WALDEMAR S. NELSON & COMPANY, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST
401k plan membership statisitcs for WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST
Measure | Date | Value |
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2022 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-8,947,488 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $9,288,708 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $9,169,667 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $4,133,455 |
Value of total assets at end of year | 2022-12-31 | $94,148,150 |
Value of total assets at beginning of year | 2022-12-31 | $112,384,346 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $119,041 |
Total interest from all sources | 2022-12-31 | $465,784 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $804,838 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $804,838 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,843,363 |
Participant contributions at end of year | 2022-12-31 | $506,199 |
Participant contributions at beginning of year | 2022-12-31 | $578,324 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $60,160 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $60,368 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $512,161 |
Other income not declared elsewhere | 2022-12-31 | $-943 |
Administrative expenses (other) incurred | 2022-12-31 | $615 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-18,236,196 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $94,148,150 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $112,384,346 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $45,045 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $41,082,180 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $53,356,588 |
Value of interest in pooled separate accounts at end of year | 2022-12-31 | $24,377,165 |
Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $29,403,982 |
Interest on participant loans | 2022-12-31 | $21,533 |
Interest earned on other investments | 2022-12-31 | $444,251 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $28,122,446 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $28,985,084 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2022-12-31 | $593 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-10,153,406 |
Net investment gain/loss from pooled separate accounts | 2022-12-31 | $-4,197,216 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $777,931 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $9,169,074 |
Contract administrator fees | 2022-12-31 | $73,381 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | DUPLANTIER, HRAPMANN, HOGAN, & MAHE |
Accountancy firm EIN | 2022-12-31 | 720567396 |
2021 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $17,518,100 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $6,730,577 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $6,607,248 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,598,902 |
Value of total assets at end of year | 2021-12-31 | $112,384,346 |
Value of total assets at beginning of year | 2021-12-31 | $101,596,823 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $123,329 |
Total interest from all sources | 2021-12-31 | $477,093 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $699,235 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $699,235 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,784,437 |
Participant contributions at end of year | 2021-12-31 | $578,324 |
Participant contributions at beginning of year | 2021-12-31 | $727,273 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $60,368 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $95,792 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $72,700 |
Other income not declared elsewhere | 2021-12-31 | $40,221 |
Administrative expenses (other) incurred | 2021-12-31 | $123,329 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $10,787,523 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $112,384,346 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $101,596,823 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $53,356,588 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $49,786,102 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $29,403,982 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $22,846,624 |
Interest on participant loans | 2021-12-31 | $27,924 |
Interest earned on other investments | 2021-12-31 | $449,169 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $28,985,084 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $28,141,032 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $765 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $8,753,627 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $3,949,022 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $741,765 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $6,606,483 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
Accountancy firm name | 2021-12-31 | DUPLANTIER, HRAPMANN, HOGAN, & MAHE |
Accountancy firm EIN | 2021-12-31 | 720567396 |
2020 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $15,007,009 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $3,329,805 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,228,841 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,764,405 |
Value of total assets at end of year | 2020-12-31 | $101,596,823 |
Value of total assets at beginning of year | 2020-12-31 | $89,919,619 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $100,964 |
Total interest from all sources | 2020-12-31 | $521,341 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $638,152 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $638,152 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,747,163 |
Participant contributions at end of year | 2020-12-31 | $727,273 |
Participant contributions at beginning of year | 2020-12-31 | $752,457 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $95,792 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $94,730 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,254,305 |
Other income not declared elsewhere | 2020-12-31 | $36,062 |
Administrative expenses (other) incurred | 2020-12-31 | $100,964 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $11,677,204 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $101,596,823 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $89,919,619 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $49,786,102 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $50,573,446 |
Value of interest in pooled separate accounts at end of year | 2020-12-31 | $22,846,624 |
Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $14,839,353 |
Interest on participant loans | 2020-12-31 | $33,659 |
Interest earned on other investments | 2020-12-31 | $487,682 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $28,141,032 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $23,659,633 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $1,097 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $7,388,525 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $1,658,524 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $762,937 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,227,744 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | DUPLANTIER, HRAPMANN, HOGAN, & MAHE |
Accountancy firm EIN | 2020-12-31 | 720567396 |
2019 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $18,122,010 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $6,347,253 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $6,249,204 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,417,523 |
Value of total assets at end of year | 2019-12-31 | $89,919,619 |
Value of total assets at beginning of year | 2019-12-31 | $78,144,862 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $98,049 |
Total interest from all sources | 2019-12-31 | $492,339 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $914,350 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $914,350 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,600,659 |
Participant contributions at end of year | 2019-12-31 | $752,457 |
Participant contributions at beginning of year | 2019-12-31 | $685,589 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $94,730 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $92,801 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $82,044 |
Other income not declared elsewhere | 2019-12-31 | $38,593 |
Administrative expenses (other) incurred | 2019-12-31 | $98,049 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $11,774,757 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $89,919,619 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $78,144,862 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $50,573,446 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $44,835,824 |
Value of interest in pooled separate accounts at end of year | 2019-12-31 | $14,839,353 |
Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $9,761,931 |
Interest on participant loans | 2019-12-31 | $31,699 |
Interest earned on other investments | 2019-12-31 | $460,640 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $23,659,633 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $22,768,717 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2019-12-31 | $1,487 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $11,107,140 |
Net investment gain/loss from pooled separate accounts | 2019-12-31 | $2,152,065 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $734,820 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $6,247,717 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | DUPLANTIER, HRAPMANN, HOGAN, & MAHE |
Accountancy firm EIN | 2019-12-31 | 720567396 |
2018 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $436,911 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $6,047,966 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $5,950,110 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,550,762 |
Value of total assets at end of year | 2018-12-31 | $78,144,862 |
Value of total assets at beginning of year | 2018-12-31 | $83,755,917 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $97,856 |
Total interest from all sources | 2018-12-31 | $412,198 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $853,642 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $853,642 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,495,270 |
Participant contributions at end of year | 2018-12-31 | $685,589 |
Participant contributions at beginning of year | 2018-12-31 | $734,367 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $92,801 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $89,535 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $364,719 |
Other income not declared elsewhere | 2018-12-31 | $38,341 |
Administrative expenses (other) incurred | 2018-12-31 | $97,856 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-5,611,055 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $78,144,862 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $83,755,917 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $44,835,824 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $49,443,700 |
Value of interest in pooled separate accounts at end of year | 2018-12-31 | $9,761,931 |
Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $9,645,141 |
Interest on participant loans | 2018-12-31 | $29,137 |
Interest earned on other investments | 2018-12-31 | $383,061 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $22,768,717 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $23,843,174 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2018-12-31 | $1,461 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,152,151 |
Net investment gain/loss from pooled separate accounts | 2018-12-31 | $-265,881 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $690,773 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $5,948,649 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | DUPLANTIER, HRAPMANN, HOGAN, & MAHE |
Accountancy firm EIN | 2018-12-31 | 720567396 |
2017 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $13,180,128 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $9,189,620 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $9,088,501 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,275,326 |
Value of total assets at end of year | 2017-12-31 | $83,755,917 |
Value of total assets at beginning of year | 2017-12-31 | $79,765,409 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $101,119 |
Total interest from all sources | 2017-12-31 | $435,690 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $716,929 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $716,929 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,546,965 |
Participant contributions at end of year | 2017-12-31 | $734,367 |
Participant contributions at beginning of year | 2017-12-31 | $754,853 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $89,535 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $87,870 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $7,554 |
Other income not declared elsewhere | 2017-12-31 | $41,859 |
Administrative expenses (other) incurred | 2017-12-31 | $101,119 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $3,990,508 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $83,755,917 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $79,765,409 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $49,443,700 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $42,322,565 |
Value of interest in pooled separate accounts at end of year | 2017-12-31 | $9,645,141 |
Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $8,333,624 |
Interest on participant loans | 2017-12-31 | $26,028 |
Interest earned on other investments | 2017-12-31 | $409,662 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $23,843,174 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $28,266,497 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $1,487 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $7,194,798 |
Net investment gain/loss from pooled separate accounts | 2017-12-31 | $1,515,526 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $720,807 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $9,087,014 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | DUPLANTIER, HRAPMANN, HOGAN, & MAHE |
Accountancy firm EIN | 2017-12-31 | 720567396 |
2016 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $9,195,080 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $4,430,607 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $4,344,662 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,021,184 |
Value of total assets at end of year | 2016-12-31 | $79,765,409 |
Value of total assets at beginning of year | 2016-12-31 | $75,000,936 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $85,945 |
Total interest from all sources | 2016-12-31 | $457,302 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $686,107 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $686,107 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $3,067,959 |
Participant contributions at end of year | 2016-12-31 | $754,853 |
Participant contributions at beginning of year | 2016-12-31 | $778,929 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $87,870 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $85,710 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $106,242 |
Other income not declared elsewhere | 2016-12-31 | $36,742 |
Administrative expenses (other) incurred | 2016-12-31 | $85,945 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $4,764,473 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $79,765,409 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $75,000,936 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $42,322,565 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $46,178,660 |
Value of interest in pooled separate accounts at end of year | 2016-12-31 | $8,333,624 |
Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $362,873 |
Interest on participant loans | 2016-12-31 | $26,579 |
Interest earned on other investments | 2016-12-31 | $430,723 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $28,266,497 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $27,594,764 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2016-12-31 | $1,986 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $3,568,910 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $424,835 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $846,983 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $4,342,676 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | DUPLANTIER, HRAPMANN, HOGAN, & MAHE |
Accountancy firm EIN | 2016-12-31 | 720567396 |
2015 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $4,957,192 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $4,980,784 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $4,843,647 |
Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $56,826 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $4,855,011 |
Value of total assets at end of year | 2015-12-31 | $75,000,936 |
Value of total assets at beginning of year | 2015-12-31 | $75,024,528 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $80,311 |
Total interest from all sources | 2015-12-31 | $433,145 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $823,868 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $823,868 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $3,357,346 |
Participant contributions at end of year | 2015-12-31 | $778,929 |
Participant contributions at beginning of year | 2015-12-31 | $759,836 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $85,710 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $90,203 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $205,718 |
Other income not declared elsewhere | 2015-12-31 | $32,875 |
Administrative expenses (other) incurred | 2015-12-31 | $80,311 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-23,592 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $75,000,936 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $75,024,528 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $46,178,660 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $49,396,467 |
Value of interest in pooled separate accounts at end of year | 2015-12-31 | $362,873 |
Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $238,462 |
Interest on participant loans | 2015-12-31 | $25,532 |
Interest earned on other investments | 2015-12-31 | $407,613 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $27,594,764 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $24,539,560 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2015-12-31 | $1,817 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,183,302 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-4,405 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $1,291,947 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $4,841,830 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | DUPLANTIER, HRAPMANN, HOGAN, & MAHE |
Accountancy firm EIN | 2015-12-31 | 720567396 |
2014 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $8,750,107 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $4,555,841 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $4,488,506 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $4,751,024 |
Value of total assets at end of year | 2014-12-31 | $75,024,528 |
Value of total assets at beginning of year | 2014-12-31 | $70,830,262 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $67,335 |
Total interest from all sources | 2014-12-31 | $419,169 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $719,083 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $719,083 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $3,027,676 |
Participant contributions at end of year | 2014-12-31 | $759,836 |
Participant contributions at beginning of year | 2014-12-31 | $724,007 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $90,203 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $126,445 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $231,475 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2014-12-31 | $2,228 |
Other income not declared elsewhere | 2014-12-31 | $26,960 |
Administrative expenses (other) incurred | 2014-12-31 | $67,335 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $4,194,266 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $75,024,528 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $70,830,262 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $49,396,467 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $44,301,094 |
Value of interest in pooled separate accounts at end of year | 2014-12-31 | $238,462 |
Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $178,811 |
Interest on participant loans | 2014-12-31 | $24,950 |
Interest earned on other investments | 2014-12-31 | $394,219 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $24,539,560 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $25,499,905 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $2,823,219 |
Net investment gain/loss from pooled separate accounts | 2014-12-31 | $10,652 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,491,873 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $4,486,278 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | DUPLANTIER, HRAPMANN, HOGAN, & MAHE |
Accountancy firm EIN | 2014-12-31 | 720567396 |
2013 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $14,301,090 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $4,977,700 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $4,937,242 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $14,491 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $4,907,335 |
Value of total assets at end of year | 2013-12-31 | $70,703,817 |
Value of total assets at beginning of year | 2013-12-31 | $61,380,427 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $25,967 |
Total interest from all sources | 2013-12-31 | $695,276 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $670,923 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $670,923 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,961,540 |
Participant contributions at end of year | 2013-12-31 | $724,007 |
Participant contributions at beginning of year | 2013-12-31 | $766,929 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $123,800 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $72,140 |
Other income not declared elsewhere | 2013-12-31 | $-253,573 |
Administrative expenses (other) incurred | 2013-12-31 | $25,967 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $9,323,390 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $70,703,817 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $61,380,427 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $44,301,094 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $31,239,815 |
Value of interest in pooled separate accounts at end of year | 2013-12-31 | $178,811 |
Interest on participant loans | 2013-12-31 | $23,488 |
Interest earned on other investments | 2013-12-31 | $671,788 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $3,569,142 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $25,499,905 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $25,680,741 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $2,813 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $7,789,097 |
Net investment gain/loss from pooled separate accounts | 2013-12-31 | $2,842 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $489,190 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,873,655 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $4,937,242 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | DUPLANTIER, HRAPMANN, HOGAN,& MAHER |
Accountancy firm EIN | 2013-12-31 | 720567396 |
2012 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2012 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2012-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Expenses. Interest paid | 2012-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $9,527,619 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $2,677,980 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,591,669 |
Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $50,265 |
Value of total corrective distributions | 2012-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $4,121,720 |
Value of total assets at end of year | 2012-12-31 | $61,380,427 |
Value of total assets at beginning of year | 2012-12-31 | $54,530,788 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $36,046 |
Total income from rents | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $733,354 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,089,874 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,089,874 |
Assets. Real estate other than employer real property at end of year | 2012-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2012-12-31 | $0 |
Administrative expenses professional fees incurred | 2012-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $0 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,626,525 |
Participant contributions at end of year | 2012-12-31 | $766,929 |
Participant contributions at beginning of year | 2012-12-31 | $749,340 |
Participant contributions at end of year | 2012-12-31 | $0 |
Participant contributions at beginning of year | 2012-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $123,800 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $118,982 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $92,171 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2012-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2012-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $0 |
Other income not declared elsewhere | 2012-12-31 | $29,305 |
Administrative expenses (other) incurred | 2012-12-31 | $0 |
Total non interest bearing cash at end of year | 2012-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Income. Non cash contributions | 2012-12-31 | $0 |
Value of net income/loss | 2012-12-31 | $6,849,639 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $61,380,427 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $54,530,788 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2012-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $0 |
Investment advisory and management fees | 2012-12-31 | $25,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $31,239,815 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $27,600,964 |
Interest on participant loans | 2012-12-31 | $26,419 |
Income. Interest from loans (other than to participants) | 2012-12-31 | $0 |
Interest earned on other investments | 2012-12-31 | $706,935 |
Income. Interest from US Government securities | 2012-12-31 | $0 |
Income. Interest from corporate debt instruments | 2012-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2012-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2012-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $3,569,142 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $3,358,334 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2012-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $25,680,741 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $22,703,168 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2012-12-31 | $2,621 |
Asset value of US Government securities at end of year | 2012-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $3,044,264 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $509,102 |
Net gain/loss from 103.12 investment entities | 2012-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $0 |
Assets. Value of employer real property at end of year | 2012-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2012-12-31 | $0 |
Contributions received in cash from employer | 2012-12-31 | $1,403,024 |
Employer contributions (assets) at end of year | 2012-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
Income. Dividends from preferred stock | 2012-12-31 | $0 |
Income. Dividends from common stock | 2012-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,589,048 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $0 |
Contract administrator fees | 2012-12-31 | $11,046 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2012-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2012-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2012-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2012-12-31 | $0 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Aggregate proceeds on sale of assets | 2012-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2012-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2012-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | DUPLANTIER, HRAPMANN, HOGAN,& MAHER |
Accountancy firm EIN | 2012-12-31 | 720567396 |
2011 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2011 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total transfer of assets to this plan | 2011-12-31 | $0 |
Total transfer of assets from this plan | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Expenses. Interest paid | 2011-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $4,057,716 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $1,491,664 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,466,813 |
Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $16,438 |
Value of total corrective distributions | 2011-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $4,113,209 |
Value of total assets at end of year | 2011-12-31 | $54,530,788 |
Value of total assets at beginning of year | 2011-12-31 | $51,964,736 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $8,413 |
Total income from rents | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $851,301 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Assets. Real estate other than employer real property at end of year | 2011-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2011-12-31 | $0 |
Administrative expenses professional fees incurred | 2011-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $0 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,462,288 |
Participant contributions at end of year | 2011-12-31 | $749,340 |
Participant contributions at beginning of year | 2011-12-31 | $618,860 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $118,982 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $114,823 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $256,616 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2011-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2011-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $0 |
Other income not declared elsewhere | 2011-12-31 | $4,159 |
Administrative expenses (other) incurred | 2011-12-31 | $0 |
Total non interest bearing cash at end of year | 2011-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Income. Non cash contributions | 2011-12-31 | $0 |
Value of net income/loss | 2011-12-31 | $2,566,052 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $54,530,788 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $51,964,736 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2011-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $0 |
Investment advisory and management fees | 2011-12-31 | $5,475 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $27,600,964 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $28,616,000 |
Interest on participant loans | 2011-12-31 | $26,423 |
Income. Interest from loans (other than to participants) | 2011-12-31 | $0 |
Interest earned on other investments | 2011-12-31 | $824,878 |
Income. Interest from US Government securities | 2011-12-31 | $0 |
Income. Interest from corporate debt instruments | 2011-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2011-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2011-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $3,358,334 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $3,213,668 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2011-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2011-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $22,703,168 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $19,401,385 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2011-12-31 | $2,621 |
Asset value of US Government securities at end of year | 2011-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-965,681 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $54,728 |
Net gain/loss from 103.12 investment entities | 2011-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $0 |
Assets. Value of employer real property at end of year | 2011-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2011-12-31 | $0 |
Contributions received in cash from employer | 2011-12-31 | $1,394,305 |
Employer contributions (assets) at end of year | 2011-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
Income. Dividends from preferred stock | 2011-12-31 | $0 |
Income. Dividends from common stock | 2011-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,464,192 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $0 |
Contract administrator fees | 2011-12-31 | $2,938 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2011-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2011-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2011-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2011-12-31 | $0 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Aggregate proceeds on sale of assets | 2011-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2011-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2011-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | DUPLANTIER, HRAPMANN, HOGAN AND |
Accountancy firm EIN | 2011-12-31 | 720567396 |
2010 : WALDEMAR S NELSON AND COMPANY INC 401K RETIREMENT PLAN AND TRUST 2010 401k financial data |
---|
Unrealized appreciation/depreciation of real estate assets | 2010-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total transfer of assets to this plan | 2010-12-31 | $0 |
Total transfer of assets from this plan | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Expenses. Interest paid | 2010-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $8,567,508 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $2,646,759 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $2,574,155 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $66,152 |
Value of total corrective distributions | 2010-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,994,216 |
Value of total assets at end of year | 2010-12-31 | $51,964,736 |
Value of total assets at beginning of year | 2010-12-31 | $46,043,987 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $6,452 |
Total income from rents | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $853,885 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Assets. Real estate other than employer real property at end of year | 2010-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2010-12-31 | $0 |
Administrative expenses professional fees incurred | 2010-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,376,736 |
Participant contributions at end of year | 2010-12-31 | $618,860 |
Participant contributions at beginning of year | 2010-12-31 | $539,206 |
Participant contributions at end of year | 2010-12-31 | $0 |
Participant contributions at beginning of year | 2010-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $114,823 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $111,858 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $441,418 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2010-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $0 |
Other income not declared elsewhere | 2010-12-31 | $2,964 |
Administrative expenses (other) incurred | 2010-12-31 | $0 |
Total non interest bearing cash at end of year | 2010-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Income. Non cash contributions | 2010-12-31 | $0 |
Value of net income/loss | 2010-12-31 | $5,920,749 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $51,964,736 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $46,043,987 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2010-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $0 |
Investment advisory and management fees | 2010-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $28,616,000 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $25,386,872 |
Interest on participant loans | 2010-12-31 | $26,977 |
Income. Interest from loans (other than to participants) | 2010-12-31 | $0 |
Interest earned on other investments | 2010-12-31 | $826,908 |
Income. Interest from US Government securities | 2010-12-31 | $0 |
Income. Interest from corporate debt instruments | 2010-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2010-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $3,213,668 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,843,786 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2010-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $19,401,385 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $17,162,265 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2010-12-31 | $2,621 |
Asset value of US Government securities at end of year | 2010-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $3,301,073 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $415,370 |
Net gain/loss from 103.12 investment entities | 2010-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $0 |
Assets. Value of employer real property at end of year | 2010-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2010-12-31 | $0 |
Contributions received in cash from employer | 2010-12-31 | $1,176,062 |
Employer contributions (assets) at end of year | 2010-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $0 |
Income. Dividends from preferred stock | 2010-12-31 | $0 |
Income. Dividends from common stock | 2010-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $2,571,534 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $0 |
Contract administrator fees | 2010-12-31 | $6,452 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2010-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2010-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2010-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2010-12-31 | $0 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Aggregate proceeds on sale of assets | 2010-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2010-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2010-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | DUPLANTIER,HRAPMANN,HOGAN & MAHER |
Accountancy firm EIN | 2010-12-31 | 720567396 |