KEEN ENERGY SERVICES, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan KEEN ENERGY SERVICES, LLC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2013 : KEEN ENERGY SERVICES, LLC 401(K) PLAN 2013 401k financial data |
|---|
| Total transfer of assets from this plan | 2013-03-31 | $4,953,624 |
| Total income from all sources (including contributions) | 2013-03-31 | $292,070 |
| Total of all expenses incurred | 2013-03-31 | $427,967 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-31 | $426,142 |
| Value of total assets at end of year | 2013-03-31 | $0 |
| Value of total assets at beginning of year | 2013-03-31 | $5,089,521 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $1,825 |
| Total interest from all sources | 2013-03-31 | $41 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-03-31 | No |
| Was this plan covered by a fidelity bond | 2013-03-31 | Yes |
| Value of fidelity bond cover | 2013-03-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-03-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2013-03-31 | No |
| Other income not declared elsewhere | 2013-03-31 | $-2,787 |
| Administrative expenses (other) incurred | 2013-03-31 | $975 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
| Value of net income/loss | 2013-03-31 | $-135,897 |
| Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $5,089,521 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-03-31 | No |
| Value of interest in pooled separate accounts at end of year | 2013-03-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2013-03-31 | $5,057,044 |
| Interest earned on other investments | 2013-03-31 | $41 |
| Value of interest in master investment trust accounts at end of year | 2013-03-31 | $0 |
| Value of interest in master investment trust accounts at beginning of year | 2013-03-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2013-03-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2013-03-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-03-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-03-31 | $29,781 |
| Net investment gain/loss from pooled separate accounts | 2013-03-31 | $294,816 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-03-31 | No |
| Employer contributions (assets) at end of year | 2013-03-31 | $0 |
| Employer contributions (assets) at beginning of year | 2013-03-31 | $2,696 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-03-31 | $426,142 |
| Contract administrator fees | 2013-03-31 | $850 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-03-31 | Yes |
| Did the plan have assets held for investment | 2013-03-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-03-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-03-31 | Disclaimer |
| Accountancy firm name | 2013-03-31 | SARTAIN FISCHBEIN & CO |
| Accountancy firm EIN | 2013-03-31 | 730604026 |
| 2012 : KEEN ENERGY SERVICES, LLC 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-12-31 | $1,728,617 |
| Total of all expenses incurred | 2012-12-31 | $1,528,166 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,517,132 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,068,948 |
| Value of total assets at end of year | 2012-12-31 | $5,089,521 |
| Value of total assets at beginning of year | 2012-12-31 | $4,889,070 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $11,034 |
| Total interest from all sources | 2012-12-31 | $315 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $784,787 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $14,426 |
| Administrative expenses (other) incurred | 2012-12-31 | $4,225 |
| Total non interest bearing cash at end of year | 2012-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $6,140 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $200,451 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $5,089,521 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,889,070 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $5,057,044 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $4,853,442 |
| Interest earned on other investments | 2012-12-31 | $315 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $29,781 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $28,555 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $659,354 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $269,735 |
| Employer contributions (assets) at end of year | 2012-12-31 | $2,696 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $933 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,517,132 |
| Contract administrator fees | 2012-12-31 | $6,809 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | SARTAIN FISCHBEIN & CO |
| Accountancy firm EIN | 2012-12-31 | 730604026 |
| 2011 : KEEN ENERGY SERVICES, LLC 401(K) PLAN 2011 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $836,580 |
| Total of all expenses incurred | 2011-12-31 | $2,024,685 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,996,154 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,046,779 |
| Value of total assets at end of year | 2011-12-31 | $4,889,070 |
| Value of total assets at beginning of year | 2011-12-31 | $6,077,175 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $28,531 |
| Total interest from all sources | 2011-12-31 | $315 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $836,121 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $40,648 |
| Administrative expenses (other) incurred | 2011-12-31 | $4,450 |
| Total non interest bearing cash at end of year | 2011-12-31 | $6,140 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $163,381 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-1,188,105 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,889,070 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,077,175 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $4,853,442 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $5,892,205 |
| Interest earned on other investments | 2011-12-31 | $315 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $28,555 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $17,070 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-210,514 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $170,010 |
| Employer contributions (assets) at end of year | 2011-12-31 | $933 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $4,519 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,996,154 |
| Contract administrator fees | 2011-12-31 | $24,081 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | WILSEY, MEYER, EATMON, TATE PLLC |
| Accountancy firm EIN | 2011-12-31 | 731556935 |
| 2010 : KEEN ENERGY SERVICES, LLC 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,092,265 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,403,934 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,369,654 |
| Value of total corrective distributions | 2010-12-31 | $6,832 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,359,697 |
| Value of total assets at end of year | 2010-12-31 | $6,077,175 |
| Value of total assets at beginning of year | 2010-12-31 | $5,388,844 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $27,448 |
| Total interest from all sources | 2010-12-31 | $1,027 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $937,206 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $471 |
| Other income not declared elsewhere | 2010-12-31 | $1,338 |
| Administrative expenses (other) incurred | 2010-12-31 | $4,665 |
| Total non interest bearing cash at end of year | 2010-12-31 | $163,381 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $21,272 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $688,331 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,077,175 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,388,844 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $5,892,205 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $5,317,111 |
| Interest earned on other investments | 2010-12-31 | $1,027 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $17,070 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $45,942 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $730,203 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $422,020 |
| Employer contributions (assets) at end of year | 2010-12-31 | $4,519 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $4,519 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,369,654 |
| Contract administrator fees | 2010-12-31 | $22,783 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | WILSEY, MEYER, EATMON, TATE PLLC |
| Accountancy firm EIN | 2010-12-31 | 731556935 |
