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Plan Name | STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | STEPHENS INC. |
Employer identification number (EIN): | 710641478 |
NAIC Classification: | 551112 |
NAIC Description: | Offices of Other Holding Companies |
Additional information about STEPHENS INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 1987-05-28 |
Company Identification Number: | 0007296706 |
Legal Registered Office Address: |
PO BOX 3507 LITTLE ROCK United States of America (USA) 72203 |
More information about STEPHENS INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2021-01-01 | ||||
002 | 2020-01-01 | ||||
002 | 2019-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2017-01-01 | ABE BOGOSLAVSKY | ABE BOGOSLAVSKY | 2018-10-13 | |
002 | 2016-01-01 | ABE BOGOSLAVSKY | ABE BOGOSLAVSKY | 2017-10-16 | |
002 | 2015-01-01 | ABE BOGOSLAVSKY | ABE BOGOSLAVSKY | 2016-10-12 | |
002 | 2014-01-01 | ABE BOGOSLAVSKY | ABE BOGOSLAVSKY | 2015-10-13 | |
002 | 2013-01-01 | ABE BOGOSLAVSKY | ABE BOGOSLAVSKY | 2014-10-08 | |
002 | 2012-01-01 | ABE BOGOSLAVSKY | ABE BOGOSLAVSKY | 2013-10-11 | |
002 | 2011-01-01 | ABE BOGOSLAVSKY | ABE BOGOSLAVSKY | 2012-10-08 | |
002 | 2010-01-01 | ELLEN GRAY | ELLEN GRAY | 2011-10-12 | |
002 | 2009-01-01 | ELLEN GRAY | ELLEN GRAY | 2010-10-14 |
Measure | Date | Value |
---|---|---|
2021: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 1,829 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 1,273 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 20 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 506 |
Total of all active and inactive participants | 2021-01-01 | 1,799 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 7 |
Total participants | 2021-01-01 | 1,806 |
Number of participants with account balances | 2021-01-01 | 1,731 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 135 |
2020: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 1,991 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 1,344 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 5 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 467 |
Total of all active and inactive participants | 2020-01-01 | 1,816 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 7 |
Total participants | 2020-01-01 | 1,823 |
Number of participants with account balances | 2020-01-01 | 1,756 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 148 |
2019: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 2,022 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 1,522 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 19 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 424 |
Total of all active and inactive participants | 2019-01-01 | 1,965 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 6 |
Total participants | 2019-01-01 | 1,971 |
Number of participants with account balances | 2019-01-01 | 1,875 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 124 |
2018: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 1,902 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 1,529 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 17 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 451 |
Total of all active and inactive participants | 2018-01-01 | 1,997 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 8 |
Total participants | 2018-01-01 | 2,005 |
Number of participants with account balances | 2018-01-01 | 1,873 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 120 |
2017: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 1,500 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1,509 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 20 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 363 |
Total of all active and inactive participants | 2017-01-01 | 1,892 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 5 |
Total participants | 2017-01-01 | 1,897 |
Number of participants with account balances | 2017-01-01 | 1,782 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 111 |
2016: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 1,510 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1,190 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 19 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 275 |
Total of all active and inactive participants | 2016-01-01 | 1,484 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 4 |
Total participants | 2016-01-01 | 1,488 |
Number of participants with account balances | 2016-01-01 | 1,485 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 78 |
2015: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 1,812 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1,181 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 17 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 309 |
Total of all active and inactive participants | 2015-01-01 | 1,507 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 3 |
Total participants | 2015-01-01 | 1,510 |
Number of participants with account balances | 2015-01-01 | 1,504 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 78 |
2014: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 1,696 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 1,485 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 13 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 310 |
Total of all active and inactive participants | 2014-01-01 | 1,808 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 4 |
Total participants | 2014-01-01 | 1,812 |
Number of participants with account balances | 2014-01-01 | 1,476 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 36 |
2013: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 1,620 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 1,283 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 12 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 397 |
Total of all active and inactive participants | 2013-01-01 | 1,692 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 4 |
Total participants | 2013-01-01 | 1,696 |
Number of participants with account balances | 2013-01-01 | 1,696 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 26 |
2012: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 1,485 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 1,440 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 6 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 170 |
Total of all active and inactive participants | 2012-01-01 | 1,616 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 4 |
Total participants | 2012-01-01 | 1,620 |
Number of participants with account balances | 2012-01-01 | 1,620 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 23 |
2011: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 1,545 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 1,241 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 5 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 235 |
Total of all active and inactive participants | 2011-01-01 | 1,481 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 4 |
Total participants | 2011-01-01 | 1,485 |
Number of participants with account balances | 2011-01-01 | 1,485 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 33 |
2010: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 1,537 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 1,193 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 344 |
Total of all active and inactive participants | 2010-01-01 | 1,539 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 6 |
Total participants | 2010-01-01 | 1,545 |
Number of participants with account balances | 2010-01-01 | 1,540 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 28 |
2009: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 1,452 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 1,182 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 4 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 349 |
Total of all active and inactive participants | 2009-01-01 | 1,535 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 2 |
Total participants | 2009-01-01 | 1,537 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 28 |
Measure | Date | Value |
---|---|---|
2021 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2021 401k financial data | ||
Total income from all sources (including contributions) | 2021-12-31 | $72,851,832 |
Total of all expenses incurred | 2021-12-31 | $25,000,878 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $24,811,156 |
Value of total corrective distributions | 2021-12-31 | $34 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $19,737,395 |
Value of total assets at end of year | 2021-12-31 | $373,970,829 |
Value of total assets at beginning of year | 2021-12-31 | $326,119,875 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $189,688 |
Total interest from all sources | 2021-12-31 | $99,388 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $27,657,306 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $27,657,306 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $13,119,861 |
Participant contributions at end of year | 2021-12-31 | $2,080,116 |
Participant contributions at beginning of year | 2021-12-31 | $2,039,604 |
Participant contributions at end of year | 2021-12-31 | $7,077 |
Participant contributions at beginning of year | 2021-12-31 | $6,987 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $1,655,729 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $47,850,954 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $373,970,829 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $326,119,875 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $187,055 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $366,379,092 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $319,655,893 |
Interest on participant loans | 2021-12-31 | $99,388 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $542,739 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $278,851 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $278,851 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $25,357,743 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $4,961,805 |
Employer contributions (assets) at end of year | 2021-12-31 | $4,961,805 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $4,138,540 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $24,811,156 |
Contract administrator fees | 2021-12-31 | $2,633 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-12-31 | No |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | BAKER TILLY US, LLP |
Accountancy firm EIN | 2021-12-31 | 390859910 |
2020 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2020 401k financial data | ||
Total income from all sources (including contributions) | 2020-12-31 | $57,997,214 |
Total of all expenses incurred | 2020-12-31 | $18,285,921 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $18,083,679 |
Value of total corrective distributions | 2020-12-31 | $3,549 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $19,525,874 |
Value of total assets at end of year | 2020-12-31 | $326,119,875 |
Value of total assets at beginning of year | 2020-12-31 | $286,408,582 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $198,693 |
Total interest from all sources | 2020-12-31 | $114,042 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $11,870,510 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $11,870,510 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $12,870,117 |
Participant contributions at end of year | 2020-12-31 | $2,039,604 |
Participant contributions at beginning of year | 2020-12-31 | $2,220,913 |
Participant contributions at end of year | 2020-12-31 | $6,987 |
Participant contributions at beginning of year | 2020-12-31 | $3,727 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $2,517,217 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $39,711,293 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $326,119,875 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $286,408,582 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $192,654 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $319,655,893 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $280,613,355 |
Interest on participant loans | 2020-12-31 | $113,856 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $278,851 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $320,784 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $320,784 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $186 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $26,486,788 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $4,138,540 |
Employer contributions (assets) at end of year | 2020-12-31 | $4,138,540 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $3,249,803 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $18,083,679 |
Contract administrator fees | 2020-12-31 | $6,039 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | No |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | BAKER TILLY US, LLP |
Accountancy firm EIN | 2020-12-31 | 390859910 |
2019 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2019 401k financial data | ||
Total income from all sources (including contributions) | 2019-12-31 | $69,772,895 |
Total of all expenses incurred | 2019-12-31 | $27,060,038 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $26,765,173 |
Value of total corrective distributions | 2019-12-31 | $7,045 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $16,854,250 |
Value of total assets at end of year | 2019-12-31 | $286,408,582 |
Value of total assets at beginning of year | 2019-12-31 | $243,695,725 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $287,820 |
Total interest from all sources | 2019-12-31 | $128,080 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $9,724,051 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $9,724,051 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $12,426,204 |
Participant contributions at end of year | 2019-12-31 | $2,220,913 |
Participant contributions at beginning of year | 2019-12-31 | $2,435,462 |
Participant contributions at end of year | 2019-12-31 | $3,727 |
Participant contributions at beginning of year | 2019-12-31 | $824 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $1,178,243 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $42,712,857 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $286,408,582 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $243,695,725 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $274,597 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $280,613,355 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $237,785,801 |
Interest on participant loans | 2019-12-31 | $126,971 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $320,784 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $268,094 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $268,094 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $1,109 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $43,066,514 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $3,249,803 |
Employer contributions (assets) at end of year | 2019-12-31 | $3,249,803 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $3,205,544 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $26,765,173 |
Contract administrator fees | 2019-12-31 | $13,223 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | No |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | BAKER TILLY US, LLP |
Accountancy firm EIN | 2019-12-31 | 390859910 |
2018 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2018 401k financial data | ||
Total income from all sources (including contributions) | 2018-12-31 | $2,040,098 |
Total of all expenses incurred | 2018-12-31 | $13,596,096 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $13,338,782 |
Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $3,584 |
Value of total corrective distributions | 2018-12-31 | $14,410 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $17,470,878 |
Value of total assets at end of year | 2018-12-31 | $243,695,725 |
Value of total assets at beginning of year | 2018-12-31 | $255,251,723 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $239,320 |
Total interest from all sources | 2018-12-31 | $124,023 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $18,389,830 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $18,389,830 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $11,930,156 |
Participant contributions at end of year | 2018-12-31 | $2,435,462 |
Participant contributions at beginning of year | 2018-12-31 | $2,591,362 |
Participant contributions at end of year | 2018-12-31 | $824 |
Participant contributions at beginning of year | 2018-12-31 | $3,396 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $2,337,446 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-11,555,998 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $243,695,725 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $255,251,723 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $229,886 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $237,785,801 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $248,686,730 |
Interest on participant loans | 2018-12-31 | $123,442 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $268,094 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $190,038 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $190,038 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $581 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-33,944,633 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $3,203,276 |
Employer contributions (assets) at end of year | 2018-12-31 | $3,205,544 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $3,780,197 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $13,338,782 |
Contract administrator fees | 2018-12-31 | $9,434 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2018-12-31 | 390859910 |
2017 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2017 401k financial data | ||
Total income from all sources (including contributions) | 2017-12-31 | $55,586,287 |
Total of all expenses incurred | 2017-12-31 | $14,209,824 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $13,943,420 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $14,375 |
Value of total corrective distributions | 2017-12-31 | $4,633 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $20,279,650 |
Value of total assets at end of year | 2017-12-31 | $255,251,723 |
Value of total assets at beginning of year | 2017-12-31 | $213,875,260 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $247,396 |
Total interest from all sources | 2017-12-31 | $116,507 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $3,246,953 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $3,246,953 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $11,336,411 |
Participant contributions at end of year | 2017-12-31 | $2,591,362 |
Participant contributions at beginning of year | 2017-12-31 | $2,627,304 |
Participant contributions at end of year | 2017-12-31 | $3,396 |
Participant contributions at beginning of year | 2017-12-31 | $3,249 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $5,162,431 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $128 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $41,376,463 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $255,251,723 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $213,875,260 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $221,841 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $248,686,730 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $208,561,699 |
Interest on participant loans | 2017-12-31 | $116,398 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $190,038 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $442,061 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $442,061 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $109 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $31,943,177 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $3,780,808 |
Employer contributions (assets) at end of year | 2017-12-31 | $3,780,197 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $2,240,819 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $13,943,420 |
Contract administrator fees | 2017-12-31 | $25,555 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2017-12-31 | 390859910 |
2016 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2016 401k financial data | ||
Total transfer of assets to this plan | 2016-12-31 | $688,600 |
Total income from all sources (including contributions) | 2016-12-31 | $33,833,782 |
Total of all expenses incurred | 2016-12-31 | $16,308,042 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $16,062,368 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $1,542 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $16,237,868 |
Value of total assets at end of year | 2016-12-31 | $213,875,260 |
Value of total assets at beginning of year | 2016-12-31 | $195,660,920 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $244,132 |
Total interest from all sources | 2016-12-31 | $106,590 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $2,701,493 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $2,701,493 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $10,931,607 |
Participant contributions at end of year | 2016-12-31 | $2,627,304 |
Participant contributions at beginning of year | 2016-12-31 | $2,476,206 |
Participant contributions at end of year | 2016-12-31 | $3,249 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $3,065,174 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $128 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $144 |
Administrative expenses (other) incurred | 2016-12-31 | $244,132 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $17,525,740 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $213,875,260 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $195,660,920 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $208,561,699 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $189,260,928 |
Interest on participant loans | 2016-12-31 | $106,590 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $442,061 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $250,936 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $250,936 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $14,787,831 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $2,241,087 |
Employer contributions (assets) at end of year | 2016-12-31 | $2,240,819 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $3,672,706 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $16,062,368 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2016-12-31 | 390859910 |
2015 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2015 401k financial data | ||
Total income from all sources (including contributions) | 2015-12-31 | $11,614,403 |
Total of all expenses incurred | 2015-12-31 | $10,353,604 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $10,136,674 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $16,636,673 |
Value of total assets at end of year | 2015-12-31 | $195,660,920 |
Value of total assets at beginning of year | 2015-12-31 | $194,400,121 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $216,930 |
Total interest from all sources | 2015-12-31 | $100,194 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $2,482,244 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $2,482,244 |
Administrative expenses professional fees incurred | 2015-12-31 | $5,843 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $10,368,784 |
Participant contributions at end of year | 2015-12-31 | $2,476,206 |
Participant contributions at beginning of year | 2015-12-31 | $2,468,589 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $2,595,307 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $144 |
Administrative expenses (other) incurred | 2015-12-31 | $211,087 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,260,799 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $195,660,920 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $194,400,121 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $189,260,928 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $189,384,962 |
Interest on participant loans | 2015-12-31 | $100,175 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $250,936 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $100,346 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $100,346 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $19 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-7,604,708 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $3,672,582 |
Employer contributions (assets) at end of year | 2015-12-31 | $3,672,706 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $2,446,224 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $10,136,674 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | No |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2015-12-31 | 390859910 |
2014 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2014 401k financial data | ||
Total income from all sources (including contributions) | 2014-12-31 | $25,151,041 |
Total of all expenses incurred | 2014-12-31 | $9,424,022 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $8,867,312 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $1,837 |
Value of total corrective distributions | 2014-12-31 | $340,470 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $14,040,142 |
Value of total assets at end of year | 2014-12-31 | $194,400,121 |
Value of total assets at beginning of year | 2014-12-31 | $178,673,102 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $214,403 |
Total interest from all sources | 2014-12-31 | $90,736 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $2,794,063 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $2,794,063 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $9,630,979 |
Participant contributions at end of year | 2014-12-31 | $2,468,589 |
Participant contributions at beginning of year | 2014-12-31 | $2,021,225 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,975,355 |
Administrative expenses (other) incurred | 2014-12-31 | $204,263 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $15,727,019 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $194,400,121 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $178,673,102 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $189,384,962 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $174,694,816 |
Interest on participant loans | 2014-12-31 | $90,729 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $100,346 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $27,873 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $27,873 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $7 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $8,226,100 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $2,433,808 |
Employer contributions (assets) at end of year | 2014-12-31 | $2,446,224 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $1,929,188 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $8,867,312 |
Contract administrator fees | 2014-12-31 | $10,140 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | No |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2014-12-31 | 390859910 |
2013 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2013 401k financial data | ||
Total income from all sources (including contributions) | 2013-12-31 | $48,709,471 |
Total of all expenses incurred | 2013-12-31 | $6,182,744 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $6,115,340 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $3,648 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $14,041,614 |
Value of total assets at end of year | 2013-12-31 | $178,673,102 |
Value of total assets at beginning of year | 2013-12-31 | $136,146,375 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $63,756 |
Total interest from all sources | 2013-12-31 | $79,931 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $1,659,829 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Administrative expenses professional fees incurred | 2013-12-31 | $4,640 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $8,536,931 |
Participant contributions at end of year | 2013-12-31 | $2,021,225 |
Participant contributions at beginning of year | 2013-12-31 | $1,857,481 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $3,575,495 |
Administrative expenses (other) incurred | 2013-12-31 | $59,116 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $42,526,727 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $178,673,102 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $136,146,375 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $174,694,816 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $127,604,431 |
Interest on participant loans | 2013-12-31 | $79,928 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $4,554,813 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $27,873 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $12,936 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $12,936 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $3 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $33,011,412 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $-83,315 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,929,188 |
Employer contributions (assets) at end of year | 2013-12-31 | $1,929,188 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $2,116,714 |
Income. Dividends from common stock | 2013-12-31 | $1,659,829 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $6,115,340 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | No |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2013-12-31 | 390859910 |
2012 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2012 401k financial data | ||
Total income from all sources (including contributions) | 2012-12-31 | $28,232,490 |
Total of all expenses incurred | 2012-12-31 | $5,470,593 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $5,404,987 |
Value of total corrective distributions | 2012-12-31 | $1,155 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $12,101,227 |
Value of total assets at end of year | 2012-12-31 | $136,146,375 |
Value of total assets at beginning of year | 2012-12-31 | $113,384,478 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $64,451 |
Total interest from all sources | 2012-12-31 | $74,481 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,762,402 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $8,723,279 |
Participant contributions at end of year | 2012-12-31 | $1,857,481 |
Participant contributions at beginning of year | 2012-12-31 | $1,798,943 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $1,265,341 |
Administrative expenses (other) incurred | 2012-12-31 | $64,451 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $22,761,897 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $136,146,375 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $113,384,478 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $127,604,431 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $105,114,819 |
Interest on participant loans | 2012-12-31 | $74,477 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $4,554,813 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $5,084,205 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $12,936 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $4 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $14,174,750 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $119,630 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $2,112,607 |
Employer contributions (assets) at end of year | 2012-12-31 | $2,116,714 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,386,511 |
Income. Dividends from common stock | 2012-12-31 | $1,762,402 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $5,404,987 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | No |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BAKER TILLY VIRCHOW KRAUSE, LLP |
Accountancy firm EIN | 2012-12-31 | 390859910 |
2011 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2011 401k financial data | ||
Total income from all sources (including contributions) | 2011-12-31 | $6,396,924 |
Total of all expenses incurred | 2011-12-31 | $9,484,540 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $9,411,637 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $66,333 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $10,403,711 |
Value of total assets at end of year | 2011-12-31 | $113,384,478 |
Value of total assets at beginning of year | 2011-12-31 | $116,472,094 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $6,570 |
Total interest from all sources | 2011-12-31 | $82,084 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,228,776 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $9,064,359 |
Participant contributions at end of year | 2011-12-31 | $1,798,943 |
Participant contributions at beginning of year | 2011-12-31 | $1,839,603 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-3,087,616 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $113,384,478 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $116,472,094 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $105,114,819 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $107,904,968 |
Interest on participant loans | 2011-12-31 | $82,084 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $5,084,205 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $5,831,372 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-5,484,392 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $166,745 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $1,339,352 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,386,511 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $896,151 |
Income. Dividends from common stock | 2011-12-31 | $1,228,776 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $9,411,637 |
Contract administrator fees | 2011-12-31 | $6,570 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
Accountancy firm name | 2011-12-31 | DELOITTE & TOUCHE |
Accountancy firm EIN | 2011-12-31 | 133891517 |
2010 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2010 401k financial data | ||
Total income from all sources (including contributions) | 2010-12-31 | $23,327,515 |
Total of all expenses incurred | 2010-12-31 | $5,059,584 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $4,953,024 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $96,415 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $8,899,597 |
Value of total assets at end of year | 2010-12-31 | $116,472,094 |
Value of total assets at beginning of year | 2010-12-31 | $98,204,163 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $10,145 |
Total interest from all sources | 2010-12-31 | $90,777 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $996,686 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $15,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $8,018,032 |
Participant contributions at end of year | 2010-12-31 | $1,839,603 |
Participant contributions at beginning of year | 2010-12-31 | $1,621,655 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $18,267,931 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $116,472,094 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $98,204,163 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $107,904,968 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $90,537,524 |
Interest on participant loans | 2010-12-31 | $90,777 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $5,831,372 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $5,803,558 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $13,107,039 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $233,416 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $881,565 |
Employer contributions (assets) at end of year | 2010-12-31 | $896,151 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $241,426 |
Income. Dividends from common stock | 2010-12-31 | $996,686 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $4,953,024 |
Contract administrator fees | 2010-12-31 | $10,145 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
Accountancy firm name | 2010-12-31 | DELOITTE & TOUCHE |
Accountancy firm EIN | 2010-12-31 | 133891517 |
2009 : STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2021: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses | ||
---|---|---|
2021-01-01 | Type of plan entity | Mulitple employer plan |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Mulitple employer plan |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Mulitple employer plan |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Mulitple employer plan |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Mulitple employer plan |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Mulitple employer plan |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Mulitple employer plan |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Mulitple employer plan |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Mulitple employer plan |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Mulitple employer plan |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Mulitple employer plan |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Mulitple employer plan |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Mulitple employer plan |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |