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SAZERAC COMPANY, INC. 401 (K) PLAN 401k Plan overview

Plan NameSAZERAC COMPANY, INC. 401 (K) PLAN
Plan identification number 002

SAZERAC COMPANY, INC. 401 (K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SAZERAC COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name:SAZERAC COMPANY, INC.
Employer identification number (EIN):720310180
NAIC Classification:312140
NAIC Description:Distilleries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SAZERAC COMPANY, INC. 401 (K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01MELISSA NORD KATHY THELEN2018-10-11
0022016-01-01MELISSA NORD KATHY THELEN2017-09-28
0022015-01-01MELISSA NORD KATHY THELEN2016-10-14
0022014-01-01MELISSA NORD
0022013-01-01MELISSA NORD
0022012-01-01MELISSA NORD KATHY THELEN2013-09-13
0022011-01-01MELISSA NORD KATHY THELEN2012-10-30
0022009-01-01MELISSA NORD KATHY THELEN2010-10-12
0022009-01-01MELISSA NORD KATHY THELEN2011-07-13
0022009-01-01MELISSA NORD KATHY THELEN2010-10-12

Plan Statistics for SAZERAC COMPANY, INC. 401 (K) PLAN

401k plan membership statisitcs for SAZERAC COMPANY, INC. 401 (K) PLAN

Measure Date Value
2022: SAZERAC COMPANY, INC. 401 (K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,428
Total number of active participants reported on line 7a of the Form 55002022-01-011,445
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-01104
Total of all active and inactive participants2022-01-011,553
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-017
Total participants2022-01-011,560
Number of participants with account balances2022-01-011,552
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0188
2021: SAZERAC COMPANY, INC. 401 (K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,322
Total number of active participants reported on line 7a of the Form 55002021-01-011,308
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-01109
Total of all active and inactive participants2021-01-011,420
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-018
Total participants2021-01-011,428
Number of participants with account balances2021-01-011,406
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0170
2020: SAZERAC COMPANY, INC. 401 (K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,081
Total number of active participants reported on line 7a of the Form 55002020-01-011,212
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01100
Total of all active and inactive participants2020-01-011,314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-018
Total participants2020-01-011,322
Number of participants with account balances2020-01-011,268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0137
2019: SAZERAC COMPANY, INC. 401 (K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,033
Total number of active participants reported on line 7a of the Form 55002019-01-011,011
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0163
Total of all active and inactive participants2019-01-011,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-014
Total participants2019-01-011,081
Number of participants with account balances2019-01-011,031
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0123
2018: SAZERAC COMPANY, INC. 401 (K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,016
Total number of active participants reported on line 7a of the Form 55002018-01-01958
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0167
Total of all active and inactive participants2018-01-011,028
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-015
Total participants2018-01-011,033
Number of participants with account balances2018-01-011,000
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0142
2017: SAZERAC COMPANY, INC. 401 (K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,015
Total number of active participants reported on line 7a of the Form 55002017-01-01942
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-0158
Total of all active and inactive participants2017-01-011,004
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-014
Total participants2017-01-011,008
Number of participants with account balances2017-01-01970
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0130
2016: SAZERAC COMPANY, INC. 401 (K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,045
Total number of active participants reported on line 7a of the Form 55002016-01-01953
Number of retired or separated participants receiving benefits2016-01-013
Number of other retired or separated participants entitled to future benefits2016-01-0153
Total of all active and inactive participants2016-01-011,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-011,015
Number of participants with account balances2016-01-01971
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0117
2015: SAZERAC COMPANY, INC. 401 (K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,066
Total number of active participants reported on line 7a of the Form 55002015-01-01991
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0146
Total of all active and inactive participants2015-01-011,040
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-011,045
Number of participants with account balances2015-01-01979
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0132
2014: SAZERAC COMPANY, INC. 401 (K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01840
Total number of active participants reported on line 7a of the Form 55002014-01-011,024
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0134
Total of all active and inactive participants2014-01-011,061
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-015
Total participants2014-01-011,066
Number of participants with account balances2014-01-01895
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0117
2013: SAZERAC COMPANY, INC. 401 (K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01661
Total number of active participants reported on line 7a of the Form 55002013-01-01807
Number of retired or separated participants receiving benefits2013-01-014
Number of other retired or separated participants entitled to future benefits2013-01-0122
Total of all active and inactive participants2013-01-01833
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-01839
Number of participants with account balances2013-01-01742
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: SAZERAC COMPANY, INC. 401 (K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01601
Total number of active participants reported on line 7a of the Form 55002012-01-01628
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0124
Total of all active and inactive participants2012-01-01655
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-01661
Number of participants with account balances2012-01-01557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: SAZERAC COMPANY, INC. 401 (K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01257
Total number of active participants reported on line 7a of the Form 55002011-01-01571
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0125
Total of all active and inactive participants2011-01-01596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-015
Total participants2011-01-01601
Number of participants with account balances2011-01-01416
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: SAZERAC COMPANY, INC. 401 (K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01151
Total number of active participants reported on line 7a of the Form 55002009-01-01278
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0130
Total of all active and inactive participants2009-01-01309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01309
Number of participants with account balances2009-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on SAZERAC COMPANY, INC. 401 (K) PLAN

Measure Date Value
2022 : SAZERAC COMPANY, INC. 401 (K) PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$43
Total income from all sources (including contributions)2022-12-31$-1,601,779
Total of all expenses incurred2022-12-31$5,669,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,580,086
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$10,574,486
Value of total assets at end of year2022-12-31$69,639,290
Value of total assets at beginning of year2022-12-31$76,910,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$89,552
Total interest from all sources2022-12-31$232,622
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$769,353
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$769,353
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,908,028
Participant contributions at end of year2022-12-31$2,747,200
Participant contributions at beginning of year2022-12-31$2,470,754
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$39,710
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,348
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$1,853
Administrative expenses (other) incurred2022-12-31$72,021
Total non interest bearing cash at end of year2022-12-31$112,825
Total non interest bearing cash at beginning of year2022-12-31$90,602
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,271,417
Value of net assets at end of year (total assets less liabilities)2022-12-31$69,639,290
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$76,910,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$17,531
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$59,105,216
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$67,636,489
Interest on participant loans2022-12-31$120,456
Interest earned on other investments2022-12-31$111,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$167,391
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$127,944
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$127,944
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$560
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$7,505,310
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$6,583,022
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-13,178,240
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,626,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,580,086
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CROWE, LLP
Accountancy firm EIN2022-12-31350921680
2021 : SAZERAC COMPANY, INC. 401 (K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$20,656,575
Total of all expenses incurred2021-12-31$8,411,122
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,304,022
Expenses. Certain deemed distributions of participant loans2021-12-31$35,591
Value of total corrective distributions2021-12-31$1,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$10,138,356
Value of total assets at end of year2021-12-31$76,910,664
Value of total assets at beginning of year2021-12-31$64,665,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$70,399
Total interest from all sources2021-12-31$244,572
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,227,244
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,227,244
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,306,264
Participant contributions at end of year2021-12-31$2,470,754
Participant contributions at beginning of year2021-12-31$2,686,914
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$415,944
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$1,853
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$3,429
Administrative expenses (other) incurred2021-12-31$65,186
Total non interest bearing cash at end of year2021-12-31$90,602
Total non interest bearing cash at beginning of year2021-12-31$113,191
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$12,245,453
Value of net assets at end of year (total assets less liabilities)2021-12-31$76,910,664
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$64,665,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$5,213
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$67,636,489
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$54,143,437
Interest on participant loans2021-12-31$123,980
Interest earned on other investments2021-12-31$120,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$127,944
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$30,751
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$30,751
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$6,583,022
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$7,687,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$9,046,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,416,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,304,022
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31CROWE, LLP
Accountancy firm EIN2021-12-31350921680
2020 : SAZERAC COMPANY, INC. 401 (K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$17,895,883
Total of all expenses incurred2020-12-31$17,136,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$17,019,832
Expenses. Certain deemed distributions of participant loans2020-12-31$40,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$9,100,255
Value of total assets at end of year2020-12-31$64,665,211
Value of total assets at beginning of year2020-12-31$63,906,266
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$76,739
Total interest from all sources2020-12-31$330,305
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$776,090
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$776,090
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,604,925
Participant contributions at end of year2020-12-31$2,686,914
Participant contributions at beginning of year2020-12-31$2,534,845
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$577,658
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$3,429
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$3,351
Administrative expenses (other) incurred2020-12-31$53,972
Total non interest bearing cash at end of year2020-12-31$113,191
Total non interest bearing cash at beginning of year2020-12-31$145,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$758,945
Value of net assets at end of year (total assets less liabilities)2020-12-31$64,665,211
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$63,906,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$22,767
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$54,143,437
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$52,931,924
Interest on participant loans2020-12-31$157,200
Interest earned on other investments2020-12-31$173,081
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$30,751
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$22,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$22,269
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$24
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$7,687,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$8,268,867
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,689,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,917,672
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$17,019,832
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CROWE, LLP
Accountancy firm EIN2020-12-31350921680
2019 : SAZERAC COMPANY, INC. 401 (K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$18,400,401
Total income from all sources (including contributions)2019-12-31$18,400,401
Total of all expenses incurred2019-12-31$5,213,027
Total of all expenses incurred2019-12-31$5,213,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,037,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,037,056
Expenses. Certain deemed distributions of participant loans2019-12-31$4,848
Expenses. Certain deemed distributions of participant loans2019-12-31$4,848
Value of total corrective distributions2019-12-31$6,754
Value of total corrective distributions2019-12-31$6,754
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,425,244
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,425,244
Value of total assets at end of year2019-12-31$63,906,266
Value of total assets at end of year2019-12-31$63,906,266
Value of total assets at beginning of year2019-12-31$50,718,892
Value of total assets at beginning of year2019-12-31$50,718,892
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$164,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$164,369
Total interest from all sources2019-12-31$298,639
Total interest from all sources2019-12-31$298,639
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$871,222
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$871,222
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$871,222
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$871,222
Administrative expenses professional fees incurred2019-12-31$3,498
Administrative expenses professional fees incurred2019-12-31$3,498
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,858,128
Contributions received from participants2019-12-31$4,858,128
Participant contributions at end of year2019-12-31$2,534,845
Participant contributions at end of year2019-12-31$2,534,845
Participant contributions at beginning of year2019-12-31$2,097,840
Participant contributions at beginning of year2019-12-31$2,097,840
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$64,045
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$64,045
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,351
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,351
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,254
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$2,254
Administrative expenses (other) incurred2019-12-31$143,151
Administrative expenses (other) incurred2019-12-31$143,151
Total non interest bearing cash at end of year2019-12-31$145,010
Total non interest bearing cash at end of year2019-12-31$145,010
Total non interest bearing cash at beginning of year2019-12-31$46,680
Total non interest bearing cash at beginning of year2019-12-31$46,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$13,187,374
Value of net income/loss2019-12-31$13,187,374
Value of net assets at end of year (total assets less liabilities)2019-12-31$63,906,266
Value of net assets at end of year (total assets less liabilities)2019-12-31$63,906,266
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$50,718,892
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$50,718,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$17,720
Investment advisory and management fees2019-12-31$17,720
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$52,931,924
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$52,931,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$40,414,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$40,414,728
Interest on participant loans2019-12-31$126,044
Interest on participant loans2019-12-31$126,044
Interest earned on other investments2019-12-31$172,072
Interest earned on other investments2019-12-31$172,072
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$22,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$22,269
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$147,147
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$147,147
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$147,147
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$147,147
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$523
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$523
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$8,268,867
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$8,268,867
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$8,010,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$8,010,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,805,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,805,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,503,071
Contributions received in cash from employer2019-12-31$2,503,071
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,037,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,037,056
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CROWE HARWATH, LLP
Accountancy firm name2019-12-31CROWE HARWATH, LLP
Accountancy firm EIN2019-12-31350921680
Accountancy firm EIN2019-12-31350921680
2018 : SAZERAC COMPANY, INC. 401 (K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$6,111,998
Total of all expenses incurred2018-12-31$7,735,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,500,116
Expenses. Certain deemed distributions of participant loans2018-12-31$2,200
Value of total corrective distributions2018-12-31$8,808
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,732,406
Value of total assets at end of year2018-12-31$50,718,892
Value of total assets at beginning of year2018-12-31$52,341,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$223,937
Total interest from all sources2018-12-31$259,470
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$741,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$741,102
Administrative expenses professional fees incurred2018-12-31$10,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,223,946
Participant contributions at end of year2018-12-31$2,097,840
Participant contributions at beginning of year2018-12-31$1,807,561
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$144,889
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$2,254
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$2,109
Administrative expenses (other) incurred2018-12-31$183,087
Total non interest bearing cash at end of year2018-12-31$46,680
Total non interest bearing cash at beginning of year2018-12-31$14,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,623,063
Value of net assets at end of year (total assets less liabilities)2018-12-31$50,718,892
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$52,341,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$30,350
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$40,414,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$41,774,201
Interest on participant loans2018-12-31$93,137
Interest earned on other investments2018-12-31$165,955
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$147,147
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$75,977
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$75,977
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$378
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$8,010,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$8,667,639
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,620,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,363,571
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,500,116
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CROWE HORWATH, LLP
Accountancy firm EIN2018-12-31350921680
2017 : SAZERAC COMPANY, INC. 401 (K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$12,902,297
Total of all expenses incurred2017-12-31$3,967,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,728,209
Value of total corrective distributions2017-12-31$21,059
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,914,637
Value of total assets at end of year2017-12-31$52,341,955
Value of total assets at beginning of year2017-12-31$43,407,109
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$218,183
Total interest from all sources2017-12-31$214,328
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$741,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$741,199
Administrative expenses professional fees incurred2017-12-31$3,500
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,762,372
Participant contributions at end of year2017-12-31$1,807,561
Participant contributions at beginning of year2017-12-31$1,557,285
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$26,244
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$2,109
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,708
Administrative expenses (other) incurred2017-12-31$161,121
Total non interest bearing cash at end of year2017-12-31$14,468
Total non interest bearing cash at beginning of year2017-12-31$5,586
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,934,846
Value of net assets at end of year (total assets less liabilities)2017-12-31$52,341,955
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$43,407,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$53,562
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$41,774,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$33,418,154
Interest on participant loans2017-12-31$71,306
Interest earned on other investments2017-12-31$142,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$75,977
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$23,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$23,760
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$48
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$8,667,639
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$8,400,616
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,032,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,126,021
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,728,209
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CROWE, LLP
Accountancy firm EIN2017-12-31350921680
2016 : SAZERAC COMPANY, INC. 401 (K) PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$28,080
Total income from all sources (including contributions)2016-12-31$8,126,968
Total of all expenses incurred2016-12-31$2,551,688
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,315,065
Expenses. Certain deemed distributions of participant loans2016-12-31$31,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$5,614,847
Value of total assets at end of year2016-12-31$43,407,109
Value of total assets at beginning of year2016-12-31$37,859,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$205,024
Total interest from all sources2016-12-31$184,117
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$537,542
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$537,542
Administrative expenses professional fees incurred2016-12-31$7,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,234,737
Participant contributions at end of year2016-12-31$1,557,285
Participant contributions at beginning of year2016-12-31$1,264,903
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$45,734
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$48,142
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,708
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$3,186
Administrative expenses (other) incurred2016-12-31$144,550
Total non interest bearing cash at end of year2016-12-31$5,586
Total non interest bearing cash at beginning of year2016-12-31$11,097
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,575,280
Value of net assets at end of year (total assets less liabilities)2016-12-31$43,407,109
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$37,859,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$53,474
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$33,418,154
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$29,555,753
Interest on participant loans2016-12-31$57,790
Interest earned on other investments2016-12-31$126,327
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$23,760
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$57,719
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$57,719
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$8,400,616
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,903,079
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,790,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,331,968
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$18,438
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,315,065
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CROWE HORWATH LLP
Accountancy firm EIN2016-12-31350921680
2015 : SAZERAC COMPANY, INC. 401 (K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$5,562,557
Total of all expenses incurred2015-12-31$4,158,713
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,968,564
Expenses. Certain deemed distributions of participant loans2015-12-31$2,546
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,278,585
Value of total assets at end of year2015-12-31$37,859,909
Value of total assets at beginning of year2015-12-31$36,456,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$187,603
Total interest from all sources2015-12-31$165,625
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$447,888
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$447,888
Administrative expenses professional fees incurred2015-12-31$7,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,113,848
Participant contributions at end of year2015-12-31$1,264,903
Participant contributions at beginning of year2015-12-31$807,089
Participant contributions at end of year2015-12-31$45,734
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$98,101
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$3,186
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,043
Administrative expenses (other) incurred2015-12-31$126,757
Total non interest bearing cash at end of year2015-12-31$11,097
Total non interest bearing cash at beginning of year2015-12-31$11,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,403,844
Value of net assets at end of year (total assets less liabilities)2015-12-31$37,859,909
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$36,456,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$53,846
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$29,555,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$28,396,183
Interest on participant loans2015-12-31$39,036
Interest earned on other investments2015-12-31$126,584
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$57,719
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$36,545
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$36,545
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$5
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,903,079
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$7,203,921
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-329,541
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,066,636
Employer contributions (assets) at end of year2015-12-31$18,438
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,968,564
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH, LLP
Accountancy firm EIN2015-12-31350921680
2014 : SAZERAC COMPANY, INC. 401 (K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$7,338,353
Total of all expenses incurred2014-12-31$2,561,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,399,354
Expenses. Certain deemed distributions of participant loans2014-12-31$502
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,022,356
Value of total assets at end of year2014-12-31$36,456,065
Value of total assets at beginning of year2014-12-31$31,679,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$162,135
Total interest from all sources2014-12-31$161,939
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$534,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$534,272
Administrative expenses professional fees incurred2014-12-31$3,375
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,703,117
Participant contributions at end of year2014-12-31$807,089
Participant contributions at beginning of year2014-12-31$707,970
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$418,857
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,043
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,608
Administrative expenses (other) incurred2014-12-31$112,150
Total non interest bearing cash at end of year2014-12-31$11,284
Total non interest bearing cash at beginning of year2014-12-31$9,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,776,362
Value of net assets at end of year (total assets less liabilities)2014-12-31$36,456,065
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$31,679,703
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$46,610
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$28,396,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,762,669
Interest on participant loans2014-12-31$30,639
Interest earned on other investments2014-12-31$131,297
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$36,545
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$22,143
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$22,143
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$7,203,921
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,175,363
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,619,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,900,382
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,399,354
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH, LLP
Accountancy firm EIN2014-12-31350921680
2013 : SAZERAC COMPANY, INC. 401 (K) PLAN 2013 401k financial data
Total transfer of assets from this plan2013-12-31$14,197
Total income from all sources (including contributions)2013-12-31$8,510,290
Total of all expenses incurred2013-12-31$3,621,067
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,473,863
Expenses. Certain deemed distributions of participant loans2013-12-31$656
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,581,873
Value of total assets at end of year2013-12-31$31,679,703
Value of total assets at beginning of year2013-12-31$26,804,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$146,548
Total interest from all sources2013-12-31$165,691
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$426,806
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$426,806
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,876,995
Participant contributions at end of year2013-12-31$707,970
Participant contributions at beginning of year2013-12-31$433,209
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$314,296
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,608
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$725
Administrative expenses (other) incurred2013-12-31$105,797
Total non interest bearing cash at end of year2013-12-31$9,950
Total non interest bearing cash at beginning of year2013-12-31$27,812
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,889,223
Value of net assets at end of year (total assets less liabilities)2013-12-31$31,679,703
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$26,804,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$40,751
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,762,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$19,780,549
Interest on participant loans2013-12-31$22,704
Interest earned on other investments2013-12-31$142,986
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$22,143
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$10,289
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$10,289
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$7,175,363
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$6,552,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,335,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,390,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,473,863
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH, LLP
Accountancy firm EIN2013-12-31350921680
2012 : SAZERAC COMPANY, INC. 401 (K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$5,631,224
Total of all expenses incurred2012-12-31$3,089,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,988,956
Expenses. Certain deemed distributions of participant loans2012-12-31$21
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,754,078
Value of total assets at end of year2012-12-31$26,804,677
Value of total assets at beginning of year2012-12-31$24,263,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$100,738
Total interest from all sources2012-12-31$161,684
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$401,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$401,058
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,439,955
Participant contributions at end of year2012-12-31$433,209
Participant contributions at beginning of year2012-12-31$336,022
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$49,346
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$725
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$257
Administrative expenses (other) incurred2012-12-31$68,508
Total non interest bearing cash at end of year2012-12-31$27,812
Total non interest bearing cash at beginning of year2012-12-31$11,899
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,541,509
Value of net assets at end of year (total assets less liabilities)2012-12-31$26,804,677
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$24,263,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$32,230
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$19,780,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$18,073,395
Interest on participant loans2012-12-31$20,140
Interest earned on other investments2012-12-31$141,543
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$10,289
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,065
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$6,552,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$5,840,530
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,314,404
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,264,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,988,956
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH, LLP
Accountancy firm EIN2012-12-31350921680
2011 : SAZERAC COMPANY, INC. 401 (K) PLAN 2011 401k financial data
Total transfer of assets to this plan2011-12-31$19,557,395
Total income from all sources (including contributions)2011-12-31$750,777
Total of all expenses incurred2011-12-31$295,411
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$295,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$623,190
Value of total assets at end of year2011-12-31$24,263,168
Value of total assets at beginning of year2011-12-31$4,250,407
Total interest from all sources2011-12-31$68,918
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$132,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$132,320
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$451,604
Participant contributions at end of year2011-12-31$336,022
Participant contributions at beginning of year2011-12-31$161,515
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$257
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$3,056
Total non interest bearing cash at end of year2011-12-31$11,899
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$455,366
Value of net assets at end of year (total assets less liabilities)2011-12-31$24,263,168
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,250,407
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$18,073,395
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$0
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,921,734
Interest on participant loans2011-12-31$8,990
Interest earned on other investments2011-12-31$59,928
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,065
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$5,840,530
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,167,158
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-55,105
Net investment gain/loss from pooled separate accounts2011-12-31$-21,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$171,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$295,411
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH, LLP
Accountancy firm EIN2011-12-31350921680
2009 : SAZERAC COMPANY, INC. 401 (K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SAZERAC COMPANY, INC. 401 (K) PLAN

2022: SAZERAC COMPANY, INC. 401 (K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SAZERAC COMPANY, INC. 401 (K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SAZERAC COMPANY, INC. 401 (K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SAZERAC COMPANY, INC. 401 (K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SAZERAC COMPANY, INC. 401 (K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SAZERAC COMPANY, INC. 401 (K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SAZERAC COMPANY, INC. 401 (K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SAZERAC COMPANY, INC. 401 (K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SAZERAC COMPANY, INC. 401 (K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SAZERAC COMPANY, INC. 401 (K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SAZERAC COMPANY, INC. 401 (K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SAZERAC COMPANY, INC. 401 (K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SAZERAC COMPANY, INC. 401 (K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62639
Policy instance 1
Insurance contract or identification numberJK62639
Number of Individuals Covered1552
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62639
Policy instance 1
Insurance contract or identification numberJK62639
Number of Individuals Covered1406
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62639
Policy instance 1
Insurance contract or identification numberJK62639
Number of Individuals Covered1268
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62639
Policy instance 1
Insurance contract or identification numberJK62639
Number of Individuals Covered1031
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62639
Policy instance 1
Insurance contract or identification numberJK62639
Number of Individuals Covered1000
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract numberJK62639
Policy instance 1
Insurance contract or identification numberJK62639
Number of Individuals Covered970
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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