401k Plan data: CALLAIS COMPANIES 401(K)

CALLAIS COMPANIES 401(K) - BANKS 401k Plan overview

Plan Name	CALLAIS COMPANIES 401(K) - BANKS
Plan identification number	001

CALLAIS COMPANIES 401(K) - BANKS Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNITED COMMUNITY BANK has sponsored the creation of one or more 401k plans.

Company Name: UNITED COMMUNITY BANK

Employer identification number (EIN): 720591770

NAIC Classification: 522210
NAIC Description: Credit Card Issuing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CALLAIS COMPANIES 401(K) - BANKS

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 BILL BARBERA
001 2014-01-01 BILL BARBERA
001 2013-01-01 BRANDI HELMER
001 2012-01-01 BRANDI HELMER
001 2011-01-01 BRANDI HELMER
001 2010-01-01 BRANDI HELMER
001 2009-01-01 BRANDI HELMER
001 2009-01-01 BRANDI HELMER

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	BILL BARBERA
001	2014-01-01	BILL BARBERA
001	2013-01-01	BRANDI HELMER
001	2012-01-01	BRANDI HELMER
001	2011-01-01	BRANDI HELMER
001	2010-01-01	BRANDI HELMER
001	2009-01-01	BRANDI HELMER
001	2009-01-01	BRANDI HELMER

Plan Statistics for CALLAIS COMPANIES 401(K) - BANKS

401k plan membership statisitcs for CALLAIS COMPANIES 401(K) - BANKS

Measure Date Value
2015: CALLAIS COMPANIES 401(K) - BANKS 2015 401k membership
Total participants, beginning-of-year 2015-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CALLAIS COMPANIES 401(K) - BANKS 2014 401k membership
Total participants, beginning-of-year 2014-01-01 113
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 94
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 12
Total of all active and inactive participants 2014-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 107
Number of participants with account balances 2014-01-01 96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: CALLAIS COMPANIES 401(K) - BANKS 2013 401k membership
Total participants, beginning-of-year 2013-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 95
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 11
Total of all active and inactive participants 2013-01-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 106
Number of participants with account balances 2013-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: CALLAIS COMPANIES 401(K) - BANKS 2012 401k membership
Total participants, beginning-of-year 2012-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 95
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 11
Total of all active and inactive participants 2012-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 107
Number of participants with account balances 2012-01-01 97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: CALLAIS COMPANIES 401(K) - BANKS 2011 401k membership
Total participants, beginning-of-year 2011-01-01 114
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 103
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 11
Total of all active and inactive participants 2011-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 115
Number of participants with account balances 2011-01-01 101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2010: CALLAIS COMPANIES 401(K) - BANKS 2010 401k membership
Total participants, beginning-of-year 2010-01-01 116
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 96
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 11
Total of all active and inactive participants 2010-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 107
Number of participants with account balances 2010-01-01 92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5
2009: CALLAIS COMPANIES 401(K) - BANKS 2009 401k membership
Total participants, beginning-of-year 2009-01-01 126
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 95
Number of retired or separated participants receiving benefits 2009-01-01 1
Number of other retired or separated participants entitled to future benefits 2009-01-01 15
Total of all active and inactive participants 2009-01-01 111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 111
Number of participants with account balances 2009-01-01 99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 4

Measure	Date	Value
2015: CALLAIS COMPANIES 401(K) - BANKS 2015 401k membership
Total participants, beginning-of-year	2015-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CALLAIS COMPANIES 401(K) - BANKS 2014 401k membership
Total participants, beginning-of-year	2014-01-01	113
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	94
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	12
Total of all active and inactive participants	2014-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	107
Number of participants with account balances	2014-01-01	96
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: CALLAIS COMPANIES 401(K) - BANKS 2013 401k membership
Total participants, beginning-of-year	2013-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	95
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	11
Total of all active and inactive participants	2013-01-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	106
Number of participants with account balances	2013-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: CALLAIS COMPANIES 401(K) - BANKS 2012 401k membership
Total participants, beginning-of-year	2012-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	95
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	11
Total of all active and inactive participants	2012-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	107
Number of participants with account balances	2012-01-01	97
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: CALLAIS COMPANIES 401(K) - BANKS 2011 401k membership
Total participants, beginning-of-year	2011-01-01	114
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	103
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	11
Total of all active and inactive participants	2011-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	115
Number of participants with account balances	2011-01-01	101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2010: CALLAIS COMPANIES 401(K) - BANKS 2010 401k membership
Total participants, beginning-of-year	2010-01-01	116
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	96
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	11
Total of all active and inactive participants	2010-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	107
Number of participants with account balances	2010-01-01	92
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5
2009: CALLAIS COMPANIES 401(K) - BANKS 2009 401k membership
Total participants, beginning-of-year	2009-01-01	126
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	95
Number of retired or separated participants receiving benefits	2009-01-01	1
Number of other retired or separated participants entitled to future benefits	2009-01-01	15
Total of all active and inactive participants	2009-01-01	111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	111
Number of participants with account balances	2009-01-01	99
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	4

Financial Data on CALLAIS COMPANIES 401(K) - BANKS

Measure	Date	Value
2015 : CALLAIS COMPANIES 401(K) - BANKS 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-08-20	$0
Total transfer of assets from this plan	2015-08-20	$3,541,256
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-08-20	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-08-20	$0
Total income from all sources (including contributions)	2015-08-20	$310,002
Total loss/gain on sale of assets	2015-08-20	$0
Total of all expenses incurred	2015-08-20	$467,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-08-20	$466,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-08-20	$125,783
Value of total assets at end of year	2015-08-20	$0
Value of total assets at beginning of year	2015-08-20	$3,698,747
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-08-20	$1,062
Total interest from all sources	2015-08-20	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-08-20	$35,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-08-20	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-08-20	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-08-20	$35,033
Was this plan covered by a fidelity bond	2015-08-20	Yes
Value of fidelity bond cover	2015-08-20	$4,000,000
If this is an individual account plan, was there a blackout period	2015-08-20	No
Were there any nonexempt tranactions with any party-in-interest	2015-08-20	No
Contributions received from participants	2015-08-20	$99,084
Participant contributions at beginning of year	2015-08-20	$6,151
Total non interest bearing cash at beginning of year	2015-08-20	$6,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-08-20	No
Value of net income/loss	2015-08-20	$-157,491
Value of net assets at end of year (total assets less liabilities)	2015-08-20	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-08-20	$3,698,747
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-08-20	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-08-20	No
Were any leases to which the plan was party in default or uncollectible	2015-08-20	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-08-20	$3,108,266
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-08-20	$538,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-08-20	$538,246
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-08-20	$149,186
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-08-20	No
Was there a failure to transmit to the plan any participant contributions	2015-08-20	No
Has the plan failed to provide any benefit when due under the plan	2015-08-20	No
Contributions received in cash from employer	2015-08-20	$26,699
Employer contributions (assets) at beginning of year	2015-08-20	$39,133
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-08-20	$466,431
Contract administrator fees	2015-08-20	$1,062
Did the plan have assets held for investment	2015-08-20	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-08-20	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-08-20	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-08-20	Yes
Opinion of an independent qualified public accountant for this plan	2015-08-20	Disclaimer
Accountancy firm name	2015-08-20	POSTLETHWAITE AND NETTERVILLE
Accountancy firm EIN	2015-08-20	721202445
2014 : CALLAIS COMPANIES 401(K) - BANKS 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$532,930
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$117,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$116,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$256,404
Value of total assets at end of year	2014-12-31	$3,698,747
Value of total assets at beginning of year	2014-12-31	$3,282,903
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$875
Total interest from all sources	2014-12-31	$335
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$270,229
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$270,229
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$217,271
Participant contributions at end of year	2014-12-31	$6,151
Participant contributions at beginning of year	2014-12-31	$8,558
Participant contributions at beginning of year	2014-12-31	$8,058
Total non interest bearing cash at end of year	2014-12-31	$6,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$415,844
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,698,747
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,282,903
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,108,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,743,695
Interest on participant loans	2014-12-31	$335
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$538,246
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$477,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$477,799
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$5,962
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$39,133
Employer contributions (assets) at end of year	2014-12-31	$39,133
Employer contributions (assets) at beginning of year	2014-12-31	$44,793
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$116,211
Contract administrator fees	2014-12-31	$875
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	POSTLETHWAITE AND NETTERVILLE
Accountancy firm EIN	2014-12-31	721202445
2013 : CALLAIS COMPANIES 401(K) - BANKS 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$10,996
Total income from all sources (including contributions)	2013-12-31	$781,641
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$86,973
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$86,380
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$229,816
Value of total assets at end of year	2013-12-31	$3,282,903
Value of total assets at beginning of year	2013-12-31	$2,599,231
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$593
Total interest from all sources	2013-12-31	$116
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$138,418
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$138,418
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$185,023
Participant contributions at end of year	2013-12-31	$8,558
Participant contributions at beginning of year	2013-12-31	$0
Participant contributions at end of year	2013-12-31	$8,058
Participant contributions at beginning of year	2013-12-31	$7,763
Total non interest bearing cash at beginning of year	2013-12-31	$10,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$694,668
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,282,903
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,588,235
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,743,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,918,991
Income. Interest from loans (other than to participants)	2013-12-31	$116
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$477,799
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$620,546
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$620,546
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$413,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$44,793
Employer contributions (assets) at end of year	2013-12-31	$44,793
Employer contributions (assets) at beginning of year	2013-12-31	$40,935
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$86,380
Contract administrator fees	2013-12-31	$593
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$10,996
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	POSTLETHWAITE AND NETTERVILLE
Accountancy firm EIN	2013-12-31	721202445
2012 : CALLAIS COMPANIES 401(K) - BANKS 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$10,996
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$491,547
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$121,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$121,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$226,177
Value of total assets at end of year	2012-12-31	$2,599,231
Value of total assets at beginning of year	2012-12-31	$2,218,533
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$775
Total interest from all sources	2012-12-31	$110
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$58,038
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$58,038
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$166,639
Participant contributions at end of year	2012-12-31	$0
Participant contributions at beginning of year	2012-12-31	$3,069
Participant contributions at end of year	2012-12-31	$7,763
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$18,603
Total non interest bearing cash at end of year	2012-12-31	$10,996
Total non interest bearing cash at beginning of year	2012-12-31	$5,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$369,702
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,588,235
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,218,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$1,918,991
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,782,719
Income. Interest from loans (other than to participants)	2012-12-31	$110
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$620,546
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$385,614
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$385,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$207,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$40,935
Employer contributions (assets) at end of year	2012-12-31	$40,935
Employer contributions (assets) at beginning of year	2012-12-31	$41,370
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$121,070
Contract administrator fees	2012-12-31	$775
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$10,996
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	POSTLETHWAITE AND NETTERVILLE
Accountancy firm EIN	2012-12-31	721202445
2011 : CALLAIS COMPANIES 401(K) - BANKS 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$184,944
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$271,107
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$270,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$226,034
Value of total assets at end of year	2011-12-31	$2,218,533
Value of total assets at beginning of year	2011-12-31	$2,304,696
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$737
Total interest from all sources	2011-12-31	$984
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$45,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$45,905
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$141,611
Participant contributions at end of year	2011-12-31	$3,069
Participant contributions at beginning of year	2011-12-31	$49,153
Participant contributions at beginning of year	2011-12-31	$5,626
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$43,053
Total non interest bearing cash at end of year	2011-12-31	$5,761
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-86,163
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,218,533
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,304,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,782,719
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$1,835,433
Interest on participant loans	2011-12-31	$984
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$385,614
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$359,220
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$359,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-87,979
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$41,370
Employer contributions (assets) at end of year	2011-12-31	$41,370
Employer contributions (assets) at beginning of year	2011-12-31	$55,264
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$270,370
Contract administrator fees	2011-12-31	$737
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	POSTLETHWAITE AND NETTERVILLE
Accountancy firm EIN	2011-12-31	721202445
2010 : CALLAIS COMPANIES 401(K) - BANKS 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$453,400
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$218,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$217,638
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$211,810
Value of total assets at end of year	2010-12-31	$2,304,696
Value of total assets at beginning of year	2010-12-31	$2,070,022
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,088
Total interest from all sources	2010-12-31	$937
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$41,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$41,519
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$4,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$156,546
Participant contributions at end of year	2010-12-31	$49,153
Participant contributions at beginning of year	2010-12-31	$17,823
Participant contributions at end of year	2010-12-31	$5,626
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$5,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$234,674
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,304,696
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,070,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$1,835,433
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$1,775,935
Interest on participant loans	2010-12-31	$912
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$359,220
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$207,194
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$207,194
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$25
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$199,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$55,264
Employer contributions (assets) at end of year	2010-12-31	$55,264
Employer contributions (assets) at beginning of year	2010-12-31	$63,182
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$217,638
Contract administrator fees	2010-12-31	$1,088
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	POSTLETHWAITE AND NETTERVILLE
Accountancy firm EIN	2010-12-31	721202445

Form 5500 Responses for CALLAIS COMPANIES 401(K) - BANKS

2015: CALLAIS COMPANIES 401(K) - BANKS 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CALLAIS COMPANIES 401(K) - BANKS 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CALLAIS COMPANIES 401(K) - BANKS 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CALLAIS COMPANIES 401(K) - BANKS 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CALLAIS COMPANIES 401(K) - BANKS 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CALLAIS COMPANIES 401(K) - BANKS 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CALLAIS COMPANIES 401(K) - BANKS 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UNITED COMMUNITY BANK
Employer identification number (EIN):	720591770
NAIC Classification:	522210
NAIC Description:	Credit Card Issuing