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U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 401k Plan overview

Plan NameU.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST
Plan identification number 002

U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.

401k Sponsoring company profile

BOARD OF TRUSTEES, U.A. LOCAL NO. 447 DEFINED has sponsored the creation of one or more 401k plans.

Company Name:BOARD OF TRUSTEES, U.A. LOCAL NO. 447 DEFINED
Employer identification number (EIN):680401920
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-07-01
0022020-07-01
0022019-07-01
0022018-07-01
0022017-07-01
0022016-07-01ROD BARBOUR AARON STOCKWELL2018-04-16
0022015-07-01ROD BARBOUR AARON STOCKWELL2017-04-12
0022014-07-01JOHN OCONNOR AARON STOCKWELL2016-04-13
0022013-07-01JOHN OCONNOR WILLIAM HALEY2015-04-13
0022012-07-01JOHN OCONNOR WILLIAM HALEY2014-04-14
0022011-07-01CHRIS MCDANIEL HARRY ROTZ2013-04-15
0022009-07-012011-04-15 TOM MCEVILLY2011-04-15
0022009-07-01TOM MCEVILLY HARRY ROTZ2011-04-15

Plan Statistics for U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST

401k plan membership statisitcs for U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST

Measure Date Value
2021: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-07-011,418
Total number of active participants reported on line 7a of the Form 55002021-07-01801
Number of retired or separated participants receiving benefits2021-07-0114
Number of other retired or separated participants entitled to future benefits2021-07-01596
Total of all active and inactive participants2021-07-011,411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-0130
Total participants2021-07-011,441
Number of participants with account balances2021-07-011,441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-010
Number of employers contributing to the scheme2021-07-0171
2020: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-07-011,401
Total number of active participants reported on line 7a of the Form 55002020-07-01750
Number of retired or separated participants receiving benefits2020-07-0118
Number of other retired or separated participants entitled to future benefits2020-07-01614
Total of all active and inactive participants2020-07-011,382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-0136
Total participants2020-07-011,418
Number of participants with account balances2020-07-011,418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-010
Number of employers contributing to the scheme2020-07-0162
2019: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-07-011,333
Total number of active participants reported on line 7a of the Form 55002019-07-01750
Number of retired or separated participants receiving benefits2019-07-0134
Number of other retired or separated participants entitled to future benefits2019-07-01593
Total of all active and inactive participants2019-07-011,377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-0124
Total participants2019-07-011,401
Number of participants with account balances2019-07-011,401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-010
Number of employers contributing to the scheme2019-07-0157
2018: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-07-011,239
Total number of active participants reported on line 7a of the Form 55002018-07-01690
Number of retired or separated participants receiving benefits2018-07-0122
Number of other retired or separated participants entitled to future benefits2018-07-01595
Total of all active and inactive participants2018-07-011,307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-0126
Total participants2018-07-011,333
Number of participants with account balances2018-07-011,333
Number of employers contributing to the scheme2018-07-0157
2017: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-07-011,184
Total number of active participants reported on line 7a of the Form 55002017-07-01635
Number of retired or separated participants receiving benefits2017-07-0121
Number of other retired or separated participants entitled to future benefits2017-07-01557
Total of all active and inactive participants2017-07-011,213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-0126
Total participants2017-07-011,239
Number of participants with account balances2017-07-011,239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-010
Number of employers contributing to the scheme2017-07-0159
2016: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-07-011,174
Total number of active participants reported on line 7a of the Form 55002016-07-01539
Number of retired or separated participants receiving benefits2016-07-0115
Number of other retired or separated participants entitled to future benefits2016-07-01600
Total of all active and inactive participants2016-07-011,154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-0130
Total participants2016-07-011,184
Number of participants with account balances2016-07-011,184
Number of employers contributing to the scheme2016-07-0157
2015: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-07-011,172
Total number of active participants reported on line 7a of the Form 55002015-07-01567
Number of retired or separated participants receiving benefits2015-07-0118
Number of other retired or separated participants entitled to future benefits2015-07-01569
Total of all active and inactive participants2015-07-011,154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-0120
Total participants2015-07-011,174
Number of participants with account balances2015-07-011,174
Number of employers contributing to the scheme2015-07-0158
2014: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-07-011,190
Total number of active participants reported on line 7a of the Form 55002014-07-01559
Number of retired or separated participants receiving benefits2014-07-0117
Number of other retired or separated participants entitled to future benefits2014-07-01607
Total of all active and inactive participants2014-07-011,183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-0128
Total participants2014-07-011,211
Number of participants with account balances2014-07-011,172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-010
Number of employers contributing to the scheme2014-07-0157
2013: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-07-011,191
Total number of active participants reported on line 7a of the Form 55002013-07-01566
Number of retired or separated participants receiving benefits2013-07-0119
Number of other retired or separated participants entitled to future benefits2013-07-01605
Total of all active and inactive participants2013-07-011,190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-0126
Total participants2013-07-011,216
Number of participants with account balances2013-07-011,190
Number of employers contributing to the scheme2013-07-0152
2012: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-07-011,191
Total number of active participants reported on line 7a of the Form 55002012-07-01631
Number of retired or separated participants receiving benefits2012-07-0114
Number of other retired or separated participants entitled to future benefits2012-07-01539
Total of all active and inactive participants2012-07-011,184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-0116
Total participants2012-07-011,200
Number of participants with account balances2012-07-011,200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-010
Number of employers contributing to the scheme2012-07-0154
2011: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-07-011,208
Total number of active participants reported on line 7a of the Form 55002011-07-01584
Number of retired or separated participants receiving benefits2011-07-0113
Number of other retired or separated participants entitled to future benefits2011-07-01569
Total of all active and inactive participants2011-07-011,166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-0125
Total participants2011-07-011,191
Number of participants with account balances2011-07-011,191
Number of employers contributing to the scheme2011-07-0154
2009: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-07-011,190
Total number of active participants reported on line 7a of the Form 55002009-07-01672
Number of retired or separated participants receiving benefits2009-07-0112
Number of other retired or separated participants entitled to future benefits2009-07-01578
Total of all active and inactive participants2009-07-011,262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-0124
Total participants2009-07-011,286
Number of employers contributing to the scheme2009-07-0156

Financial Data on U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST

Measure Date Value
2022 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$39,297
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$34,343
Total income from all sources (including contributions)2022-06-30$-7,460,790
Total of all expenses incurred2022-06-30$13,684,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$13,116,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$7,167,038
Value of total assets at end of year2022-06-30$88,294,460
Value of total assets at beginning of year2022-06-30$109,434,787
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$567,726
Total interest from all sources2022-06-30$70,718
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$2,900,283
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$2,900,283
Administrative expenses professional fees incurred2022-06-30$104,768
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$1,000,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$4,080,131
Participant contributions at end of year2022-06-30$408,781
Participant contributions at beginning of year2022-06-30$319,486
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-06-30$18,007
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-06-30$24,047
Administrative expenses (other) incurred2022-06-30$36,705
Liabilities. Value of operating payables at end of year2022-06-30$39,297
Liabilities. Value of operating payables at beginning of year2022-06-30$34,343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-21,145,281
Value of net assets at end of year (total assets less liabilities)2022-06-30$88,255,163
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$109,400,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Investment advisory and management fees2022-06-30$150,866
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$78,699,135
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$97,056,117
Interest earned on other investments2022-06-30$69,491
Value of interest in common/collective trusts at end of year2022-06-30$3,676,235
Value of interest in common/collective trusts at beginning of year2022-06-30$4,113,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-06-30$1,394,118
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-06-30$3,225,172
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-06-30$3,225,172
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-06-30$1,227
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$3,745,009
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$4,411,313
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-17,161,721
Net investment gain or loss from common/collective trusts2022-06-30$-437,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30Yes
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$3,086,907
Employer contributions (assets) at end of year2022-06-30$353,175
Employer contributions (assets) at beginning of year2022-06-30$285,309
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$13,116,765
Contract administrator fees2022-06-30$275,387
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2022-06-30952036255
2021 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$34,343
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$193,818
Total income from all sources (including contributions)2021-06-30$25,897,841
Total of all expenses incurred2021-06-30$6,709,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$6,168,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$6,680,808
Value of total assets at end of year2021-06-30$109,434,787
Value of total assets at beginning of year2021-06-30$90,405,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$541,072
Total interest from all sources2021-06-30$67,391
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$2,394,013
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$2,394,013
Administrative expenses professional fees incurred2021-06-30$100,337
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$1,000,000
If this is an individual account plan, was there a blackout period2021-06-30No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2021-06-300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Minimum employer required contribution for this plan year2021-06-30$0
Amount contributed by the employer to the plan for this plan year2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$3,881,870
Participant contributions at end of year2021-06-30$319,486
Participant contributions at beginning of year2021-06-30$365,922
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-06-30$24,047
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-06-30$24,666
Administrative expenses (other) incurred2021-06-30$30,932
Liabilities. Value of operating payables at end of year2021-06-30$34,343
Liabilities. Value of operating payables at beginning of year2021-06-30$193,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$19,188,731
Value of net assets at end of year (total assets less liabilities)2021-06-30$109,400,444
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$90,211,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Investment advisory and management fees2021-06-30$142,726
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$97,056,117
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$81,552,578
Interest earned on other investments2021-06-30$65,820
Value of interest in common/collective trusts at end of year2021-06-30$4,113,343
Value of interest in common/collective trusts at beginning of year2021-06-30$2,922,589
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-06-30$3,225,172
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-06-30$2,275,131
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-06-30$2,275,131
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-06-30$1,571
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$4,411,313
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$2,931,397
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$15,564,875
Net investment gain or loss from common/collective trusts2021-06-30$1,190,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30Yes
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$2,798,938
Employer contributions (assets) at end of year2021-06-30$285,309
Employer contributions (assets) at beginning of year2021-06-30$333,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$6,168,038
Contract administrator fees2021-06-30$267,077
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Unqualified
Accountancy firm name2021-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2021-06-30952036255
2020 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$193,818
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$35,680
Total income from all sources (including contributions)2020-06-30$9,127,578
Total of all expenses incurred2020-06-30$6,261,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$5,557,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$6,456,475
Value of total assets at end of year2020-06-30$90,405,531
Value of total assets at beginning of year2020-06-30$87,381,372
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$703,605
Total interest from all sources2020-06-30$66,935
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$2,442,560
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-06-30$2,442,560
Administrative expenses professional fees incurred2020-06-30$97,787
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$1,000,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$3,480,435
Participant contributions at end of year2020-06-30$365,922
Participant contributions at beginning of year2020-06-30$235,762
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-06-30$24,666
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-06-30$24,467
Administrative expenses (other) incurred2020-06-30$199,433
Liabilities. Value of operating payables at end of year2020-06-30$193,818
Liabilities. Value of operating payables at beginning of year2020-06-30$35,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$2,866,021
Value of net assets at end of year (total assets less liabilities)2020-06-30$90,211,713
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$87,345,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Investment advisory and management fees2020-06-30$131,495
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$81,552,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$78,993,586
Interest earned on other investments2020-06-30$64,644
Value of interest in common/collective trusts at end of year2020-06-30$2,922,589
Value of interest in common/collective trusts at beginning of year2020-06-30$2,719,291
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-06-30$2,275,131
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-06-30$2,349,581
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-06-30$2,349,581
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-06-30$2,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$2,931,397
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$2,794,904
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$-41,665
Net investment gain or loss from common/collective trusts2020-06-30$203,273
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30Yes
Was there a failure to transmit to the plan any participant contributions2020-06-30Yes
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$2,976,040
Employer contributions (assets) at end of year2020-06-30$333,248
Employer contributions (assets) at beginning of year2020-06-30$263,781
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$5,557,952
Contract administrator fees2020-06-30$274,890
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30No
Opinion of an independent qualified public accountant for this plan2020-06-30Unqualified
Accountancy firm name2020-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2020-06-30952036255
2019 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$35,680
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$169,066
Total income from all sources (including contributions)2019-06-30$9,323,940
Total loss/gain on sale of assets2019-06-30$-372,042
Total of all expenses incurred2019-06-30$4,814,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$4,291,652
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$4,977,930
Value of total assets at end of year2019-06-30$87,381,372
Value of total assets at beginning of year2019-06-30$83,005,074
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$522,604
Total interest from all sources2019-06-30$68,975
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$2,440,114
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$2,380,744
Administrative expenses professional fees incurred2019-06-30$81,427
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$1,000,000
If this is an individual account plan, was there a blackout period2019-06-30No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2019-06-300
Minimum employer required contribution for this plan year2019-06-30$0
Amount contributed by the employer to the plan for this plan year2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$2,536,024
Participant contributions at end of year2019-06-30$235,762
Participant contributions at beginning of year2019-06-30$188,744
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-06-30$24,467
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-06-30$128,692
Administrative expenses (other) incurred2019-06-30$30,219
Liabilities. Value of operating payables at end of year2019-06-30$35,680
Liabilities. Value of operating payables at beginning of year2019-06-30$169,066
Total non interest bearing cash at end of year2019-06-30$0
Total non interest bearing cash at beginning of year2019-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$4,509,684
Value of net assets at end of year (total assets less liabilities)2019-06-30$87,345,692
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$82,836,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Investment advisory and management fees2019-06-30$159,302
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$78,993,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$70,296,631
Interest earned on other investments2019-06-30$63,032
Value of interest in common/collective trusts at end of year2019-06-30$2,719,291
Value of interest in common/collective trusts at beginning of year2019-06-30$2,463,664
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-06-30$2,349,581
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-06-30$785,885
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-06-30$785,885
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-30$5,943
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$2,794,904
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$3,151,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$1,953,336
Net investment gain or loss from common/collective trusts2019-06-30$255,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30Yes
Was there a failure to transmit to the plan any participant contributions2019-06-30Yes
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$2,441,906
Employer contributions (assets) at end of year2019-06-30$263,781
Employer contributions (assets) at beginning of year2019-06-30$279,084
Income. Dividends from common stock2019-06-30$59,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$4,291,652
Contract administrator fees2019-06-30$251,656
Assets. Corporate common stocks other than exployer securities at end of year2019-06-30$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-06-30$5,710,682
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Aggregate proceeds on sale of assets2019-06-30$7,385,349
Aggregate carrying amount (costs) on sale of assets2019-06-30$7,757,391
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30No
Opinion of an independent qualified public accountant for this plan2019-06-30Unqualified
Accountancy firm name2019-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2019-06-30952036255
2018 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-06-30$350,652
Total unrealized appreciation/depreciation of assets2018-06-30$350,652
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$169,066
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$43,794
Total income from all sources (including contributions)2018-06-30$9,932,639
Total loss/gain on sale of assets2018-06-30$223,435
Total of all expenses incurred2018-06-30$7,179,765
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$6,650,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$4,235,667
Value of total assets at end of year2018-06-30$83,005,074
Value of total assets at beginning of year2018-06-30$80,126,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$529,701
Total interest from all sources2018-06-30$55,331
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$2,288,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-06-30$2,194,616
Administrative expenses professional fees incurred2018-06-30$89,817
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$1,000,000
If this is an individual account plan, was there a blackout period2018-06-30No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2018-06-300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Minimum employer required contribution for this plan year2018-06-30$0
Amount contributed by the employer to the plan for this plan year2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$1,906,381
Participant contributions at end of year2018-06-30$188,744
Participant contributions at beginning of year2018-06-30$125,663
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-06-30$128,692
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-06-30$34,899
Administrative expenses (other) incurred2018-06-30$30,429
Liabilities. Value of operating payables at end of year2018-06-30$169,066
Liabilities. Value of operating payables at beginning of year2018-06-30$43,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$2,752,874
Value of net assets at end of year (total assets less liabilities)2018-06-30$82,836,008
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$80,083,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Investment advisory and management fees2018-06-30$169,245
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$70,296,631
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$64,225,048
Interest earned on other investments2018-06-30$51,581
Value of interest in common/collective trusts at end of year2018-06-30$2,463,664
Value of interest in common/collective trusts at beginning of year2018-06-30$2,154,582
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-06-30$785,885
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-06-30$1,371,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-06-30$1,371,645
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-06-30$3,750
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$3,151,692
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$3,720,809
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$2,469,934
Net investment gain or loss from common/collective trusts2018-06-30$309,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30Yes
Was there a failure to transmit to the plan any participant contributions2018-06-30Yes
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$2,329,286
Employer contributions (assets) at end of year2018-06-30$279,084
Employer contributions (assets) at beginning of year2018-06-30$180,932
Income. Dividends from common stock2018-06-30$93,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$6,650,064
Contract administrator fees2018-06-30$240,210
Assets. Corporate common stocks other than exployer securities at end of year2018-06-30$5,710,682
Assets. Corporate common stocks other than exployer securities at beginning of year2018-06-30$8,313,350
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Aggregate proceeds on sale of assets2018-06-30$13,453,103
Aggregate carrying amount (costs) on sale of assets2018-06-30$13,229,668
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30No
Opinion of an independent qualified public accountant for this plan2018-06-30Unqualified
Accountancy firm name2018-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2018-06-30952036255
2017 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-06-30$1,096,357
Total unrealized appreciation/depreciation of assets2017-06-30$1,096,357
Total transfer of assets from this plan2017-06-30$445,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$43,794
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$543,875
Total income from all sources (including contributions)2017-06-30$12,221,312
Total loss/gain on sale of assets2017-06-30$741,783
Total of all expenses incurred2017-06-30$6,321,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$5,837,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$3,012,294
Value of total assets at end of year2017-06-30$80,126,928
Value of total assets at beginning of year2017-06-30$75,172,043
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$483,832
Total interest from all sources2017-06-30$65,903
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$1,897,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$1,711,214
Administrative expenses professional fees incurred2017-06-30$79,645
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$1,000,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$1,366,023
Participant contributions at end of year2017-06-30$125,663
Participant contributions at beginning of year2017-06-30$115,793
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-06-30$34,899
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-06-30$38,333
Administrative expenses (other) incurred2017-06-30$32,762
Liabilities. Value of operating payables at end of year2017-06-30$43,794
Liabilities. Value of operating payables at beginning of year2017-06-30$543,875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$5,899,966
Value of net assets at end of year (total assets less liabilities)2017-06-30$80,083,134
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$74,628,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Investment advisory and management fees2017-06-30$136,384
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$64,225,048
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$60,442,766
Interest earned on other investments2017-06-30$64,079
Value of interest in common/collective trusts at end of year2017-06-30$2,154,582
Value of interest in common/collective trusts at beginning of year2017-06-30$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-06-30$1,371,645
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-06-30$1,117,998
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-06-30$1,117,998
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-06-30$1,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$3,720,809
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$4,482,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$5,253,031
Net investment gain or loss from common/collective trusts2017-06-30$154,582
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30Yes
Was there a failure to transmit to the plan any participant contributions2017-06-30Yes
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$1,646,271
Employer contributions (assets) at end of year2017-06-30$180,932
Employer contributions (assets) at beginning of year2017-06-30$136,589
Income. Dividends from common stock2017-06-30$186,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$5,837,514
Contract administrator fees2017-06-30$235,041
Assets. Corporate common stocks other than exployer securities at end of year2017-06-30$8,313,350
Assets. Corporate common stocks other than exployer securities at beginning of year2017-06-30$8,838,217
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Aggregate proceeds on sale of assets2017-06-30$13,920,004
Aggregate carrying amount (costs) on sale of assets2017-06-30$13,178,221
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30No
Opinion of an independent qualified public accountant for this plan2017-06-30Unqualified
Accountancy firm name2017-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2017-06-30952036255
2016 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-06-30$1,224,755
Total unrealized appreciation/depreciation of assets2016-06-30$1,224,755
Total transfer of assets from this plan2016-06-30$850,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$543,875
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$49,490
Total income from all sources (including contributions)2016-06-30$1,865,435
Total loss/gain on sale of assets2016-06-30$-500,820
Total of all expenses incurred2016-06-30$6,545,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$6,082,842
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$2,761,094
Value of total assets at end of year2016-06-30$75,172,043
Value of total assets at beginning of year2016-06-30$80,208,165
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$463,100
Total interest from all sources2016-06-30$70,304
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$2,701,078
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$2,521,145
Administrative expenses professional fees incurred2016-06-30$86,731
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$1,000,000
If this is an individual account plan, was there a blackout period2016-06-30No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2016-06-300
Minimum employer required contribution for this plan year2016-06-30$0
Amount contributed by the employer to the plan for this plan year2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$1,282,635
Participant contributions at end of year2016-06-30$115,793
Participant contributions at beginning of year2016-06-30$101,250
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-06-30$38,333
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-06-30$35,048
Administrative expenses (other) incurred2016-06-30$44,640
Liabilities. Value of operating payables at end of year2016-06-30$543,875
Liabilities. Value of operating payables at beginning of year2016-06-30$49,490
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-4,680,507
Value of net assets at end of year (total assets less liabilities)2016-06-30$74,628,168
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$80,158,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Investment advisory and management fees2016-06-30$106,341
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$60,442,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$64,459,423
Interest earned on other investments2016-06-30$68,567
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-06-30$1,117,998
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-06-30$2,003,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-06-30$2,003,928
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-06-30$1,737
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$4,482,347
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$4,092,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-4,390,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30Yes
Was there a failure to transmit to the plan any participant contributions2016-06-30Yes
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$1,478,459
Employer contributions (assets) at end of year2016-06-30$136,589
Employer contributions (assets) at beginning of year2016-06-30$155,783
Income. Dividends from common stock2016-06-30$179,933
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$6,082,842
Contract administrator fees2016-06-30$225,388
Assets. Corporate common stocks other than exployer securities at end of year2016-06-30$8,838,217
Assets. Corporate common stocks other than exployer securities at beginning of year2016-06-30$9,345,442
Assets. Value of buildings and other operty used in plan operation at end of year2016-06-30$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-06-30$14,960
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Aggregate proceeds on sale of assets2016-06-30$9,684,460
Aggregate carrying amount (costs) on sale of assets2016-06-30$10,185,280
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30No
Opinion of an independent qualified public accountant for this plan2016-06-30Unqualified
Accountancy firm name2016-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2016-06-30952036255
2015 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-06-30$393,986
Total unrealized appreciation/depreciation of assets2015-06-30$393,986
Total transfer of assets from this plan2015-06-30$421,181
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$49,490
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$42,455
Total income from all sources (including contributions)2015-06-30$3,686,877
Total loss/gain on sale of assets2015-06-30$-115,359
Total of all expenses incurred2015-06-30$4,913,312
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$4,421,148
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$2,174,149
Value of total assets at end of year2015-06-30$80,208,165
Value of total assets at beginning of year2015-06-30$81,848,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$492,164
Total interest from all sources2015-06-30$76,837
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$2,552,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-06-30$2,362,337
Administrative expenses professional fees incurred2015-06-30$87,320
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$1,000,000
If this is an individual account plan, was there a blackout period2015-06-30No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2015-06-300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Funding deficiency by the employer to the plan for this plan year2015-06-30$0
Minimum employer required contribution for this plan year2015-06-30$0
Amount contributed by the employer to the plan for this plan year2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$940,509
Participant contributions at end of year2015-06-30$101,250
Participant contributions at beginning of year2015-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-06-30$35,048
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-06-30$37,343
Administrative expenses (other) incurred2015-06-30$37,187
Liabilities. Value of operating payables at end of year2015-06-30$49,490
Liabilities. Value of operating payables at beginning of year2015-06-30$42,455
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-1,226,435
Value of net assets at end of year (total assets less liabilities)2015-06-30$80,158,675
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$81,806,291
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Investment advisory and management fees2015-06-30$131,314
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$64,459,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$66,591,118
Interest earned on other investments2015-06-30$76,532
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-06-30$2,003,928
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-06-30$516,168
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-06-30$516,168
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-06-30$305
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$4,092,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$4,531,104
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$-1,395,496
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30Yes
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$1,233,640
Employer contributions (assets) at end of year2015-06-30$155,783
Employer contributions (assets) at beginning of year2015-06-30$186,181
Income. Dividends from common stock2015-06-30$190,423
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$4,421,148
Contract administrator fees2015-06-30$236,343
Assets. Corporate common stocks other than exployer securities at end of year2015-06-30$9,345,442
Assets. Corporate common stocks other than exployer securities at beginning of year2015-06-30$9,971,424
Assets. Value of buildings and other operty used in plan operation at end of year2015-06-30$14,960
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-06-30$15,408
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Aggregate proceeds on sale of assets2015-06-30$12,294,136
Aggregate carrying amount (costs) on sale of assets2015-06-30$12,409,495
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30No
Opinion of an independent qualified public accountant for this plan2015-06-30Unqualified
Accountancy firm name2015-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2015-06-30952036255
2014 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-06-30$1,431,498
Total unrealized appreciation/depreciation of assets2014-06-30$1,431,498
Total transfer of assets from this plan2014-06-30$420,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$42,455
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$50,269
Total income from all sources (including contributions)2014-06-30$13,301,126
Total loss/gain on sale of assets2014-06-30$1,025,690
Total of all expenses incurred2014-06-30$4,746,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$4,286,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$1,974,661
Value of total assets at end of year2014-06-30$81,848,746
Value of total assets at beginning of year2014-06-30$73,721,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$459,887
Total interest from all sources2014-06-30$91,219
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$2,421,908
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-06-30$2,231,240
Administrative expenses professional fees incurred2014-06-30$112,985
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$1,000,000
If this is an individual account plan, was there a blackout period2014-06-30No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2014-06-300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Minimum employer required contribution for this plan year2014-06-30$1,974,661
Amount contributed by the employer to the plan for this plan year2014-06-30$1,974,661
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-06-30$37,343
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-06-30$38,769
Administrative expenses (other) incurred2014-06-30$35,945
Liabilities. Value of operating payables at end of year2014-06-30$42,455
Liabilities. Value of operating payables at beginning of year2014-06-30$50,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$8,554,767
Value of net assets at end of year (total assets less liabilities)2014-06-30$81,806,291
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$73,671,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Investment advisory and management fees2014-06-30$114,648
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$66,591,118
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$56,866,705
Interest earned on other investments2014-06-30$91,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-06-30$516,168
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-06-30$698,357
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-06-30$698,357
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-06-30$125
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$4,531,104
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$4,926,623
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$6,356,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30Yes
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$1,974,661
Employer contributions (assets) at end of year2014-06-30$186,181
Employer contributions (assets) at beginning of year2014-06-30$206,046
Income. Dividends from common stock2014-06-30$190,668
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$4,286,472
Contract administrator fees2014-06-30$196,309
Assets. Corporate common stocks other than exployer securities at end of year2014-06-30$9,971,424
Assets. Corporate common stocks other than exployer securities at beginning of year2014-06-30$10,968,166
Assets. Value of buildings and other operty used in plan operation at end of year2014-06-30$15,408
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-06-30$17,127
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Aggregate proceeds on sale of assets2014-06-30$20,911,059
Aggregate carrying amount (costs) on sale of assets2014-06-30$19,885,369
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30No
Opinion of an independent qualified public accountant for this plan2014-06-30Unqualified
Accountancy firm name2014-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2014-06-30952036255
2013 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-06-30$1,554,910
Total unrealized appreciation/depreciation of assets2013-06-30$1,554,910
Total transfer of assets from this plan2013-06-30$461,531
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$50,269
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$59,221
Total income from all sources (including contributions)2013-06-30$9,528,642
Total loss/gain on sale of assets2013-06-30$544,622
Total of all expenses incurred2013-06-30$4,165,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$3,717,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$2,159,825
Value of total assets at end of year2013-06-30$73,721,793
Value of total assets at beginning of year2013-06-30$68,828,708
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$447,853
Total interest from all sources2013-06-30$101,519
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$1,446,204
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-06-30$1,219,288
Administrative expenses professional fees incurred2013-06-30$79,335
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$1,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-06-300
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Minimum employer required contribution for this plan year2013-06-30$2,159,825
Amount contributed by the employer to the plan for this plan year2013-06-30$2,159,825
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-06-30$38,769
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-06-30$39,748
Administrative expenses (other) incurred2013-06-30$30,859
Liabilities. Value of operating payables at end of year2013-06-30$50,269
Liabilities. Value of operating payables at beginning of year2013-06-30$59,221
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$5,363,568
Value of net assets at end of year (total assets less liabilities)2013-06-30$73,671,524
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$68,769,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Investment advisory and management fees2013-06-30$149,142
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$56,866,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$48,046,689
Interest earned on other investments2013-06-30$101,519
Value of interest in common/collective trusts at end of year2013-06-30$0
Value of interest in common/collective trusts at beginning of year2013-06-30$6,240,025
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-06-30$698,357
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-06-30$453,133
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-06-30$453,133
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-06-30$4,926,623
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-06-30$5,238,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$3,164,691
Net investment gain or loss from common/collective trusts2013-06-30$556,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30Yes
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$2,159,825
Employer contributions (assets) at end of year2013-06-30$206,046
Employer contributions (assets) at beginning of year2013-06-30$210,135
Income. Dividends from common stock2013-06-30$226,916
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$3,717,221
Contract administrator fees2013-06-30$188,517
Assets. Corporate common stocks other than exployer securities at end of year2013-06-30$10,968,166
Assets. Corporate common stocks other than exployer securities at beginning of year2013-06-30$8,581,877
Assets. Value of buildings and other operty used in plan operation at end of year2013-06-30$17,127
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-06-30$18,727
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Aggregate proceeds on sale of assets2013-06-30$8,823,922
Aggregate carrying amount (costs) on sale of assets2013-06-30$8,279,300
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30No
Opinion of an independent qualified public accountant for this plan2013-06-30Unqualified
Accountancy firm name2013-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2013-06-30952036255
2012 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-06-30$125,234
Total unrealized appreciation/depreciation of assets2012-06-30$125,234
Total transfer of assets from this plan2012-06-30$846,330
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$59,221
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$98,848
Total income from all sources (including contributions)2012-06-30$2,010,328
Total loss/gain on sale of assets2012-06-30$-589,419
Total of all expenses incurred2012-06-30$6,094,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$5,612,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$2,120,947
Value of total assets at end of year2012-06-30$68,828,708
Value of total assets at beginning of year2012-06-30$73,798,765
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$481,496
Total interest from all sources2012-06-30$1,920
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$1,400,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-06-30$1,209,999
Administrative expenses professional fees incurred2012-06-30$78,832
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$1,000,000
If this is an individual account plan, was there a blackout period2012-06-30No
Minimum employer required contribution for this plan year2012-06-30$2,120,947
Amount contributed by the employer to the plan for this plan year2012-06-30$2,120,947
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-06-30$39,748
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-06-30$29,537
Administrative expenses (other) incurred2012-06-30$31,415
Liabilities. Value of operating payables at end of year2012-06-30$59,221
Liabilities. Value of operating payables at beginning of year2012-06-30$98,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-4,084,100
Value of net assets at end of year (total assets less liabilities)2012-06-30$68,769,487
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$73,699,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Investment advisory and management fees2012-06-30$172,243
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$48,046,689
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$53,603,149
Interest earned on other investments2012-06-30$595
Value of interest in common/collective trusts at end of year2012-06-30$6,240,025
Value of interest in common/collective trusts at beginning of year2012-06-30$11,016,244
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-06-30$453,133
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$1,325
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-06-30$5,238,374
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-1,438,880
Net investment gain or loss from common/collective trusts2012-06-30$390,062
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30Yes
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$2,120,947
Employer contributions (assets) at end of year2012-06-30$210,135
Employer contributions (assets) at beginning of year2012-06-30$213,498
Income. Dividends from common stock2012-06-30$190,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$5,612,932
Contract administrator fees2012-06-30$199,006
Assets. Corporate common stocks other than exployer securities at end of year2012-06-30$8,581,877
Assets. Corporate common stocks other than exployer securities at beginning of year2012-06-30$8,914,196
Assets. Value of buildings and other operty used in plan operation at end of year2012-06-30$18,727
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-06-30$22,141
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Aggregate proceeds on sale of assets2012-06-30$19,531,364
Aggregate carrying amount (costs) on sale of assets2012-06-30$20,120,783
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30No
Opinion of an independent qualified public accountant for this plan2012-06-30Unqualified
Accountancy firm name2012-06-30MILLER KAPLAN ARASE LLP
Accountancy firm EIN2012-06-30952036255
2011 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-06-30$1,283,117
Total unrealized appreciation/depreciation of assets2011-06-30$1,283,117
Total transfer of assets from this plan2011-06-30$491,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$98,848
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$117,246
Total income from all sources (including contributions)2011-06-30$14,321,324
Total loss/gain on sale of assets2011-06-30$1,098,918
Total of all expenses incurred2011-06-30$4,932,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$4,462,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$2,150,447
Value of total assets at end of year2011-06-30$73,798,765
Value of total assets at beginning of year2011-06-30$64,919,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$470,227
Total interest from all sources2011-06-30$1,494
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$1,393,601
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2011-06-30$1,239,552
Administrative expenses professional fees incurred2011-06-30$95,731
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$1,750,000
If this is an individual account plan, was there a blackout period2011-06-30No
Minimum employer required contribution for this plan year2011-06-30$2,150,447
Amount contributed by the employer to the plan for this plan year2011-06-30$2,150,447
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-06-30$29,537
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-06-30$82,615
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-06-30$4,396
Administrative expenses (other) incurred2011-06-30$35,472
Liabilities. Value of operating payables at end of year2011-06-30$98,848
Liabilities. Value of operating payables at beginning of year2011-06-30$112,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$9,389,084
Value of net assets at end of year (total assets less liabilities)2011-06-30$73,699,917
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$64,801,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Investment advisory and management fees2011-06-30$151,964
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$53,603,149
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$47,664,348
Value of interest in common/collective trusts at end of year2011-06-30$11,016,244
Value of interest in common/collective trusts at beginning of year2011-06-30$10,110,405
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-06-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-06-30$264,392
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-06-30$264,392
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$1,494
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$7,843,620
Net investment gain or loss from common/collective trusts2011-06-30$550,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30Yes
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$2,150,447
Employer contributions (assets) at end of year2011-06-30$213,498
Employer contributions (assets) at beginning of year2011-06-30$252,543
Income. Dividends from common stock2011-06-30$154,049
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$4,462,013
Contract administrator fees2011-06-30$187,060
Assets. Corporate common stocks other than exployer securities at end of year2011-06-30$8,914,196
Assets. Corporate common stocks other than exployer securities at beginning of year2011-06-30$6,517,030
Assets. Value of buildings and other operty used in plan operation at end of year2011-06-30$22,141
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-06-30$27,746
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Aggregate proceeds on sale of assets2011-06-30$18,130,991
Aggregate carrying amount (costs) on sale of assets2011-06-30$17,032,073
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30No
Opinion of an independent qualified public accountant for this plan2011-06-30Unqualified
Accountancy firm name2011-06-30MILLER, KAPLAN, ARASE & CO., LLP
Accountancy firm EIN2011-06-30952036255
2010 : U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2010 401k financial data
Funding deficiency by the employer to the plan for this plan year2010-06-30$0
Minimum employer required contribution for this plan year2010-06-30$2,755,596
Amount contributed by the employer to the plan for this plan year2010-06-30$2,755,596

Form 5500 Responses for U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST

2021: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2021 form 5500 responses
2021-07-01Type of plan entityMulti-employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement – InsuranceYes
2021-07-01Plan benefit arrangement - TrustYes
2020: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2020 form 5500 responses
2020-07-01Type of plan entityMulti-employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement – InsuranceYes
2020-07-01Plan benefit arrangement - TrustYes
2019: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2019 form 5500 responses
2019-07-01Type of plan entityMulti-employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement – InsuranceYes
2019-07-01Plan benefit arrangement - TrustYes
2018: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2018 form 5500 responses
2018-07-01Type of plan entityMulti-employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement – InsuranceYes
2018-07-01Plan benefit arrangement - TrustYes
2017: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2017 form 5500 responses
2017-07-01Type of plan entityMulti-employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement – InsuranceYes
2017-07-01Plan benefit arrangement - TrustYes
2016: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2016 form 5500 responses
2016-07-01Type of plan entityMulti-employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement – InsuranceYes
2016-07-01Plan benefit arrangement - TrustYes
2015: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2015 form 5500 responses
2015-07-01Type of plan entityMulti-employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement – InsuranceYes
2015-07-01Plan benefit arrangement - TrustYes
2014: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2014 form 5500 responses
2014-07-01Type of plan entityMulti-employer plan
2014-07-01Plan is a collectively bargained planYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement – InsuranceYes
2014-07-01Plan benefit arrangement - TrustYes
2013: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2013 form 5500 responses
2013-07-01Type of plan entityMulti-employer plan
2013-07-01Plan is a collectively bargained planYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement – InsuranceYes
2013-07-01Plan benefit arrangement - TrustYes
2012: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2012 form 5500 responses
2012-07-01Type of plan entityMulti-employer plan
2012-07-01Plan is a collectively bargained planYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement – InsuranceYes
2012-07-01Plan benefit arrangement - TrustYes
2011: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2011 form 5500 responses
2011-07-01Type of plan entityMulti-employer plan
2011-07-01Plan is a collectively bargained planYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2009: U.A. LOCAL NO. 447 DEFINED CONTRIBUTION PLAN AND TRUST 2009 form 5500 responses
2009-07-01Type of plan entityMulti-employer plan
2009-07-01Submission has been amendedYes
2009-07-01Plan is a collectively bargained planYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041041
Policy instance 1
Insurance contract or identification number041041
Number of Individuals Covered127
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041041
Policy instance 1
Insurance contract or identification number041041
Number of Individuals Covered135
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041041
Policy instance 1
Insurance contract or identification number041041
Number of Individuals Covered143
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041041
Policy instance 1
Insurance contract or identification number041041
Number of Individuals Covered148
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041041
Policy instance 1
Insurance contract or identification number041041
Number of Individuals Covered158
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041041
Policy instance 1
Insurance contract or identification number041041
Number of Individuals Covered179
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041041
Policy instance 1
Insurance contract or identification number041041
Number of Individuals Covered187
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041041
Policy instance 1
Insurance contract or identification number041041
Number of Individuals Covered193
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041041
Policy instance 1
Insurance contract or identification number041041
Number of Individuals Covered207
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED GENERAL ACCOUNT CONTRACT
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041041
Policy instance 1
Insurance contract or identification number041041
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Other information about contractGUARANTEED GENERAL ACCOUNT CONTRACT

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