ADVISEWELL, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ADVISEWELL, INC. RETIREMENT SAVINGS PLAN
| Measure | Date | Value |
|---|
| 2023 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $727,034 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $722,617 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $676,244 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $70,665 |
| Value of total assets at end of year | 2023-12-31 | $4,426,991 |
| Value of total assets at beginning of year | 2023-12-31 | $4,422,574 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $46,373 |
| Total interest from all sources | 2023-12-31 | $8,821 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $162,889 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $162,889 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $43,509 |
| Total non interest bearing cash at beginning of year | 2023-12-31 | $3 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $4,417 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $4,426,991 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $4,422,574 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $4,154,945 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $3,810,299 |
| Interest earned on other investments | 2023-12-31 | $8,821 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $272,046 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $612,272 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $484,659 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $27,156 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $676,244 |
| Contract administrator fees | 2023-12-31 | $17,973 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2023-12-31 | 346565596 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $727,034 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $722,617 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $676,244 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $70,665 |
| Value of total assets at end of year | 2023-01-01 | $4,426,991 |
| Value of total assets at beginning of year | 2023-01-01 | $4,422,574 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $46,373 |
| Total interest from all sources | 2023-01-01 | $8,821 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $162,889 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $162,889 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $43,509 |
| Total non interest bearing cash at beginning of year | 2023-01-01 | $3 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $4,417 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $4,426,991 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $4,422,574 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $4,154,945 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $3,810,299 |
| Interest earned on other investments | 2023-01-01 | $8,821 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $272,046 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $612,272 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $484,659 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $27,156 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $676,244 |
| Contract administrator fees | 2023-01-01 | $17,973 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | ERNST & YOUNG |
| Accountancy firm EIN | 2023-01-01 | 346565596 |
| 2022 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-762,948 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $580,288 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $555,027 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $64,892 |
| Value of total assets at end of year | 2022-12-31 | $4,422,574 |
| Value of total assets at beginning of year | 2022-12-31 | $5,765,810 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $25,261 |
| Total interest from all sources | 2022-12-31 | $12,220 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $110,686 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $110,686 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $37,146 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $2,966 |
| Total non interest bearing cash at end of year | 2022-12-31 | $3 |
| Total non interest bearing cash at beginning of year | 2022-12-31 | $567 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-1,343,236 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $4,422,574 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $5,765,810 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $3,810,299 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $5,276,052 |
| Interest earned on other investments | 2022-12-31 | $12,220 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $612,272 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $489,191 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-950,746 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $24,780 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $555,027 |
| Contract administrator fees | 2022-12-31 | $25,261 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2022-12-31 | 346565596 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-762,948 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $580,288 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $555,027 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $64,892 |
| Value of total assets at end of year | 2022-01-01 | $4,422,574 |
| Value of total assets at beginning of year | 2022-01-01 | $5,765,810 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $25,261 |
| Total interest from all sources | 2022-01-01 | $12,220 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $110,686 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $110,686 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $37,146 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $2,966 |
| Total non interest bearing cash at end of year | 2022-01-01 | $3 |
| Total non interest bearing cash at beginning of year | 2022-01-01 | $567 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-1,343,236 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $4,422,574 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $5,765,810 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $3,810,299 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $5,276,052 |
| Interest earned on other investments | 2022-01-01 | $12,220 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $612,272 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $489,191 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-950,746 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $24,780 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $555,027 |
| Contract administrator fees | 2022-01-01 | $25,261 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | ERNST & YOUNG |
| Accountancy firm EIN | 2022-01-01 | 346565596 |
| 2021 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $1,014,163 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $4,382,373 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $4,341,201 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $44,345 |
| Value of total assets at end of year | 2021-12-31 | $5,765,810 |
| Value of total assets at beginning of year | 2021-12-31 | $9,134,020 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $41,172 |
| Total interest from all sources | 2021-12-31 | $29,078 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $199,846 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $199,846 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $39,865 |
| Total non interest bearing cash at end of year | 2021-12-31 | $567 |
| Total non interest bearing cash at beginning of year | 2021-12-31 | $3 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $-3,368,210 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $5,765,810 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $9,134,020 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $5,276,052 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $7,442,794 |
| Interest earned on other investments | 2021-12-31 | $29,078 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $489,191 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $1,691,223 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $740,894 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $4,480 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $4,341,201 |
| Contract administrator fees | 2021-12-31 | $41,172 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2021-12-31 | 346565596 |
| 2020 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $1,363,217 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $7,521,662 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $7,459,351 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $58,636 |
| Value of total assets at end of year | 2020-12-31 | $9,134,020 |
| Value of total assets at beginning of year | 2020-12-31 | $15,292,465 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $62,311 |
| Total interest from all sources | 2020-12-31 | $44,182 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $255,274 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $255,274 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $51,233 |
| Total non interest bearing cash at end of year | 2020-12-31 | $3 |
| Total non interest bearing cash at beginning of year | 2020-12-31 | $274 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $-6,158,445 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $9,134,020 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $15,292,465 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $7,442,794 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $13,276,528 |
| Interest earned on other investments | 2020-12-31 | $44,182 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $1,691,223 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $2,015,663 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,005,125 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $7,403 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $7,459,351 |
| Contract administrator fees | 2020-12-31 | $62,311 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2020-12-31 | 346565596 |
| 2019 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $5,053,957 |
| Total income from all sources (including contributions) | 2019-12-31 | $5,053,957 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $4,714,173 |
| Total of all expenses incurred | 2019-12-31 | $4,714,173 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,688,406 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $4,688,406 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,849,921 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,849,921 |
| Value of total assets at end of year | 2019-12-31 | $15,292,465 |
| Value of total assets at end of year | 2019-12-31 | $15,292,465 |
| Value of total assets at beginning of year | 2019-12-31 | $14,952,681 |
| Value of total assets at beginning of year | 2019-12-31 | $14,952,681 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $25,767 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $25,767 |
| Total interest from all sources | 2019-12-31 | $95,841 |
| Total interest from all sources | 2019-12-31 | $95,841 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $281,337 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $281,337 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $281,337 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $281,337 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,160,867 |
| Contributions received from participants | 2019-12-31 | $1,160,867 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $84,383 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $84,383 |
| Total non interest bearing cash at end of year | 2019-12-31 | $274 |
| Total non interest bearing cash at end of year | 2019-12-31 | $274 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2019-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $339,784 |
| Value of net income/loss | 2019-12-31 | $339,784 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $15,292,465 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $15,292,465 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $14,952,681 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $14,952,681 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $13,276,528 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $13,276,528 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $10,639,026 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $10,639,026 |
| Interest earned on other investments | 2019-12-31 | $23,211 |
| Interest earned on other investments | 2019-12-31 | $23,211 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $72,630 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $72,630 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $2,015,663 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $2,015,663 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $4,313,655 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $4,313,655 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,826,858 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,826,858 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $604,671 |
| Contributions received in cash from employer | 2019-12-31 | $604,671 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,688,406 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $4,688,406 |
| Contract administrator fees | 2019-12-31 | $25,767 |
| Contract administrator fees | 2019-12-31 | $25,767 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm name | 2019-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2019-12-31 | 721202445 |
| Accountancy firm EIN | 2019-12-31 | 721202445 |
| 2018 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $969,938 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $3,005,005 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,971,371 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,666,149 |
| Value of total assets at end of year | 2018-12-31 | $14,952,681 |
| Value of total assets at beginning of year | 2018-12-31 | $16,987,748 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $33,634 |
| Total interest from all sources | 2018-12-31 | $127,949 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $164,029 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $164,029 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,155,519 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $11,715 |
| Other income not declared elsewhere | 2018-12-31 | $6,372 |
| Administrative expenses (other) incurred | 2018-12-31 | $33,634 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-2,035,067 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $14,952,681 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $16,987,748 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $10,639,026 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $12,293,950 |
| Interest earned on other investments | 2018-12-31 | $127,949 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $4,313,655 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $4,693,798 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-994,561 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $498,915 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,971,371 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2018-12-31 | 721202445 |
| 2017 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $4,607,712 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $1,844,143 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,813,564 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,205,371 |
| Value of total assets at end of year | 2017-12-31 | $16,987,748 |
| Value of total assets at beginning of year | 2017-12-31 | $14,224,179 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $30,579 |
| Total interest from all sources | 2017-12-31 | $133,371 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $135,761 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $135,761 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,217,987 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $395,794 |
| Other income not declared elsewhere | 2017-12-31 | $2,533 |
| Administrative expenses (other) incurred | 2017-12-31 | $30,579 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $2,763,569 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $16,987,748 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $14,224,179 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $12,293,950 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $10,020,446 |
| Interest earned on other investments | 2017-12-31 | $133,371 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $4,693,798 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $4,203,733 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,130,676 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $591,590 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,813,564 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2017-12-31 | 721202445 |
| 2016 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $2,313,059 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $2,129,888 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,113,761 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,628,001 |
| Value of total assets at end of year | 2016-12-31 | $14,224,179 |
| Value of total assets at beginning of year | 2016-12-31 | $14,041,008 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $16,127 |
| Total interest from all sources | 2016-12-31 | $122,230 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $129,856 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $129,856 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,152,566 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $42,399 |
| Other income not declared elsewhere | 2016-12-31 | $34,882 |
| Administrative expenses (other) incurred | 2016-12-31 | $16,127 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $183,171 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $14,224,179 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $14,041,008 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $10,020,446 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $10,060,514 |
| Interest earned on other investments | 2016-12-31 | $122,220 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $10 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $4,203,733 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $3,980,494 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $398,090 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $433,036 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,113,761 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2016-12-31 | 721202445 |
| 2015 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,909,595 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $2,357,443 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,356,403 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,824,695 |
| Value of total assets at end of year | 2015-12-31 | $14,041,008 |
| Value of total assets at beginning of year | 2015-12-31 | $14,488,856 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $1,040 |
| Total interest from all sources | 2015-12-31 | $116,785 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $165,927 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $165,927 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,075,148 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $265,261 |
| Administrative expenses (other) incurred | 2015-12-31 | $1,040 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-447,848 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $14,041,008 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $14,488,856 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $10,060,514 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $10,518,088 |
| Interest earned on other investments | 2015-12-31 | $116,769 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $16 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $3,980,494 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $3,970,768 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-197,812 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $484,286 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,356,403 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2015-12-31 | 721202445 |
| 2014 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,380,859 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $2,834,178 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,833,803 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,664,808 |
| Value of total assets at end of year | 2014-12-31 | $14,488,856 |
| Value of total assets at beginning of year | 2014-12-31 | $14,942,175 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $375 |
| Total interest from all sources | 2014-12-31 | $117,787 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $96,245 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $96,245 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,117,208 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $41,026 |
| Administrative expenses (other) incurred | 2014-12-31 | $375 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $-453,319 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $14,488,856 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $14,942,175 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $10,518,088 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $10,876,355 |
| Interest earned on other investments | 2014-12-31 | $117,761 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $242,763 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $242,763 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $26 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $3,970,768 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $3,823,057 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $502,019 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $506,574 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,833,803 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2014-12-31 | 721202445 |
| 2013 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $3,768,989 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $520,995 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $520,870 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,804,624 |
| Value of total assets at end of year | 2013-12-31 | $14,942,175 |
| Value of total assets at beginning of year | 2013-12-31 | $11,694,181 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $125 |
| Total interest from all sources | 2013-12-31 | $109,593 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $82,984 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $82,984 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,182,146 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $87,659 |
| Other income not declared elsewhere | 2013-12-31 | $-89 |
| Administrative expenses (other) incurred | 2013-12-31 | $125 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $3,247,994 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $14,942,175 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $11,694,181 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $10,876,355 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $7,965,351 |
| Interest earned on other investments | 2013-12-31 | $109,566 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $242,763 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $212,637 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $212,637 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $27 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $3,823,057 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $3,516,193 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,771,877 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $534,819 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $520,870 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2013-12-31 | 721202445 |
| 2012 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $2,569,057 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,503,673 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,503,631 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,485,963 |
| Value of total assets at end of year | 2012-12-31 | $11,694,181 |
| Value of total assets at beginning of year | 2012-12-31 | $10,628,797 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $42 |
| Total interest from all sources | 2012-12-31 | $101,926 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $100,516 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $100,516 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $979,791 |
| Participant contributions at beginning of year | 2012-12-31 | $29,492 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $82,080 |
| Administrative expenses (other) incurred | 2012-12-31 | $42 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,065,384 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $11,694,181 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $10,628,797 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $7,965,351 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $7,049,267 |
| Interest earned on other investments | 2012-12-31 | $101,893 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $212,637 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $198,572 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $198,572 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $33 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $3,516,193 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $3,322,400 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $880,652 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $424,092 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $29,066 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,503,631 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2012-12-31 | 721202445 |
| 2011 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,139,952 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $391,243 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $391,148 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,257,393 |
| Value of total assets at end of year | 2011-12-31 | $10,628,797 |
| Value of total assets at beginning of year | 2011-12-31 | $9,880,088 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $95 |
| Total interest from all sources | 2011-12-31 | $86,340 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $83,215 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $83,215 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $812,206 |
| Participant contributions at end of year | 2011-12-31 | $29,492 |
| Participant contributions at beginning of year | 2011-12-31 | $22,665 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $40,788 |
| Administrative expenses (other) incurred | 2011-12-31 | $95 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $748,709 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $10,628,797 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $9,880,088 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,049,267 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,051,390 |
| Interest earned on other investments | 2011-12-31 | $86,340 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $198,572 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $153,327 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $153,327 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $3,322,400 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $2,638,637 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-286,996 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $404,399 |
| Employer contributions (assets) at end of year | 2011-12-31 | $29,066 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $14,069 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $391,148 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2011-12-31 | 721202445 |
| 2010 : ADVISEWELL, INC. RETIREMENT SAVINGS PLAN 2010 401k financial data |
|---|
| Total income from all sources (including contributions) | 2010-12-31 | $1,913,634 |
| Total of all expenses incurred | 2010-12-31 | $340,098 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $338,598 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,006,380 |
| Value of total assets at end of year | 2010-12-31 | $9,880,088 |
| Value of total assets at beginning of year | 2010-12-31 | $8,306,552 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,500 |
| Total interest from all sources | 2010-12-31 | $144,973 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $661,311 |
| Participant contributions at end of year | 2010-12-31 | $22,665 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $5,059 |
| Administrative expenses (other) incurred | 2010-12-31 | $1,500 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,573,536 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $9,880,088 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $8,306,552 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,051,390 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,850,015 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $153,327 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $187,995 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $187,995 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $144,973 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $2,638,637 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $2,268,542 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $762,281 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $340,010 |
| Employer contributions (assets) at end of year | 2010-12-31 | $14,069 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $338,598 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | POSTLETHWAITE & NETTERVILLE |
| Accountancy firm EIN | 2010-12-31 | 721202445 |
