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ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 001

ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ABC FINANCIAL SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name:ABC FINANCIAL SERVICES, LLC
Employer identification number (EIN):710633086
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about ABC FINANCIAL SERVICES, LLC

Jurisdiction of Incorporation: Arkansas Secretary of State
Incorporation Date:
Company Identification Number: 100007650

More information about ABC FINANCIAL SERVICES, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01RACHANA JAIN2021-10-12 RACHANA JAIN2021-10-12
0012019-01-01DINA BROWN2020-10-01 DINA BROWN2020-10-01
0012018-01-01
0012017-01-01BOB WHISNANT BOB WHISNANT2018-08-30
0012016-01-01BOB WHISNANT BOB WHISNANT2017-08-30
0012015-01-01BOB WHISNANT BOB WHISNANT2016-07-28
0012014-01-01ROBERT WHISNANT ROBERT WHISNANT2015-07-29
0012013-01-01BOB WHISNANT BOB WHISNANT2014-07-23
0012012-01-01ROBERT WHISNANT ROBERT WHISNANT2013-09-05
0012011-01-01BOB WHISNANT BOB WHISNANT2012-10-24
0012010-01-01BOB WHISNANT BOB WHISNANT2011-08-29
0012009-01-01BOB WHISNANT BOB WHISNANT2010-07-23
0012009-01-01BOB WHISNANT BOB WHISNANT2010-07-21

Plan Statistics for ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2020: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01851
Total number of active participants reported on line 7a of the Form 55002020-01-01568
Number of retired or separated participants receiving benefits2020-01-0117
Number of other retired or separated participants entitled to future benefits2020-01-01168
Total of all active and inactive participants2020-01-01753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01753
Number of participants with account balances2020-01-01660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01807
Total number of active participants reported on line 7a of the Form 55002019-01-01641
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-0195
Total of all active and inactive participants2019-01-01740
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01740
Number of participants with account balances2019-01-01609
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01793
Total number of active participants reported on line 7a of the Form 55002018-01-01647
Number of retired or separated participants receiving benefits2018-01-0110
Number of other retired or separated participants entitled to future benefits2018-01-01113
Total of all active and inactive participants2018-01-01770
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01770
Number of participants with account balances2018-01-01646
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01800
Total number of active participants reported on line 7a of the Form 55002017-01-01685
Number of retired or separated participants receiving benefits2017-01-017
Number of other retired or separated participants entitled to future benefits2017-01-0161
Total of all active and inactive participants2017-01-01753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01753
Number of participants with account balances2017-01-01606
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01696
Total number of active participants reported on line 7a of the Form 55002016-01-01669
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-0189
Total of all active and inactive participants2016-01-01766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01766
Number of participants with account balances2016-01-01606
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01567
Total number of active participants reported on line 7a of the Form 55002015-01-01598
Number of retired or separated participants receiving benefits2015-01-014
Number of other retired or separated participants entitled to future benefits2015-01-0159
Total of all active and inactive participants2015-01-01661
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01661
Number of participants with account balances2015-01-01541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01493
Total number of active participants reported on line 7a of the Form 55002014-01-01451
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-0154
Total of all active and inactive participants2014-01-01510
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01510
Number of participants with account balances2014-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0146
2013: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01399
Total number of active participants reported on line 7a of the Form 55002013-01-01389
Number of retired or separated participants receiving benefits2013-01-015
Number of other retired or separated participants entitled to future benefits2013-01-0157
Total of all active and inactive participants2013-01-01451
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01451
Number of participants with account balances2013-01-01363
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0141
2012: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01368
Total number of active participants reported on line 7a of the Form 55002012-01-01320
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-0149
Total of all active and inactive participants2012-01-01373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01373
Number of participants with account balances2012-01-01304
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0143
2011: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01338
Total number of active participants reported on line 7a of the Form 55002011-01-01300
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-0144
Total of all active and inactive participants2011-01-01347
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01347
Number of participants with account balances2011-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0121
2010: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01300
Total number of active participants reported on line 7a of the Form 55002010-01-01271
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0132
Total of all active and inactive participants2010-01-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01304
Number of participants with account balances2010-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0111
2009: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01298
Total number of active participants reported on line 7a of the Form 55002009-01-01252
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0129
Total of all active and inactive participants2009-01-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01281
Number of participants with account balances2009-01-01200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2020 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$8,715
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$1,145
Total income from all sources (including contributions)2020-12-31$7,883,570
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$6,473,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,452,196
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,142,668
Value of total assets at end of year2020-12-31$26,003,909
Value of total assets at beginning of year2020-12-31$24,585,839
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$20,874
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$64,462
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$20,874
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,363,948
Participant contributions at end of year2020-12-31$85,665
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$552,773
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$1,410,500
Value of net assets at end of year (total assets less liabilities)2020-12-31$25,995,194
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$24,584,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$0
Value of interest in pooled separate accounts at beginning of year2020-12-31$23,932,745
Interest on participant loans2020-12-31$0
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$64,462
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Value of interest in common/collective trusts at end of year2020-12-31$25,874,579
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,533
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,533
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$651,561
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from pooled separate accounts2020-12-31$3,676,440
Net investment gain or loss from common/collective trusts2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,225,947
Employer contributions (assets) at end of year2020-12-31$43,665
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,452,196
Contract administrator fees2020-12-31$0
Liabilities. Value of benefit claims payable at end of year2020-12-31$8,715
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$1,145
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BROWN ROGERS & CO LLC
Accountancy firm EIN2020-12-31464195990
2019 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$1,145
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$416
Total income from all sources (including contributions)2019-12-31$7,700,874
Total of all expenses incurred2019-12-31$1,642,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,623,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,440,243
Value of total assets at end of year2019-12-31$24,585,839
Value of total assets at beginning of year2019-12-31$18,526,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$18,373
Total interest from all sources2019-12-31$110
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$18,373
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,104,273
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$53,817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,058,682
Value of net assets at end of year (total assets less liabilities)2019-12-31$24,584,694
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,526,012
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$23,932,745
Value of interest in pooled separate accounts at beginning of year2019-12-31$17,987,323
Interest earned on other investments2019-12-31$110
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,533
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,412
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$651,561
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$537,693
Net investment gain/loss from pooled separate accounts2019-12-31$4,260,521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,282,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,623,819
Liabilities. Value of benefit claims payable at end of year2019-12-31$1,145
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$416
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BROWN ROGERS & COMPANY P A
Accountancy firm EIN2019-12-31710525335
2018 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$416
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,321
Total income from all sources (including contributions)2018-12-31$2,121,791
Total of all expenses incurred2018-12-31$1,444,248
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,428,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,229,079
Value of total assets at end of year2018-12-31$18,526,428
Value of total assets at beginning of year2018-12-31$17,849,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$15,650
Total interest from all sources2018-12-31$14,057
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$15,650
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,896,525
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$136,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$677,543
Value of net assets at end of year (total assets less liabilities)2018-12-31$18,526,012
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,848,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$17,987,323
Value of interest in pooled separate accounts at beginning of year2018-12-31$17,553,606
Interest earned on other investments2018-12-31$14,057
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,412
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,340
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,340
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$537,693
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$293,844
Net investment gain/loss from pooled separate accounts2018-12-31$-1,121,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,196,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,428,598
Liabilities. Value of benefit claims payable at end of year2018-12-31$416
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$1,321
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BROWN ROGERS & COMPANY P A
Accountancy firm EIN2018-12-31710525335
2017 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,321
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,335
Total income from all sources (including contributions)2017-12-31$5,688,248
Total of all expenses incurred2017-12-31$932,918
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$913,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,001,353
Value of total assets at end of year2017-12-31$17,849,790
Value of total assets at beginning of year2017-12-31$13,094,474
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$19,192
Total interest from all sources2017-12-31$15,774
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$19,192
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$200,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,807,043
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$34,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,755,330
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,848,469
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,093,139
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$17,553,606
Value of interest in pooled separate accounts at beginning of year2017-12-31$13,057,920
Interest earned on other investments2017-12-31$15,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,340
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,333
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,333
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$7
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$293,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$34,221
Net investment gain/loss from pooled separate accounts2017-12-31$2,671,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,159,488
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$913,726
Liabilities. Value of benefit claims payable at end of year2017-12-31$1,321
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$1,335
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BROWN ROGERS & COMPANY P A
Accountancy firm EIN2017-12-31710525335
2016 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,335
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,975,913
Total of all expenses incurred2016-12-31$711,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$695,207
Expenses. Certain deemed distributions of participant loans2016-12-31$0
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,162,003
Value of total assets at end of year2016-12-31$13,094,474
Value of total assets at beginning of year2016-12-31$9,828,442
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,009
Total interest from all sources2016-12-31$1,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$16,009
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,579,015
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$536,265
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Administrative expenses (other) incurred2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Income. Non cash contributions2016-12-31$0
Value of net income/loss2016-12-31$3,264,697
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,093,139
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,828,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,620,083
Value of interest in pooled separate accounts at end of year2016-12-31$13,057,920
Interest earned on other investments2016-12-31$1,518
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,333
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$208,359
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$208,359
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$34,221
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-524,747
Net investment gain/loss from pooled separate accounts2016-12-31$1,337,139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,046,723
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$695,207
Contract administrator fees2016-12-31$0
Liabilities. Value of benefit claims payable at end of year2016-12-31$1,335
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BROWN ROGERS & COMPANY P A
Accountancy firm EIN2016-12-31710525335
2015 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$2,174,369
Total of all expenses incurred2015-12-31$934,690
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$891,358
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$13,523
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,142,228
Value of total assets at end of year2015-12-31$9,828,442
Value of total assets at beginning of year2015-12-31$8,588,763
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$29,809
Total interest from all sources2015-12-31$519,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$29,809
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,245,089
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$34,463
Other income not declared elsewhere2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,239,679
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,828,442
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,588,763
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,620,083
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,392,498
Interest earned on other investments2015-12-31$519,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$208,359
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$196,265
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$196,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-487,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$862,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$891,358
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BROWN ROGERS & COMPANY P A
Accountancy firm EIN2015-12-31710525335
2014 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,693,054
Total of all expenses incurred2014-12-31$289,608
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$284,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,282,319
Value of total assets at end of year2014-12-31$8,588,763
Value of total assets at beginning of year2014-12-31$7,185,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,150
Total interest from all sources2014-12-31$477,690
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$5,150
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$920,025
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,403,446
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,588,763
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,185,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,392,498
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,961,883
Interest earned on other investments2014-12-31$477,690
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$196,265
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$223,434
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$223,434
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-66,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$351,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$284,458
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BROWN ROGERS & COMPANY P A
Accountancy firm EIN2014-12-31710525335
2013 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$4,464
Total income from all sources (including contributions)2013-12-31$2,382,641
Total of all expenses incurred2013-12-31$336,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$334,161
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,046,009
Value of total assets at end of year2013-12-31$7,185,317
Value of total assets at beginning of year2013-12-31$5,144,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,800
Total interest from all sources2013-12-31$243,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$2,800
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$760,758
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,107
Other income not declared elsewhere2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,045,680
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,185,317
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,139,637
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,961,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,964,517
Interest earned on other investments2013-12-31$243,909
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$223,434
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$179,584
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$179,584
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,092,723
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$284,144
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$334,161
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$4,464
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BROWN ROGERS & COMPANY P A
Accountancy firm EIN2013-12-31710525335
2012 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$4,464
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,603,097
Total of all expenses incurred2012-12-31$623,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$616,069
Value of total corrective distributions2012-12-31$4,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$895,070
Value of total assets at end of year2012-12-31$5,144,101
Value of total assets at beginning of year2012-12-31$4,160,256
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,200
Total interest from all sources2012-12-31$108,353
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$3,200
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$642,086
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$19,283
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$979,381
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,139,637
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,160,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,964,517
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,993,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$179,584
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$166,601
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$166,601
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$108,353
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$599,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$233,701
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$616,069
Liabilities. Value of benefit claims payable at end of year2012-12-31$4,464
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BROWN ROGERS & COMPANY P A
Accountancy firm EIN2012-12-31710525335
2011 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$707,226
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$273,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$272,815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$938,615
Value of total assets at end of year2011-12-31$4,160,256
Value of total assets at beginning of year2011-12-31$3,726,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$350
Total interest from all sources2011-12-31$61,930
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$350
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$420,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$598,667
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$115
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$123,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$434,061
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,160,256
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,726,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,993,655
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,623,670
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$166,601
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$102,353
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$102,353
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$61,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-293,319
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$216,681
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$57
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$272,815
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BROWN ROGERS & COMPANY P A
Accountancy firm EIN2011-12-31710525335
2010 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$961,176
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$165,884
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$165,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$561,233
Value of total assets at end of year2010-12-31$3,726,195
Value of total assets at beginning of year2010-12-31$2,930,903
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$57,172
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$300,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$458,345
Participant contributions at end of year2010-12-31$115
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$22,192
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$1,336
Value of net income/loss2010-12-31$795,292
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,726,195
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,930,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,623,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,747,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$102,353
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$183,501
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$183,501
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$57,172
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$342,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$79,360
Employer contributions (assets) at end of year2010-12-31$57
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$165,884
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BROWN ROGERS & COMPANY P A
Accountancy firm EIN2010-12-31710525335
2009 : ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN

2020: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ABC FINANCIAL SERVICES 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815022
Policy instance 1
Insurance contract or identification number815022
Number of Individuals Covered764
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815022
Policy instance 1
Insurance contract or identification number815022
Number of Individuals Covered610
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number815022
Policy instance 1
Insurance contract or identification number815022
Number of Individuals Covered606
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0

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