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $143,888 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $143,888 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $18,385 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $18,385 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $441,855 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $441,855 |
| Value of total assets at end of year | 2019-12-31 | $2,191,808 |
| Value of total assets at end of year | 2019-12-31 | $2,191,808 |
| Value of total assets at beginning of year | 2019-12-31 | $1,567,205 |
| Value of total assets at beginning of year | 2019-12-31 | $1,567,205 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $13,940 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $13,940 |
| Total interest from all sources | 2019-12-31 | $2,704 |
| Total interest from all sources | 2019-12-31 | $2,704 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $1,607 |
| Administrative expenses professional fees incurred | 2019-12-31 | $1,607 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $160,000 |
| Value of fidelity bond cover | 2019-12-31 | $160,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $304,793 |
| Contributions received from participants | 2019-12-31 | $304,793 |
| Participant contributions at end of year | 2019-12-31 | $119,381 |
| Participant contributions at end of year | 2019-12-31 | $119,381 |
| Participant contributions at beginning of year | 2019-12-31 | $43,742 |
| Participant contributions at beginning of year | 2019-12-31 | $43,742 |
| Participant contributions at end of year | 2019-12-31 | $178 |
| Participant contributions at end of year | 2019-12-31 | $178 |
| Participant contributions at beginning of year | 2019-12-31 | $19,176 |
| Participant contributions at beginning of year | 2019-12-31 | $19,176 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $94 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $94 |
| Other income not declared elsewhere | 2019-12-31 | $716 |
| Other income not declared elsewhere | 2019-12-31 | $716 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $1,482 |
| Liabilities. Value of operating payables at end of year | 2019-12-31 | $1,482 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $623,121 |
| Value of net income/loss | 2019-12-31 | $623,121 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $2,190,326 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $2,190,326 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,567,205 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $1,567,205 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $12,333 |
| Investment advisory and management fees | 2019-12-31 | $12,333 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $2,016,039 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $2,016,039 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,452,880 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $1,452,880 |
| Interest on participant loans | 2019-12-31 | $2,704 |
| Interest on participant loans | 2019-12-31 | $2,704 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $47,591 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $47,591 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $34,043 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $354,059 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $354,059 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $137,062 |
| Contributions received in cash from employer | 2019-12-31 | $137,062 |
| Employer contributions (assets) at end of year | 2019-12-31 | $8,525 |
| Employer contributions (assets) at end of year | 2019-12-31 | $8,525 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $17,364 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $17,364 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $143,888 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $143,888 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | DH SCOTT & COMPANY CPA |
| Accountancy firm name | 2019-12-31 | DH SCOTT & COMPANY CPA |
| Accountancy firm EIN | 2019-12-31 | 680397834 |
| Accountancy firm EIN | 2019-12-31 | 680397834 |
| 2018 : COMPASS, LLC 401(K) PLAN & TRUST 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-12-31 | $299,611 |
| Total of all expenses incurred | 2018-12-31 | $93,723 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $83,968 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $408,717 |
| Value of total assets at end of year | 2018-12-31 | $1,567,205 |
| Value of total assets at beginning of year | 2018-12-31 | $1,361,317 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $9,755 |
| Total interest from all sources | 2018-12-31 | $1,937 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $140,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $281,998 |
| Participant contributions at end of year | 2018-12-31 | $43,742 |
| Participant contributions at beginning of year | 2018-12-31 | $24,259 |
| Participant contributions at end of year | 2018-12-31 | $19,176 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $1,866 |
| Total non interest bearing cash at end of year | 2018-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2018-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $205,888 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $1,567,205 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,361,317 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $9,755 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $1,452,880 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $1,291,552 |
| Interest on participant loans | 2018-12-31 | $1,937 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $34,043 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $14,019 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-111,043 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $124,853 |
| Employer contributions (assets) at end of year | 2018-12-31 | $17,364 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $31,487 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $83,968 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | JR MARTIN & ASSOCIATES |
| Accountancy firm EIN | 2018-12-31 | 454016579 |
| 2017 : COMPASS, LLC 401(K) PLAN & TRUST 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-12-31 | $494,717 |
| Total of all expenses incurred | 2017-12-31 | $19,845 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $11,000 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $4,557 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $333,021 |
| Value of total assets at end of year | 2017-12-31 | $1,361,317 |
| Value of total assets at beginning of year | 2017-12-31 | $886,445 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $4,288 |
| Total interest from all sources | 2017-12-31 | $1,271 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $90,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $212,506 |
| Participant contributions at end of year | 2017-12-31 | $24,259 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $3,651 |
| Total non interest bearing cash at end of year | 2017-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $474,872 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $1,361,317 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $886,445 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $4,288 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $1,291,552 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $886,445 |
| Interest on participant loans | 2017-12-31 | $1,271 |
| Interest earned on other investments | 2017-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $14,019 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $160,425 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $116,864 |
| Employer contributions (assets) at end of year | 2017-12-31 | $31,487 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $11,000 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | JR MARTIN & ASSOCIATES |
| Accountancy firm EIN | 2017-12-31 | 454016579 |
