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E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 401k Plan overview

Plan NameE.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST
Plan identification number 001

E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
    SELECT distinct(Description) AS Description FROM 401k_benefit_codes LEFT JOIN 401k_benefit_code_description ON BenefitCode=Code COLLATE utf8_unicode_ci WHERE EIN='710011610' AND PlanID='001'

401k Sponsoring company profile

E. C. BARTON AND COMPANY has sponsored the creation of one or more 401k plans.

Company Name:E. C. BARTON AND COMPANY
Employer identification number (EIN):710011610
NAIC Classification:444110
NAIC Description:Home Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-11-01WILLIS TYLER
0012022-11-01
0012022-11-01WILLIS TYLER
0012021-11-01
0012021-11-01WILLIS TYLER
0012020-11-01
0012019-11-01
0012018-11-01
0012017-11-01
0012016-11-01GARY BEASLEY GARY BEASLEY2018-08-15
0012015-11-01GARY BEASLEY GARY BEASLEY2017-08-09
0012014-11-01TOM RAINWATER TOM RAINWATER2016-08-09
0012013-11-01TOM RAINWATER TOM RAINWATER2015-08-07
0012012-11-01TOM RAINWATER TOM RAINWATER2014-08-13
0012011-11-01TOM RAINWATER
0012009-11-01TOM RAINWATER
0012008-11-01
0012008-11-01

Financial Data on E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST

Measure Date Value
2023 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2023 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2023-10-31$-4,434,749
Total unrealized appreciation/depreciation of assets2023-10-31$-4,434,749
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-10-31$23,201,676
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-10-31$29,680,254
Expenses. Interest paid2023-10-31$1,723,662
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022023-10-31$1,723,662
Total income from all sources (including contributions)2023-10-31$18,734,553
Total loss/gain on sale of assets2023-10-31$0
Total of all expenses incurred2023-10-31$16,876,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-10-31$15,152,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-10-31$10,123,746
Value of total assets at end of year2023-10-31$167,015,531
Value of total assets at beginning of year2023-10-31$171,635,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-10-31$0
Total interest from all sources2023-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2023-10-31$13,045,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-10-31No
Was this plan covered by a fidelity bond2023-10-31Yes
Value of fidelity bond cover2023-10-31$1,000,000
If this is an individual account plan, was there a blackout period2023-10-31No
Were there any nonexempt tranactions with any party-in-interest2023-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2023-10-31$2,554
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2023-10-31$20,256
Total non interest bearing cash at end of year2023-10-31$1,008,026
Total non interest bearing cash at beginning of year2023-10-31$1,193,327
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-10-31No
Value of net income/loss2023-10-31$1,858,528
Value of net assets at end of year (total assets less liabilities)2023-10-31$143,813,855
Value of net assets at beginning of year (total assets less liabilities)2023-10-31$141,955,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-10-31No
Were any leases to which the plan was party in default or uncollectible2023-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-10-31No
Was there a failure to transmit to the plan any participant contributions2023-10-31No
Has the plan failed to provide any benefit when due under the plan2023-10-31No
Assets. Invements in employer securities at end of year2023-10-31$166,007,505
Assets. Invements in employer securities at beginning of year2023-10-31$170,442,254
Contributions received in cash from employer2023-10-31$10,123,746
Income. Dividends from common stock2023-10-31$13,045,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-10-31$15,152,363
Liabilities. Value of benefit claims payable at end of year2023-10-31$819,160
Liabilities. Value of benefit claims payable at beginning of year2023-10-31$932,301
Did the plan have assets held for investment2023-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-10-31No
Liabilities. Value of acquisition indebtedness at end of year2023-10-31$22,379,962
Liabilities. Value of acquisition indebtedness at beginning of year2023-10-31$28,727,697
Opinion of an independent qualified public accountant for this plan2023-10-31Unqualified
Accountancy firm name2023-10-31HCJ CPA'S & ADVISORS, PLLC
Accountancy firm EIN2023-10-31710650689
2022 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-11-01$-4,434,749
Total unrealized appreciation/depreciation of assets2022-11-01$-4,434,749
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-01$23,201,676
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-11-01$29,680,254
Total income from all sources (including contributions)2022-11-01$18,734,553
Total loss/gain on sale of assets2022-11-01$0
Total of all expenses incurred2022-11-01$16,876,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-11-01$15,152,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-11-01$10,123,746
Value of total assets at end of year2022-11-01$167,015,531
Value of total assets at beginning of year2022-11-01$171,635,581
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-11-01$0
Total interest from all sources2022-11-01$0
Total dividends received (eg from common stock, registered investment company shares)2022-11-01$13,045,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-11-01No
Was this plan covered by a fidelity bond2022-11-01Yes
Value of fidelity bond cover2022-11-01$1,000,000
If this is an individual account plan, was there a blackout period2022-11-01No
Were there any nonexempt tranactions with any party-in-interest2022-11-01No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-11-01$2,554
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-11-01$20,256
Total non interest bearing cash at end of year2022-11-01$1,008,026
Total non interest bearing cash at beginning of year2022-11-01$1,193,327
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-01No
Value of net income/loss2022-11-01$1,858,528
Value of net assets at end of year (total assets less liabilities)2022-11-01$143,813,855
Value of net assets at beginning of year (total assets less liabilities)2022-11-01$141,955,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-11-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-11-01No
Were any leases to which the plan was party in default or uncollectible2022-11-01No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-11-01No
Was there a failure to transmit to the plan any participant contributions2022-11-01No
Has the plan failed to provide any benefit when due under the plan2022-11-01No
Assets. Invements in employer securities at end of year2022-11-01$166,007,505
Assets. Invements in employer securities at beginning of year2022-11-01$170,442,254
Contributions received in cash from employer2022-11-01$10,123,746
Income. Dividends from common stock2022-11-01$13,045,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-11-01$15,152,363
Liabilities. Value of benefit claims payable at end of year2022-11-01$819,160
Liabilities. Value of benefit claims payable at beginning of year2022-11-01$932,301
Did the plan have assets held for investment2022-11-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-11-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-11-01No
Liabilities. Value of acquisition indebtedness at end of year2022-11-01$22,379,962
Liabilities. Value of acquisition indebtedness at beginning of year2022-11-01$28,727,697
Opinion of an independent qualified public accountant for this plan2022-11-011
Accountancy firm name2022-11-01HCJ CPA'S & ADVISORS, PLLC
Accountancy firm EIN2022-11-01710650689
Unrealized appreciation/depreciation of other (non real estate) assets2022-10-31$1,250,098
Total unrealized appreciation/depreciation of assets2022-10-31$1,250,098
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$29,680,254
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-31$17,153,848
Expenses. Interest paid2022-10-31$1,721,209
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-10-31$1,721,209
Total income from all sources (including contributions)2022-10-31$23,107,051
Total loss/gain on sale of assets2022-10-31$0
Total of all expenses incurred2022-10-31$15,839,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-10-31$14,118,435
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-10-31$9,247,480
Value of total assets at end of year2022-10-31$171,635,581
Value of total assets at beginning of year2022-10-31$151,841,768
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-10-31$0
Total interest from all sources2022-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-10-31$12,609,473
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-10-31No
Was this plan covered by a fidelity bond2022-10-31Yes
Value of fidelity bond cover2022-10-31$1,000,000
If this is an individual account plan, was there a blackout period2022-10-31No
Were there any nonexempt tranactions with any party-in-interest2022-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-10-31$20,256
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-10-31$82,570
Total non interest bearing cash at end of year2022-10-31$1,193,327
Total non interest bearing cash at beginning of year2022-10-31$440,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Value of net income/loss2022-10-31$7,267,407
Value of net assets at end of year (total assets less liabilities)2022-10-31$141,955,327
Value of net assets at beginning of year (total assets less liabilities)2022-10-31$134,687,920
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-10-31No
Were any leases to which the plan was party in default or uncollectible2022-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-10-31Yes
Was there a failure to transmit to the plan any participant contributions2022-10-31No
Has the plan failed to provide any benefit when due under the plan2022-10-31No
Assets. Invements in employer securities at end of year2022-10-31$170,442,254
Assets. Invements in employer securities at beginning of year2022-10-31$151,400,772
Contributions received in cash from employer2022-10-31$9,247,480
Income. Dividends from common stock2022-10-31$12,609,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-10-31$14,118,435
Liabilities. Value of benefit claims payable at end of year2022-10-31$932,301
Liabilities. Value of benefit claims payable at beginning of year2022-10-31$146,535
Did the plan have assets held for investment2022-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-10-31No
Liabilities. Value of acquisition indebtedness at end of year2022-10-31$28,727,697
Liabilities. Value of acquisition indebtedness at beginning of year2022-10-31$16,924,743
Opinion of an independent qualified public accountant for this plan2022-10-31Unqualified
Accountancy firm name2022-10-31HCJ CPA'S & ADVISORS, PLLC
Accountancy firm EIN2022-10-31710650689
2021 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-10-31$20,588,387
Total unrealized appreciation/depreciation of assets2021-10-31$20,588,387
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-31$17,153,849
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-10-31$21,061,308
Expenses. Interest paid2021-10-31$1,234,476
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-10-31$1,234,476
Total income from all sources (including contributions)2021-10-31$36,872,112
Total loss/gain on sale of assets2021-10-31$0
Total of all expenses incurred2021-10-31$12,468,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-10-31$11,234,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-10-31$8,551,495
Value of total assets at end of year2021-10-31$151,841,769
Value of total assets at beginning of year2021-10-31$131,345,726
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-10-31$0
Total interest from all sources2021-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-10-31$7,732,230
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-10-31No
Was this plan covered by a fidelity bond2021-10-31Yes
Value of fidelity bond cover2021-10-31$1,000,000
If this is an individual account plan, was there a blackout period2021-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-10-31$0
Were there any nonexempt tranactions with any party-in-interest2021-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-10-31$82,570
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-10-31$63,458
Total non interest bearing cash at end of year2021-10-31$440,996
Total non interest bearing cash at beginning of year2021-10-31$533,340
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-31No
Value of net income/loss2021-10-31$24,403,502
Value of net assets at end of year (total assets less liabilities)2021-10-31$134,687,920
Value of net assets at beginning of year (total assets less liabilities)2021-10-31$110,284,418
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-10-31No
Were any leases to which the plan was party in default or uncollectible2021-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-10-31No
Was there a failure to transmit to the plan any participant contributions2021-10-31No
Has the plan failed to provide any benefit when due under the plan2021-10-31No
Assets. Invements in employer securities at end of year2021-10-31$151,400,773
Assets. Invements in employer securities at beginning of year2021-10-31$130,812,386
Contributions received in cash from employer2021-10-31$8,551,495
Income. Dividends from common stock2021-10-31$7,732,230
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-10-31$11,234,134
Liabilities. Value of benefit claims payable at end of year2021-10-31$146,536
Liabilities. Value of benefit claims payable at beginning of year2021-10-31$423,246
Did the plan have assets held for investment2021-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-10-31No
Liabilities. Value of acquisition indebtedness at end of year2021-10-31$16,924,743
Liabilities. Value of acquisition indebtedness at beginning of year2021-10-31$20,574,604
Opinion of an independent qualified public accountant for this plan2021-10-31Unqualified
Accountancy firm name2021-10-31HCJ CPA'S & ADVISORS, PLLC
Accountancy firm EIN2021-10-31710650689
2020 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-10-31$13,240,120
Total unrealized appreciation/depreciation of assets2020-10-31$13,240,120
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-10-31$21,061,308
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-10-31$24,740,996
Expenses. Interest paid2020-10-31$1,441,072
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-10-31$1,441,072
Total income from all sources (including contributions)2020-10-31$29,433,965
Total loss/gain on sale of assets2020-10-31$0
Total of all expenses incurred2020-10-31$12,853,291
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-10-31$11,412,219
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-10-31$7,918,770
Value of total assets at end of year2020-10-31$131,345,726
Value of total assets at beginning of year2020-10-31$118,444,740
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-10-31$0
Total interest from all sources2020-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-10-31$8,275,075
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-10-31No
Was this plan covered by a fidelity bond2020-10-31Yes
Value of fidelity bond cover2020-10-31$1,000,000
If this is an individual account plan, was there a blackout period2020-10-31No
Were there any nonexempt tranactions with any party-in-interest2020-10-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-10-31$10,270
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-10-31$63,458
Liabilities. Value of operating payables at beginning of year2020-10-31$378
Total non interest bearing cash at end of year2020-10-31$533,340
Total non interest bearing cash at beginning of year2020-10-31$862,204
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-10-31No
Value of net income/loss2020-10-31$16,580,674
Value of net assets at end of year (total assets less liabilities)2020-10-31$110,284,418
Value of net assets at beginning of year (total assets less liabilities)2020-10-31$93,703,744
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-10-31No
Were any leases to which the plan was party in default or uncollectible2020-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-10-31No
Was there a failure to transmit to the plan any participant contributions2020-10-31No
Has the plan failed to provide any benefit when due under the plan2020-10-31No
Assets. Invements in employer securities at end of year2020-10-31$130,812,386
Assets. Invements in employer securities at beginning of year2020-10-31$117,572,266
Contributions received in cash from employer2020-10-31$7,918,770
Income. Dividends from common stock2020-10-31$8,275,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-10-31$11,412,219
Liabilities. Value of benefit claims payable at end of year2020-10-31$423,246
Liabilities. Value of benefit claims payable at beginning of year2020-10-31$722,749
Did the plan have assets held for investment2020-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-10-31No
Liabilities. Value of acquisition indebtedness at end of year2020-10-31$20,574,604
Liabilities. Value of acquisition indebtedness at beginning of year2020-10-31$24,017,869
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-10-31No
Opinion of an independent qualified public accountant for this plan2020-10-31Unqualified
Accountancy firm name2020-10-31HCJ CPA'S & ADVISORS, PLLC
Accountancy firm EIN2020-10-31710650689
2019 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-10-31$-3,773,434
Total unrealized appreciation/depreciation of assets2019-10-31$-3,773,434
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$24,747,386
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-10-31$28,061,710
Expenses. Interest paid2019-10-31$1,635,974
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-10-31$1,635,974
Total income from all sources (including contributions)2019-10-31$11,970,787
Total loss/gain on sale of assets2019-10-31$0
Total of all expenses incurred2019-10-31$12,357,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-10-31$10,721,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-10-31$7,402,946
Value of total assets at end of year2019-10-31$118,444,740
Value of total assets at beginning of year2019-10-31$122,146,086
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-10-31$0
Total interest from all sources2019-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-10-31$8,341,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-10-31No
Was this plan covered by a fidelity bond2019-10-31Yes
Value of fidelity bond cover2019-10-31$1,000,000
If this is an individual account plan, was there a blackout period2019-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-10-31$0
Were there any nonexempt tranactions with any party-in-interest2019-10-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-10-31$10,270
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-10-31$49,614
Liabilities. Value of operating payables at end of year2019-10-31$378
Liabilities. Value of operating payables at beginning of year2019-10-31$385
Total non interest bearing cash at end of year2019-10-31$862,204
Total non interest bearing cash at beginning of year2019-10-31$800,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Value of net income/loss2019-10-31$-387,022
Value of net assets at end of year (total assets less liabilities)2019-10-31$93,697,354
Value of net assets at beginning of year (total assets less liabilities)2019-10-31$94,084,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-10-31No
Were any leases to which the plan was party in default or uncollectible2019-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-10-31No
Was there a failure to transmit to the plan any participant contributions2019-10-31No
Has the plan failed to provide any benefit when due under the plan2019-10-31No
Assets. Invements in employer securities at end of year2019-10-31$117,572,266
Assets. Invements in employer securities at beginning of year2019-10-31$121,345,700
Contributions received in cash from employer2019-10-31$7,402,946
Income. Dividends from common stock2019-10-31$8,341,275
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-10-31$10,721,835
Liabilities. Value of benefit claims payable at end of year2019-10-31$729,139
Liabilities. Value of benefit claims payable at beginning of year2019-10-31$745,480
Did the plan have assets held for investment2019-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-10-31No
Liabilities. Value of acquisition indebtedness at end of year2019-10-31$24,017,869
Liabilities. Value of acquisition indebtedness at beginning of year2019-10-31$27,266,231
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-10-31No
Opinion of an independent qualified public accountant for this plan2019-10-31Unqualified
Accountancy firm name2019-10-31JONES & COMPANY
Accountancy firm EIN2019-10-31710629531
2018 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-10-31$397,204
Total unrealized appreciation/depreciation of assets2018-10-31$397,204
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$28,061,710
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-10-31$30,497,458
Expenses. Interest paid2018-10-31$1,819,843
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-10-31$1,819,843
Total income from all sources (including contributions)2018-10-31$14,242,153
Total loss/gain on sale of assets2018-10-31$0
Total of all expenses incurred2018-10-31$10,751,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-10-31$8,931,865
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-10-31$7,297,710
Value of total assets at end of year2018-10-31$122,146,086
Value of total assets at beginning of year2018-10-31$121,091,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-10-31$0
Total interest from all sources2018-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-10-31$6,547,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-10-31No
Was this plan covered by a fidelity bond2018-10-31Yes
Value of fidelity bond cover2018-10-31$1,000,000
If this is an individual account plan, was there a blackout period2018-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-10-31$0
Were there any nonexempt tranactions with any party-in-interest2018-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-10-31$49,614
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-10-31$52,227
Liabilities. Value of operating payables at end of year2018-10-31$385
Liabilities. Value of operating payables at beginning of year2018-10-31$385
Total non interest bearing cash at end of year2018-10-31$800,386
Total non interest bearing cash at beginning of year2018-10-31$142,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Value of net income/loss2018-10-31$3,490,445
Value of net assets at end of year (total assets less liabilities)2018-10-31$94,084,376
Value of net assets at beginning of year (total assets less liabilities)2018-10-31$90,593,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-10-31No
Were any leases to which the plan was party in default or uncollectible2018-10-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-10-31No
Was there a failure to transmit to the plan any participant contributions2018-10-31No
Has the plan failed to provide any benefit when due under the plan2018-10-31No
Assets. Invements in employer securities at end of year2018-10-31$121,345,700
Assets. Invements in employer securities at beginning of year2018-10-31$120,948,496
Contributions received in cash from employer2018-10-31$7,297,710
Income. Dividends from common stock2018-10-31$6,547,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-10-31$8,931,865
Liabilities. Value of benefit claims payable at end of year2018-10-31$745,480
Liabilities. Value of benefit claims payable at beginning of year2018-10-31$114,121
Did the plan have assets held for investment2018-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-10-31No
Liabilities. Value of acquisition indebtedness at end of year2018-10-31$27,266,231
Liabilities. Value of acquisition indebtedness at beginning of year2018-10-31$30,330,725
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-10-31No
Opinion of an independent qualified public accountant for this plan2018-10-31Unqualified
Accountancy firm name2018-10-31JONES & COMPANY
Accountancy firm EIN2018-10-31710629531
2017 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-10-31$28,135,255
Total unrealized appreciation/depreciation of assets2017-10-31$28,135,255
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$30,497,458
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-10-31$33,309,073
Expenses. Interest paid2017-10-31$1,993,305
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-10-31$1,993,305
Total income from all sources (including contributions)2017-10-31$38,733,473
Total loss/gain on sale of assets2017-10-31$0
Total of all expenses incurred2017-10-31$7,739,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-10-31$5,746,436
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-10-31$7,089,587
Value of total assets at end of year2017-10-31$121,091,389
Value of total assets at beginning of year2017-10-31$92,909,272
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-10-31$0
Total interest from all sources2017-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-10-31$3,508,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-10-31No
Was this plan covered by a fidelity bond2017-10-31Yes
Value of fidelity bond cover2017-10-31$1,000,000
If this is an individual account plan, was there a blackout period2017-10-31No
Were there any nonexempt tranactions with any party-in-interest2017-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-10-31$52,227
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-10-31$28,109
Liabilities. Value of operating payables at end of year2017-10-31$385
Liabilities. Value of operating payables at beginning of year2017-10-31$385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Value of net income/loss2017-10-31$30,993,732
Value of net assets at end of year (total assets less liabilities)2017-10-31$90,593,931
Value of net assets at beginning of year (total assets less liabilities)2017-10-31$59,600,199
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-10-31No
Were any leases to which the plan was party in default or uncollectible2017-10-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-10-31$142,893
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-10-31$96,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-10-31$96,031
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-10-31No
Was there a failure to transmit to the plan any participant contributions2017-10-31No
Has the plan failed to provide any benefit when due under the plan2017-10-31No
Assets. Invements in employer securities at end of year2017-10-31$120,948,496
Assets. Invements in employer securities at beginning of year2017-10-31$92,813,241
Contributions received in cash from employer2017-10-31$7,089,587
Income. Dividends from common stock2017-10-31$3,508,631
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-10-31$5,746,436
Liabilities. Value of benefit claims payable at end of year2017-10-31$114,121
Liabilities. Value of benefit claims payable at beginning of year2017-10-31$58,823
Did the plan have assets held for investment2017-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-10-31No
Liabilities. Value of acquisition indebtedness at end of year2017-10-31$30,330,725
Liabilities. Value of acquisition indebtedness at beginning of year2017-10-31$33,221,756
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-10-31No
Opinion of an independent qualified public accountant for this plan2017-10-31Unqualified
Accountancy firm name2017-10-31JONES & COMPANY
Accountancy firm EIN2017-10-31710629531
2016 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-10-31$19,992,581
Total unrealized appreciation/depreciation of assets2016-10-31$19,992,581
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$33,309,073
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$36,030,114
Expenses. Interest paid2016-10-31$2,156,948
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-10-31$2,156,948
Total income from all sources (including contributions)2016-10-31$29,559,777
Total loss/gain on sale of assets2016-10-31$0
Total of all expenses incurred2016-10-31$6,852,575
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-31$4,695,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-31$6,541,829
Value of total assets at end of year2016-10-31$92,908,286
Value of total assets at beginning of year2016-10-31$72,922,125
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-31$0
Total interest from all sources2016-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-10-31$3,025,367
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-10-31No
Was this plan covered by a fidelity bond2016-10-31Yes
Value of fidelity bond cover2016-10-31$1,000,000
If this is an individual account plan, was there a blackout period2016-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-31$0
Were there any nonexempt tranactions with any party-in-interest2016-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-10-31$28,109
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-10-31$30,969
Liabilities. Value of operating payables at end of year2016-10-31$385
Liabilities. Value of operating payables at beginning of year2016-10-31$385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Value of net income/loss2016-10-31$22,707,202
Value of net assets at end of year (total assets less liabilities)2016-10-31$59,599,213
Value of net assets at beginning of year (total assets less liabilities)2016-10-31$36,892,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-31No
Were any leases to which the plan was party in default or uncollectible2016-10-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-10-31$95,045
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-10-31$101,465
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-10-31$101,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-31No
Was there a failure to transmit to the plan any participant contributions2016-10-31No
Has the plan failed to provide any benefit when due under the plan2016-10-31No
Assets. Invements in employer securities at end of year2016-10-31$92,813,241
Assets. Invements in employer securities at beginning of year2016-10-31$72,820,660
Contributions received in cash from employer2016-10-31$6,541,829
Income. Dividends from common stock2016-10-31$3,025,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-10-31$4,695,627
Liabilities. Value of benefit claims payable at end of year2016-10-31$58,823
Liabilities. Value of benefit claims payable at beginning of year2016-10-31$49,615
Did the plan have assets held for investment2016-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-31No
Liabilities. Value of acquisition indebtedness at end of year2016-10-31$33,221,756
Liabilities. Value of acquisition indebtedness at beginning of year2016-10-31$35,949,145
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-31No
Opinion of an independent qualified public accountant for this plan2016-10-31Unqualified
Accountancy firm name2016-10-31JONES & COMPANY
Accountancy firm EIN2016-10-31710629531
2015 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-10-31$12,975,318
Total unrealized appreciation/depreciation of assets2015-10-31$12,975,318
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$36,030,114
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-31$39,025,397
Expenses. Interest paid2015-10-31$2,338,038
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-10-31$2,338,038
Total income from all sources (including contributions)2015-10-31$21,752,150
Total loss/gain on sale of assets2015-10-31$0
Total of all expenses incurred2015-10-31$5,680,553
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-10-31$3,342,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-10-31$6,274,449
Value of total assets at end of year2015-10-31$72,922,125
Value of total assets at beginning of year2015-10-31$59,845,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-10-31$0
Total interest from all sources2015-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-10-31$2,502,383
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-10-31No
Was this plan covered by a fidelity bond2015-10-31Yes
Value of fidelity bond cover2015-10-31$1,000,000
If this is an individual account plan, was there a blackout period2015-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-10-31$0
Were there any nonexempt tranactions with any party-in-interest2015-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-10-31$30,969
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-10-31$36,103
Liabilities. Value of operating payables at end of year2015-10-31$385
Liabilities. Value of operating payables at beginning of year2015-10-31$385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Value of net income/loss2015-10-31$16,071,597
Value of net assets at end of year (total assets less liabilities)2015-10-31$36,892,011
Value of net assets at beginning of year (total assets less liabilities)2015-10-31$20,820,414
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-10-31No
Were any leases to which the plan was party in default or uncollectible2015-10-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-10-31$101,465
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-10-31$469
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-10-31$469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-10-31No
Was there a failure to transmit to the plan any participant contributions2015-10-31No
Has the plan failed to provide any benefit when due under the plan2015-10-31No
Assets. Invements in employer securities at end of year2015-10-31$72,820,660
Assets. Invements in employer securities at beginning of year2015-10-31$59,845,342
Contributions received in cash from employer2015-10-31$6,274,449
Income. Dividends from common stock2015-10-31$2,502,383
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-10-31$3,342,515
Liabilities. Value of benefit claims payable at end of year2015-10-31$49,615
Liabilities. Value of benefit claims payable at beginning of year2015-10-31$21,604
Did the plan have assets held for investment2015-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-10-31No
Liabilities. Value of acquisition indebtedness at end of year2015-10-31$35,949,145
Liabilities. Value of acquisition indebtedness at beginning of year2015-10-31$38,967,305
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-10-31No
Opinion of an independent qualified public accountant for this plan2015-10-31Unqualified
Accountancy firm name2015-10-31JONES & COMPANY
Accountancy firm EIN2015-10-31710629531
2014 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-10-31$-2,383,222
Total unrealized appreciation/depreciation of assets2014-10-31$-2,383,222
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$39,025,397
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-10-31$41,882,222
Expenses. Interest paid2014-10-31$2,508,878
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-10-31$2,508,878
Total income from all sources (including contributions)2014-10-31$7,005,755
Total loss/gain on sale of assets2014-10-31$0
Total of all expenses incurred2014-10-31$6,532,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-10-31$4,023,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-10-31$6,264,308
Value of total assets at end of year2014-10-31$59,845,811
Value of total assets at beginning of year2014-10-31$62,229,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-10-31$0
Total interest from all sources2014-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-10-31$3,124,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-10-31No
Was this plan covered by a fidelity bond2014-10-31Yes
Value of fidelity bond cover2014-10-31$1,000,000
If this is an individual account plan, was there a blackout period2014-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-10-31$0
Were there any nonexempt tranactions with any party-in-interest2014-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-10-31$39,003,408
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-10-31$41,826,007
Liabilities. Value of operating payables at end of year2014-10-31$385
Liabilities. Value of operating payables at beginning of year2014-10-31$385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Value of net income/loss2014-10-31$473,542
Value of net assets at end of year (total assets less liabilities)2014-10-31$20,820,414
Value of net assets at beginning of year (total assets less liabilities)2014-10-31$20,346,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-10-31No
Were any leases to which the plan was party in default or uncollectible2014-10-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-10-31$469
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-10-31$530
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-10-31$530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-10-31No
Was there a failure to transmit to the plan any participant contributions2014-10-31No
Has the plan failed to provide any benefit when due under the plan2014-10-31No
Assets. Invements in employer securities at end of year2014-10-31$59,845,342
Assets. Invements in employer securities at beginning of year2014-10-31$62,228,564
Contributions received in cash from employer2014-10-31$6,264,308
Income. Dividends from common stock2014-10-31$3,124,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-10-31$4,023,335
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-10-31No
Liabilities. Value of benefit claims payable at end of year2014-10-31$21,604
Liabilities. Value of benefit claims payable at beginning of year2014-10-31$55,830
Did the plan have assets held for investment2014-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-10-31No
Opinion of an independent qualified public accountant for this plan2014-10-31Unqualified
Accountancy firm name2014-10-31JONES & COMPANY
Accountancy firm EIN2014-10-31710629531
2013 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-10-31$-1,903,311
Total unrealized appreciation/depreciation of assets2013-10-31$-1,903,311
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$41,882,091
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-10-31$45,313,981
Expenses. Interest paid2013-10-31$2,712,047
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-10-31$2,712,047
Total income from all sources (including contributions)2013-10-31$7,374,560
Total loss/gain on sale of assets2013-10-31$0
Total of all expenses incurred2013-10-31$5,845,863
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-10-31$3,133,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-10-31$6,265,744
Value of total assets at end of year2013-10-31$62,228,964
Value of total assets at beginning of year2013-10-31$64,132,158
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-10-31$0
Total interest from all sources2013-10-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-10-31$3,012,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-10-31No
Was this plan covered by a fidelity bond2013-10-31Yes
Value of fidelity bond cover2013-10-31$1,000,000
If this is an individual account plan, was there a blackout period2013-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-10-31$0
Were there any nonexempt tranactions with any party-in-interest2013-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-10-31$41,853,006
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-10-31$45,170,480
Liabilities. Value of operating payables at end of year2013-10-31$385
Liabilities. Value of operating payables at beginning of year2013-10-31$384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Value of net income/loss2013-10-31$1,528,697
Value of net assets at end of year (total assets less liabilities)2013-10-31$20,346,873
Value of net assets at beginning of year (total assets less liabilities)2013-10-31$18,818,177
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-10-31No
Were any leases to which the plan was party in default or uncollectible2013-10-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-10-31$400
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-10-31$283
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-10-31$283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-10-31No
Was there a failure to transmit to the plan any participant contributions2013-10-31No
Has the plan failed to provide any benefit when due under the plan2013-10-31No
Assets. Invements in employer securities at end of year2013-10-31$62,228,564
Assets. Invements in employer securities at beginning of year2013-10-31$64,131,875
Contributions received in cash from employer2013-10-31$6,265,744
Income. Dividends from common stock2013-10-31$3,012,127
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-10-31$3,133,816
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-10-31No
Liabilities. Value of benefit claims payable at end of year2013-10-31$28,700
Liabilities. Value of benefit claims payable at beginning of year2013-10-31$143,117
Did the plan have assets held for investment2013-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-10-31No
Opinion of an independent qualified public accountant for this plan2013-10-31Unqualified
Accountancy firm name2013-10-31JONES & COMPANY
Accountancy firm EIN2013-10-31710629531
2012 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-10-31$-1,679,081
Total unrealized appreciation/depreciation of assets2012-10-31$-1,679,081
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$45,313,981
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-10-31$48,284,977
Expenses. Interest paid2012-10-31$2,910,947
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-10-31$2,910,947
Total income from all sources (including contributions)2012-10-31$7,441,368
Total of all expenses incurred2012-10-31$6,149,322
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-10-31$3,238,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-10-31$6,578,346
Value of total assets at end of year2012-10-31$64,132,158
Value of total assets at beginning of year2012-10-31$65,811,108
Total dividends received (eg from common stock, registered investment company shares)2012-10-31$2,542,103
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-10-31No
Was this plan covered by a fidelity bond2012-10-31Yes
Value of fidelity bond cover2012-10-31$1,000,000
If this is an individual account plan, was there a blackout period2012-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-10-31$0
Were there any nonexempt tranactions with any party-in-interest2012-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-10-31$45,170,480
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-10-31$48,271,481
Liabilities. Value of operating payables at end of year2012-10-31$384
Liabilities. Value of operating payables at beginning of year2012-10-31$384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Value of net income/loss2012-10-31$1,292,046
Value of net assets at end of year (total assets less liabilities)2012-10-31$18,818,177
Value of net assets at beginning of year (total assets less liabilities)2012-10-31$17,526,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-10-31No
Were any leases to which the plan was party in default or uncollectible2012-10-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-10-31$283
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-10-31$153
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-10-31$153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-10-31No
Was there a failure to transmit to the plan any participant contributions2012-10-31No
Has the plan failed to provide any benefit when due under the plan2012-10-31No
Assets. Invements in employer securities at end of year2012-10-31$64,131,875
Assets. Invements in employer securities at beginning of year2012-10-31$65,810,955
Contributions received in cash from employer2012-10-31$6,578,346
Income. Dividends from common stock2012-10-31$2,542,103
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-10-31$3,238,375
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-10-31No
Liabilities. Value of benefit claims payable at end of year2012-10-31$143,117
Liabilities. Value of benefit claims payable at beginning of year2012-10-31$13,112
Did the plan have assets held for investment2012-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-10-31No
Opinion of an independent qualified public accountant for this plan2012-10-31Unqualified
Accountancy firm name2012-10-31JONES & COMPANY
Accountancy firm EIN2012-10-31710629531
2011 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-10-31$-6,016,018
Total unrealized appreciation/depreciation of assets2011-10-31$-6,016,018
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$48,284,977
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-10-31$51,325,953
Expenses. Interest paid2011-10-31$3,094,282
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-10-31$3,094,282
Total income from all sources (including contributions)2011-10-31$3,536,105
Total of all expenses incurred2011-10-31$6,511,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-10-31$3,416,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-10-31$6,857,759
Value of total assets at end of year2011-10-31$65,811,108
Value of total assets at beginning of year2011-10-31$71,827,208
Total dividends received (eg from common stock, registered investment company shares)2011-10-31$2,694,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-10-31No
Was this plan covered by a fidelity bond2011-10-31Yes
Value of fidelity bond cover2011-10-31$1,000,000
If this is an individual account plan, was there a blackout period2011-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-31$0
Were there any nonexempt tranactions with any party-in-interest2011-10-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-10-31$48,271,481
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-10-31$51,237,513
Liabilities. Value of operating payables at end of year2011-10-31$384
Liabilities. Value of operating payables at beginning of year2011-10-31$384
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Value of net income/loss2011-10-31$-2,975,124
Value of net assets at end of year (total assets less liabilities)2011-10-31$17,526,131
Value of net assets at beginning of year (total assets less liabilities)2011-10-31$20,501,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-10-31No
Were any leases to which the plan was party in default or uncollectible2011-10-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-10-31$153
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-10-31$235
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-10-31$235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-10-31No
Was there a failure to transmit to the plan any participant contributions2011-10-31No
Has the plan failed to provide any benefit when due under the plan2011-10-31No
Assets. Invements in employer securities at end of year2011-10-31$65,810,955
Assets. Invements in employer securities at beginning of year2011-10-31$71,826,973
Contributions received in cash from employer2011-10-31$6,857,759
Income. Dividends from common stock2011-10-31$2,694,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-10-31$3,416,947
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-10-31No
Liabilities. Value of benefit claims payable at end of year2011-10-31$13,112
Liabilities. Value of benefit claims payable at beginning of year2011-10-31$88,056
Did the plan have assets held for investment2011-10-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-10-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-10-31No
Opinion of an independent qualified public accountant for this plan2011-10-31Unqualified
Accountancy firm name2011-10-31JONES & COMPANY
Accountancy firm EIN2011-10-31710629531
2010 : E.C. BARTON & COMPANY EMPLOYEE STOCK OWNERSHIP PLAN & TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-10-31$0

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