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CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 401k Plan overview

Plan NameCHILDREN'S HOSPITAL 403(B) THRIFT PLAN
Plan identification number 004

CHILDREN'S HOSPITAL 403(B) THRIFT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

CHILDREN'S HOSPITAL INC has sponsored the creation of one or more 401k plans.

Company Name:CHILDREN'S HOSPITAL INC
Employer identification number (EIN):720467503
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CHILDREN'S HOSPITAL 403(B) THRIFT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042016-01-01CHAD COURREGE COURTNEY GARRETT2017-10-13
0042015-01-01CHAD COURREGE COURTNEY GARRETT2016-10-14
0042014-01-01WENDY WILLIS WENDY WILLIS2015-10-07
0042013-01-01DOUGLAS MITTELSTAEDT, VP OF HR DOUGLAS MITTELSTAEDT, VP OF HR2014-10-15
0042012-01-01DOUGLAS MITTELSTAEDT, VP OF HR DOUGLAS MITTELSTAEDT, VP OF HR2013-10-15
0042011-01-01DOUGLAS MITTELSTAEDT, VP OF HR DOUGLAS MITTELSTAEDT, VP OF HR2012-10-10
0042010-01-01DOUGLAS MITTELSTAEDT, VP OF HR DOUGLAS MITTELSTAEDT, VP OF HR2011-10-14
0042009-01-01DOUGLAS MITTELSTAEDT, VP OF HR DOUGLAS MITTELSTAEDT, VP OF HR2010-10-11

Plan Statistics for CHILDREN'S HOSPITAL 403(B) THRIFT PLAN

401k plan membership statisitcs for CHILDREN'S HOSPITAL 403(B) THRIFT PLAN

Measure Date Value
2016: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,589
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,074
Total number of active participants reported on line 7a of the Form 55002015-01-012,589
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01618
Total of all active and inactive participants2015-01-013,209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-013,216
Number of participants with account balances2015-01-012,780
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0139
2014: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-013,026
Total number of active participants reported on line 7a of the Form 55002014-01-012,421
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01644
Total of all active and inactive participants2014-01-013,066
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-019
Total participants2014-01-013,075
Number of participants with account balances2014-01-012,904
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0130
2013: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,130
Total number of active participants reported on line 7a of the Form 55002013-01-012,401
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01616
Total of all active and inactive participants2013-01-013,017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-019
Total participants2013-01-013,026
Number of participants with account balances2013-01-012,739
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0199
2012: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,981
Total number of active participants reported on line 7a of the Form 55002012-01-012,600
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-01513
Total of all active and inactive participants2012-01-013,115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0115
Total participants2012-01-013,130
Number of participants with account balances2012-01-012,816
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0145
2011: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,227
Total number of active participants reported on line 7a of the Form 55002011-01-012,496
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01475
Total of all active and inactive participants2011-01-012,972
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-019
Total participants2011-01-012,981
Number of participants with account balances2011-01-012,981
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0168
2010: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-012,716
Total number of active participants reported on line 7a of the Form 55002010-01-012,431
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-01455
Total of all active and inactive participants2010-01-012,887
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0111
Total participants2010-01-012,898
Number of participants with account balances2010-01-012,600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01103
2009: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,731
Total number of active participants reported on line 7a of the Form 55002009-01-012,271
Number of retired or separated participants receiving benefits2009-01-017
Number of other retired or separated participants entitled to future benefits2009-01-01426
Total of all active and inactive participants2009-01-012,704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0112
Total participants2009-01-012,716
Number of participants with account balances2009-01-012,531
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0169

Financial Data on CHILDREN'S HOSPITAL 403(B) THRIFT PLAN

Measure Date Value
2016 : CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$211,443,368
Total income from all sources (including contributions)2016-12-31$25,449,990
Total of all expenses incurred2016-12-31$17,696,577
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$17,695,801
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$11,531,889
Value of total assets at end of year2016-12-31$0
Value of total assets at beginning of year2016-12-31$203,689,955
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$776
Total interest from all sources2016-12-31$453,751
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,525,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,525,794
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,854,649
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$156,520
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$403,044
Administrative expenses (other) incurred2016-12-31$776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,753,413
Value of net assets at end of year (total assets less liabilities)2016-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$203,689,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$132,776,712
Value of interest in pooled separate accounts at beginning of year2016-12-31$35,434,123
Interest earned on other investments2016-12-31$444,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,831,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,831,700
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$8,763
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$32,311,887
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,984,543
Net investment gain/loss from pooled separate accounts2016-12-31$2,954,013
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$5,274,196
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$179,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$17,695,801
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31LAPORTE, APAC
Accountancy firm EIN2016-12-31721088864
2015 : CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$15,783,483
Total of all expenses incurred2015-12-31$16,984,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$16,983,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$12,346,277
Value of total assets at end of year2015-12-31$203,689,955
Value of total assets at beginning of year2015-12-31$204,890,842
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$782
Total interest from all sources2015-12-31$452,442
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,763,646
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,763,646
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,165,122
Participant contributions at end of year2015-12-31$156,520
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$563,825
Administrative expenses (other) incurred2015-12-31$782
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,200,887
Value of net assets at end of year (total assets less liabilities)2015-12-31$203,689,955
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$204,890,842
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$132,776,712
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$131,624,716
Value of interest in pooled separate accounts at end of year2015-12-31$35,434,123
Value of interest in pooled separate accounts at beginning of year2015-12-31$36,420,881
Interest earned on other investments2015-12-31$444,692
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,831,700
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,571,231
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,571,231
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$7,750
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$32,311,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$33,274,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,896,634
Net investment gain/loss from pooled separate accounts2015-12-31$117,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,617,330
Employer contributions (assets) at end of year2015-12-31$179,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$16,983,588
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31LAPORTE, APAC
Accountancy firm EIN2015-12-31721088864
2014 : CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$28,226,982
Total of all expenses incurred2014-12-31$15,564,062
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$15,538,434
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$12,652,810
Value of total assets at end of year2014-12-31$204,890,842
Value of total assets at beginning of year2014-12-31$192,227,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$25,628
Total interest from all sources2014-12-31$473,437
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,827,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,827,381
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,984,889
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$356,190
Administrative expenses (other) incurred2014-12-31$25,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$12,662,920
Value of net assets at end of year (total assets less liabilities)2014-12-31$204,890,842
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$192,227,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$131,624,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$120,945,165
Value of interest in pooled separate accounts at end of year2014-12-31$36,420,881
Value of interest in pooled separate accounts at beginning of year2014-12-31$34,389,632
Interest earned on other investments2014-12-31$452,681
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,571,231
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$3,796,047
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$3,796,047
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$20,756
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$33,274,014
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$33,097,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$7,655,756
Net investment gain/loss from pooled separate accounts2014-12-31$2,617,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,311,731
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$15,538,434
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31LAPORTE, APAC
Accountancy firm EIN2014-12-31721088864
2013 : CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$46,636,097
Total of all expenses incurred2013-12-31$9,846,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,820,974
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$13,030,296
Value of total assets at end of year2013-12-31$192,227,922
Value of total assets at beginning of year2013-12-31$155,438,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,396
Total interest from all sources2013-12-31$574,869
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,436,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,436,108
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,784,304
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,300,020
Administrative expenses (other) incurred2013-12-31$25,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$36,789,727
Value of net assets at end of year (total assets less liabilities)2013-12-31$192,227,922
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$155,438,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$120,945,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$91,570,643
Value of interest in pooled separate accounts at end of year2013-12-31$34,389,632
Value of interest in pooled separate accounts at beginning of year2013-12-31$28,818,941
Interest earned on other investments2013-12-31$558,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$3,796,047
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,629,741
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,629,741
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$16,804
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$33,097,078
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$31,418,870
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$21,366,677
Net investment gain/loss from pooled separate accounts2013-12-31$7,228,147
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$5,945,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,820,974
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31LAPORTE, APAC
Accountancy firm EIN2013-12-31721088864
2012 : CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$29,256,479
Total of all expenses incurred2012-12-31$8,989,598
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,950,789
Value of total corrective distributions2012-12-31$15,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$13,389,520
Value of total assets at end of year2012-12-31$155,438,195
Value of total assets at beginning of year2012-12-31$135,171,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$23,647
Total interest from all sources2012-12-31$657,201
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,768,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,768,228
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,603,992
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,373,687
Administrative expenses (other) incurred2012-12-31$23,647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$20,266,881
Value of net assets at end of year (total assets less liabilities)2012-12-31$155,438,195
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$135,171,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$91,570,643
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$74,842,359
Value of interest in pooled separate accounts at end of year2012-12-31$28,818,941
Value of interest in pooled separate accounts at beginning of year2012-12-31$25,934,272
Interest earned on other investments2012-12-31$643,321
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,629,741
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,726,822
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,726,822
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$13,880
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$31,418,870
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$31,667,861
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9,829,021
Net investment gain/loss from pooled separate accounts2012-12-31$3,612,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$6,411,841
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,950,789
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LAPORTE, APAC
Accountancy firm EIN2012-12-31721088864
2011 : CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$14,722,009
Total of all expenses incurred2011-12-31$5,423,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,335,741
Value of total corrective distributions2011-12-31$65,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$14,637,648
Value of total assets at end of year2011-12-31$135,171,314
Value of total assets at beginning of year2011-12-31$125,872,755
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,072
Total interest from all sources2011-12-31$729,968
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,492,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,492,785
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$5,386,908
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$695,393
Administrative expenses (other) incurred2011-12-31$22,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$9,298,559
Value of net assets at end of year (total assets less liabilities)2011-12-31$135,171,314
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$125,872,755
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$74,842,359
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$70,589,907
Value of interest in pooled separate accounts at end of year2011-12-31$25,934,272
Value of interest in pooled separate accounts at beginning of year2011-12-31$25,999,956
Interest earned on other investments2011-12-31$697,098
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,726,822
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$32,870
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$31,667,861
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$29,282,892
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-787,878
Net investment gain/loss from pooled separate accounts2011-12-31$-1,350,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$8,555,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,335,741
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LAPORTE, APAC
Accountancy firm EIN2011-12-31721088864
2010 : CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$23,795,206
Total of all expenses incurred2010-12-31$3,506,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$3,426,555
Value of total corrective distributions2010-12-31$58,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,902,649
Value of total assets at end of year2010-12-31$125,872,755
Value of total assets at beginning of year2010-12-31$105,584,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$21,595
Total interest from all sources2010-12-31$786,613
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$691,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$691,488
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,959,586
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$194,563
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$590,414
Administrative expenses (other) incurred2010-12-31$21,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$20,288,367
Value of net assets at end of year (total assets less liabilities)2010-12-31$125,872,755
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$105,584,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$70,589,907
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$58,074,034
Value of interest in pooled separate accounts at end of year2010-12-31$25,999,956
Value of interest in pooled separate accounts at beginning of year2010-12-31$22,012,427
Interest earned on other investments2010-12-31$775,895
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$10,718
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$29,282,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$25,089,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$6,489,069
Net investment gain/loss from pooled separate accounts2010-12-31$4,925,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,352,649
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$213,416
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$3,426,555
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LAPORTE SEHRT ROMIG HAND
Accountancy firm EIN2010-12-31721088864
2009 : CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CHILDREN'S HOSPITAL 403(B) THRIFT PLAN

2016: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: CHILDREN'S HOSPITAL 403(B) THRIFT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number406845
Policy instance 1
Insurance contract or identification number406845
Number of Individuals Covered320
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number007488-C
Policy instance 2
Insurance contract or identification number007488-C
Number of Individuals Covered1105
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15,542
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees15542
Additional information about fees paid to insurance brokerPORTION IF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameNEW ORLEANS REGIONAL OFFICE
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number334193
Policy instance 1
Insurance contract or identification number334193
Number of Individuals Covered318
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number007488-C
Policy instance 2
Insurance contract or identification number007488-C
Number of Individuals Covered1127
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,084
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7084
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameNEW ORLEANS REGIONAL OFFICE
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number334193
Policy instance 1
Insurance contract or identification number334193
Number of Individuals Covered328
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number007488-C
Policy instance 2
Insurance contract or identification number007488-C
Number of Individuals Covered1089
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,119
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees6119
Additional information about fees paid to insurance brokerINCENTIVE COMPENSATION
Insurance broker organization code?3
Insurance broker nameNEW ORLEANS REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number007488-C
Policy instance 2
Insurance contract or identification number007488-C
Number of Individuals Covered1184
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,922
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees953
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameROBERT JONES
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number334193
Policy instance 1
Insurance contract or identification number334193
Number of Individuals Covered376
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number334193
Policy instance 1
Insurance contract or identification number334193
Number of Individuals Covered384
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number007488-C
Policy instance 2
Insurance contract or identification number007488-C
Number of Individuals Covered1229
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,331
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number334193
Policy instance 1
Insurance contract or identification number334193
Number of Individuals Covered388
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number007488-C
Policy instance 2
Insurance contract or identification number007488-C
Number of Individuals Covered1325
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,048
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3020
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker nameDENNIS J. LIVERETT

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