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DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameDARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN
Plan identification number 002

DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DARNALL, SIKES & FREDERICK has sponsored the creation of one or more 401k plans.

Company Name:DARNALL, SIKES & FREDERICK
Employer identification number (EIN):720738838
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01CLAYTON DARNALL2023-10-05 CLAYTON DARNALL2023-10-05
0022021-01-01CLAYTON DARNALL2022-10-09 CLAYTON DARNALL2022-10-09
0022020-01-01CLAYTON DARNALL2021-10-12 CLAYTON DARNALL2021-10-12
0022019-01-01EUGENE H. DARNALL III2020-10-12 EUGENE H. DARNALL III2020-10-12
0022018-01-01EUGENE H. DARNALL III2019-10-09 EUGENE H. DARNALL III2019-10-09
0022017-01-01
0022016-01-01
0022015-01-01CLAY DARNALL
0022014-01-01E. LARRY SIKES
0022013-01-01E. LARRY SIKES2014-10-14 E. LARRY SIKES2014-10-14
0022012-01-01E. LARRY SIKES2013-10-15 E. LARRY SIKES2013-10-15
0022011-01-01E. LARRY SIKES2012-10-15 E. LARRY SIKES2012-10-15
0022010-01-01E. LARRY SIKES2011-10-14 E. LARRY SIKES2011-10-14

Plan Statistics for DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01144
Total number of active participants reported on line 7a of the Form 55002022-01-01133
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-0119
Total of all active and inactive participants2022-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01153
Number of participants with account balances2022-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-019
2021: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01139
Total number of active participants reported on line 7a of the Form 55002021-01-01109
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-0121
Total of all active and inactive participants2021-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01133
Number of participants with account balances2021-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01129
Total number of active participants reported on line 7a of the Form 55002020-01-01106
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0123
Total of all active and inactive participants2020-01-01130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01130
Number of participants with account balances2020-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01134
Total number of active participants reported on line 7a of the Form 55002019-01-01109
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-0123
Total of all active and inactive participants2019-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01133
Number of participants with account balances2019-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-016
2018: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01124
Total number of active participants reported on line 7a of the Form 55002018-01-01102
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0119
Total of all active and inactive participants2018-01-01122
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01122
Number of participants with account balances2018-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01128
Total number of active participants reported on line 7a of the Form 55002017-01-01108
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0112
Total of all active and inactive participants2017-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01121
Number of participants with account balances2017-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01134
Total number of active participants reported on line 7a of the Form 55002016-01-01102
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01125
Number of participants with account balances2016-01-01111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01131
Total number of active participants reported on line 7a of the Form 55002015-01-01114
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-0117
Total of all active and inactive participants2015-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01134
Number of participants with account balances2015-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01132
Total number of active participants reported on line 7a of the Form 55002014-01-01110
Number of retired or separated participants receiving benefits2014-01-013
Number of other retired or separated participants entitled to future benefits2014-01-0115
Total of all active and inactive participants2014-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01128
Number of participants with account balances2014-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012

Financial Data on DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$6
Total income from all sources (including contributions)2022-12-31$-2,182,091
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$99,878
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$38,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,061,864
Value of total assets at end of year2022-12-31$19,644,249
Value of total assets at beginning of year2022-12-31$21,926,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$60,951
Total interest from all sources2022-12-31$3,943
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$851,690
Participant contributions at end of year2022-12-31$74,002
Participant contributions at beginning of year2022-12-31$99,238
Participant contributions at end of year2022-12-31$32,380
Participant contributions at beginning of year2022-12-31$22,401
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$13,274
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$1,724
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$2,894
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$6
Administrative expenses (other) incurred2022-12-31$241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,281,969
Value of net assets at end of year (total assets less liabilities)2022-12-31$19,644,249
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$21,926,218
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$38,511
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$18,263,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$20,590,879
Interest on participant loans2022-12-31$3,943
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,645
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,522
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,522
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,207,617
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,157,913
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,247,898
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$196,900
Employer contributions (assets) at end of year2022-12-31$62,166
Employer contributions (assets) at beginning of year2022-12-31$51,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$38,927
Contract administrator fees2022-12-31$22,199
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31OESTRIECHER & COMPANY
Accountancy firm EIN2022-12-31720910574
2021 : DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$6
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,803,847
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$827,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$765,417
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$986,350
Value of total assets at end of year2021-12-31$21,926,224
Value of total assets at beginning of year2021-12-31$18,950,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$62,383
Total interest from all sources2021-12-31$26,322
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$810,125
Participant contributions at end of year2021-12-31$99,238
Participant contributions at beginning of year2021-12-31$99,723
Participant contributions at end of year2021-12-31$22,401
Participant contributions at beginning of year2021-12-31$41,015
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$2,894
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,980
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$6
Administrative expenses (other) incurred2021-12-31$343
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,976,047
Value of net assets at end of year (total assets less liabilities)2021-12-31$21,926,218
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,950,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$37,082
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$20,590,879
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$17,685,848
Interest on participant loans2021-12-31$4,576
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,522
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,704
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$21,746
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,157,913
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,068,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,791,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$176,225
Employer contributions (assets) at end of year2021-12-31$51,377
Employer contributions (assets) at beginning of year2021-12-31$50,401
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$765,417
Contract administrator fees2021-12-31$24,958
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31OESTRIECHER & COMPANY
Accountancy firm EIN2021-12-31720910574
2020 : DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets from this plan2020-12-31$580,763
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,326,859
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$133,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$80,485
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,050,579
Value of total assets at end of year2020-12-31$18,950,171
Value of total assets at beginning of year2020-12-31$16,337,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$53,045
Total interest from all sources2020-12-31$18,710
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$856,430
Participant contributions at end of year2020-12-31$99,723
Participant contributions at beginning of year2020-12-31$86,600
Participant contributions at end of year2020-12-31$41,015
Participant contributions at beginning of year2020-12-31$32,981
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$9,622
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,980
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,951
Administrative expenses (other) incurred2020-12-31$165
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,193,329
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,950,171
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$16,337,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$28,798
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$17,685,848
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,812,654
Interest on participant loans2020-12-31$3,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,704
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$86
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$86
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$14,728
Assets. Value of investments in 103.12 investment entities at end of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,068,500
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$357,654
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,257,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$184,527
Employer contributions (assets) at end of year2020-12-31$50,401
Employer contributions (assets) at beginning of year2020-12-31$45,679
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$80,485
Contract administrator fees2020-12-31$24,082
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31OESTRIECHER & COMPANY
Accountancy firm EIN2020-12-31720910574
2019 : DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,868,806
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$328,450
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$272,957
Value of total corrective distributions2019-12-31$6,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,017,727
Value of total assets at end of year2019-12-31$16,337,605
Value of total assets at beginning of year2019-12-31$12,797,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$49,129
Total interest from all sources2019-12-31$5,043
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$815,431
Participant contributions at end of year2019-12-31$86,600
Participant contributions at beginning of year2019-12-31$131,729
Participant contributions at end of year2019-12-31$32,981
Participant contributions at beginning of year2019-12-31$19,009
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$17,021
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,951
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,814
Administrative expenses (other) incurred2019-12-31$125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,540,356
Value of net assets at end of year (total assets less liabilities)2019-12-31$16,337,605
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,797,249
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$25,268
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,812,654
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,169,774
Income. Interest from loans (other than to participants)2019-12-31$5,043
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$86
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$99
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$99
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$357,654
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$430,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,846,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$185,275
Employer contributions (assets) at end of year2019-12-31$45,679
Employer contributions (assets) at beginning of year2019-12-31$43,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$272,957
Contract administrator fees2019-12-31$23,736
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31OESTRIECHER & COMPANY
Accountancy firm EIN2019-12-31720910574
2018 : DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-202,595
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$141,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$89,325
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$874,233
Value of total assets at end of year2018-12-31$12,797,249
Value of total assets at beginning of year2018-12-31$13,141,162
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$51,993
Total interest from all sources2018-12-31$17,378
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$714,065
Participant contributions at end of year2018-12-31$131,729
Participant contributions at beginning of year2018-12-31$186,847
Participant contributions at end of year2018-12-31$19,009
Participant contributions at beginning of year2018-12-31$17,673
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,814
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$2,114
Administrative expenses (other) incurred2018-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-343,913
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,797,249
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$13,141,162
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$27,631
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$12,169,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$12,470,758
Interest on participant loans2018-12-31$7,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$99
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$7,861
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$7,861
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$10,109
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$430,931
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$423,834
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,094,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$160,168
Employer contributions (assets) at end of year2018-12-31$43,893
Employer contributions (assets) at beginning of year2018-12-31$32,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$89,325
Contract administrator fees2018-12-31$24,312
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31OESTRIECHER & COMPANY
Accountancy firm EIN2018-12-31720910574
2017 : DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,722,982
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,080,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,031,276
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$843,405
Value of total assets at end of year2017-12-31$13,141,162
Value of total assets at beginning of year2017-12-31$11,498,877
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$49,421
Total interest from all sources2017-12-31$16,589
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$684,184
Participant contributions at end of year2017-12-31$186,847
Participant contributions at beginning of year2017-12-31$176,816
Participant contributions at end of year2017-12-31$17,673
Participant contributions at beginning of year2017-12-31$17,653
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$9,106
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$2,114
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$1,723
Administrative expenses (other) incurred2017-12-31$1,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,642,285
Value of net assets at end of year (total assets less liabilities)2017-12-31$13,141,162
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,498,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$22,622
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$12,470,758
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,973,049
Interest on participant loans2017-12-31$9,488
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$7,861
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$100
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$100
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$7,101
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$423,834
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$294,853
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,862,988
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$150,115
Employer contributions (assets) at end of year2017-12-31$32,075
Employer contributions (assets) at beginning of year2017-12-31$34,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,031,276
Contract administrator fees2017-12-31$25,056
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31OESTRIECHER & COMPANY
Accountancy firm EIN2017-12-31720910574
2016 : DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,684,935
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$156,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$107,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$842,503
Value of total assets at end of year2016-12-31$11,498,877
Value of total assets at beginning of year2016-12-31$9,970,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$48,302
Total interest from all sources2016-12-31$8,436
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$696,774
Participant contributions at end of year2016-12-31$176,816
Participant contributions at beginning of year2016-12-31$149,503
Participant contributions at end of year2016-12-31$17,653
Participant contributions at beginning of year2016-12-31$19,092
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$692
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$1,723
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2,147
Administrative expenses (other) incurred2016-12-31$978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,528,807
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,498,877
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,970,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$18,813
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,973,049
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,497,348
Interest on participant loans2016-12-31$7,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$100
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,032
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,032
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$1,194
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$294,853
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$263,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$833,996
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$145,037
Employer contributions (assets) at end of year2016-12-31$34,683
Employer contributions (assets) at beginning of year2016-12-31$36,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$107,826
Contract administrator fees2016-12-31$28,511
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31OESTRIECHER & COMPANY
Accountancy firm EIN2016-12-31720910574
2015 : DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$710,150
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$67,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$18,399
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$855,047
Value of total assets at end of year2015-12-31$9,970,070
Value of total assets at beginning of year2015-12-31$9,327,800
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$49,481
Total interest from all sources2015-12-31$6,067
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$700,431
Participant contributions at end of year2015-12-31$149,503
Participant contributions at beginning of year2015-12-31$106,795
Participant contributions at end of year2015-12-31$19,092
Participant contributions at beginning of year2015-12-31$17,348
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2,147
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,652
Administrative expenses (other) incurred2015-12-31$766
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$642,270
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,970,070
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,327,800
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$17,111
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,497,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,114,105
Income. Interest from loans (other than to participants)2015-12-31$5,040
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,032
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,027
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$263,328
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$56,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-150,964
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$154,616
Employer contributions (assets) at end of year2015-12-31$36,620
Employer contributions (assets) at beginning of year2015-12-31$31,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$18,399
Contract administrator fees2015-12-31$31,604
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31OESTRIECHER & COMPANY
Accountancy firm EIN2015-12-31720910574
2014 : DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,232,018
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$519,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$477,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$795,603
Value of total assets at end of year2014-12-31$9,327,800
Value of total assets at beginning of year2014-12-31$8,615,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$42,163
Total interest from all sources2014-12-31$5,165
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$657,927
Participant contributions at end of year2014-12-31$106,795
Participant contributions at beginning of year2014-12-31$100,318
Participant contributions at end of year2014-12-31$17,348
Participant contributions at beginning of year2014-12-31$27,102
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$137,676
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,652
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,236
Administrative expenses (other) incurred2014-12-31$882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$712,181
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,327,800
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,615,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$17,653
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,114,105
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,164,104
Income. Interest from loans (other than to participants)2014-12-31$4,962
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$203
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$56,579
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$289,513
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$431,250
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Employer contributions (assets) at end of year2014-12-31$31,321
Employer contributions (assets) at beginning of year2014-12-31$33,346
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$477,674
Contract administrator fees2014-12-31$23,628
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31OESTRIECHER & COMPANY
Accountancy firm EIN2014-12-31720910574

Form 5500 Responses for DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN

2022: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DARNALL, SIKES, GARDES & FREDERICK 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JXOG
Policy instance 1
Insurance contract or identification numberGAP-CP-JXOG
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JXOG
Policy instance 1
Insurance contract or identification numberGAP-CP-JXOG
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JXOG
Policy instance 1
Insurance contract or identification numberGAP-CP-JXOG
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JXOG
Policy instance 1
Insurance contract or identification numberGAP-CP-JXOG
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JXOG
Policy instance 1
Insurance contract or identification numberGAP-CP-JXOG
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-BO-WE69
Policy instance 1
Insurance contract or identification numberGAP-BO-WE69
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-CP-JXOG
Policy instance 2
Insurance contract or identification numberGAP-CP-JXOG
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-BO-WE69
Policy instance 1
Insurance contract or identification numberGAP-BO-WE69
Number of Individuals Covered115
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-BO-WE69
Policy instance 1
Insurance contract or identification numberGAP-BO-WE69
Number of Individuals Covered115
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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