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SAZERAC COMPANY, INC. 401(K) PLAN 401k Plan overview

Plan NameSAZERAC COMPANY, INC. 401(K) PLAN
Plan identification number 001

SAZERAC COMPANY, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SAZERAC COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:SAZERAC COMPANY, INC.
Employer identification number (EIN):720310180
NAIC Classification:312140
NAIC Description:Distilleries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAZERAC COMPANY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MELISSA NORD KATHY THELEN2018-10-11
0012016-01-01MELISSA NORD KATHY THELEN2017-09-28
0012015-01-01MELISSA NORD KATHY THELEN2016-10-14
0012014-01-01MELISSA NORD KATHY THELEN2015-10-15
0012013-01-01MELISSA NORD
0012012-01-01MELISSA NORD KATHY THELEN2013-09-13
0012011-01-01MELISSA NORD KATHY THELEN2012-10-30

Plan Statistics for SAZERAC COMPANY, INC. 401(K) PLAN

401k plan membership statisitcs for SAZERAC COMPANY, INC. 401(K) PLAN

Measure Date Value
2022: SAZERAC COMPANY, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,042
Total number of active participants reported on line 7a of the Form 55002022-01-012,292
Number of retired or separated participants receiving benefits2022-01-017
Number of other retired or separated participants entitled to future benefits2022-01-01634
Total of all active and inactive participants2022-01-012,933
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-012,938
Number of participants with account balances2022-01-012,916
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01256
2021: SAZERAC COMPANY, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,705
Total number of active participants reported on line 7a of the Form 55002021-01-011,485
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-01508
Total of all active and inactive participants2021-01-011,999
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-012,000
Number of participants with account balances2021-01-011,977
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01211
2020: SAZERAC COMPANY, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,236
Total number of active participants reported on line 7a of the Form 55002020-01-011,268
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01395
Total of all active and inactive participants2020-01-011,665
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-011,668
Number of participants with account balances2020-01-011,611
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01112
2019: SAZERAC COMPANY, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,021
Total number of active participants reported on line 7a of the Form 55002019-01-01919
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01269
Total of all active and inactive participants2019-01-011,193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-013
Total participants2019-01-011,196
Number of participants with account balances2019-01-011,192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0161
2018: SAZERAC COMPANY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01887
Total number of active participants reported on line 7a of the Form 55002018-01-01785
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01210
Total of all active and inactive participants2018-01-01998
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-013
Total participants2018-01-011,001
Number of participants with account balances2018-01-01946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0133
2017: SAZERAC COMPANY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01820
Total number of active participants reported on line 7a of the Form 55002017-01-01686
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01181
Total of all active and inactive participants2017-01-01870
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01871
Number of participants with account balances2017-01-01860
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0134
2016: SAZERAC COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01890
Total number of active participants reported on line 7a of the Form 55002016-01-01626
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-01171
Total of all active and inactive participants2016-01-01800
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01803
Number of participants with account balances2016-01-01779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: SAZERAC COMPANY, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01691
Total number of active participants reported on line 7a of the Form 55002015-01-01719
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-01161
Total of all active and inactive participants2015-01-01883
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-01885
Number of participants with account balances2015-01-01704
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0121
2014: SAZERAC COMPANY, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01611
Total number of active participants reported on line 7a of the Form 55002014-01-01572
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-01102
Total of all active and inactive participants2014-01-01677
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01679
Number of participants with account balances2014-01-01629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: SAZERAC COMPANY, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01432
Total number of active participants reported on line 7a of the Form 55002013-01-01422
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0173
Total of all active and inactive participants2013-01-01497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01499
Number of participants with account balances2013-01-01464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: SAZERAC COMPANY, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01367
Total number of active participants reported on line 7a of the Form 55002012-01-01363
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0152
Total of all active and inactive participants2012-01-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-01419
Number of participants with account balances2012-01-01400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: SAZERAC COMPANY, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01358
Total number of active participants reported on line 7a of the Form 55002011-01-01310
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0150
Total of all active and inactive participants2011-01-01360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01361
Number of participants with account balances2011-01-01347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011

Financial Data on SAZERAC COMPANY, INC. 401(K) PLAN

Measure Date Value
2022 : SAZERAC COMPANY, INC. 401(K) PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$573,397
Total income from all sources (including contributions)2022-12-31$3,878,128
Total of all expenses incurred2022-12-31$14,725,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$14,601,987
Value of total corrective distributions2022-12-31$3,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$21,118,238
Value of total assets at end of year2022-12-31$95,528,496
Value of total assets at beginning of year2022-12-31$105,802,591
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$120,288
Total interest from all sources2022-12-31$99,991
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,368,608
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,368,608
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$11,682,872
Participant contributions at end of year2022-12-31$1,168,549
Participant contributions at beginning of year2022-12-31$1,087,828
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$5,132,027
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$634
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$87
Administrative expenses (other) incurred2022-12-31$94,513
Total non interest bearing cash at end of year2022-12-31$134,427
Total non interest bearing cash at beginning of year2022-12-31$110,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,847,492
Value of net assets at end of year (total assets less liabilities)2022-12-31$95,528,496
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$105,802,591
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$25,775
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$90,864,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$101,467,038
Interest on participant loans2022-12-31$50,906
Interest earned on other investments2022-12-31$48,471
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$182,662
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$180,901
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$180,901
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$614
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$3,177,662
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$2,956,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-18,708,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$4,303,339
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$14,601,987
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CROWE LLP
Accountancy firm EIN2022-12-31350921680
2021 : SAZERAC COMPANY, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$31,231,554
Total of all expenses incurred2021-12-31$14,877,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$14,784,566
Value of total corrective distributions2021-12-31$5,518
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$16,405,810
Value of total assets at end of year2021-12-31$105,802,591
Value of total assets at beginning of year2021-12-31$89,448,116
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$86,995
Total interest from all sources2021-12-31$102,166
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,106,128
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,106,128
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,433,452
Participant contributions at end of year2021-12-31$1,087,828
Participant contributions at beginning of year2021-12-31$982,001
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,448,829
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$87
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$7
Administrative expenses (other) incurred2021-12-31$79,777
Total non interest bearing cash at end of year2021-12-31$110,650
Total non interest bearing cash at beginning of year2021-12-31$128,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,354,475
Value of net assets at end of year (total assets less liabilities)2021-12-31$105,802,591
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$89,448,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$7,218
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$101,467,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$84,955,871
Interest on participant loans2021-12-31$49,288
Interest earned on other investments2021-12-31$52,878
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$180,901
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$91,698
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$91,698
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$2,956,087
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$3,289,613
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$12,617,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,523,529
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$14,784,566
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31CROWE LLP
Accountancy firm EIN2021-12-31350921680
2020 : SAZERAC COMPANY, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$26,082,116
Total of all expenses incurred2020-12-31$7,964,089
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,886,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$13,152,663
Value of total assets at end of year2020-12-31$89,448,116
Value of total assets at beginning of year2020-12-31$71,330,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$77,829
Total interest from all sources2020-12-31$116,966
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,226,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,226,074
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$7,749,480
Participant contributions at end of year2020-12-31$982,001
Participant contributions at beginning of year2020-12-31$929,875
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,331,494
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$7
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,791
Administrative expenses (other) incurred2020-12-31$50,729
Total non interest bearing cash at end of year2020-12-31$128,926
Total non interest bearing cash at beginning of year2020-12-31$249,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$18,118,027
Value of net assets at end of year (total assets less liabilities)2020-12-31$89,448,116
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$71,330,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$27,100
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$84,955,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$66,795,471
Interest on participant loans2020-12-31$49,093
Interest earned on other investments2020-12-31$67,783
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$91,698
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$80,317
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$80,317
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$90
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$3,289,613
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$3,273,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$11,586,413
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$3,071,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,886,260
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CROWE LLP
Accountancy firm EIN2020-12-31350921680
2019 : SAZERAC COMPANY, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$23,082,081
Total of all expenses incurred2019-12-31$6,231,914
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,066,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,950,623
Value of total assets at end of year2019-12-31$71,330,089
Value of total assets at beginning of year2019-12-31$54,479,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$165,728
Total interest from all sources2019-12-31$112,012
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,114,920
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,114,920
Administrative expenses professional fees incurred2019-12-31$3,500
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,485,387
Participant contributions at end of year2019-12-31$929,875
Participant contributions at beginning of year2019-12-31$879,045
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,121,280
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,791
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,453
Administrative expenses (other) incurred2019-12-31$142,489
Total non interest bearing cash at end of year2019-12-31$249,068
Total non interest bearing cash at beginning of year2019-12-31$124,924
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$16,850,167
Value of net assets at end of year (total assets less liabilities)2019-12-31$71,330,089
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$54,479,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$19,739
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$66,795,471
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$50,372,426
Interest on participant loans2019-12-31$47,569
Interest earned on other investments2019-12-31$63,969
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$80,317
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$87,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$87,831
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$474
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$3,273,567
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$3,013,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,904,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,343,956
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,066,186
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CROWE LLP
Accountancy firm EIN2019-12-31350921680
2018 : SAZERAC COMPANY, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$6,643,435
Total of all expenses incurred2018-12-31$6,239,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,010,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,431,281
Value of total assets at end of year2018-12-31$54,479,922
Value of total assets at beginning of year2018-12-31$54,076,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$229,003
Total interest from all sources2018-12-31$88,230
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,003,191
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,003,191
Administrative expenses professional fees incurred2018-12-31$10,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,316,535
Participant contributions at end of year2018-12-31$879,045
Participant contributions at beginning of year2018-12-31$728,657
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,239,729
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,453
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$537
Administrative expenses (other) incurred2018-12-31$185,881
Total non interest bearing cash at end of year2018-12-31$124,924
Total non interest bearing cash at beginning of year2018-12-31$68,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$403,514
Value of net assets at end of year (total assets less liabilities)2018-12-31$54,479,922
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$54,076,408
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$32,622
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$50,372,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$50,195,936
Interest on participant loans2018-12-31$40,577
Interest earned on other investments2018-12-31$47,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$87,831
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$125,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$125,141
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$416
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$3,013,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,957,470
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,879,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,875,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,010,918
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CROWE HORWATH, LLP
Accountancy firm EIN2018-12-31350921680
2017 : SAZERAC COMPANY, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$16,243,520
Total of all expenses incurred2017-12-31$4,490,766
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,171,702
Value of total corrective distributions2017-12-31$2,583
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,895,862
Value of total assets at end of year2017-12-31$54,076,408
Value of total assets at beginning of year2017-12-31$42,323,654
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$316,481
Total interest from all sources2017-12-31$81,452
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$897,084
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$897,084
Administrative expenses professional fees incurred2017-12-31$3,500
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,943,775
Participant contributions at end of year2017-12-31$728,657
Participant contributions at beginning of year2017-12-31$567,194
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,209,838
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$537
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$603
Administrative expenses (other) incurred2017-12-31$257,790
Total non interest bearing cash at end of year2017-12-31$68,667
Total non interest bearing cash at beginning of year2017-12-31$143,247
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,752,754
Value of net assets at end of year (total assets less liabilities)2017-12-31$54,076,408
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$42,323,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$55,191
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$50,195,936
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$38,464,888
Interest on participant loans2017-12-31$31,423
Interest earned on other investments2017-12-31$49,950
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$125,141
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$64,143
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$64,143
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$79
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,957,470
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,992,835
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,369,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,742,249
Employer contributions (assets) at beginning of year2017-12-31$90,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,171,702
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CROWE, LLP
Accountancy firm EIN2017-12-31350921680
2016 : SAZERAC COMPANY, INC. 401(K) PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$28,080
Total income from all sources (including contributions)2016-12-31$9,668,092
Total of all expenses incurred2016-12-31$3,198,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,009,741
Expenses. Certain deemed distributions of participant loans2016-12-31$6,824
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$7,007,251
Value of total assets at end of year2016-12-31$42,323,654
Value of total assets at beginning of year2016-12-31$35,825,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$181,680
Total interest from all sources2016-12-31$67,901
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$585,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$585,349
Administrative expenses professional fees incurred2016-12-31$7,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,207,759
Participant contributions at end of year2016-12-31$567,194
Participant contributions at beginning of year2016-12-31$410,339
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,203,534
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$603
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$725
Administrative expenses (other) incurred2016-12-31$122,181
Total non interest bearing cash at end of year2016-12-31$143,247
Total non interest bearing cash at beginning of year2016-12-31$127,655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,469,847
Value of net assets at end of year (total assets less liabilities)2016-12-31$42,323,654
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$35,825,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$52,499
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$38,464,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$32,568,159
Interest on participant loans2016-12-31$20,631
Interest earned on other investments2016-12-31$47,270
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$64,143
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$74,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$74,552
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,992,835
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,644,297
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,007,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,595,958
Employer contributions (assets) at end of year2016-12-31$90,744
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,009,741
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CROWE HORWATH, LLP
Accountancy firm EIN2016-12-31350921680
2015 : SAZERAC COMPANY, INC. 401(K) PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$10,057
Total income from all sources (including contributions)2015-12-31$5,284,405
Total of all expenses incurred2015-12-31$3,062,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,898,525
Expenses. Certain deemed distributions of participant loans2015-12-31$4,576
Value of total corrective distributions2015-12-31$113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,574,461
Value of total assets at end of year2015-12-31$35,825,727
Value of total assets at beginning of year2015-12-31$33,593,834
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$159,355
Total interest from all sources2015-12-31$51,797
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$456,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$456,864
Administrative expenses professional fees incurred2015-12-31$7,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,970,943
Participant contributions at end of year2015-12-31$410,339
Participant contributions at beginning of year2015-12-31$428,239
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$171,762
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$725
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$459
Administrative expenses (other) incurred2015-12-31$113,768
Total non interest bearing cash at end of year2015-12-31$127,655
Total non interest bearing cash at beginning of year2015-12-31$93,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,221,836
Value of net assets at end of year (total assets less liabilities)2015-12-31$35,825,727
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$33,593,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$38,587
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$32,568,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$30,717,052
Interest on participant loans2015-12-31$6,563
Interest earned on other investments2015-12-31$45,229
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$74,552
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$48,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$48,792
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,644,297
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,305,717
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-798,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,431,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,898,525
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH, LLP
Accountancy firm EIN2015-12-31350921680
2014 : SAZERAC COMPANY, INC. 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$800
Total income from all sources (including contributions)2014-12-31$11,092,960
Total of all expenses incurred2014-12-31$2,825,074
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,686,929
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,143,820
Value of total assets at end of year2014-12-31$33,593,834
Value of total assets at beginning of year2014-12-31$25,325,148
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$138,145
Total interest from all sources2014-12-31$66,928
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$533,705
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$533,705
Administrative expenses professional fees incurred2014-12-31$3,375
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,359,086
Participant contributions at end of year2014-12-31$428,239
Participant contributions at beginning of year2014-12-31$343,063
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$4,522,138
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$459
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$711
Administrative expenses (other) incurred2014-12-31$92,997
Total non interest bearing cash at end of year2014-12-31$93,575
Total non interest bearing cash at beginning of year2014-12-31$69,475
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,267,886
Value of net assets at end of year (total assets less liabilities)2014-12-31$33,593,834
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$25,325,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$41,773
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$30,717,052
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$22,582,309
Interest on participant loans2014-12-31$23,845
Interest earned on other investments2014-12-31$43,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$48,792
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$28,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$28,960
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,305,717
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,300,630
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,348,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,262,596
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,686,929
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH, LLP
Accountancy firm EIN2014-12-31350921680
2013 : SAZERAC COMPANY, INC. 401(K) PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$14,197
Total income from all sources (including contributions)2013-12-31$8,237,506
Total of all expenses incurred2013-12-31$2,124,557
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,006,701
Expenses. Certain deemed distributions of participant loans2013-12-31$2,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,724,540
Value of total assets at end of year2013-12-31$25,325,148
Value of total assets at beginning of year2013-12-31$19,198,002
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$115,213
Total interest from all sources2013-12-31$57,731
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$439,174
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$439,174
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,206,140
Participant contributions at end of year2013-12-31$343,063
Participant contributions at beginning of year2013-12-31$252,518
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$624,278
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$711
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$144
Administrative expenses (other) incurred2013-12-31$83,776
Total non interest bearing cash at end of year2013-12-31$69,475
Total non interest bearing cash at beginning of year2013-12-31$65,011
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,112,949
Value of net assets at end of year (total assets less liabilities)2013-12-31$25,325,148
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,198,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$31,437
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$22,582,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$16,426,118
Interest on participant loans2013-12-31$11,662
Interest earned on other investments2013-12-31$46,067
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$28,960
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$16,783
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$16,783
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$2
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,300,630
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,437,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,016,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$894,122
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,006,701
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH, LLP
Accountancy firm EIN2013-12-31350921680
2012 : SAZERAC COMPANY, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$5,355,109
Total of all expenses incurred2012-12-31$1,821,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,767,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,359,160
Value of total assets at end of year2012-12-31$19,198,002
Value of total assets at beginning of year2012-12-31$15,664,370
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$54,418
Total interest from all sources2012-12-31$65,840
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$292,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$292,736
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,078,697
Participant contributions at end of year2012-12-31$252,518
Participant contributions at beginning of year2012-12-31$181,246
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$506,760
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$144
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$48
Administrative expenses (other) incurred2012-12-31$32,414
Total non interest bearing cash at end of year2012-12-31$65,011
Total non interest bearing cash at beginning of year2012-12-31$20,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,533,632
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,198,002
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,664,370
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$22,004
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$16,426,118
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$12,614,436
Interest on participant loans2012-12-31$8,503
Interest earned on other investments2012-12-31$57,336
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$16,783
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,258
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,258
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,437,428
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,845,012
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,637,373
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$773,703
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,767,059
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH, LLP
Accountancy firm EIN2012-12-31350921680
2011 : SAZERAC COMPANY, INC. 401(K) PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$153,425
Total income from all sources (including contributions)2011-12-31$2,567,771
Total of all expenses incurred2011-12-31$240,340
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$239,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,733,349
Value of total assets at end of year2011-12-31$15,664,370
Value of total assets at beginning of year2011-12-31$13,183,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$650
Total interest from all sources2011-12-31$57,325
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$85,372
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$85,372
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,726,617
Participant contributions at end of year2011-12-31$181,246
Participant contributions at beginning of year2011-12-31$130,591
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$307,326
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$48
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$-29,219
Administrative expenses (other) incurred2011-12-31$650
Total non interest bearing cash at end of year2011-12-31$20,370
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,327,431
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,664,370
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$13,183,514
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$12,614,436
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$11,274,748
Interest on participant loans2011-12-31$6,243
Interest earned on other investments2011-12-31$51,082
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,258
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,845,012
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,778,175
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-20,244
Net investment gain/loss from pooled separate accounts2011-12-31$-258,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$699,406
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$239,690
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH, LLP
Accountancy firm EIN2011-12-31350921680
2010 : SAZERAC COMPANY, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,235,299
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$461,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$459,733
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,871,341
Value of total assets at end of year2010-12-31$13,183,514
Value of total assets at beginning of year2010-12-31$9,409,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,826
Total interest from all sources2010-12-31$51,817
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,811,181
Participant contributions at end of year2010-12-31$130,591
Participant contributions at beginning of year2010-12-31$143,738
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$357,043
Administrative expenses (other) incurred2010-12-31$1,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,773,740
Value of net assets at end of year (total assets less liabilities)2010-12-31$13,183,514
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$9,409,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$11,274,748
Value of interest in pooled separate accounts at beginning of year2010-12-31$7,704,408
Interest on participant loans2010-12-31$8,158
Interest earned on other investments2010-12-31$43,659
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,778,175
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,561,628
Net investment gain/loss from pooled separate accounts2010-12-31$1,312,141
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$703,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$459,733
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH, LLP
Accountancy firm EIN2010-12-31350921680

Form 5500 Responses for SAZERAC COMPANY, INC. 401(K) PLAN

2022: SAZERAC COMPANY, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SAZERAC COMPANY, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SAZERAC COMPANY, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SAZERAC COMPANY, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SAZERAC COMPANY, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SAZERAC COMPANY, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SAZERAC COMPANY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SAZERAC COMPANY, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SAZERAC COMPANY, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SAZERAC COMPANY, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SAZERAC COMPANY, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SAZERAC COMPANY, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 1
Insurance contract or identification numberJK62638
Number of Individuals Covered2916
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 1
Insurance contract or identification numberJK62638
Number of Individuals Covered1977
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 1
Insurance contract or identification numberJK62638
Number of Individuals Covered1611
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 1
Insurance contract or identification numberJK62638
Number of Individuals Covered1192
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 1
Insurance contract or identification numberJK62638
Number of Individuals Covered946
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 1
Insurance contract or identification numberJK62638
Number of Individuals Covered860
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 1
Insurance contract or identification numberJK62638
Number of Individuals Covered704
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 1
Insurance contract or identification numberJK62638
Number of Individuals Covered629
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 1
Insurance contract or identification numberJK62638
Number of Individuals Covered464
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 1
Insurance contract or identification numberJK62638
Number of Individuals Covered400
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40371
Policy instance 1
Insurance contract or identification number40371
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-11-29
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62638
Policy instance 2
Insurance contract or identification numberJK62638
Number of Individuals Covered347
Insurance policy start date2011-11-30
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40371
Policy instance 1
Insurance contract or identification number40371
Number of Individuals Covered354
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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