?>
Logo

CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 401k Plan overview

Plan NameCARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN
Plan identification number 001

CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARBO CERAMICS INC. has sponsored the creation of one or more 401k plans.

Company Name:CARBO CERAMICS INC.
Employer identification number (EIN):721100013
NAIC Classification:327100

Additional information about CARBO CERAMICS INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2130002

More information about CARBO CERAMICS INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01
0012019-01-01
0012018-01-01ELLEN SMITH ELLEN SMITH2019-07-09
0012017-01-01ELLEN SMITH ELLEN SMITH2018-07-11
0012016-01-01ELLEN SMITH ELLEN SMITH2017-07-26
0012015-01-01ELLEN SMITH ELLEN SMITH2016-07-14
0012014-01-01ELLEN SMITH ELLEN SMITH2015-07-24
0012013-01-01ELLEN SMITH ELLEN SMITH2014-07-29
0012012-01-01ELLEN SMITH
0012011-01-01ELLEN SMITH ELLEN SMITH2012-07-20
0012010-01-01ELLEN SMITH
0012009-01-01ELLEN SMITH ELLEN SMITH2010-07-23

Plan Statistics for CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN

401k plan membership statisitcs for CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2020: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01549
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01585
Total number of active participants reported on line 7a of the Form 55002019-01-01340
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01209
Total of all active and inactive participants2019-01-01549
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01549
Number of participants with account balances2019-01-01549
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01604
Total number of active participants reported on line 7a of the Form 55002018-01-01392
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01192
Total of all active and inactive participants2018-01-01585
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01585
Number of participants with account balances2018-01-01585
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01535
Total number of active participants reported on line 7a of the Form 55002017-01-01412
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01192
Total of all active and inactive participants2017-01-01604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01604
Number of participants with account balances2017-01-01596
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01716
Total number of active participants reported on line 7a of the Form 55002016-01-01296
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01239
Total of all active and inactive participants2016-01-01535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01535
Number of participants with account balances2016-01-01519
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01934
Total number of active participants reported on line 7a of the Form 55002015-01-01499
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01217
Total of all active and inactive participants2015-01-01716
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01716
Number of participants with account balances2015-01-01714
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01856
Total number of active participants reported on line 7a of the Form 55002014-01-01791
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01143
Total of all active and inactive participants2014-01-01934
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01934
Number of participants with account balances2014-01-01923
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0132
2013: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01807
Total number of active participants reported on line 7a of the Form 55002013-01-01732
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01124
Total of all active and inactive participants2013-01-01856
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01856
Number of participants with account balances2013-01-01839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0131
2012: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01767
Total number of active participants reported on line 7a of the Form 55002012-01-01697
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01109
Total of all active and inactive participants2012-01-01806
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01806
Number of participants with account balances2012-01-01792
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0138
2011: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01637
Total number of active participants reported on line 7a of the Form 55002011-01-01643
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0194
Total of all active and inactive participants2011-01-01737
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01737
Number of participants with account balances2011-01-01716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0130
2010: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01460
Total number of active participants reported on line 7a of the Form 55002010-01-01529
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01105
Total of all active and inactive participants2010-01-01634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01634
Number of participants with account balances2010-01-01618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0154
2009: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01515
Total number of active participants reported on line 7a of the Form 55002009-01-01364
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0189
Total of all active and inactive participants2009-01-01453
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01453
Number of participants with account balances2009-01-01449
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0119

Financial Data on CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN

Measure Date Value
2020 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-01$2,947,012
Total unrealized appreciation/depreciation of assets2020-12-01$2,947,012
Total transfer of assets from this plan2020-12-01$61,949,387
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-01$0
Total income from all sources (including contributions)2020-12-01$8,212,954
Total loss/gain on sale of assets2020-12-01$-2,985,287
Total of all expenses incurred2020-12-01$21,945,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-01$21,902,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-01$2,476,765
Value of total assets at end of year2020-12-01$0
Value of total assets at beginning of year2020-12-01$75,681,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-01$42,822
Total interest from all sources2020-12-01$240,822
Total dividends received (eg from common stock, registered investment company shares)2020-12-01$210,077
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-01No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-01$210,077
Was this plan covered by a fidelity bond2020-12-01Yes
Value of fidelity bond cover2020-12-01$5,000,000
If this is an individual account plan, was there a blackout period2020-12-01No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-01$0
Were there any nonexempt tranactions with any party-in-interest2020-12-01No
Contributions received from participants2020-12-01$1,956,062
Participant contributions at end of year2020-12-01$0
Participant contributions at beginning of year2020-12-01$1,155,771
Participant contributions at end of year2020-12-01$0
Participant contributions at beginning of year2020-12-01$85,767
Income. Received or receivable in cash from other sources (including rollovers)2020-12-01$14
Other income not declared elsewhere2020-12-01$23,608
Administrative expenses (other) incurred2020-12-01$42,822
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-01No
Value of net income/loss2020-12-01$-13,732,380
Value of net assets at end of year (total assets less liabilities)2020-12-01$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-01$75,681,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-01No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-01No
Were any leases to which the plan was party in default or uncollectible2020-12-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-01$65,094,202
Interest on participant loans2020-12-01$46,704
Interest earned on other investments2020-12-01$194,118
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-01$9,207,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-01$5,299,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-01No
Was there a failure to transmit to the plan any participant contributions2020-12-01No
Has the plan failed to provide any benefit when due under the plan2020-12-01No
Assets. Invements in employer securities at end of year2020-12-01$0
Assets. Invements in employer securities at beginning of year2020-12-01$40,190
Contributions received in cash from employer2020-12-01$520,689
Employer contributions (assets) at end of year2020-12-01$0
Employer contributions (assets) at beginning of year2020-12-01$98,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-01$21,902,512
Did the plan have assets held for investment2020-12-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-01Yes
Aggregate proceeds on sale of assets2020-12-01$1,915
Aggregate carrying amount (costs) on sale of assets2020-12-01$2,987,202
Opinion of an independent qualified public accountant for this plan2020-12-01Unqualified
Accountancy firm name2020-12-01WHITLEY PENN LLP
Accountancy firm EIN2020-12-01752393478
2019 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-401,074
Total unrealized appreciation/depreciation of assets2019-12-31$-401,074
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$17,770,578
Total loss/gain on sale of assets2019-12-31$-166,015
Total of all expenses incurred2019-12-31$5,771,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,721,253
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,367,754
Value of total assets at end of year2019-12-31$75,681,767
Value of total assets at beginning of year2019-12-31$63,682,531
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$50,089
Total interest from all sources2019-12-31$242,615
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$740,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$740,932
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,286,890
Participant contributions at end of year2019-12-31$1,155,771
Participant contributions at beginning of year2019-12-31$1,106,211
Participant contributions at end of year2019-12-31$85,767
Participant contributions at beginning of year2019-12-31$101,556
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$935,433
Administrative expenses (other) incurred2019-12-31$50,089
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$11,999,236
Value of net assets at end of year (total assets less liabilities)2019-12-31$75,681,767
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$63,682,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$65,094,202
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$52,999,198
Interest on participant loans2019-12-31$57,512
Interest earned on other investments2019-12-31$185,103
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$9,207,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$8,766,012
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$11,986,366
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$40,190
Assets. Invements in employer securities at beginning of year2019-12-31$622,306
Contributions received in cash from employer2019-12-31$1,145,431
Employer contributions (assets) at end of year2019-12-31$98,197
Employer contributions (assets) at beginning of year2019-12-31$87,248
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,721,253
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$15,252
Aggregate carrying amount (costs) on sale of assets2019-12-31$181,267
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31WHITLEY PENN LLP
Accountancy firm EIN2019-12-31752393478
2018 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-928,054
Total unrealized appreciation/depreciation of assets2018-12-31$-928,054
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$297,283
Total loss/gain on sale of assets2018-12-31$-226,853
Total of all expenses incurred2018-12-31$6,755,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,726,323
Expenses. Certain deemed distributions of participant loans2018-12-31$1,098
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,759,954
Value of total assets at end of year2018-12-31$63,682,531
Value of total assets at beginning of year2018-12-31$70,140,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$27,585
Total interest from all sources2018-12-31$216,633
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$708,070
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$708,070
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,265,166
Participant contributions at end of year2018-12-31$1,106,211
Participant contributions at beginning of year2018-12-31$1,016,084
Participant contributions at end of year2018-12-31$101,556
Participant contributions at beginning of year2018-12-31$98,113
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$360,745
Administrative expenses (other) incurred2018-12-31$27,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,457,723
Value of net assets at end of year (total assets less liabilities)2018-12-31$63,682,531
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$70,140,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$52,999,198
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$58,022,017
Interest on participant loans2018-12-31$48,011
Interest earned on other investments2018-12-31$168,622
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$8,766,012
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$9,078,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,232,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$622,306
Assets. Invements in employer securities at beginning of year2018-12-31$1,834,098
Contributions received in cash from employer2018-12-31$1,134,043
Employer contributions (assets) at end of year2018-12-31$87,248
Employer contributions (assets) at beginning of year2018-12-31$91,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,726,323
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$169,253
Aggregate carrying amount (costs) on sale of assets2018-12-31$396,106
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31WHITLEY PENN LLP
Accountancy firm EIN2018-12-31752393478
2017 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$194,762
Total unrealized appreciation/depreciation of assets2017-12-31$194,762
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$13,868,067
Total loss/gain on sale of assets2017-12-31$-119,050
Total of all expenses incurred2017-12-31$4,999,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,983,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,466,274
Value of total assets at end of year2017-12-31$70,140,254
Value of total assets at beginning of year2017-12-31$61,271,835
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$15,663
Total interest from all sources2017-12-31$236,039
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$690,158
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$690,158
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,804,268
Participant contributions at end of year2017-12-31$1,016,084
Participant contributions at beginning of year2017-12-31$1,039,302
Participant contributions at end of year2017-12-31$98,113
Participant contributions at beginning of year2017-12-31$65,582
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$707,583
Administrative expenses (other) incurred2017-12-31$15,663
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,868,419
Value of net assets at end of year (total assets less liabilities)2017-12-31$70,140,254
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$61,271,835
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$58,022,017
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$45,639,615
Interest on participant loans2017-12-31$45,201
Interest earned on other investments2017-12-31$190,838
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$9,078,868
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$13,128,657
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$8,399,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$1,834,098
Assets. Invements in employer securities at beginning of year2017-12-31$1,323,467
Contributions received in cash from employer2017-12-31$954,423
Employer contributions (assets) at end of year2017-12-31$91,074
Employer contributions (assets) at beginning of year2017-12-31$75,212
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,983,985
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$294,291
Aggregate carrying amount (costs) on sale of assets2017-12-31$413,341
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31WHITLEY PENN LLP
Accountancy firm EIN2017-12-31752393478
2016 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$257,182
Total unrealized appreciation/depreciation of assets2016-12-31$257,182
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,026,822
Total loss/gain on sale of assets2016-12-31$-573,054
Total of all expenses incurred2016-12-31$17,098,784
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$17,077,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,682,702
Value of total assets at end of year2016-12-31$61,271,835
Value of total assets at beginning of year2016-12-31$70,343,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,948
Total interest from all sources2016-12-31$272,417
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$606,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$606,151
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,710,088
Participant contributions at end of year2016-12-31$1,039,302
Participant contributions at beginning of year2016-12-31$1,985,915
Participant contributions at end of year2016-12-31$65,582
Participant contributions at beginning of year2016-12-31$115,855
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$46,720
Administrative expenses (other) incurred2016-12-31$20,948
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-9,071,962
Value of net assets at end of year (total assets less liabilities)2016-12-31$61,271,835
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$70,343,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$45,639,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$53,390,374
Interest on participant loans2016-12-31$54,371
Interest earned on other investments2016-12-31$218,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$13,128,657
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$13,434,442
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,781,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$1,323,467
Assets. Invements in employer securities at beginning of year2016-12-31$1,312,003
Contributions received in cash from employer2016-12-31$925,894
Employer contributions (assets) at end of year2016-12-31$75,212
Employer contributions (assets) at beginning of year2016-12-31$105,208
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$17,077,836
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$434,505
Aggregate carrying amount (costs) on sale of assets2016-12-31$1,007,559
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31POSTLETHWAITE & NETTERVILLE, APAC
Accountancy firm EIN2016-12-31721202445
2015 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,058,893
Total unrealized appreciation/depreciation of assets2015-12-31$-1,058,893
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,278,740
Total loss/gain on sale of assets2015-12-31$-238,003
Total of all expenses incurred2015-12-31$11,414,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,392,313
Value of total corrective distributions2015-12-31$122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,566,121
Value of total assets at end of year2015-12-31$70,343,797
Value of total assets at beginning of year2015-12-31$77,479,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$21,861
Total interest from all sources2015-12-31$322,190
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$846,648
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$812,888
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,486,745
Participant contributions at end of year2015-12-31$1,985,915
Participant contributions at beginning of year2015-12-31$2,471,247
Participant contributions at end of year2015-12-31$115,855
Participant contributions at beginning of year2015-12-31$97,865
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$526,583
Administrative expenses (other) incurred2015-12-31$21,861
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-7,135,556
Value of net assets at end of year (total assets less liabilities)2015-12-31$70,343,797
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$77,479,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$53,390,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$57,937,706
Interest on participant loans2015-12-31$86,923
Interest earned on other investments2015-12-31$235,267
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$13,434,442
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$12,894,124
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,159,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$1,312,003
Assets. Invements in employer securities at beginning of year2015-12-31$1,753,518
Contributions received in cash from employer2015-12-31$1,552,793
Employer contributions (assets) at end of year2015-12-31$105,208
Employer contributions (assets) at beginning of year2015-12-31$2,324,893
Income. Dividends from common stock2015-12-31$33,760
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,392,313
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$283,479
Aggregate carrying amount (costs) on sale of assets2015-12-31$521,482
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31POSTLETHWAITE & NETTERVILLE, APAC
Accountancy firm EIN2015-12-31721202445
2014 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-2,253,163
Total unrealized appreciation/depreciation of assets2014-12-31$-2,253,163
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$11,945,094
Total loss/gain on sale of assets2014-12-31$57,902
Total of all expenses incurred2014-12-31$4,888,757
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,846,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$10,440,422
Value of total assets at end of year2014-12-31$77,479,353
Value of total assets at beginning of year2014-12-31$70,423,016
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$42,099
Total interest from all sources2014-12-31$326,527
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$831,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$796,015
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,168,882
Participant contributions at end of year2014-12-31$2,471,247
Participant contributions at beginning of year2014-12-31$2,068,609
Participant contributions at end of year2014-12-31$97,865
Participant contributions at beginning of year2014-12-31$78,409
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,252,648
Administrative expenses (other) incurred2014-12-31$42,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$7,056,337
Value of net assets at end of year (total assets less liabilities)2014-12-31$77,479,353
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$70,423,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$57,937,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$50,458,438
Interest on participant loans2014-12-31$92,805
Interest earned on other investments2014-12-31$233,722
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$12,894,124
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$12,327,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$2,542,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$1,753,518
Assets. Invements in employer securities at beginning of year2014-12-31$3,074,745
Contributions received in cash from employer2014-12-31$4,018,892
Employer contributions (assets) at end of year2014-12-31$2,324,893
Employer contributions (assets) at beginning of year2014-12-31$2,415,326
Income. Dividends from common stock2014-12-31$35,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,846,658
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$339,459
Aggregate carrying amount (costs) on sale of assets2014-12-31$281,557
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31POSTLETHWAITE & NETTERVILLE, APAC
Accountancy firm EIN2014-12-31721202445
2013 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$989,542
Total unrealized appreciation/depreciation of assets2013-12-31$989,542
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$19,565,027
Total loss/gain on sale of assets2013-12-31$44,882
Total of all expenses incurred2013-12-31$5,794,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,753,522
Expenses. Certain deemed distributions of participant loans2013-12-31$312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,919,041
Value of total assets at end of year2013-12-31$70,423,016
Value of total assets at beginning of year2013-12-31$56,652,641
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$40,818
Total interest from all sources2013-12-31$311,769
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$665,562
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$634,801
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,405,078
Participant contributions at end of year2013-12-31$2,068,609
Participant contributions at beginning of year2013-12-31$1,751,500
Participant contributions at end of year2013-12-31$78,409
Participant contributions at beginning of year2013-12-31$122,546
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$725,206
Administrative expenses (other) incurred2013-12-31$40,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$13,770,375
Value of net assets at end of year (total assets less liabilities)2013-12-31$70,423,016
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$56,652,641
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$50,458,438
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$39,472,590
Interest on participant loans2013-12-31$78,563
Interest earned on other investments2013-12-31$233,206
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$12,327,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$11,009,189
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$8,634,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$3,074,745
Assets. Invements in employer securities at beginning of year2013-12-31$2,004,211
Contributions received in cash from employer2013-12-31$3,788,757
Employer contributions (assets) at end of year2013-12-31$2,415,326
Employer contributions (assets) at beginning of year2013-12-31$2,292,605
Income. Dividends from common stock2013-12-31$30,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,753,522
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$415,807
Aggregate carrying amount (costs) on sale of assets2013-12-31$370,925
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31POSTLETHWAITE & NETTERVILLE, APAC
Accountancy firm EIN2013-12-31721202445
2012 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-1,034,423
Total unrealized appreciation/depreciation of assets2012-12-31$-1,034,423
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$12,811,373
Total loss/gain on sale of assets2012-12-31$16,399
Total of all expenses incurred2012-12-31$1,795,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,749,713
Value of total corrective distributions2012-12-31$373
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$8,716,491
Value of total assets at end of year2012-12-31$56,652,641
Value of total assets at beginning of year2012-12-31$45,636,934
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$45,580
Total interest from all sources2012-12-31$310,449
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$581,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$556,670
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,783,067
Participant contributions at end of year2012-12-31$1,751,500
Participant contributions at beginning of year2012-12-31$1,578,537
Participant contributions at end of year2012-12-31$122,546
Participant contributions at beginning of year2012-12-31$9,849
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,503,535
Administrative expenses (other) incurred2012-12-31$45,580
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$11,015,707
Value of net assets at end of year (total assets less liabilities)2012-12-31$56,652,641
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$45,636,934
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$39,472,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$29,613,890
Interest on participant loans2012-12-31$69,139
Interest earned on other investments2012-12-31$241,310
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$11,009,189
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$9,114,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,221,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$2,004,211
Assets. Invements in employer securities at beginning of year2012-12-31$2,635,504
Contributions received in cash from employer2012-12-31$3,429,889
Employer contributions (assets) at end of year2012-12-31$2,292,605
Employer contributions (assets) at beginning of year2012-12-31$2,684,672
Income. Dividends from common stock2012-12-31$24,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,749,713
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$307,759
Aggregate carrying amount (costs) on sale of assets2012-12-31$291,360
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2012-12-31346565596
2011 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$164,753
Total unrealized appreciation/depreciation of assets2011-12-31$164,753
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$6,817,196
Total loss/gain on sale of assets2011-12-31$228,001
Total of all expenses incurred2011-12-31$2,482,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,421,534
Expenses. Certain deemed distributions of participant loans2011-12-31$18,760
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,584,149
Value of total assets at end of year2011-12-31$45,636,934
Value of total assets at beginning of year2011-12-31$41,302,207
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$42,175
Total interest from all sources2011-12-31$296,133
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$455,180
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$436,760
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,080,946
Participant contributions at end of year2011-12-31$1,578,537
Participant contributions at beginning of year2011-12-31$1,345,268
Participant contributions at end of year2011-12-31$9,849
Participant contributions at beginning of year2011-12-31$8,566
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$753,628
Administrative expenses (other) incurred2011-12-31$42,175
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,334,727
Value of net assets at end of year (total assets less liabilities)2011-12-31$45,636,934
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$41,302,207
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$29,613,890
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$27,851,283
Interest on participant loans2011-12-31$65,134
Interest earned on other investments2011-12-31$230,999
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$9,114,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$8,354,729
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,911,020
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$2,635,504
Assets. Invements in employer securities at beginning of year2011-12-31$2,080,725
Contributions received in cash from employer2011-12-31$3,749,575
Employer contributions (assets) at end of year2011-12-31$2,684,672
Employer contributions (assets) at beginning of year2011-12-31$1,661,636
Income. Dividends from common stock2011-12-31$18,420
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,421,534
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$433,577
Aggregate carrying amount (costs) on sale of assets2011-12-31$205,576
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2011-12-31346565596
2010 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$610,943
Total unrealized appreciation/depreciation of assets2010-12-31$610,943
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,810,682
Total loss/gain on sale of assets2010-12-31$118,706
Total of all expenses incurred2010-12-31$1,672,073
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,631,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,093,222
Value of total assets at end of year2010-12-31$41,302,207
Value of total assets at beginning of year2010-12-31$32,163,598
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$40,541
Total interest from all sources2010-12-31$281,953
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$430,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$415,430
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,433,078
Participant contributions at end of year2010-12-31$1,345,268
Participant contributions at beginning of year2010-12-31$1,133,829
Participant contributions at end of year2010-12-31$8,566
Participant contributions at beginning of year2010-12-31$64,310
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,176,879
Administrative expenses (other) incurred2010-12-31$40,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$9,138,609
Value of net assets at end of year (total assets less liabilities)2010-12-31$41,302,207
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$32,163,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$27,851,283
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$21,549,659
Interest on participant loans2010-12-31$61,291
Interest earned on other investments2010-12-31$220,662
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$8,354,729
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$6,912,254
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$3,275,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$2,080,725
Assets. Invements in employer securities at beginning of year2010-12-31$1,337,593
Contributions received in cash from employer2010-12-31$2,483,265
Employer contributions (assets) at end of year2010-12-31$1,661,636
Employer contributions (assets) at beginning of year2010-12-31$1,165,953
Income. Dividends from common stock2010-12-31$15,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,631,532
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$269,516
Aggregate carrying amount (costs) on sale of assets2010-12-31$150,810
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ERNST & YOUNG, LLP
Accountancy firm EIN2010-12-31346565596
2009 : CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN

2020: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: CARBO CERAMICS INC. SAVINGS AND PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037867
Policy instance 1
Insurance contract or identification number037867
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-12-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $38,333
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees38333
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037867
Policy instance 1
Insurance contract or identification number037867
Number of Individuals Covered549
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $50,000
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees50000
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number037867
Policy instance 1
Insurance contract or identification number037867
Number of Individuals Covered585
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $50,000
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees50000
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37867
Policy instance 1
Insurance contract or identification number37867
Number of Individuals Covered604
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $50,000
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees50000
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLOCKTON FINANCIAL ADVISORS, LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37867
Policy instance 1
Insurance contract or identification number37867
Number of Individuals Covered716
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $50,000
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees50000
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLOCKTON FINANCIAL ADVISORS, LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37867-001
Policy instance 1
Insurance contract or identification number37867-001
Number of Individuals Covered934
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $50,000
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees50000
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLOCKTON FINANCIAL ADVISORS, LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37867-001
Policy instance 1
Insurance contract or identification number37867-001
Number of Individuals Covered856
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $50,000
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees50000
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLOCKTON FINANCIAL ADVISORS, LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37867-001
Policy instance 1
Insurance contract or identification number37867-001
Number of Individuals Covered806
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $50,004
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees50004
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLOCKTON FINANCIAL ADVISORS, LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37867-001
Policy instance 1
Insurance contract or identification number37867-001
Number of Individuals Covered737
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,503
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number37867-001
Policy instance 1
Insurance contract or identification number37867-001
Number of Individuals Covered634
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $15,889
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees15889
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameLOCKTON FINANCIAL ADVISORS, LLC

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3