401k Plan data: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST plan

THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 401k Plan overview

Plan Name	THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST
Plan identification number	001

THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE WINROCK GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE WINROCK GROUP, INC.

Employer identification number (EIN): 710633764

NAIC Classification: 441110
NAIC Description: New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 JESSE MUNN 2023-10-09
001 2021-01-01 JESSE MUNN 2022-09-29 JESSE MUNN 2022-09-29
001 2020-01-01 JESSE MUNN 2021-10-08 JESSE MUNN 2021-10-08
001 2019-01-01
001 2018-01-01 JESSE MUNN 2019-10-15 JESSE MUNN 2019-10-15
001 2017-01-01 JESSE MUNN 2018-10-11 JESSE MUNN 2018-10-11
001 2016-01-01 JESSE MUNN 2017-10-16 JESSE MUNN 2017-10-16
001 2015-01-01 JESSE MUNN JESSE MUNN 2016-10-13
001 2014-01-01 JESSE MUNN JESSE MUNN 2015-10-15
001 2013-01-01 JESSE MUNN 2014-10-14 JESSE MUNN 2014-10-14
001 2012-01-01 JESSE MUNN 2013-10-10 JESSE MUNN 2013-10-10
001 2011-01-01 JESSE MUNN 2012-10-15 JESSE MUNN 2012-10-15
001 2010-01-01 JESSE MUNN 2011-10-14 JESSE MUNN 2011-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	JESSE MUNN	2023-10-09
001	2021-01-01	JESSE MUNN	2022-09-29	JESSE MUNN	2022-09-29
001	2020-01-01	JESSE MUNN	2021-10-08	JESSE MUNN	2021-10-08
001	2019-01-01
001	2018-01-01	JESSE MUNN	2019-10-15	JESSE MUNN	2019-10-15
001	2017-01-01	JESSE MUNN	2018-10-11	JESSE MUNN	2018-10-11
001	2016-01-01	JESSE MUNN	2017-10-16	JESSE MUNN	2017-10-16
001	2015-01-01	JESSE MUNN		JESSE MUNN	2016-10-13
001	2014-01-01	JESSE MUNN		JESSE MUNN	2015-10-15
001	2013-01-01	JESSE MUNN	2014-10-14	JESSE MUNN	2014-10-14
001	2012-01-01	JESSE MUNN	2013-10-10	JESSE MUNN	2013-10-10
001	2011-01-01	JESSE MUNN	2012-10-15	JESSE MUNN	2012-10-15
001	2010-01-01	JESSE MUNN	2011-10-14	JESSE MUNN	2011-10-14

Plan Statistics for THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST

401k plan membership statisitcs for THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST

Measure Date Value
2022: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 386
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 340
Number of retired or separated participants receiving benefits 2022-01-01 15
Number of other retired or separated participants entitled to future benefits 2022-01-01 63
Total of all active and inactive participants 2022-01-01 418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 418
Number of participants with account balances 2022-01-01 305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 27
2021: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 281
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 232
Number of retired or separated participants receiving benefits 2021-01-01 11
Number of other retired or separated participants entitled to future benefits 2021-01-01 50
Total of all active and inactive participants 2021-01-01 293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 293
Number of participants with account balances 2021-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 22
2020: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 247
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 211
Number of retired or separated participants receiving benefits 2020-01-01 22
Number of other retired or separated participants entitled to future benefits 2020-01-01 51
Total of all active and inactive participants 2020-01-01 284
Total participants 2020-01-01 284
Number of participants with account balances 2020-01-01 216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 36
2015: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 102
Number of retired or separated participants receiving benefits 2015-01-01 4
Number of other retired or separated participants entitled to future benefits 2015-01-01 9
Total of all active and inactive participants 2015-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 115
Number of participants with account balances 2015-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 123
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 105
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 13
Total of all active and inactive participants 2014-01-01 119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 119
Number of participants with account balances 2014-01-01 74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 5

Measure	Date	Value
2022: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	386
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	340
Number of retired or separated participants receiving benefits	2022-01-01	15
Number of other retired or separated participants entitled to future benefits	2022-01-01	63
Total of all active and inactive participants	2022-01-01	418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	418
Number of participants with account balances	2022-01-01	305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	27
2021: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	281
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	232
Number of retired or separated participants receiving benefits	2021-01-01	11
Number of other retired or separated participants entitled to future benefits	2021-01-01	50
Total of all active and inactive participants	2021-01-01	293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	293
Number of participants with account balances	2021-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	22
2020: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	247
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	211
Number of retired or separated participants receiving benefits	2020-01-01	22
Number of other retired or separated participants entitled to future benefits	2020-01-01	51
Total of all active and inactive participants	2020-01-01	284
Total participants	2020-01-01	284
Number of participants with account balances	2020-01-01	216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	36
2015: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	102
Number of retired or separated participants receiving benefits	2015-01-01	4
Number of other retired or separated participants entitled to future benefits	2015-01-01	9
Total of all active and inactive participants	2015-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	115
Number of participants with account balances	2015-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	123
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	105
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	13
Total of all active and inactive participants	2014-01-01	119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	119
Number of participants with account balances	2014-01-01	74
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	5

Financial Data on THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST

Measure	Date	Value
2022 : THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$681,373
Total of all expenses incurred	2022-12-31	$748,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$713,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,877,233
Value of total assets at end of year	2022-12-31	$7,603,363
Value of total assets at beginning of year	2022-12-31	$7,670,828
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$35,187
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$10,044
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$10,044
Administrative expenses professional fees incurred	2022-12-31	$17,063
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,091,764
Participant contributions at end of year	2022-12-31	$21,968
Participant contributions at beginning of year	2022-12-31	$14,815
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$350,468
Other income not declared elsewhere	2022-12-31	$29
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-67,465
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$7,603,363
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$7,670,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$876,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$1,207,017
Value of interest in pooled separate accounts at end of year	2022-12-31	$1,261,294
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$1,403,664
Value of interest in common/collective trusts at end of year	2022-12-31	$5,010,594
Value of interest in common/collective trusts at beginning of year	2022-12-31	$4,738,566
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-237,097
Net investment gain/loss from pooled separate accounts	2022-12-31	$-216,541
Net investment gain or loss from common/collective trusts	2022-12-31	$-752,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$435,001
Employer contributions (assets) at end of year	2022-12-31	$432,582
Employer contributions (assets) at beginning of year	2022-12-31	$306,766
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$713,651
Contract administrator fees	2022-12-31	$18,124
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	FORVIS, LLP
Accountancy firm EIN	2022-12-31	440160260
2021 : THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2021 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$2,504
Total income from all sources (including contributions)	2021-12-31	$2,289,876
Total of all expenses incurred	2021-12-31	$816,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$782,194
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,482,687
Value of total assets at end of year	2021-12-31	$7,670,828
Value of total assets at beginning of year	2021-12-31	$6,200,320
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$34,670
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$10,392
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$10,392
Administrative expenses professional fees incurred	2021-12-31	$16,538
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$830,689
Participant contributions at end of year	2021-12-31	$14,815
Participant contributions at beginning of year	2021-12-31	$13,092
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$344,561
Liabilities. Value of operating payables at beginning of year	2021-12-31	$2,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$1,473,012
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$7,670,828
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$6,197,816
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$1,207,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$932,830
Value of interest in pooled separate accounts at end of year	2021-12-31	$1,403,664
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$1,200,279
Value of interest in common/collective trusts at end of year	2021-12-31	$4,738,566
Value of interest in common/collective trusts at beginning of year	2021-12-31	$3,813,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$98,579
Net investment gain/loss from pooled separate accounts	2021-12-31	$198,784
Net investment gain or loss from common/collective trusts	2021-12-31	$499,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$307,437
Employer contributions (assets) at end of year	2021-12-31	$306,766
Employer contributions (assets) at beginning of year	2021-12-31	$240,682
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$782,194
Contract administrator fees	2021-12-31	$18,132
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	FORVIS, LLP
Accountancy firm EIN	2021-12-31	440160260
2020 : THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2020-12-31	$-4,781
Total unrealized appreciation/depreciation of assets	2020-12-31	$-4,781
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$2,504
Total income from all sources (including contributions)	2020-12-31	$1,607,823
Total loss/gain on sale of assets	2020-12-31	$1,867
Total of all expenses incurred	2020-12-31	$365,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$331,088
Value of total corrective distributions	2020-12-31	$8,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$925,942
Value of total assets at end of year	2020-12-31	$6,200,320
Value of total assets at beginning of year	2020-12-31	$4,955,524
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$26,184
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$7,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$7,557
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$654,427
Participant contributions at end of year	2020-12-31	$13,092
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$30,833
Administrative expenses (other) incurred	2020-12-31	$26,184
Liabilities. Value of operating payables at end of year	2020-12-31	$2,504
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$1,242,292
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$6,197,816
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$4,955,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$932,830
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$752,744
Value of interest in pooled separate accounts at end of year	2020-12-31	$1,200,279
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$1,251,620
Value of interest in common/collective trusts at end of year	2020-12-31	$3,813,437
Value of interest in common/collective trusts at beginning of year	2020-12-31	$2,729,138
Expenses. Payments to insurance carriers foe the provision of benefits	2020-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$110,084
Net investment gain/loss from pooled separate accounts	2020-12-31	$155,034
Net investment gain or loss from common/collective trusts	2020-12-31	$412,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$240,682
Employer contributions (assets) at end of year	2020-12-31	$240,682
Employer contributions (assets) at beginning of year	2020-12-31	$222,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$331,088
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Aggregate proceeds on sale of assets	2020-12-31	$1,867
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	DIXON HUGHES GOODMAN LLP
Accountancy firm EIN	2020-12-31	560747981
2015 : THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$1,473
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$6,158
Total income from all sources (including contributions)	2015-12-31	$340,056
Total of all expenses incurred	2015-12-31	$1,143,703
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,135,401
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$370,151
Value of total assets at end of year	2015-12-31	$2,642,204
Value of total assets at beginning of year	2015-12-31	$3,450,536
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$8,302
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$7,124
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$7,124
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$272,432
Participant contributions at end of year	2015-12-31	$5,152
Participant contributions at beginning of year	2015-12-31	$1,250
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$6,155
Liabilities. Value of operating payables at end of year	2015-12-31	$1,473
Liabilities. Value of operating payables at beginning of year	2015-12-31	$6,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-803,647
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,640,731
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,444,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$479,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$586,903
Value of interest in pooled separate accounts at end of year	2015-12-31	$492,061
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$604,867
Value of interest in common/collective trusts at end of year	2015-12-31	$1,574,089
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,256,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-12,176
Net investment gain/loss from pooled separate accounts	2015-12-31	$-13,245
Net investment gain or loss from common/collective trusts	2015-12-31	$-11,798
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$91,564
Employer contributions (assets) at end of year	2015-12-31	$91,564
Employer contributions (assets) at beginning of year	2015-12-31	$624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,135,401
Contract administrator fees	2015-12-31	$8,302
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BKD, LLP
Accountancy firm EIN	2015-12-31	440160260
2014 : THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$6,158
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$5,326
Total income from all sources (including contributions)	2014-12-31	$657,161
Total of all expenses incurred	2014-12-31	$382,046
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$373,465
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$497,961
Value of total assets at end of year	2014-12-31	$3,450,536
Value of total assets at beginning of year	2014-12-31	$3,174,589
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$8,581
Total interest from all sources	2014-12-31	$14
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$6,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$6,513
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$300,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$282,114
Participant contributions at end of year	2014-12-31	$1,250
Participant contributions at beginning of year	2014-12-31	$10,007
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$100,824
Liabilities. Value of operating payables at end of year	2014-12-31	$6,158
Liabilities. Value of operating payables at beginning of year	2014-12-31	$5,326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$275,115
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,444,378
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,169,263
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$586,903
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$477,875
Value of interest in pooled separate accounts at end of year	2014-12-31	$604,867
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$516,921
Interest earned on other investments	2014-12-31	$14
Value of interest in common/collective trusts at end of year	2014-12-31	$2,256,892
Value of interest in common/collective trusts at beginning of year	2014-12-31	$2,160,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$15,986
Net investment gain/loss from pooled separate accounts	2014-12-31	$43,486
Net investment gain or loss from common/collective trusts	2014-12-31	$93,201
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$115,023
Employer contributions (assets) at end of year	2014-12-31	$624
Employer contributions (assets) at beginning of year	2014-12-31	$8,874
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$373,465
Contract administrator fees	2014-12-31	$8,581
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BKD, LLP
Accountancy firm EIN	2014-12-31	440160260

Form 5500 Responses for THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST

2022: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2015: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: THE WINROCK GROUP, INC. 401(K) RETIREMENT SAVINGS PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

456671

Policy instance

Insurance contract or identification number	456671
Number of Individuals Covered	360
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $5,651
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,651
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

456671

Policy instance

Insurance contract or identification number	456671
Number of Individuals Covered	303
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $5,996
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,996
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

456671

Policy instance

Insurance contract or identification number	456671
Number of Individuals Covered	269
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $4,930
Total amount of fees paid to insurance company	USD $0
Commission paid to Insurance Broker	USD $4,930
Amount paid for insurance broker fees	0
Insurance broker organization code?	3

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

456671

Policy instance

Insurance contract or identification number	456671
Number of Individuals Covered	66
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $2,733
Total amount of fees paid to insurance company	USD $0
Commission paid to Insurance Broker	USD $2,733
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	WFG STRATEGIC ALLIANCE INC

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

456671

Policy instance

Insurance contract or identification number	456671
Number of Individuals Covered	75
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $2,768
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,768
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	WFG STRATEGIC ALLIANCE INC

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Company Name:	THE WINROCK GROUP, INC.
Employer identification number (EIN):	710633764
NAIC Classification:	441110
NAIC Description:	New Car Dealers