401k Plan data: SMA AMERICA 401(K) PLAN plan

SMA AMERICA 401(K) PLAN 401k Plan overview

Plan Name	SMA AMERICA 401(K) PLAN
Plan identification number	001

SMA AMERICA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMA AMERICA HOLDINGS LLC has sponsored the creation of one or more 401k plans.

Company Name: SMA AMERICA HOLDINGS LLC

Employer identification number (EIN): 680462706

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Additional information about SMA AMERICA HOLDINGS LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 4719333

More information about SMA AMERICA HOLDINGS LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMA AMERICA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 ERIC MOELLER
001 2016-01-01 ELIZABETH HEAD
001 2015-01-01 ELISA FLACHSMANN
001 2014-01-01 SHELLY MARLIN
001 2013-01-01 MARK SMIENS
001 2012-01-01 MARK SMIENS
001 2011-01-01 LAURIE BRINGUEL 2012-07-27
001 2010-01-01 LAURIE BRINGUEL 2011-07-01
001 2009-01-01 LAURIE BRINGUEL

Plan Statistics for SMA AMERICA 401(K) PLAN

401k plan membership statisitcs for SMA AMERICA 401(K) PLAN

Measure Date Value
2022: SMA AMERICA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 321
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 218
Number of retired or separated participants receiving benefits 2022-01-01 9
Number of other retired or separated participants entitled to future benefits 2022-01-01 105
Total of all active and inactive participants 2022-01-01 332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 332
Number of participants with account balances 2022-01-01 324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 41
2021: SMA AMERICA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 306
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 229
Number of retired or separated participants receiving benefits 2021-01-01 5
Number of other retired or separated participants entitled to future benefits 2021-01-01 83
Total of all active and inactive participants 2021-01-01 317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 317
Number of participants with account balances 2021-01-01 306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 19
2020: SMA AMERICA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 276
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 212
Number of retired or separated participants receiving benefits 2020-01-01 9
Number of other retired or separated participants entitled to future benefits 2020-01-01 77
Total of all active and inactive participants 2020-01-01 298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 298
Number of participants with account balances 2020-01-01 292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 14
2019: SMA AMERICA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 275
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 167
Number of retired or separated participants receiving benefits 2019-01-01 12
Number of other retired or separated participants entitled to future benefits 2019-01-01 84
Total of all active and inactive participants 2019-01-01 263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 264
Number of participants with account balances 2019-01-01 261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 15
2018: SMA AMERICA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 302
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 174
Number of retired or separated participants receiving benefits 2018-01-01 10
Number of other retired or separated participants entitled to future benefits 2018-01-01 90
Total of all active and inactive participants 2018-01-01 274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 275
Number of participants with account balances 2018-01-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 35
2017: SMA AMERICA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 351
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 212
Number of retired or separated participants receiving benefits 2017-01-01 12
Number of other retired or separated participants entitled to future benefits 2017-01-01 66
Total of all active and inactive participants 2017-01-01 290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 291
Number of participants with account balances 2017-01-01 231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 10
2016: SMA AMERICA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 400
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 233
Number of retired or separated participants receiving benefits 2016-01-01 8
Number of other retired or separated participants entitled to future benefits 2016-01-01 102
Total of all active and inactive participants 2016-01-01 343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 343
Number of participants with account balances 2016-01-01 283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 16
2015: SMA AMERICA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 442
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 343
Number of retired or separated participants receiving benefits 2015-01-01 12
Number of other retired or separated participants entitled to future benefits 2015-01-01 42
Total of all active and inactive participants 2015-01-01 397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 397
Number of participants with account balances 2015-01-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 33
2014: SMA AMERICA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 375
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 400
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 33
Total of all active and inactive participants 2014-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 433
Number of participants with account balances 2014-01-01 260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 12
2013: SMA AMERICA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 354
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 324
Number of retired or separated participants receiving benefits 2013-01-01 15
Number of other retired or separated participants entitled to future benefits 2013-01-01 34
Total of all active and inactive participants 2013-01-01 373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 373
Number of participants with account balances 2013-01-01 253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 19
2012: SMA AMERICA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 156
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 295
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 41
Total of all active and inactive participants 2012-01-01 336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 336
Number of participants with account balances 2012-01-01 236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2009: SMA AMERICA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 53
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 61
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 12
Total of all active and inactive participants 2009-01-01 73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 73
Number of participants with account balances 2009-01-01 52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: SMA AMERICA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	321
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	218
Number of retired or separated participants receiving benefits	2022-01-01	9
Number of other retired or separated participants entitled to future benefits	2022-01-01	105
Total of all active and inactive participants	2022-01-01	332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	332
Number of participants with account balances	2022-01-01	324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	41
2021: SMA AMERICA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	306
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	229
Number of retired or separated participants receiving benefits	2021-01-01	5
Number of other retired or separated participants entitled to future benefits	2021-01-01	83
Total of all active and inactive participants	2021-01-01	317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	317
Number of participants with account balances	2021-01-01	306
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	19
2020: SMA AMERICA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	276
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	212
Number of retired or separated participants receiving benefits	2020-01-01	9
Number of other retired or separated participants entitled to future benefits	2020-01-01	77
Total of all active and inactive participants	2020-01-01	298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	298
Number of participants with account balances	2020-01-01	292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	14
2019: SMA AMERICA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	275
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	167
Number of retired or separated participants receiving benefits	2019-01-01	12
Number of other retired or separated participants entitled to future benefits	2019-01-01	84
Total of all active and inactive participants	2019-01-01	263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	264
Number of participants with account balances	2019-01-01	261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	15
2018: SMA AMERICA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	302
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	174
Number of retired or separated participants receiving benefits	2018-01-01	10
Number of other retired or separated participants entitled to future benefits	2018-01-01	90
Total of all active and inactive participants	2018-01-01	274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	275
Number of participants with account balances	2018-01-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	35
2017: SMA AMERICA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	351
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	212
Number of retired or separated participants receiving benefits	2017-01-01	12
Number of other retired or separated participants entitled to future benefits	2017-01-01	66
Total of all active and inactive participants	2017-01-01	290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	291
Number of participants with account balances	2017-01-01	231
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	10
2016: SMA AMERICA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	400
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	233
Number of retired or separated participants receiving benefits	2016-01-01	8
Number of other retired or separated participants entitled to future benefits	2016-01-01	102
Total of all active and inactive participants	2016-01-01	343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	343
Number of participants with account balances	2016-01-01	283
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	16
2015: SMA AMERICA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	442
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	343
Number of retired or separated participants receiving benefits	2015-01-01	12
Number of other retired or separated participants entitled to future benefits	2015-01-01	42
Total of all active and inactive participants	2015-01-01	397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	397
Number of participants with account balances	2015-01-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	33
2014: SMA AMERICA 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	375
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	400
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	33
Total of all active and inactive participants	2014-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	433
Number of participants with account balances	2014-01-01	260
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	12
2013: SMA AMERICA 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	354
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	324
Number of retired or separated participants receiving benefits	2013-01-01	15
Number of other retired or separated participants entitled to future benefits	2013-01-01	34
Total of all active and inactive participants	2013-01-01	373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	373
Number of participants with account balances	2013-01-01	253
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	19
2012: SMA AMERICA 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	156
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	295
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	41
Total of all active and inactive participants	2012-01-01	336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	336
Number of participants with account balances	2012-01-01	236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2009: SMA AMERICA 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	53
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	61
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	12
Total of all active and inactive participants	2009-01-01	73
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	73
Number of participants with account balances	2009-01-01	52
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SMA AMERICA 401(K) PLAN

Measure	Date	Value
2022 : SMA AMERICA 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-316,209
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$2,081,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,976,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,293,672
Value of total assets at end of year	2022-12-31	$18,566,320
Value of total assets at beginning of year	2022-12-31	$20,964,449
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$104,967
Total interest from all sources	2022-12-31	$13,371
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$135,326
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$135,326
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,932,663
Participant contributions at end of year	2022-12-31	$244,303
Participant contributions at beginning of year	2022-12-31	$180,411
Participant contributions at end of year	2022-12-31	$320
Participant contributions at beginning of year	2022-12-31	$55,696
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$576,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-2,398,129
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$18,566,320
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$20,964,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$5,890,114
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$6,265,802
Interest on participant loans	2022-12-31	$13,371
Value of interest in common/collective trusts at end of year	2022-12-31	$12,431,369
Value of interest in common/collective trusts at beginning of year	2022-12-31	$14,443,211
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-1,398,602
Net investment gain or loss from common/collective trusts	2022-12-31	$-2,359,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$784,661
Employer contributions (assets) at end of year	2022-12-31	$214
Employer contributions (assets) at beginning of year	2022-12-31	$19,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,976,953
Contract administrator fees	2022-12-31	$104,967
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2022-12-31	410746749
2021 : SMA AMERICA 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$5,636,898
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,666,255
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,549,607
Expenses. Certain deemed distributions of participant loans	2021-12-31	$13,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$2,766,861
Value of total assets at end of year	2021-12-31	$20,964,449
Value of total assets at beginning of year	2021-12-31	$16,993,806
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$103,023
Total interest from all sources	2021-12-31	$9,322
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$97,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$97,287
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$1,864,238
Participant contributions at end of year	2021-12-31	$180,411
Participant contributions at beginning of year	2021-12-31	$198,160
Participant contributions at end of year	2021-12-31	$55,696
Participant contributions at beginning of year	2021-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$335,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$3,970,643
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$20,964,449
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$16,993,806
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$6,265,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$4,973,446
Interest on participant loans	2021-12-31	$9,322
Value of interest in common/collective trusts at end of year	2021-12-31	$14,443,211
Value of interest in common/collective trusts at beginning of year	2021-12-31	$11,822,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$955,038
Net investment gain or loss from common/collective trusts	2021-12-31	$1,808,390
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$567,617
Employer contributions (assets) at end of year	2021-12-31	$19,329
Employer contributions (assets) at beginning of year	2021-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,549,607
Contract administrator fees	2021-12-31	$103,023
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2021-12-31	410746749
2020 : SMA AMERICA 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$4,846,672
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$2,105,195
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$2,027,222
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$2,627,381
Value of total assets at end of year	2020-12-31	$16,993,806
Value of total assets at beginning of year	2020-12-31	$14,252,329
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$77,973
Total interest from all sources	2020-12-31	$9,407
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$82,062
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$82,062
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,704,436
Participant contributions at end of year	2020-12-31	$198,160
Participant contributions at beginning of year	2020-12-31	$140,064
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$402,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$2,741,477
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$16,993,806
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$14,252,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$4,973,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$4,403,007
Interest on participant loans	2020-12-31	$9,407
Value of interest in common/collective trusts at end of year	2020-12-31	$11,822,200
Value of interest in common/collective trusts at beginning of year	2020-12-31	$9,709,258
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$694,078
Net investment gain or loss from common/collective trusts	2020-12-31	$1,433,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$520,170
Employer contributions (assets) at end of year	2020-12-31	$0
Employer contributions (assets) at beginning of year	2020-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$2,027,222
Contract administrator fees	2020-12-31	$77,973
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2020-12-31	410746749
2019 : SMA AMERICA 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$4,627,650
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,059,325
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,009,469
Expenses. Certain deemed distributions of participant loans	2019-12-31	$6,305
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,149,786
Value of total assets at end of year	2019-12-31	$14,252,329
Value of total assets at beginning of year	2019-12-31	$10,684,004
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$43,551
Total interest from all sources	2019-12-31	$10,115
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$72,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$72,785
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,574,282
Participant contributions at end of year	2019-12-31	$140,064
Participant contributions at beginning of year	2019-12-31	$181,312
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$96,238
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$3,568,325
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$14,252,329
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$10,684,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,403,007
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$2,797,156
Interest on participant loans	2019-12-31	$10,115
Value of interest in common/collective trusts at end of year	2019-12-31	$9,709,258
Value of interest in common/collective trusts at beginning of year	2019-12-31	$7,704,658
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$736,045
Net investment gain or loss from common/collective trusts	2019-12-31	$1,658,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$479,266
Employer contributions (assets) at end of year	2019-12-31	$0
Employer contributions (assets) at beginning of year	2019-12-31	$878
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,009,469
Contract administrator fees	2019-12-31	$43,551
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2019-12-31	410746749
2018 : SMA AMERICA 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,294,875
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,931,136
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,899,467
Expenses. Certain deemed distributions of participant loans	2018-12-31	$24,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,193,993
Value of total assets at end of year	2018-12-31	$10,684,004
Value of total assets at beginning of year	2018-12-31	$11,320,265
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$6,964
Total interest from all sources	2018-12-31	$13,031
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$41,550
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$41,550
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,645,504
Participant contributions at end of year	2018-12-31	$181,312
Participant contributions at beginning of year	2018-12-31	$188,535
Participant contributions at end of year	2018-12-31	$0
Participant contributions at beginning of year	2018-12-31	$46,537
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$9,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-636,261
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$10,684,004
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$11,320,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$2,797,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$3,420,899
Interest on participant loans	2018-12-31	$13,031
Value of interest in common/collective trusts at end of year	2018-12-31	$7,704,658
Value of interest in common/collective trusts at beginning of year	2018-12-31	$7,649,777
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-953,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$539,385
Employer contributions (assets) at end of year	2018-12-31	$878
Employer contributions (assets) at beginning of year	2018-12-31	$14,517
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,899,467
Contract administrator fees	2018-12-31	$6,964
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2018-12-31	410746749
2017 : SMA AMERICA 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,712,990
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,852,661
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,803,196
Expenses. Certain deemed distributions of participant loans	2017-12-31	$22,344
Value of total corrective distributions	2017-12-31	$20,461
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,120,854
Value of total assets at end of year	2017-12-31	$11,320,265
Value of total assets at beginning of year	2017-12-31	$10,459,936
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$6,660
Total interest from all sources	2017-12-31	$8,505
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$229,054
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$229,054
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,333,973
Participant contributions at end of year	2017-12-31	$188,535
Participant contributions at beginning of year	2017-12-31	$178,400
Participant contributions at end of year	2017-12-31	$46,537
Participant contributions at beginning of year	2017-12-31	$112,768
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$382,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$860,329
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$11,320,265
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$10,459,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$3,420,899
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$3,130,527
Interest on participant loans	2017-12-31	$8,505
Value of interest in common/collective trusts at end of year	2017-12-31	$7,649,777
Value of interest in common/collective trusts at beginning of year	2017-12-31	$7,003,305
Net investment gain or loss from common/collective trusts	2017-12-31	$1,354,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$404,582
Employer contributions (assets) at end of year	2017-12-31	$14,517
Employer contributions (assets) at beginning of year	2017-12-31	$34,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,803,196
Contract administrator fees	2017-12-31	$6,660
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2017-12-31	410746749
2016 : SMA AMERICA 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,310,648
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,249,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,219,618
Expenses. Certain deemed distributions of participant loans	2016-12-31	$26,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,548,489
Value of total assets at end of year	2016-12-31	$10,459,936
Value of total assets at beginning of year	2016-12-31	$8,399,282
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$4,290
Total interest from all sources	2016-12-31	$9,081
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$133,547
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$133,547
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,548,886
Participant contributions at end of year	2016-12-31	$178,400
Participant contributions at beginning of year	2016-12-31	$170,589
Participant contributions at end of year	2016-12-31	$112,768
Participant contributions at beginning of year	2016-12-31	$1,313
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$494,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,060,654
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$10,459,936
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$8,399,282
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$3,130,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,439,809
Interest on participant loans	2016-12-31	$9,081
Value of interest in common/collective trusts at end of year	2016-12-31	$7,003,305
Value of interest in common/collective trusts at beginning of year	2016-12-31	$5,782,921
Net investment gain or loss from common/collective trusts	2016-12-31	$619,531
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$505,512
Employer contributions (assets) at end of year	2016-12-31	$34,936
Employer contributions (assets) at beginning of year	2016-12-31	$4,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,219,618
Contract administrator fees	2016-12-31	$4,290
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : SMA AMERICA 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,874,756
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,666,844
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,655,258
Expenses. Certain deemed distributions of participant loans	2015-12-31	$6,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,944,970
Value of total assets at end of year	2015-12-31	$8,399,282
Value of total assets at beginning of year	2015-12-31	$8,191,370
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$5,572
Total interest from all sources	2015-12-31	$8,361
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$29,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$29,927
Administrative expenses professional fees incurred	2015-12-31	$5,572
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,353,635
Participant contributions at end of year	2015-12-31	$170,589
Participant contributions at beginning of year	2015-12-31	$187,606
Participant contributions at end of year	2015-12-31	$1,313
Participant contributions at beginning of year	2015-12-31	$798
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$175,938
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$207,912
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$8,399,282
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$8,191,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,439,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,338,983
Interest on participant loans	2015-12-31	$8,361
Value of interest in common/collective trusts at end of year	2015-12-31	$5,782,921
Value of interest in common/collective trusts at beginning of year	2015-12-31	$5,660,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-39,609
Net investment gain or loss from common/collective trusts	2015-12-31	$-68,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$415,397
Employer contributions (assets) at end of year	2015-12-31	$4,650
Employer contributions (assets) at beginning of year	2015-12-31	$3,877
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,655,258
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTONLARSONALLEN LLP
Accountancy firm EIN	2015-12-31	410746749
2014 : SMA AMERICA 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$544
Total income from all sources (including contributions)	2014-12-31	$1,989,938
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$807,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$804,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,522,938
Value of total assets at end of year	2014-12-31	$8,191,370
Value of total assets at beginning of year	2014-12-31	$7,009,131
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,563
Total interest from all sources	2014-12-31	$7,720
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$32,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$32,675
Administrative expenses professional fees incurred	2014-12-31	$2,563
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,092,175
Participant contributions at end of year	2014-12-31	$187,606
Participant contributions at beginning of year	2014-12-31	$162,564
Participant contributions at end of year	2014-12-31	$798
Participant contributions at beginning of year	2014-12-31	$5,432
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$70,291
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,182,783
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$8,191,370
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$7,008,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,338,983
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$1,841,174
Interest on participant loans	2014-12-31	$7,320
Interest earned on other investments	2014-12-31	$400
Value of interest in common/collective trusts at end of year	2014-12-31	$5,660,106
Value of interest in common/collective trusts at beginning of year	2014-12-31	$4,995,932
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$426,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$360,472
Employer contributions (assets) at end of year	2014-12-31	$3,877
Employer contributions (assets) at beginning of year	2014-12-31	$4,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$804,592
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GALLINA, LLP
Accountancy firm EIN	2014-12-31	942147510
2013 : SMA AMERICA 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$544
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$19,400
Total income from all sources (including contributions)	2013-12-31	$3,081,524
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,028,655
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,026,529
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,040,981
Value of total assets at end of year	2013-12-31	$7,009,131
Value of total assets at beginning of year	2013-12-31	$4,975,118
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,126
Total interest from all sources	2013-12-31	$7,097
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$98,947
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$98,947
Assets. Real estate other than employer real property at end of year	2013-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$2,126
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$165,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$975,731
Participant contributions at end of year	2013-12-31	$162,564
Participant contributions at beginning of year	2013-12-31	$107,283
Participant contributions at end of year	2013-12-31	$5,432
Participant contributions at beginning of year	2013-12-31	$131
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$746,572
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Assets. Loans (other than to participants) at end of year	2013-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2013-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$544
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$19,400
Administrative expenses (other) incurred	2013-12-31	$0
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,052,869
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$7,008,587
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$4,955,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Assets. partnership/joint venture interests at end of year	2013-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$1,841,174
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$376,211
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Interest on participant loans	2013-12-31	$7,097
Value of interest in master investment trust accounts at end of year	2013-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2013-12-31	$0
Value of interest in common/collective trusts at end of year	2013-12-31	$4,995,932
Value of interest in common/collective trusts at beginning of year	2013-12-31	$4,070,506
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2013-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2013-12-31	$0
Asset value of US Government securities at end of year	2013-12-31	$0
Asset value of US Government securities at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$934,499
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$0
Assets. Invements in employer securities at beginning of year	2013-12-31	$0
Assets. Value of employer real property at end of year	2013-12-31	$0
Assets. Value of employer real property at beginning of year	2013-12-31	$0
Contributions received in cash from employer	2013-12-31	$318,678
Employer contributions (assets) at end of year	2013-12-31	$4,029
Employer contributions (assets) at beginning of year	2013-12-31	$420,987
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,026,529
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2013-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2013-12-31	$0
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2013-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GALLINA, LLP
Accountancy firm EIN	2013-12-31	942147510
2012 : SMA AMERICA 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets	2012-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$0
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$1,127,370
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$19,400
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Expenses. Interest paid	2012-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,248,219
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$680,386
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$678,232
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,912,349
Value of total assets at end of year	2012-12-31	$4,975,118
Value of total assets at beginning of year	2012-12-31	$2,260,515
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,154
Total income from rents	2012-12-31	$0
Total interest from all sources	2012-12-31	$4,863
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$28,149
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$28,149
Assets. Real estate other than employer real property at end of year	2012-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$2,154
Assets. Corporate prefeered stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2012-12-31	$0
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$165,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$651,878
Participant contributions at end of year	2012-12-31	$107,283
Participant contributions at beginning of year	2012-12-31	$86,042
Participant contributions at end of year	2012-12-31	$131
Participant contributions at beginning of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$423,233
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Assets. Loans (other than to participants) at end of year	2012-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2012-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$19,400
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$0
Other income not declared elsewhere	2012-12-31	$443
Administrative expenses (other) incurred	2012-12-31	$0
Liabilities. Value of operating payables at end of year	2012-12-31	$0
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Income. Non cash contributions	2012-12-31	$0
Value of net income/loss	2012-12-31	$1,567,833
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$4,955,718
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,260,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Assets. partnership/joint venture interests at end of year	2012-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2012-12-31	$0
Investment advisory and management fees	2012-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$376,211
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,840,122
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$4,863
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$0
Income. Interest from US Government securities	2012-12-31	$0
Income. Interest from corporate debt instruments	2012-12-31	$0
Value of interest in master investment trust accounts at end of year	2012-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2012-12-31	$0
Value of interest in common/collective trusts at end of year	2012-12-31	$4,070,506
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$334,351
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$334,351
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2012-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2012-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$0
Asset value of US Government securities at end of year	2012-12-31	$0
Asset value of US Government securities at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$302,415
Net investment gain/loss from pooled separate accounts	2012-12-31	$0
Net gain/loss from 103.12 investment entities	2012-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$0
Assets. Invements in employer securities at beginning of year	2012-12-31	$0
Assets. Value of employer real property at end of year	2012-12-31	$0
Assets. Value of employer real property at beginning of year	2012-12-31	$0
Contributions received in cash from employer	2012-12-31	$837,238
Employer contributions (assets) at end of year	2012-12-31	$420,987
Employer contributions (assets) at beginning of year	2012-12-31	$0
Income. Dividends from preferred stock	2012-12-31	$0
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$678,232
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$0
Contract administrator fees	2012-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2012-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2012-12-31	$0
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GALLINA, LLP
Accountancy firm EIN	2012-12-31	942147510
2009 : SMA AMERICA 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SMA AMERICA 401(K) PLAN

2022: SMA AMERICA 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SMA AMERICA 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SMA AMERICA 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SMA AMERICA 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SMA AMERICA 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SMA AMERICA 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SMA AMERICA 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SMA AMERICA 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SMA AMERICA 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SMA AMERICA 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SMA AMERICA 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2009: SMA AMERICA 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SMA AMERICA HOLDINGS LLC
Employer identification number (EIN):	680462706
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	4719333