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STRONGWOOD DISTRIBUTION 401(K) PLAN 401k Plan overview

Plan NameSTRONGWOOD DISTRIBUTION 401(K) PLAN
Plan identification number 001

STRONGWOOD DISTRIBUTION 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NETWORKED INSURANCE AGENTS has sponsored the creation of one or more 401k plans.

Company Name:NETWORKED INSURANCE AGENTS
Employer identification number (EIN):680413423
NAIC Classification:518210
NAIC Description:Data Processing, Hosting, and Related Services

Additional information about NETWORKED INSURANCE AGENTS

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1991-12-30
Company Identification Number: C1812576
Legal Registered Office Address: 988 McCourtney Rd Ste B

Grass Valley
United States of America (USA)
95949-7400

More information about NETWORKED INSURANCE AGENTS

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STRONGWOOD DISTRIBUTION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012017-01-01KELLY MCRAE
0012016-01-01KELLY MCRAE
0012015-01-01KELLY MCRAE
0012014-01-01KELLY MCRAE
0012013-01-01KELLY MCRAE
0012012-01-01KELLY MCRAE
0012011-01-01TONI M. RAMOS
0012009-01-01STEVEN KRITZMAN STEVEN KRITZMAN2010-10-14

Plan Statistics for STRONGWOOD DISTRIBUTION 401(K) PLAN

401k plan membership statisitcs for STRONGWOOD DISTRIBUTION 401(K) PLAN

Measure Date Value
2017: STRONGWOOD DISTRIBUTION 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01148
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
Number of participants with account balances2017-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: STRONGWOOD DISTRIBUTION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01153
Total number of active participants reported on line 7a of the Form 55002016-01-01110
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0136
Total of all active and inactive participants2016-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01146
Number of participants with account balances2016-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: STRONGWOOD DISTRIBUTION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01157
Total number of active participants reported on line 7a of the Form 55002015-01-01100
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0148
Total of all active and inactive participants2015-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01148
Number of participants with account balances2015-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: STRONGWOOD DISTRIBUTION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01201
Total number of active participants reported on line 7a of the Form 55002014-01-01100
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0157
Total of all active and inactive participants2014-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01157
Number of participants with account balances2014-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: STRONGWOOD DISTRIBUTION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01263
Total number of active participants reported on line 7a of the Form 55002013-01-0191
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01103
Total of all active and inactive participants2013-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01194
Number of participants with account balances2013-01-01170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0117
2012: STRONGWOOD DISTRIBUTION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01276
Total number of active participants reported on line 7a of the Form 55002012-01-01190
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0173
Total of all active and inactive participants2012-01-01263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01263
Number of participants with account balances2012-01-01220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: STRONGWOOD DISTRIBUTION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01269
Total number of active participants reported on line 7a of the Form 55002011-01-01195
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0177
Total of all active and inactive participants2011-01-01272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01272
Number of participants with account balances2011-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2009: STRONGWOOD DISTRIBUTION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01180
Total number of active participants reported on line 7a of the Form 55002009-01-01240
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0164
Total of all active and inactive participants2009-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01304
Number of participants with account balances2009-01-01260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0117

Financial Data on STRONGWOOD DISTRIBUTION 401(K) PLAN

Measure Date Value
2017 : STRONGWOOD DISTRIBUTION 401(K) PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$18,295
Total income from all sources (including contributions)2017-12-31$771,180
Total of all expenses incurred2017-12-31$6,507,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$6,483,964
Value of total corrective distributions2017-12-31$11,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$255,948
Value of total assets at end of year2017-12-31$0
Value of total assets at beginning of year2017-12-31$5,754,601
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,110
Total interest from all sources2017-12-31$1,993
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$152,821
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$121,400
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$55,469
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Administrative expenses (other) incurred2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$-5,736,306
Value of net assets at end of year (total assets less liabilities)2017-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$5,736,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,633,180
Interest on participant loans2017-12-31$1,993
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$513,239
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$47,658
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$21
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$6,483,964
Contract administrator fees2017-12-31$12,110
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$18,295
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN2017-12-31650251243
2016 : STRONGWOOD DISTRIBUTION 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$18,295
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$14,551
Total income from all sources (including contributions)2016-12-31$904,839
Total of all expenses incurred2016-12-31$601,350
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$567,237
Value of total corrective distributions2016-12-31$18,295
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$456,201
Value of total assets at end of year2016-12-31$5,754,601
Value of total assets at beginning of year2016-12-31$5,447,368
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$15,818
Total interest from all sources2016-12-31$4,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$336,728
Participant contributions at end of year2016-12-31$121,400
Participant contributions at beginning of year2016-12-31$133,054
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$150
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$6,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$303,489
Value of net assets at end of year (total assets less liabilities)2016-12-31$5,736,306
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$5,432,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,633,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,314,106
Interest on participant loans2016-12-31$4,945
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$443,693
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$112,839
Employer contributions (assets) at end of year2016-12-31$21
Employer contributions (assets) at beginning of year2016-12-31$58
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$567,237
Contract administrator fees2016-12-31$15,818
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Liabilities. Value of benefit claims payable at end of year2016-12-31$18,295
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$14,551
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN2016-12-31680251243
2015 : STRONGWOOD DISTRIBUTION 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$14,551
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$24,147
Total income from all sources (including contributions)2015-12-31$388,208
Total of all expenses incurred2015-12-31$309,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$279,367
Value of total corrective distributions2015-12-31$14,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$446,272
Value of total assets at end of year2015-12-31$5,447,368
Value of total assets at beginning of year2015-12-31$5,377,831
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$15,157
Total interest from all sources2015-12-31$6,525
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$301,088
Participant contributions at end of year2015-12-31$133,054
Participant contributions at beginning of year2015-12-31$142,117
Participant contributions at end of year2015-12-31$150
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$37,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$79,133
Value of net assets at end of year (total assets less liabilities)2015-12-31$5,432,817
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,353,684
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$12,827
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,314,106
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,224,180
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$6,513
Interest earned on other investments2015-12-31$12
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$11,534
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-64,589
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$107,869
Employer contributions (assets) at end of year2015-12-31$58
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$279,367
Contract administrator fees2015-12-31$2,330
Liabilities. Value of benefit claims payable at end of year2015-12-31$14,551
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$24,147
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN2015-12-31680251243
2014 : STRONGWOOD DISTRIBUTION 401(K) PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$24,147
Total income from all sources (including contributions)2014-12-31$752,596
Total of all expenses incurred2014-12-31$1,811,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,749,505
Value of total corrective distributions2014-12-31$36,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$452,900
Value of total assets at end of year2014-12-31$5,377,831
Value of total assets at beginning of year2014-12-31$6,412,397
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$25,317
Total interest from all sources2014-12-31$5,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$303,035
Participant contributions at end of year2014-12-31$142,117
Participant contributions at beginning of year2014-12-31$146,630
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$199
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$62,183
Other income not declared elsewhere2014-12-31$1,066
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,058,713
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,353,684
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,412,397
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$13,004
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,224,180
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,195,671
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$5,742
Interest earned on other investments2014-12-31$107
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$11,534
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$69,687
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$292,781
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$87,682
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$210
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,749,505
Contract administrator fees2014-12-31$12,313
Liabilities. Value of benefit claims payable at end of year2014-12-31$24,147
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN2014-12-31680251243
2013 : STRONGWOOD DISTRIBUTION 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$199
Total unrealized appreciation/depreciation of assets2013-12-31$199
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,438,560
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,513,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,399,766
Expenses. Certain deemed distributions of participant loans2013-12-31$78,705
Value of total corrective distributions2013-12-31$2,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,153,912
Value of total assets at end of year2013-12-31$6,412,397
Value of total assets at beginning of year2013-12-31$8,487,465
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$32,575
Total interest from all sources2013-12-31$11,207
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$572,068
Participant contributions at end of year2013-12-31$146,630
Participant contributions at beginning of year2013-12-31$341,459
Participant contributions at end of year2013-12-31$199
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$388,089
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$646
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-2,075,068
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,412,397
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,487,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$22,375
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,195,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$0
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$8,072,584
Interest on participant loans2013-12-31$9,951
Interest earned on other investments2013-12-31$1,256
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$69,687
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$72,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,273,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$193,755
Employer contributions (assets) at end of year2013-12-31$210
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,399,766
Contract administrator fees2013-12-31$10,200
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CAMPBELL TAYLOR & COMPANY
Accountancy firm EIN2013-12-31680251243
2012 : STRONGWOOD DISTRIBUTION 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,818,260
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,431,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,377,952
Expenses. Certain deemed distributions of participant loans2012-12-31$8,872
Value of total corrective distributions2012-12-31$11,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$854,317
Value of total assets at end of year2012-12-31$8,487,465
Value of total assets at beginning of year2012-12-31$8,100,431
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$32,602
Total interest from all sources2012-12-31$15,141
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$629,364
Participant contributions at end of year2012-12-31$341,459
Participant contributions at beginning of year2012-12-31$312,658
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$13,853
Total non interest bearing cash at end of year2012-12-31$646
Total non interest bearing cash at beginning of year2012-12-31$2,679
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$387,034
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,487,465
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,100,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$24,697
Value of interest in pooled separate accounts at end of year2012-12-31$8,072,584
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,682,281
Interest on participant loans2012-12-31$13,023
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$2,118
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$72,776
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$102,717
Net investment gain/loss from pooled separate accounts2012-12-31$948,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$211,100
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$96
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,377,952
Contract administrator fees2012-12-31$7,905
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNEST & YOUNG
Accountancy firm EIN2012-12-31346565596
2011 : STRONGWOOD DISTRIBUTION 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$9,448
Total unrealized appreciation/depreciation of assets2011-12-31$9,448
Total transfer of assets to this plan2011-12-31$1,302,516
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$488,322
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$753,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$711,337
Expenses. Certain deemed distributions of participant loans2011-12-31$15,846
Value of total corrective distributions2011-12-31$1,646
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$681,245
Value of total assets at end of year2011-12-31$8,100,431
Value of total assets at beginning of year2011-12-31$7,063,403
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$24,981
Total interest from all sources2011-12-31$15,002
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$508,950
Participant contributions at end of year2011-12-31$312,658
Participant contributions at beginning of year2011-12-31$319,600
Participant contributions at beginning of year2011-12-31$6,631
Total non interest bearing cash at end of year2011-12-31$2,679
Total non interest bearing cash at beginning of year2011-12-31$6,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-265,488
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,100,431
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,063,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$20,131
Value of interest in pooled separate accounts at end of year2011-12-31$7,682,281
Value of interest in pooled separate accounts at beginning of year2011-12-31$6,642,851
Interest on participant loans2011-12-31$13,055
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,947
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$102,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$87,546
Net investment gain/loss from pooled separate accounts2011-12-31$-217,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$172,295
Employer contributions (assets) at end of year2011-12-31$96
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$711,337
Contract administrator fees2011-12-31$4,850
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNEST & YOUNG
Accountancy firm EIN2011-12-31034656559
2010 : STRONGWOOD DISTRIBUTION 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,726
Total income from all sources (including contributions)2010-12-31$1,578,124
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$628,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$565,637
Expenses. Certain deemed distributions of participant loans2010-12-31$22,257
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$800,212
Value of total assets at end of year2010-12-31$7,063,403
Value of total assets at beginning of year2010-12-31$6,115,028
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$40,129
Total interest from all sources2010-12-31$15,369
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$581,101
Participant contributions at end of year2010-12-31$319,600
Participant contributions at beginning of year2010-12-31$225,406
Participant contributions at end of year2010-12-31$6,631
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$328
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$1,726
Administrative expenses (other) incurred2010-12-31$18
Total non interest bearing cash at end of year2010-12-31$6,775
Total non interest bearing cash at beginning of year2010-12-31$8,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$950,101
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,063,403
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,113,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$35,461
Value of interest in pooled separate accounts at end of year2010-12-31$6,642,851
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,789,879
Income. Interest from loans (other than to participants)2010-12-31$13,782
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$87,546
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$90,874
Net investment gain/loss from pooled separate accounts2010-12-31$762,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$218,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$565,637
Contract administrator fees2010-12-31$4,650
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ERNEST & YOUNG
Accountancy firm EIN2010-12-31034656559
2009 : STRONGWOOD DISTRIBUTION 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for STRONGWOOD DISTRIBUTION 401(K) PLAN

2017: STRONGWOOD DISTRIBUTION 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01This submission is the final filingYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STRONGWOOD DISTRIBUTION 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STRONGWOOD DISTRIBUTION 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STRONGWOOD DISTRIBUTION 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STRONGWOOD DISTRIBUTION 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STRONGWOOD DISTRIBUTION 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STRONGWOOD DISTRIBUTION 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: STRONGWOOD DISTRIBUTION 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number63135
Policy instance 1
Insurance contract or identification number63135
Number of Individuals Covered0
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number63135
Policy instance 1
Insurance contract or identification number63135
Number of Individuals Covered117
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $10,784
Total amount of fees paid to insurance companyUSD $5,132
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,797
Insurance broker organization code?3
Amount paid for insurance broker fees5132
Insurance broker namePOLYCOMP ADMINISTRATIVE SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number63135
Policy instance 1
Insurance contract or identification number63135
Number of Individuals Covered123
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $10,949
Total amount of fees paid to insurance companyUSD $12,313
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,949
Insurance broker organization code?3
Amount paid for insurance broker fees12313
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameQUALIFIED PLAN SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number63135
Policy instance 1
Insurance contract or identification number63135
Number of Individuals Covered168
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $17,581
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $17,581
Insurance broker organization code?3
Insurance broker nameBAIRD INS. SERVICES INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHL286
Policy instance 1
Insurance contract or identification numberPHL286
Number of Individuals Covered32
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $428
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $428
Insurance broker organization code?3
Insurance broker nameE.G. LEE & COMPANY INSURANCE SERV.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number63135
Policy instance 2
Insurance contract or identification number63135
Number of Individuals Covered220
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $18,513
Total amount of fees paid to insurance companyUSD $21
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,513
Insurance broker organization code?3
Amount paid for insurance broker fees21
Additional information about fees paid to insurance brokerREDEMPTION FEES
Insurance broker nameFUND COMPANIES
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHL286
Policy instance 1
Insurance contract or identification numberPHL286
Number of Individuals Covered34
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $4,958
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number63135
Policy instance 2
Insurance contract or identification number63135
Number of Individuals Covered229
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $15,418
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number63135
Policy instance 1
Insurance contract or identification number63135
Number of Individuals Covered224
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $15,542
Total amount of fees paid to insurance companyUSD $18
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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