401k Plan data: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN plan

OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN
Plan identification number	001

OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PATRICK S. OTTINGER, APLC has sponsored the creation of one or more 401k plans.

Company Name: PATRICK S. OTTINGER, APLC

Employer identification number (EIN): 720955520

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 PAUL HEBERT
001 2016-01-01 PATRICK OTTINGER
001 2015-01-01 PATRICK OTTINGER
001 2014-01-01 PATRICK OTTINGER
001 2013-01-01 PATRICK OTTINGER PATRICK OTTINGER 2014-10-14
001 2010-01-01 PAUL HEBERT PAUL HEBERT 2011-10-14

Plan Statistics for OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN

Measure Date Value
2022: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 18
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 4
Total of all active and inactive participants 2022-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 23
Number of participants with account balances 2022-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1
2021: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 23
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 1
Total of all active and inactive participants 2021-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 25
Number of participants with account balances 2021-01-01 22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 22
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 2
Total of all active and inactive participants 2020-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 25
Number of participants with account balances 2020-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 20
Number of retired or separated participants receiving benefits 2019-01-01 2
Number of other retired or separated participants entitled to future benefits 2019-01-01 2
Total of all active and inactive participants 2019-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 24
Number of participants with account balances 2019-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 24
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 16
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 5
Total of all active and inactive participants 2018-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 21
Number of participants with account balances 2018-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 18
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 5
Total of all active and inactive participants 2017-01-01 23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 23
Number of participants with account balances 2017-01-01 23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 26
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 21
Number of retired or separated participants receiving benefits 2016-01-01 1
Number of other retired or separated participants entitled to future benefits 2016-01-01 4
Total of all active and inactive participants 2016-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 26
Number of participants with account balances 2016-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 27
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 26
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 26
Number of participants with account balances 2015-01-01 26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 32
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 24
Number of retired or separated participants receiving benefits 2014-01-01 1
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 25
Number of participants with account balances 2014-01-01 25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 33
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 23
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 5
Total of all active and inactive participants 2013-01-01 30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 30
Number of participants with account balances 2013-01-01 30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2010: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 23
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 21
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 3
Total of all active and inactive participants 2010-01-01 24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 24
Number of participants with account balances 2010-01-01 24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0

Measure	Date	Value
2022: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	18
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	4
Total of all active and inactive participants	2022-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	23
Number of participants with account balances	2022-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	23
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	1
Total of all active and inactive participants	2021-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	25
Number of participants with account balances	2021-01-01	22
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	22
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	2
Total of all active and inactive participants	2020-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	25
Number of participants with account balances	2020-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	20
Number of retired or separated participants receiving benefits	2019-01-01	2
Number of other retired or separated participants entitled to future benefits	2019-01-01	2
Total of all active and inactive participants	2019-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	24
Number of participants with account balances	2019-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	24
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	16
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	5
Total of all active and inactive participants	2018-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	21
Number of participants with account balances	2018-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	18
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	5
Total of all active and inactive participants	2017-01-01	23
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	23
Number of participants with account balances	2017-01-01	23
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	26
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	21
Number of retired or separated participants receiving benefits	2016-01-01	1
Number of other retired or separated participants entitled to future benefits	2016-01-01	4
Total of all active and inactive participants	2016-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	26
Number of participants with account balances	2016-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	27
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	26
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	26
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	26
Number of participants with account balances	2015-01-01	26
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	32
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	24
Number of retired or separated participants receiving benefits	2014-01-01	1
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	25
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	25
Number of participants with account balances	2014-01-01	25
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	33
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	23
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	5
Total of all active and inactive participants	2013-01-01	30
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	30
Number of participants with account balances	2013-01-01	30
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2010: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	23
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	21
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	3
Total of all active and inactive participants	2010-01-01	24
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	24
Number of participants with account balances	2010-01-01	24
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0

Financial Data on OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN

Measure	Date	Value
2022 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-640,544
Expenses. Total of all expenses incurred	2022-12-31	$743,426
Benefits paid (including direct rollovers)	2022-12-31	$687,607
Total plan assets at end of year	2022-12-31	$8,385,391
Total plan assets at beginning of year	2022-12-31	$9,769,361
Value of fidelity bond covering the plan	2022-12-31	$750,000
Total contributions received or receivable from participants	2022-12-31	$176,412
Contributions received from other sources (not participants or employers)	2022-12-31	$0
Other income received	2022-12-31	$-930,363
Net income (gross income less expenses)	2022-12-31	$-1,383,970
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$8,385,391
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$9,769,361
Assets. Value of participant loans	2022-12-31	$67,042
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$165,000
Assets. Value of real-estate (other than employer real property)	2022-12-31	$800,000
Total contributions received or receivable from employer(s)	2022-12-31	$113,407
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$55,819
2021 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$1,085,726
Expenses. Total of all expenses incurred	2021-12-31	$209,130
Benefits paid (including direct rollovers)	2021-12-31	$141,818
Total plan assets at end of year	2021-12-31	$9,769,361
Total plan assets at beginning of year	2021-12-31	$8,892,765
Value of fidelity bond covering the plan	2021-12-31	$900,000
Total contributions received or receivable from participants	2021-12-31	$161,771
Other income received	2021-12-31	$847,484
Net income (gross income less expenses)	2021-12-31	$876,596
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$9,769,361
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$8,892,765
Assets. Value of participant loans	2021-12-31	$82,895
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$20,000
Assets. Value of real-estate (other than employer real property)	2021-12-31	$745,000
Total contributions received or receivable from employer(s)	2021-12-31	$76,471
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$67,312
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
2020 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$1,124,534
Expenses. Total of all expenses incurred	2020-12-31	$175,510
Benefits paid (including direct rollovers)	2020-12-31	$123,293
Total plan assets at end of year	2020-12-31	$8,892,765
Total plan assets at beginning of year	2020-12-31	$7,943,741
Value of fidelity bond covering the plan	2020-12-31	$900,000
Total contributions received or receivable from participants	2020-12-31	$117,646
Other income received	2020-12-31	$895,792
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$949,024
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$8,892,765
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$7,943,741
Assets. Value of participant loans	2020-12-31	$96,269
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$20,000
Assets. Value of real-estate (other than employer real property)	2020-12-31	$800,000
Total contributions received or receivable from employer(s)	2020-12-31	$111,096
Value of certain deemed distributions of participant loans	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$52,217
2019 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$2,538,226
Expenses. Total of all expenses incurred	2019-12-31	$104,557
Benefits paid (including direct rollovers)	2019-12-31	$65,366
Total plan assets at end of year	2019-12-31	$7,943,741
Total plan assets at beginning of year	2019-12-31	$5,510,072
Value of fidelity bond covering the plan	2019-12-31	$900,000
Total contributions received or receivable from participants	2019-12-31	$143,551
Contributions received from other sources (not participants or employers)	2019-12-31	$1,249,305
Other income received	2019-12-31	$1,009,585
Net income (gross income less expenses)	2019-12-31	$2,433,669
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$7,943,741
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$5,510,072
Assets. Value of participant loans	2019-12-31	$34,738
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$19,500
Assets. Value of real-estate (other than employer real property)	2019-12-31	$800,000
Total contributions received or receivable from employer(s)	2019-12-31	$135,785
Value of certain deemed distributions of participant loans	2019-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$39,191
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$44,392
Expenses. Total of all expenses incurred	2018-12-31	$151,365
Benefits paid (including direct rollovers)	2018-12-31	$118,848
Total plan assets at end of year	2018-12-31	$5,510,072
Total plan assets at beginning of year	2018-12-31	$5,617,045
Value of fidelity bond covering the plan	2018-12-31	$900,000
Total contributions received or receivable from participants	2018-12-31	$170,685
Contributions received from other sources (not participants or employers)	2018-12-31	$0
Other income received	2018-12-31	$-191,396
Net income (gross income less expenses)	2018-12-31	$-106,973
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$5,510,072
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$5,617,045
Assets. Value of participant loans	2018-12-31	$28,537
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$19,500
Assets. Value of real-estate (other than employer real property)	2018-12-31	$800,000
Total contributions received or receivable from employer(s)	2018-12-31	$65,103
Value of certain deemed distributions of participant loans	2018-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$32,517
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
2017 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$684,308
Expenses. Total of all expenses incurred	2017-12-31	$1,261,986
Benefits paid (including direct rollovers)	2017-12-31	$1,211,263
Total plan assets at end of year	2017-12-31	$5,617,045
Total plan assets at beginning of year	2017-12-31	$6,194,723
Value of fidelity bond covering the plan	2017-12-31	$900,000
Total contributions received or receivable from participants	2017-12-31	$70,496
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$606,036
Net income (gross income less expenses)	2017-12-31	$-577,678
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$5,617,045
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$6,194,723
Assets. Value of participant loans	2017-12-31	$14,397
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$27,179
Assets. Value of real-estate (other than employer real property)	2017-12-31	$800,000
Total contributions received or receivable from employer(s)	2017-12-31	$7,776
Value of certain deemed distributions of participant loans	2017-12-31	$21,985
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$28,738
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$1,233,248
2016 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$550,873
Expenses. Total of all expenses incurred	2016-12-31	$812
Benefits paid (including direct rollovers)	2016-12-31	$812
Total plan assets at end of year	2016-12-31	$6,194,723
Total plan assets at beginning of year	2016-12-31	$5,644,662
Value of fidelity bond covering the plan	2016-12-31	$900,000
Total contributions received or receivable from participants	2016-12-31	$154,846
Other income received	2016-12-31	$205,942
Net income (gross income less expenses)	2016-12-31	$550,061
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$6,194,723
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$5,644,662
Assets. Value of participant loans	2016-12-31	$47,641
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$26,748
Assets. Value of real-estate (other than employer real property)	2016-12-31	$800,000
Total contributions received or receivable from employer(s)	2016-12-31	$190,085
2015 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total plan liabilities at beginning of year	2015-12-31	$0
Total income from all sources	2015-12-31	$578,463
Expenses. Total of all expenses incurred	2015-12-31	$213
Benefits paid (including direct rollovers)	2015-12-31	$213
Total plan assets at end of year	2015-12-31	$5,644,662
Total plan assets at beginning of year	2015-12-31	$5,066,412
Value of fidelity bond covering the plan	2015-12-31	$750,000
Total contributions received or receivable from participants	2015-12-31	$167,962
Contributions received from other sources (not participants or employers)	2015-12-31	$18,715
Other income received	2015-12-31	$192,719
Net income (gross income less expenses)	2015-12-31	$578,250
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$5,644,662
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$5,066,412
Assets. Value of participant loans	2015-12-31	$61,801
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$27,466
Assets. Value of real-estate (other than employer real property)	2015-12-31	$855,500
Total contributions received or receivable from employer(s)	2015-12-31	$199,067
2014 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$149
Total income from all sources	2014-12-31	$471,876
Expenses. Total of all expenses incurred	2014-12-31	$119,087
Benefits paid (including direct rollovers)	2014-12-31	$119,087
Total plan assets at end of year	2014-12-31	$5,066,412
Total plan assets at beginning of year	2014-12-31	$4,713,772
Value of fidelity bond covering the plan	2014-12-31	$750,000
Total contributions received or receivable from participants	2014-12-31	$162,020
Other income received	2014-12-31	$122,323
Net income (gross income less expenses)	2014-12-31	$352,789
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$5,066,412
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$4,713,623
Assets. Value of participant loans	2014-12-31	$41,224
Assets. Value of assets in partnership/joint-venture interests	2014-12-31	$27,499
Assets. Value of real-estate (other than employer real property)	2014-12-31	$600,000
Total contributions received or receivable from employer(s)	2014-12-31	$187,533
2013 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total plan liabilities at end of year	2013-12-31	$149
Total plan liabilities at beginning of year	2013-12-31	$149
Total income from all sources	2013-12-31	$875,639
Expenses. Total of all expenses incurred	2013-12-31	$33,578
Benefits paid (including direct rollovers)	2013-12-31	$33,578
Total plan assets at end of year	2013-12-31	$4,713,772
Total plan assets at beginning of year	2013-12-31	$3,871,711
Value of fidelity bond covering the plan	2013-12-31	$750,000
Total contributions received or receivable from participants	2013-12-31	$159,296
Other income received	2013-12-31	$522,271
Net income (gross income less expenses)	2013-12-31	$842,061
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$4,713,623
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$3,871,562
Assets. Value of participant loans	2013-12-31	$39,846
Assets. Value of assets in partnership/joint-venture interests	2013-12-31	$28,529
Assets. Value of real-estate (other than employer real property)	2013-12-31	$600,000
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$77,625
Total contributions received or receivable from employer(s)	2013-12-31	$194,072
2010 : OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$457,447
Expenses. Total of all expenses incurred	2010-12-31	$100,000
Benefits paid (including direct rollovers)	2010-12-31	$100,000
Total plan assets at end of year	2010-12-31	$2,949,669
Total plan assets at beginning of year	2010-12-31	$2,592,222
Value of fidelity bond covering the plan	2010-12-31	$300,000
Total contributions received or receivable from participants	2010-12-31	$105,886
Other income received	2010-12-31	$211,379
Net income (gross income less expenses)	2010-12-31	$357,447
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$2,949,669
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$2,592,222
Assets. Value of participant loans	2010-12-31	$14,796
Assets. Value of real-estate (other than employer real property)	2010-12-31	$562,500
Total contributions received or receivable from employer(s)	2010-12-31	$140,182

Form 5500 Responses for OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN

2022: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2010: OTTINGER HEBERT, LLC PROFIT SHARING 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	23
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $327
Total amount of fees paid to insurance company	USD $30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $184
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	N/A
Insurance broker organization code?	3

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )

Policy contract number

C3598

Policy instance

Insurance contract or identification number	C3598
Number of Individuals Covered	1
Insurance policy start date	2023-01-01
Insurance policy end date	2023-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	24
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	25
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	25
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	22
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

OTTINGER HEBERT, L.L.C. CASH BALANCE PENSION PLAN [EIN = 721479666]

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Company Name:	PATRICK S. OTTINGER, APLC
Employer identification number (EIN):	720955520
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers