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SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameSIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SIMMONS FIRST NATIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:SIMMONS FIRST NATIONAL CORPORATION
Employer identification number (EIN):710407808
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about SIMMONS FIRST NATIONAL CORPORATION

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2017-06-27
Company Identification Number: 0802758380
Legal Registered Office Address: PO BOX 7009

PINE BLUFF
United States of America (USA)
71611

More information about SIMMONS FIRST NATIONAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01GREG GOUGH GREG GOUGH2017-10-16
0022015-01-01GREG GOUGH GREG GOUGH2016-10-16
0022014-01-01SHERYL ASHER SHERYL ASHER2015-10-15
0022013-01-01SHARON BURDINE
0022012-01-01SHARON BURDINE
0022011-01-01SHARON BURDINE
0022010-01-01SHARON BURDINE
0022009-01-01SHARON BURDINE

Plan Statistics for SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,359
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,607
Total number of active participants reported on line 7a of the Form 55002015-01-012,082
Number of retired or separated participants receiving benefits2015-01-0182
Number of other retired or separated participants entitled to future benefits2015-01-01186
Total of all active and inactive participants2015-01-012,350
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-019
Total participants2015-01-012,359
Number of participants with account balances2015-01-012,027
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0179
2014: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,617
Total number of active participants reported on line 7a of the Form 55002014-01-011,419
Number of retired or separated participants receiving benefits2014-01-0156
Number of other retired or separated participants entitled to future benefits2014-01-01127
Total of all active and inactive participants2014-01-011,602
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-011,604
Number of participants with account balances2014-01-011,426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0157
2013: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,219
Total number of active participants reported on line 7a of the Form 55002013-01-011,481
Number of retired or separated participants receiving benefits2013-01-0152
Number of other retired or separated participants entitled to future benefits2013-01-0183
Total of all active and inactive participants2013-01-011,616
Total participants2013-01-011,616
Number of participants with account balances2013-01-011,153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0146
2012: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,257
Total number of active participants reported on line 7a of the Form 55002012-01-011,112
Number of retired or separated participants receiving benefits2012-01-0145
Number of other retired or separated participants entitled to future benefits2012-01-0161
Total of all active and inactive participants2012-01-011,218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,219
Number of participants with account balances2012-01-011,120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0137
2011: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,157
Total number of active participants reported on line 7a of the Form 55002011-01-011,162
Number of retired or separated participants receiving benefits2011-01-0124
Number of other retired or separated participants entitled to future benefits2011-01-0169
Total of all active and inactive participants2011-01-011,255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-011,257
Number of participants with account balances2011-01-011,130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0149
2010: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,276
Total number of active participants reported on line 7a of the Form 55002010-01-011,064
Number of retired or separated participants receiving benefits2010-01-0130
Number of other retired or separated participants entitled to future benefits2010-01-0161
Total of all active and inactive participants2010-01-011,155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-012
Total participants2010-01-011,157
Number of participants with account balances2010-01-011,095
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0159
2009: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,233
Total number of active participants reported on line 7a of the Form 55002009-01-011,179
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-0189
Total of all active and inactive participants2009-01-011,274
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-011,276
Number of participants with account balances2009-01-011,138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0146

Financial Data on SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2016 : SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$9,306,022
Total unrealized appreciation/depreciation of assets2016-12-31$9,306,022
Total transfer of assets from this plan2016-12-31$74,365,607
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,872
Total income from all sources (including contributions)2016-12-31$10,628,764
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$9,654,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$9,654,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$0
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$73,393,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$114,153
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,208,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$2,208,718
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$236,253
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$1,872
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$15,295
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$974,249
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$73,391,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,244,334
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$8,564,414
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$8,564,414
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$114,153
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$1,398,753
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$45,606,080
Contributions received in cash from employer2016-12-31$0
Income. Dividends from common stock2016-12-31$1,208,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$9,654,515
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$2,119,383
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BKD, LLP
Accountancy firm EIN2016-12-31440160260
2015 : SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$8,722,275
Total unrealized appreciation/depreciation of assets2015-12-31$8,722,275
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,872
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$15,187,295
Total of all expenses incurred2015-12-31$9,577,125
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,577,125
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,100,000
Value of total assets at end of year2015-12-31$73,393,230
Value of total assets at beginning of year2015-12-31$67,781,188
Total interest from all sources2015-12-31$71,400
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,293,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$2,208,718
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$2,111,488
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$236,253
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$237,266
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$1,872
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$15,295
Total non interest bearing cash at beginning of year2015-12-31$6,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$5,610,170
Value of net assets at end of year (total assets less liabilities)2015-12-31$73,391,358
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$67,781,188
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,244,334
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$16,578,156
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$8,564,414
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$8,185,939
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$8,185,939
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$71,400
Asset value of US Government securities at end of year2015-12-31$1,398,753
Asset value of US Government securities at beginning of year2015-12-31$399,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$45,606,080
Assets. Invements in employer securities at beginning of year2015-12-31$40,031,939
Contributions received in cash from employer2015-12-31$5,100,000
Income. Dividends from common stock2015-12-31$1,293,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,577,125
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$2,119,383
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$229,813
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BKD, LLP
Accountancy firm EIN2015-12-31440160260
2014 : SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$3,753,318
Total unrealized appreciation/depreciation of assets2014-12-31$3,753,318
Total income from all sources (including contributions)2014-12-31$8,835,003
Total of all expenses incurred2014-12-31$9,257,618
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,257,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,659,000
Value of total assets at end of year2014-12-31$67,781,188
Value of total assets at beginning of year2014-12-31$68,203,803
Total interest from all sources2014-12-31$27,601
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,395,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$2,111,488
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$2,324,981
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$237,266
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$257,415
Total non interest bearing cash at end of year2014-12-31$6,799
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-422,615
Value of net assets at end of year (total assets less liabilities)2014-12-31$67,781,188
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$68,203,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$16,578,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$16,960,392
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$8,185,939
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$9,357,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$9,357,087
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$27,601
Asset value of US Government securities at end of year2014-12-31$399,788
Asset value of US Government securities at beginning of year2014-12-31$133,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$40,031,939
Assets. Invements in employer securities at beginning of year2014-12-31$38,755,112
Contributions received in cash from employer2014-12-31$3,659,000
Income. Dividends from common stock2014-12-31$1,395,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,257,618
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$229,813
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$415,646
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BKD, LLP
Accountancy firm EIN2014-12-31440160260
2013 : SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$14,947,443
Total unrealized appreciation/depreciation of assets2013-12-31$14,947,443
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$934,102
Total income from all sources (including contributions)2013-12-31$19,334,335
Total of all expenses incurred2013-12-31$4,695,308
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,695,308
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,076,200
Value of total assets at end of year2013-12-31$68,203,803
Value of total assets at beginning of year2013-12-31$54,498,878
Total interest from all sources2013-12-31$4,656
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,306,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2013-12-310
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$2,324,981
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,611,046
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$257,415
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$36,862
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$934,102
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$14,639,027
Value of net assets at end of year (total assets less liabilities)2013-12-31$68,203,803
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$53,564,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$16,960,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,637,156
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$11,881,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$9,357,087
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$6,466,078
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$6,466,078
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$4,656
Asset value of US Government securities at end of year2013-12-31$133,170
Asset value of US Government securities at beginning of year2013-12-31$171,678
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$38,755,112
Assets. Invements in employer securities at beginning of year2013-12-31$28,695,027
Contributions received in cash from employer2013-12-31$3,076,200
Income. Dividends from common stock2013-12-31$1,306,036
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,695,308
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$415,646
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BKD, LLP
Accountancy firm EIN2013-12-31440160260
2012 : SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-398,055
Total unrealized appreciation/depreciation of assets2012-12-31$-398,055
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$934,102
Total income from all sources (including contributions)2012-12-31$3,756,245
Total of all expenses incurred2012-12-31$5,873,111
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,873,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,981,625
Value of total assets at end of year2012-12-31$54,670,556
Value of total assets at beginning of year2012-12-31$55,681,642
Total interest from all sources2012-12-31$4,647
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,168,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers2012-12-310
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,782,724
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$842,943
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$36,862
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$235,098
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$934,102
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$5,268
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-2,116,866
Value of net assets at end of year (total assets less liabilities)2012-12-31$53,736,454
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$55,681,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,637,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,582,793
Value of interest in common/collective trusts at end of year2012-12-31$11,881,031
Value of interest in common/collective trusts at beginning of year2012-12-31$12,263,531
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$6,466,078
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$4,602,666
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$4,602,666
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$4,647
Asset value of US Government securities at end of year2012-12-31$171,678
Asset value of US Government securities at beginning of year2012-12-31$254,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$28,695,027
Assets. Invements in employer securities at beginning of year2012-12-31$31,894,456
Contributions received in cash from employer2012-12-31$2,981,625
Income. Dividends from common stock2012-12-31$1,168,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,873,111
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BKD, LLP
Accountancy firm EIN2012-12-31440160260
2011 : SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-845,127
Total unrealized appreciation/depreciation of assets2011-12-31$-845,127
Total income from all sources (including contributions)2011-12-31$3,124,927
Total of all expenses incurred2011-12-31$1,930,674
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,930,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,944,267
Value of total assets at end of year2011-12-31$55,681,642
Value of total assets at beginning of year2011-12-31$54,487,389
Total interest from all sources2011-12-31$8,389
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,017,398
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$842,943
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$235,098
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$201,479
Total non interest bearing cash at end of year2011-12-31$5,268
Total non interest bearing cash at beginning of year2011-12-31$4,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,194,253
Value of net assets at end of year (total assets less liabilities)2011-12-31$55,681,642
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$54,487,389
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,582,793
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,282,663
Value of interest in common/collective trusts at end of year2011-12-31$12,263,531
Value of interest in common/collective trusts at beginning of year2011-12-31$13,286,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$4,602,666
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$6,382,762
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$6,382,762
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$8,389
Asset value of US Government securities at end of year2011-12-31$254,887
Asset value of US Government securities at beginning of year2011-12-31$256,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$31,894,456
Assets. Invements in employer securities at beginning of year2011-12-31$29,073,342
Contributions received in cash from employer2011-12-31$2,944,267
Income. Dividends from common stock2011-12-31$1,017,398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,930,674
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BKD, LLP
Accountancy firm EIN2011-12-31440160260
2010 : SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,837,343
Total unrealized appreciation/depreciation of assets2010-12-31$2,837,343
Total income from all sources (including contributions)2010-12-31$6,507,776
Total of all expenses incurred2010-12-31$2,982,621
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,982,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,738,025
Value of total assets at end of year2010-12-31$54,487,389
Value of total assets at beginning of year2010-12-31$50,962,234
Total interest from all sources2010-12-31$13,491
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$918,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$25
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$201,479
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$200,867
Total non interest bearing cash at end of year2010-12-31$4,006
Total non interest bearing cash at beginning of year2010-12-31$2,225
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,525,155
Value of net assets at end of year (total assets less liabilities)2010-12-31$54,487,389
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$50,962,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,282,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,105,024
Value of interest in common/collective trusts at end of year2010-12-31$13,286,744
Value of interest in common/collective trusts at beginning of year2010-12-31$12,943,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$6,382,762
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$6,185,255
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$6,185,255
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$13,491
Asset value of US Government securities at end of year2010-12-31$256,393
Asset value of US Government securities at beginning of year2010-12-31$219,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$29,073,342
Assets. Invements in employer securities at beginning of year2010-12-31$28,306,748
Contributions received in cash from employer2010-12-31$2,738,000
Income. Dividends from common stock2010-12-31$918,917
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,982,621
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BKD, LLP
Accountancy firm EIN2010-12-31440160260

Form 5500 Responses for SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

2016: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SIMMONS FIRST NATIONAL CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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