401k Plan data: OCEAN ASSOCIATES, INC. plan

OCEAN ASSOCIATES, INC. 401k Plan overview

Plan Name	OCEAN ASSOCIATES, INC.
Plan identification number	502

OCEAN ASSOCIATES, INC. Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Health (other than dental or vision)

401k Sponsoring company profile

OCEAN ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name: OCEAN ASSOCIATES, INC.

Employer identification number (EIN): 710931202

NAIC Classification: 541600

Additional information about OCEAN ASSOCIATES, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1995-09-06

Company Identification Number: 1953709

Legal Registered Office Address: 2421 LONG BEACH RD
Nassau
OCEANSIDE
United States of America (USA)
11572

More information about OCEAN ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OCEAN ASSOCIATES, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
502 2017-12-01
502 2016-12-01 PAULA RIVERA PAULA RIVERA 2018-09-07
502 2015-12-01 PAULA RIVERA PAULA RIVERA 2017-09-13
502 2014-12-01 PAULA RIVERA
502 2013-12-01 PAULA RIVERA

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
502	2017-12-01
502	2016-12-01	PAULA RIVERA	PAULA RIVERA	2018-09-07
502	2015-12-01	PAULA RIVERA	PAULA RIVERA	2017-09-13
502	2014-12-01	PAULA RIVERA
502	2013-12-01	PAULA RIVERA

Plan Statistics for OCEAN ASSOCIATES, INC.

401k plan membership statisitcs for OCEAN ASSOCIATES, INC.

Measure Date Value
2017: OCEAN ASSOCIATES, INC. 2017 401k membership
Total participants, beginning-of-year 2017-12-01 123
Total number of active participants reported on line 7a of the Form 5500 2017-12-01 94
Total of all active and inactive participants 2017-12-01 94
Total participants 2017-12-01 94
2016: OCEAN ASSOCIATES, INC. 2016 401k membership
Total participants, beginning-of-year 2016-12-01 142
Total number of active participants reported on line 7a of the Form 5500 2016-12-01 123
Total of all active and inactive participants 2016-12-01 123
Total participants 2016-12-01 123
2015: OCEAN ASSOCIATES, INC. 2015 401k membership
Total participants, beginning-of-year 2015-12-01 152
Total number of active participants reported on line 7a of the Form 5500 2015-12-01 142
Total of all active and inactive participants 2015-12-01 142
Total participants 2015-12-01 142
2014: OCEAN ASSOCIATES, INC. 2014 401k membership
Total participants, beginning-of-year 2014-12-01 146
Total number of active participants reported on line 7a of the Form 5500 2014-12-01 152
Total of all active and inactive participants 2014-12-01 152
Total participants 2014-12-01 152
2013: OCEAN ASSOCIATES, INC. 2013 401k membership
Total participants, beginning-of-year 2013-12-01 78
Total number of active participants reported on line 7a of the Form 5500 2013-12-01 146
Total of all active and inactive participants 2013-12-01 146
Total participants 2013-12-01 146

Measure	Date	Value
2017: OCEAN ASSOCIATES, INC. 2017 401k membership
Total participants, beginning-of-year	2017-12-01	123
Total number of active participants reported on line 7a of the Form 5500	2017-12-01	94
Total of all active and inactive participants	2017-12-01	94
Total participants	2017-12-01	94
2016: OCEAN ASSOCIATES, INC. 2016 401k membership
Total participants, beginning-of-year	2016-12-01	142
Total number of active participants reported on line 7a of the Form 5500	2016-12-01	123
Total of all active and inactive participants	2016-12-01	123
Total participants	2016-12-01	123
2015: OCEAN ASSOCIATES, INC. 2015 401k membership
Total participants, beginning-of-year	2015-12-01	152
Total number of active participants reported on line 7a of the Form 5500	2015-12-01	142
Total of all active and inactive participants	2015-12-01	142
Total participants	2015-12-01	142
2014: OCEAN ASSOCIATES, INC. 2014 401k membership
Total participants, beginning-of-year	2014-12-01	146
Total number of active participants reported on line 7a of the Form 5500	2014-12-01	152
Total of all active and inactive participants	2014-12-01	152
Total participants	2014-12-01	152
2013: OCEAN ASSOCIATES, INC. 2013 401k membership
Total participants, beginning-of-year	2013-12-01	78
Total number of active participants reported on line 7a of the Form 5500	2013-12-01	146
Total of all active and inactive participants	2013-12-01	146
Total participants	2013-12-01	146

Form 5500 Responses for OCEAN ASSOCIATES, INC.

2017: OCEAN ASSOCIATES, INC. 2017 form 5500 responses
2017-12-01	Type of plan entity	Single employer plan
2017-12-01	Submission has been amended	No
2017-12-01	This submission is the final filing	No
2017-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-12-01	Plan is a collectively bargained plan	No
2017-12-01	Plan funding arrangement – Insurance	Yes
2017-12-01	Plan benefit arrangement – Insurance	Yes
2016: OCEAN ASSOCIATES, INC. 2016 form 5500 responses
2016-12-01	Type of plan entity	Single employer plan
2016-12-01	Submission has been amended	No
2016-12-01	This submission is the final filing	No
2016-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-12-01	Plan is a collectively bargained plan	No
2016-12-01	Plan funding arrangement – Insurance	Yes
2016-12-01	Plan benefit arrangement – Insurance	Yes
2015: OCEAN ASSOCIATES, INC. 2015 form 5500 responses
2015-12-01	Type of plan entity	Single employer plan
2015-12-01	Submission has been amended	No
2015-12-01	This submission is the final filing	No
2015-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-12-01	Plan is a collectively bargained plan	No
2015-12-01	Plan funding arrangement – Insurance	Yes
2015-12-01	Plan benefit arrangement – Insurance	Yes
2014: OCEAN ASSOCIATES, INC. 2014 form 5500 responses
2014-12-01	Type of plan entity	Single employer plan
2014-12-01	Submission has been amended	No
2014-12-01	This submission is the final filing	No
2014-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-12-01	Plan is a collectively bargained plan	No
2014-12-01	Plan funding arrangement – Insurance	Yes
2014-12-01	Plan benefit arrangement – Insurance	Yes
2013: OCEAN ASSOCIATES, INC. 2013 form 5500 responses
2013-12-01	Type of plan entity	Single employer plan
2013-12-01	Submission has been amended	No
2013-12-01	This submission is the final filing	No
2013-12-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-12-01	Plan is a collectively bargained plan	No
2013-12-01	Plan funding arrangement – Insurance	Yes
2013-12-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

CAREFIRST BLUECHOICE (National Association of Insurance Commissioners NAIC id number: 96202 )

Policy contract number

17L9

Policy instance

Insurance contract or identification number	17L9
Number of Individuals Covered	94
Insurance policy start date	2017-12-01
Insurance policy end date	2018-11-30
Total amount of commissions paid to insurance broker	USD $32,336
Total amount of fees paid to insurance company	USD $10,601
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	Yes
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $646,729
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	OCEAN ASSOCIATES, INC.
Employer identification number (EIN):	710931202
NAIC Classification:	541600

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1995-09-06
Company Identification Number:	1953709
Legal Registered Office Address:	2421 LONG BEACH RD Nassau OCEANSIDE United States of America (USA) 11572