CHAFFE & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CHAFFE & ASSOCIATES, INC. 401(K)
| Measure | Date | Value |
|---|
| 2025 : CHAFFE & ASSOCIATES, INC. 401(K) 2025 401k financial data |
|---|
| Total liabilities as of the end of the plan year | 2025-09-24 | 0 |
| Total liabilities as of the beginning of the plan year | 2025-09-24 | 0 |
| Total expenses incurred by plan in this plan year | 2025-09-24 | 43503 |
| Net assets as of the end of the plan year | 2025-09-24 | 7442665 |
| Total assets as of the beginning of the plan year | 2025-09-24 | 6516732 |
| Value of plan covered by a fidelity bond | 2025-09-24 | 150000 |
| Participant contributions to plan in this plan year | 2025-09-24 | 126495 |
| Value of participant loans at end of plan year | 2025-09-24 | 2050 |
| Other expenses paid from plan in this plan year | 2025-09-24 | 0 |
| Other contributions to plan in this plan year | 2025-09-24 | 0 |
| Other income to plan in this plan year | 2025-09-24 | 743610 |
| Plan net income in this plan year | 2025-09-24 | 925933 |
| Net assets as of the end of the plan year | 2025-09-24 | 7442665 |
| Net assets as of the beginning of the plan year | 2025-09-24 | 6516732 |
| Employer contributions to plan in this plan year | 2025-09-24 | 99331 |
| Fees paid to broker by Benefit Provider | 2025-09-24 | 803 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2025-09-24 | 161 |
| 2024 : CHAFFE & ASSOCIATES, INC. 401(K) 2024 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2024-09-26 | 6 |
| Net assets as of the end of the plan year | 2024-09-26 | 6516732 |
| Total assets as of the beginning of the plan year | 2024-09-26 | 5307926 |
| Value of plan covered by a fidelity bond | 2024-09-26 | 150000 |
| Participant contributions to plan in this plan year | 2024-09-26 | 160431 |
| Other income to plan in this plan year | 2024-09-26 | 964240 |
| Plan net income in this plan year | 2024-09-26 | 1208806 |
| Net assets as of the end of the plan year | 2024-09-26 | 6516732 |
| Net assets as of the beginning of the plan year | 2024-09-26 | 5307926 |
| Employer contributions to plan in this plan year | 2024-09-26 | 84141 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2024-09-26 | 6 |
| 2022 : CHAFFE & ASSOCIATES, INC. 401(K) 2022 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2022-10-03 | 124878 |
| Net assets as of the end of the plan year | 2022-10-03 | 6241190 |
| Total assets as of the beginning of the plan year | 2022-10-03 | 5305061 |
| Value of plan covered by a fidelity bond | 2022-10-03 | 150000 |
| Participant contributions to plan in this plan year | 2022-10-03 | 191354 |
| Other income to plan in this plan year | 2022-10-03 | 749041 |
| Plan net income in this plan year | 2022-10-03 | 936129 |
| Net assets as of the end of the plan year | 2022-10-03 | 6241190 |
| Net assets as of the beginning of the plan year | 2022-10-03 | 5305061 |
| Employer contributions to plan in this plan year | 2022-10-03 | 120612 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2022-10-03 | 200 |
| 2013 : CHAFFE & ASSOCIATES, INC. 401(K) 2013 401k financial data |
|---|
| Transfers to/from the plan | 2013-12-31 | $0 |
| Total plan liabilities at end of year | 2013-12-31 | $0 |
| Total income from all sources | 2013-12-31 | $734,288 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $1,806 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $0 |
| Total plan assets at end of year | 2013-12-31 | $2,925,340 |
| Total plan assets at beginning of year | 2013-12-31 | $2,192,858 |
| Value of fidelity bond covering the plan | 2013-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $119,422 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $0 |
| Other income received | 2013-12-31 | $542,158 |
| Noncash contributions received | 2013-12-31 | $0 |
| Net income (gross income less expenses) | 2013-12-31 | $732,482 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $2,925,340 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,192,858 |
| Assets. Value of participant loans | 2013-12-31 | $55,408 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $72,708 |
| Value of certain deemed distributions of participant loans | 2013-12-31 | $0 |
| Value of corrective distributions | 2013-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $1,806 |
| 2012 : CHAFFE & ASSOCIATES, INC. 401(K) 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $356,515 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $1,148 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $873 |
| Total plan assets at end of year | 2012-12-31 | $2,192,858 |
| Total plan assets at beginning of year | 2012-12-31 | $1,837,491 |
| Value of fidelity bond covering the plan | 2012-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $82,787 |
| Contributions received from other sources (not participants or employers) | 2012-12-31 | $14,838 |
| Other income received | 2012-12-31 | $258,890 |
| Net income (gross income less expenses) | 2012-12-31 | $355,367 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $2,192,858 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,837,491 |
| Assets. Value of participant loans | 2012-12-31 | $70,925 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $275 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : CHAFFE & ASSOCIATES, INC. 401(K) 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $223,637 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $4,251 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $3,027 |
| Total plan assets at end of year | 2011-12-31 | $1,837,491 |
| Total plan assets at beginning of year | 2011-12-31 | $1,618,105 |
| Value of fidelity bond covering the plan | 2011-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $125,164 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $74,516 |
| Other income received | 2011-12-31 | $-45,999 |
| Net income (gross income less expenses) | 2011-12-31 | $219,386 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,837,491 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,618,105 |
| Assets. Value of participant loans | 2011-12-31 | $58,073 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $69,956 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $1,224 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : CHAFFE & ASSOCIATES, INC. 401(K) 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $319,558 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $19,093 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $18,868 |
| Total plan assets at end of year | 2010-12-31 | $1,618,105 |
| Total plan assets at beginning of year | 2010-12-31 | $1,317,640 |
| Value of fidelity bond covering the plan | 2010-12-31 | $150,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $83,659 |
| Other income received | 2010-12-31 | $188,314 |
| Net income (gross income less expenses) | 2010-12-31 | $300,465 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,618,105 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,317,640 |
| Assets. Value of participant loans | 2010-12-31 | $30,836 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $47,585 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $225 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : CHAFFE & ASSOCIATES, INC. 401(K) 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2013: CHAFFE & ASSOCIATES, INC. 401(K) 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: CHAFFE & ASSOCIATES, INC. 401(K) 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: CHAFFE & ASSOCIATES, INC. 401(K) 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: CHAFFE & ASSOCIATES, INC. 401(K) 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: CHAFFE & ASSOCIATES, INC. 401(K) 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
