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OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 401k Plan overview

Plan NameOZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST
Plan identification number 001

OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OZARK GUIDANCE CENTER, INC. has sponsored the creation of one or more 401k plans.

Company Name:OZARK GUIDANCE CENTER, INC.
Employer identification number (EIN):710416869
NAIC Classification:621420
NAIC Description:Outpatient Mental Health and Substance Abuse Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01CHRIS BOCKELMAN CHRIS BOCKELMAN2018-10-10
0012016-01-01BOB DONAGHE BOB DONAGHE2017-10-12
0012015-01-01BOB DONAGHE BOB DONAGHE2016-09-28
0012014-01-01BOB DONAGHE BOB DONAGHE2015-10-14
0012013-01-01BOB DONAGHE BOB DONAGHE2014-10-13
0012012-01-01BOB DONAGHE BOB DONAGHE2013-10-10
0012011-01-01BOB DONAGHE
0012009-01-01BOB DONAGHE

Plan Statistics for OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST

401k plan membership statisitcs for OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST

Measure Date Value
2020: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01614
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01939
Total number of active participants reported on line 7a of the Form 55002019-01-01391
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01223
Total of all active and inactive participants2019-01-01614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01614
Number of participants with account balances2019-01-01608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0161
2018: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01673
Total number of active participants reported on line 7a of the Form 55002018-01-01557
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01382
Total of all active and inactive participants2018-01-01939
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01939
Number of participants with account balances2018-01-01731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0138
2017: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01689
Total number of active participants reported on line 7a of the Form 55002017-01-01314
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01359
Total of all active and inactive participants2017-01-01673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01673
Number of participants with account balances2017-01-01672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0143
2016: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01688
Total number of active participants reported on line 7a of the Form 55002016-01-01319
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01336
Total of all active and inactive participants2016-01-01655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01655
Number of participants with account balances2016-01-01653
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0140
2015: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01626
Total number of active participants reported on line 7a of the Form 55002015-01-01319
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01323
Total of all active and inactive participants2015-01-01642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01642
Number of participants with account balances2015-01-01638
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0136
2014: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01621
Total number of active participants reported on line 7a of the Form 55002014-01-01306
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01284
Total of all active and inactive participants2014-01-01590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01590
Number of participants with account balances2014-01-01589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0129
2013: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01529
Total number of active participants reported on line 7a of the Form 55002013-01-01360
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01230
Total of all active and inactive participants2013-01-01590
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01590
Number of participants with account balances2013-01-01590
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01567
Total number of active participants reported on line 7a of the Form 55002012-01-01352
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01177
Total of all active and inactive participants2012-01-01529
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01529
Number of participants with account balances2012-01-01448
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0117
2011: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01600
Total number of active participants reported on line 7a of the Form 55002011-01-01415
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01143
Total of all active and inactive participants2011-01-01558
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01558
Number of participants with account balances2011-01-01461
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0136
2009: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01628
Total number of active participants reported on line 7a of the Form 55002009-01-01463
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01166
Total of all active and inactive participants2009-01-01629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01629
Number of participants with account balances2009-01-01465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0157

Financial Data on OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST

Measure Date Value
2020 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-07-07$0
Total transfer of assets from this plan2020-07-07$13,229,914
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-07-07$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-07-07$0
Total income from all sources (including contributions)2020-07-07$149,354
Total loss/gain on sale of assets2020-07-07$0
Total of all expenses incurred2020-07-07$505,603
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-07-07$465,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-07-07$348,338
Value of total assets at end of year2020-07-07$0
Value of total assets at beginning of year2020-07-07$13,586,163
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-07-07$40,463
Total interest from all sources2020-07-07$945
Total dividends received (eg from common stock, registered investment company shares)2020-07-07$5,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-07-07Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-07-07$0
Total dividends received from registered investment company shares (eg mutual funds)2020-07-07$5,912
Was this plan covered by a fidelity bond2020-07-07Yes
Value of fidelity bond cover2020-07-07$500,000
If this is an individual account plan, was there a blackout period2020-07-07No
Were there any nonexempt tranactions with any party-in-interest2020-07-07No
Contributions received from participants2020-07-07$119,558
Administrative expenses (other) incurred2020-07-07$40,463
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-07-07No
Value of net income/loss2020-07-07$-356,249
Value of net assets at end of year (total assets less liabilities)2020-07-07$0
Value of net assets at beginning of year (total assets less liabilities)2020-07-07$13,586,163
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-07-07No
Were any loans by the plan or fixed income obligations due to the plan in default2020-07-07No
Were any leases to which the plan was party in default or uncollectible2020-07-07No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-07-07$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-07-07$13,583,805
Interest earned on other investments2020-07-07$945
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-07-07$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-07-07$2,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-07-07$-205,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-07-07No
Was there a failure to transmit to the plan any participant contributions2020-07-07No
Has the plan failed to provide any benefit when due under the plan2020-07-07No
Contributions received in cash from employer2020-07-07$228,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-07-07$465,140
Did the plan have assets held for investment2020-07-07No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-07-07No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-07-07Yes
Opinion of an independent qualified public accountant for this plan2020-07-07Unqualified
Accountancy firm name2020-07-07BKD, LLP
Accountancy firm EIN2020-07-07440160260
2019 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,737,307
Total income from all sources (including contributions)2019-12-31$3,737,307
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,460,728
Total of all expenses incurred2019-12-31$1,460,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,382,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,382,429
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,425,749
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,425,749
Value of total assets at end of year2019-12-31$13,586,163
Value of total assets at end of year2019-12-31$13,586,163
Value of total assets at beginning of year2019-12-31$11,309,584
Value of total assets at beginning of year2019-12-31$11,309,584
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$78,299
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$78,299
Total interest from all sources2019-12-31$303
Total interest from all sources2019-12-31$303
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$609,827
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$609,827
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$609,827
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$609,827
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$460,459
Contributions received from participants2019-12-31$460,459
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$92,528
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$92,528
Other income not declared elsewhere2019-12-31$-3,793
Other income not declared elsewhere2019-12-31$-3,793
Administrative expenses (other) incurred2019-12-31$78,299
Administrative expenses (other) incurred2019-12-31$78,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,276,579
Value of net income/loss2019-12-31$2,276,579
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,586,163
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,586,163
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,309,584
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,309,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,583,805
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$13,583,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,268,336
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,268,336
Interest earned on other investments2019-12-31$303
Interest earned on other investments2019-12-31$303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,358
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$41,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$41,248
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,705,221
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,705,221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$872,762
Contributions received in cash from employer2019-12-31$872,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,382,429
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,382,429
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm name2019-12-31BKD, LLP
Accountancy firm EIN2019-12-31440160260
Accountancy firm EIN2019-12-31440160260
2018 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$191
Total income from all sources (including contributions)2018-12-31$590,431
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,510,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,484,094
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,203,855
Value of total assets at end of year2018-12-31$11,309,584
Value of total assets at beginning of year2018-12-31$13,229,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$26,326
Total interest from all sources2018-12-31$15
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$153,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$153,435
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$423,878
Other income not declared elsewhere2018-12-31$56,485
Administrative expenses (other) incurred2018-12-31$26,326
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,919,989
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,309,584
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,229,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,268,336
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$12,734,022
Interest earned on other investments2018-12-31$15
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$458,649
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$458,649
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$41,248
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$0
Asset value of US Government securities at end of year2018-12-31$0
Asset value of US Government securities at beginning of year2018-12-31$313
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-823,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$779,977
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$36,780
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,484,094
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BKD, LLP
Accountancy firm EIN2018-12-31440160260
2017 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$191
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,127,017
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$816,110
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$771,597
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,115,976
Value of total assets at end of year2017-12-31$13,229,764
Value of total assets at beginning of year2017-12-31$10,918,666
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$44,513
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$567,998
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$567,998
Administrative expenses professional fees incurred2017-12-31$22,644
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$374,701
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$5,340
Liabilities. Value of operating payables at end of year2017-12-31$191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,310,907
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,229,573
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,918,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$21,869
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$12,734,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,896,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$458,649
Asset value of US Government securities at end of year2017-12-31$313
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,443,043
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$735,935
Employer contributions (assets) at end of year2017-12-31$36,780
Employer contributions (assets) at beginning of year2017-12-31$22,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$771,597
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BKD, LLP
Accountancy firm EIN2017-12-31440160260
2016 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,757,078
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$804,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$759,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,094,778
Value of total assets at end of year2016-12-31$10,918,666
Value of total assets at beginning of year2016-12-31$9,966,062
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$44,850
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$488,250
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$488,250
Administrative expenses professional fees incurred2016-12-31$29,394
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$371,118
Participant contributions at beginning of year2016-12-31$11,562
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$952,604
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,918,666
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,966,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$15,456
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,896,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,896,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$174,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$721,499
Employer contributions (assets) at end of year2016-12-31$22,650
Employer contributions (assets) at beginning of year2016-12-31$57,519
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$759,624
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BKD, LLP
Accountancy firm EIN2016-12-31440160260
2015 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,197,240
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,420,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,390,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,064,898
Value of total assets at end of year2015-12-31$9,966,062
Value of total assets at beginning of year2015-12-31$10,189,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$30,000
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$507,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$507,124
Administrative expenses professional fees incurred2015-12-31$20,302
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$361,623
Participant contributions at end of year2015-12-31$11,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-223,728
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,966,062
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,189,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$9,698
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,896,981
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,151,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-374,782
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$703,275
Employer contributions (assets) at end of year2015-12-31$57,519
Employer contributions (assets) at beginning of year2015-12-31$37,923
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,390,968
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BKD, LLP
Accountancy firm EIN2015-12-31440160260
2014 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,800,804
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$921,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$888,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,131,172
Value of total assets at end of year2014-12-31$10,189,790
Value of total assets at beginning of year2014-12-31$9,310,183
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$32,369
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$534,462
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$534,462
Administrative expenses professional fees incurred2014-12-31$19,874
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$353,266
Participant contributions at beginning of year2014-12-31$17,027
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$90,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$879,607
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,189,790
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$9,310,183
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$12,495
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,151,867
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,219,314
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$135,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$687,605
Employer contributions (assets) at end of year2014-12-31$37,923
Employer contributions (assets) at beginning of year2014-12-31$73,842
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$888,828
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BKD, LLP
Accountancy firm EIN2014-12-31440160260
2013 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,322,081
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,686,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,660,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$661,604
Value of total assets at end of year2013-12-31$9,310,183
Value of total assets at beginning of year2013-12-31$8,675,093
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$26,766
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$305,668
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$305,668
Administrative expenses professional fees incurred2013-12-31$15,860
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$198,982
Participant contributions at end of year2013-12-31$17,027
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$264
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,998
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$635,090
Value of net assets at end of year (total assets less liabilities)2013-12-31$9,310,183
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,675,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$10,906
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,219,314
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,830,351
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,354,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$462,358
Employer contributions (assets) at end of year2013-12-31$73,842
Employer contributions (assets) at beginning of year2013-12-31$842,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,660,225
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BKD, LLP
Accountancy firm EIN2013-12-31440160260
2012 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,641,339
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,325,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,303,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$877,759
Value of total assets at end of year2012-12-31$8,675,093
Value of total assets at beginning of year2012-12-31$8,359,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$22,347
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$203,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$203,885
Administrative expenses professional fees incurred2012-12-31$13,363
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$856,806
Amount contributed by the employer to the plan for this plan year2012-12-31$856,806
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$20,953
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,998
Other income not declared elsewhere2012-12-31$675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$315,959
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,675,093
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,359,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$8,984
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,830,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,459,836
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$559,020
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$856,806
Employer contributions (assets) at end of year2012-12-31$842,744
Employer contributions (assets) at beginning of year2012-12-31$899,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,303,033
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BKD LLP
Accountancy firm EIN2012-12-31440160260
2011 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$985,408
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$872,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$851,225
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$916,095
Value of total assets at end of year2011-12-31$8,359,134
Value of total assets at beginning of year2011-12-31$8,246,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,167
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$207,675
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$207,675
Administrative expenses professional fees incurred2011-12-31$21,167
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$899,298
Amount contributed by the employer to the plan for this plan year2011-12-31$899,298
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$16,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$113,016
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,359,134
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,246,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,459,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,414,811
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-138,362
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$899,298
Employer contributions (assets) at end of year2011-12-31$899,298
Employer contributions (assets) at beginning of year2011-12-31$831,307
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$851,225
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BKD, LLP
Accountancy firm EIN2011-12-31440160260
2010 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,627,260
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$769,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$749,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$867,028
Value of total assets at end of year2010-12-31$8,246,118
Value of total assets at beginning of year2010-12-31$7,387,944
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$19,693
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$135,655
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$135,655
Administrative expenses professional fees incurred2010-12-31$10,560
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$985,957
Amount contributed by the employer to the plan for this plan year2010-12-31$985,957
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$5,039
Administrative expenses (other) incurred2010-12-31$3,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$858,174
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,246,118
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,387,944
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$6,023
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,414,811
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,497,538
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$624,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$861,989
Employer contributions (assets) at end of year2010-12-31$831,307
Employer contributions (assets) at beginning of year2010-12-31$890,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$749,393
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BKD, LLP
Accountancy firm EIN2010-12-31440160260
2009 : OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0
Funding deficiency by the employer to the plan for this plan year2009-12-31$890,407
Minimum employer required contribution for this plan year2009-12-31$912,353
Amount contributed by the employer to the plan for this plan year2009-12-31$21,946

Form 5500 Responses for OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST

2020: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: OZARK GUIDANCE CENTER, INC. 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1270
Policy instance 1
Insurance contract or identification numberDH1270
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-07-07
Total amount of commissions paid to insurance brokerUSD $3
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $3
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberDH1270
Policy instance 1
Insurance contract or identification numberDH1270
Number of Individuals Covered614
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $55
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $55
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number551270
Policy instance 1
Insurance contract or identification number551270
Number of Individuals Covered733
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,514
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,514
Insurance broker organization code?3

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