?>
Logo

THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameTHOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
  • The employer maintaining this ESOP is an S Corporation
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

THOMPSON HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name:THOMPSON HOLDINGS, INC.
Employer identification number (EIN):721381313
NAIC Classification:541330
NAIC Description:Engineering Services

Additional information about THOMPSON HOLDINGS, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1986-07-14
Company Identification Number: C1536496
Legal Registered Office Address: 74980 Hwy 111

Indian Wells
United States of America (USA)
92210

More information about THOMPSON HOLDINGS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SUSAN M. BONDS
0012016-01-01SUSAN M. BONDS
0012015-01-01SUSAN M. BONDS
0012014-01-01SUSAN M. BONDS
0012013-01-01SUSAN M. BONDS
0012012-01-01SUSAN M. BONDS

Plan Statistics for THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01462
Total number of active participants reported on line 7a of the Form 55002022-01-01299
Number of retired or separated participants receiving benefits2022-01-0133
Number of other retired or separated participants entitled to future benefits2022-01-01163
Total of all active and inactive participants2022-01-01495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01498
Number of participants with account balances2022-01-01481
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-017
2021: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01430
Total number of active participants reported on line 7a of the Form 55002021-01-01291
Number of retired or separated participants receiving benefits2021-01-0140
Number of other retired or separated participants entitled to future benefits2021-01-01106
Total of all active and inactive participants2021-01-01437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-016
Total participants2021-01-01443
Number of participants with account balances2021-01-01439
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0113
2020: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01412
Total number of active participants reported on line 7a of the Form 55002020-01-01315
Number of retired or separated participants receiving benefits2020-01-0119
Number of other retired or separated participants entitled to future benefits2020-01-0180
Total of all active and inactive participants2020-01-01414
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01416
Number of participants with account balances2020-01-01408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-019
2019: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01408
Total number of active participants reported on line 7a of the Form 55002019-01-01292
Number of retired or separated participants receiving benefits2019-01-0118
Number of other retired or separated participants entitled to future benefits2019-01-0192
Total of all active and inactive participants2019-01-01402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01404
Number of participants with account balances2019-01-01393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01373
Total number of active participants reported on line 7a of the Form 55002018-01-01293
Number of retired or separated participants receiving benefits2018-01-0115
Number of other retired or separated participants entitled to future benefits2018-01-0173
Total of all active and inactive participants2018-01-01381
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01383
Number of participants with account balances2018-01-01370
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0111
2017: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01361
Total number of active participants reported on line 7a of the Form 55002017-01-01257
Number of retired or separated participants receiving benefits2017-01-0116
Number of other retired or separated participants entitled to future benefits2017-01-0143
Total of all active and inactive participants2017-01-01316
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01318
Number of participants with account balances2017-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0110
2016: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01345
Total number of active participants reported on line 7a of the Form 55002016-01-01266
Number of retired or separated participants receiving benefits2016-01-018
Number of other retired or separated participants entitled to future benefits2016-01-0170
Total of all active and inactive participants2016-01-01344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01344
Number of participants with account balances2016-01-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-016
2015: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01333
Total number of active participants reported on line 7a of the Form 55002015-01-01258
Number of retired or separated participants receiving benefits2015-01-018
Number of other retired or separated participants entitled to future benefits2015-01-0176
Total of all active and inactive participants2015-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01342
Number of participants with account balances2015-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01360
Total number of active participants reported on line 7a of the Form 55002014-01-01255
Number of retired or separated participants receiving benefits2014-01-016
Number of other retired or separated participants entitled to future benefits2014-01-0168
Total of all active and inactive participants2014-01-01329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01329
Number of participants with account balances2014-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01357
Total number of active participants reported on line 7a of the Form 55002013-01-01278
Number of retired or separated participants receiving benefits2013-01-0128
Number of other retired or separated participants entitled to future benefits2013-01-0149
Total of all active and inactive participants2013-01-01355
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01355
Number of participants with account balances2013-01-01355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01361
Total number of active participants reported on line 7a of the Form 55002012-01-01282
Number of retired or separated participants receiving benefits2012-01-012
Number of other retired or separated participants entitled to future benefits2012-01-0173
Total of all active and inactive participants2012-01-01357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01357
Number of participants with account balances2012-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$4,718,355
Total unrealized appreciation/depreciation of assets2022-12-31$4,718,355
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$9,651,891
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$7,913,086
Expenses. Interest paid2022-12-31$172,445
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022022-12-31$172,445
Total income from all sources (including contributions)2022-12-31$4,240,424
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$5,113,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$4,834,713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,424,435
Value of total assets at end of year2022-12-31$62,353,357
Value of total assets at beginning of year2022-12-31$61,487,525
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$106,239
Total interest from all sources2022-12-31$51,243
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,063,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,063,571
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,854,981
Participant contributions at end of year2022-12-31$430,769
Participant contributions at beginning of year2022-12-31$449,224
Participant contributions at end of year2022-12-31$3,981
Participant contributions at beginning of year2022-12-31$4,699
Assets. Other investments not covered elsewhere at end of year2022-12-31$4,586,445
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$4,115,411
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$608,392
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$451
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$343
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$3,141
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$3,141
Liabilities. Value of operating payables at end of year2022-12-31$0
Liabilities. Value of operating payables at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-872,973
Value of net assets at end of year (total assets less liabilities)2022-12-31$52,701,466
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$53,574,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$101,192
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$19,550,366
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$24,066,055
Interest on participant loans2022-12-31$25,444
Interest earned on other investments2022-12-31$25,337
Value of interest in common/collective trusts at end of year2022-12-31$0
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$7,069
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$7,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$7,218
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$462
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,017,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$37,774,147
Assets. Invements in employer securities at beginning of year2022-12-31$32,844,060
Contributions received in cash from employer2022-12-31$961,062
Employer contributions (assets) at end of year2022-12-31$129
Employer contributions (assets) at beginning of year2022-12-31$515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$4,834,713
Contract administrator fees2022-12-31$5,047
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Liabilities. Value of acquisition indebtedness at end of year2022-12-31$9,648,750
Liabilities. Value of acquisition indebtedness at beginning of year2022-12-31$7,909,945
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WARREN AVERETT, LLC
Accountancy firm EIN2022-12-31454084437
2021 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-1,686,416
Total unrealized appreciation/depreciation of assets2021-12-31$-1,686,416
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$7,913,086
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$4,045,952
Expenses. Interest paid2021-12-31$104,040
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$104,040
Total income from all sources (including contributions)2021-12-31$3,984,269
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$6,544,298
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,367,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,707,127
Value of total assets at end of year2021-12-31$61,487,525
Value of total assets at beginning of year2021-12-31$60,180,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$72,923
Total interest from all sources2021-12-31$45,462
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,277,598
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,277,598
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$1,580,439
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,739,020
Participant contributions at end of year2021-12-31$449,224
Participant contributions at beginning of year2021-12-31$441,280
Participant contributions at end of year2021-12-31$4,699
Participant contributions at beginning of year2021-12-31$3,959
Assets. Other investments not covered elsewhere at end of year2021-12-31$4,115,411
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$5,814,287
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$6,662
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$343
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$495
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$3,141
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$3,045
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-2,560,029
Value of net assets at end of year (total assets less liabilities)2021-12-31$53,574,439
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$56,134,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$67,090
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$24,066,055
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$21,300,417
Interest on participant loans2021-12-31$23,258
Interest earned on other investments2021-12-31$22,204
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$7,218
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$8,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$8,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,640,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$32,844,060
Assets. Invements in employer securities at beginning of year2021-12-31$32,611,225
Contributions received in cash from employer2021-12-31$961,445
Employer contributions (assets) at end of year2021-12-31$515
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,367,335
Contract administrator fees2021-12-31$5,833
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$7,909,945
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$4,042,907
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WARREN AVERETT, LLC
Accountancy firm EIN2021-12-31454084437
2020 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-564,975
Total unrealized appreciation/depreciation of assets2020-12-31$-564,975
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,045,952
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$4,295,878
Expenses. Interest paid2020-12-31$110,098
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$110,098
Total income from all sources (including contributions)2020-12-31$5,135,439
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$4,830,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,673,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,809,196
Value of total assets at end of year2020-12-31$60,180,420
Value of total assets at beginning of year2020-12-31$60,125,704
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$47,308
Total interest from all sources2020-12-31$56,233
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$753,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$753,832
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$2,267,226
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,723,578
Participant contributions at end of year2020-12-31$441,280
Participant contributions at beginning of year2020-12-31$518,964
Participant contributions at end of year2020-12-31$3,959
Participant contributions at beginning of year2020-12-31$54,030
Assets. Other investments not covered elsewhere at end of year2020-12-31$5,814,287
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$4,277,760
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$124,688
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$495
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$745
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$3,045
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$745
Liabilities. Value of operating payables at end of year2020-12-31$0
Liabilities. Value of operating payables at beginning of year2020-12-31$4,157
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$304,642
Value of net assets at end of year (total assets less liabilities)2020-12-31$56,134,468
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$55,829,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$41,808
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$21,300,417
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$19,361,161
Interest on participant loans2020-12-31$30,259
Interest earned on other investments2020-12-31$25,960
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$8,757
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$6,949
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$6,949
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$14
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,081,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$32,611,225
Assets. Invements in employer securities at beginning of year2020-12-31$35,820,978
Contributions received in cash from employer2020-12-31$960,930
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$85,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,673,391
Contract administrator fees2020-12-31$5,500
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Liabilities. Value of acquisition indebtedness at end of year2020-12-31$4,042,907
Liabilities. Value of acquisition indebtedness at beginning of year2020-12-31$4,290,976
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WARREN AVERETT, LLC
Accountancy firm EIN2020-12-31454084437
2019 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$7,287,357
Total unrealized appreciation/depreciation of assets2019-12-31$7,287,357
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$4,295,878
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$2,644,891
Expenses. Interest paid2019-12-31$70,357
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$70,357
Total income from all sources (including contributions)2019-12-31$13,744,139
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,598,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,485,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,950,612
Value of total assets at end of year2019-12-31$60,125,704
Value of total assets at beginning of year2019-12-31$48,328,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,075
Total interest from all sources2019-12-31$46,097
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,526,900
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,526,900
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,752,785
Participant contributions at end of year2019-12-31$518,964
Participant contributions at beginning of year2019-12-31$431,594
Participant contributions at end of year2019-12-31$54,030
Participant contributions at beginning of year2019-12-31$2,946
Assets. Other investments not covered elsewhere at end of year2019-12-31$4,277,760
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,425,644
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$167,587
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$745
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$893
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$745
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$745
Liabilities. Value of operating payables at end of year2019-12-31$4,157
Liabilities. Value of operating payables at beginning of year2019-12-31$268,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,145,812
Value of net assets at end of year (total assets less liabilities)2019-12-31$55,829,826
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$45,684,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$28,918
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,361,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$15,392,623
Interest on participant loans2019-12-31$29,371
Interest earned on other investments2019-12-31$14,255
Value of interest in common/collective trusts at end of year2019-12-31$0
Value of interest in common/collective trusts at beginning of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$6,949
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$92,580
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$92,580
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$2,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,933,173
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$35,820,978
Assets. Invements in employer securities at beginning of year2019-12-31$28,879,069
Contributions received in cash from employer2019-12-31$1,030,240
Employer contributions (assets) at end of year2019-12-31$85,117
Employer contributions (assets) at beginning of year2019-12-31$103,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,485,895
Contract administrator fees2019-12-31$13,157
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Liabilities. Value of acquisition indebtedness at end of year2019-12-31$4,290,976
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-31$2,375,576
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31WARREN AVERETT, LLC
Accountancy firm EIN2019-12-31454084437
2018 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$10,867,677
Total unrealized appreciation/depreciation of assets2018-12-31$10,867,677
Total transfer of assets to this plan2018-12-31$1,082,204
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$2,644,891
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$905,094
Expenses. Interest paid2018-12-31$23,453
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022018-12-31$23,453
Total income from all sources (including contributions)2018-12-31$12,148,922
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,414,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,332,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,460,984
Value of total assets at end of year2018-12-31$48,328,905
Value of total assets at beginning of year2018-12-31$36,772,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$58,530
Total interest from all sources2018-12-31$37,573
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,273,767
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,273,767
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,502,147
Participant contributions at end of year2018-12-31$431,594
Participant contributions at beginning of year2018-12-31$458,704
Participant contributions at end of year2018-12-31$2,946
Participant contributions at beginning of year2018-12-31$46,042
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,425,644
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$3,657,322
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$97,499
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$893
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$533
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$745
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$745
Liabilities. Value of operating payables at end of year2018-12-31$268,570
Liabilities. Value of operating payables at beginning of year2018-12-31$4,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$8,734,360
Value of net assets at end of year (total assets less liabilities)2018-12-31$45,684,014
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$35,867,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$49,172
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$15,392,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$14,611,774
Interest on participant loans2018-12-31$24,525
Interest earned on other investments2018-12-31$11,475
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$92,580
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$90,099
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$90,099
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,491,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$28,879,069
Assets. Invements in employer securities at beginning of year2018-12-31$17,908,070
Contributions received in cash from employer2018-12-31$861,338
Employer contributions (assets) at end of year2018-12-31$103,556
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,332,579
Contract administrator fees2018-12-31$9,358
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$2,375,576
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$900,202
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31WARREN AVERETT, LLC
Accountancy firm EIN2018-12-31454084437
2017 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$5,302,408
Total unrealized appreciation/depreciation of assets2017-12-31$5,302,408
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$905,094
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,592
Total income from all sources (including contributions)2017-12-31$9,197,903
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,145,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,087,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,008,719
Value of total assets at end of year2017-12-31$36,772,544
Value of total assets at beginning of year2017-12-31$28,820,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$58,415
Total interest from all sources2017-12-31$38,782
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$777,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$777,109
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,270,657
Participant contributions at end of year2017-12-31$458,704
Participant contributions at beginning of year2017-12-31$513,066
Participant contributions at end of year2017-12-31$46,042
Participant contributions at beginning of year2017-12-31$691
Assets. Other investments not covered elsewhere at end of year2017-12-31$3,657,322
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$3,870,982
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$30,501
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$533
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$243
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$745
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$745
Liabilities. Value of operating payables at end of year2017-12-31$4,147
Liabilities. Value of operating payables at beginning of year2017-12-31$3,847
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$7,051,941
Value of net assets at end of year (total assets less liabilities)2017-12-31$35,867,450
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$28,815,509
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$44,348
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$14,611,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$11,359,194
Interest on participant loans2017-12-31$26,366
Interest earned on other investments2017-12-31$11,836
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$90,099
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$56,034
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$56,034
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$580
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,070,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$17,908,070
Assets. Invements in employer securities at beginning of year2017-12-31$12,982,822
Contributions received in cash from employer2017-12-31$707,561
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$37,069
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,087,547
Contract administrator fees2017-12-31$14,067
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$900,202
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31WARREN AVERETT, LLC
Accountancy firm EIN2017-12-31454084437
2016 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$54,086
Total unrealized appreciation/depreciation of assets2016-12-31$54,086
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$4,592
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,667
Expenses. Interest paid2016-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,180,404
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,055,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,028,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,142,482
Value of total assets at end of year2016-12-31$28,820,101
Value of total assets at beginning of year2016-12-31$28,693,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$26,862
Total interest from all sources2016-12-31$49,926
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$725,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$725,375
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,344,407
Participant contributions at end of year2016-12-31$513,066
Participant contributions at beginning of year2016-12-31$505,633
Participant contributions at end of year2016-12-31$691
Participant contributions at beginning of year2016-12-31$1,794
Assets. Other investments not covered elsewhere at end of year2016-12-31$3,870,982
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$4,480,308
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$94,993
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$243
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$245
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$745
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$2,667
Liabilities. Value of operating payables at end of year2016-12-31$3,847
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$124,923
Value of net assets at end of year (total assets less liabilities)2016-12-31$28,815,509
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$28,690,586
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$18,083
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$11,359,194
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,394,524
Interest on participant loans2016-12-31$28,553
Interest earned on other investments2016-12-31$21,267
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$56,034
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$54,648
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$54,648
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$208,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$12,982,822
Assets. Invements in employer securities at beginning of year2016-12-31$13,256,101
Contributions received in cash from employer2016-12-31$703,082
Employer contributions (assets) at end of year2016-12-31$37,069
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,028,619
Contract administrator fees2016-12-31$8,779
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Liabilities. Value of acquisition indebtedness at end of year2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31WARREN AVERETT, LLC
Accountancy firm EIN2016-12-31454084437
2015 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$3,211,175
Total unrealized appreciation/depreciation of assets2015-12-31$3,211,175
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$2,667
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$543,598
Expenses. Interest paid2015-12-31$7,397
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$7,397
Total income from all sources (including contributions)2015-12-31$5,480,730
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$571,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$538,218
Expenses. Certain deemed distributions of participant loans2015-12-31$1,065
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,500,137
Value of total assets at end of year2015-12-31$28,693,253
Value of total assets at beginning of year2015-12-31$24,325,446
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$25,312
Total interest from all sources2015-12-31$43,259
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,067,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,067,603
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,278,430
Participant contributions at end of year2015-12-31$505,633
Participant contributions at beginning of year2015-12-31$507,919
Participant contributions at end of year2015-12-31$1,794
Participant contributions at beginning of year2015-12-31$651
Assets. Other investments not covered elsewhere at end of year2015-12-31$4,480,308
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$2,061,922
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$409,531
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$245
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$80,932
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$2,667
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$2,738
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$1,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$4,908,738
Value of net assets at end of year (total assets less liabilities)2015-12-31$28,690,586
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$23,781,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$7,810
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,394,524
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$11,691,457
Interest on participant loans2015-12-31$26,693
Interest earned on other investments2015-12-31$16,559
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$54,648
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$44,330
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$44,330
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,341,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$13,256,101
Assets. Invements in employer securities at beginning of year2015-12-31$9,938,090
Contributions received in cash from employer2015-12-31$812,176
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$538,218
Contract administrator fees2015-12-31$17,502
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$539,144
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31WARREN AVERETT, LLC
Accountancy firm EIN2015-12-31454084437
2014 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-543,529
Total unrealized appreciation/depreciation of assets2014-12-31$-543,529
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$543,598
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,588,954
Expenses. Interest paid2014-12-31$54,359
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$54,359
Total income from all sources (including contributions)2014-12-31$2,394,358
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$963,529
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$886,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,330,225
Value of total assets at end of year2014-12-31$24,325,446
Value of total assets at beginning of year2014-12-31$23,939,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$22,235
Total interest from all sources2014-12-31$36,562
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$774,446
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$774,446
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$126,925
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,208,850
Participant contributions at end of year2014-12-31$507,919
Participant contributions at beginning of year2014-12-31$443,076
Participant contributions at end of year2014-12-31$651
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$2,061,922
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$3,270,759
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$22,828
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$80,932
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$-461
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$2,738
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$7,998
Liabilities. Value of operating payables at end of year2014-12-31$1,716
Liabilities. Value of operating payables at beginning of year2014-12-31$2,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,430,829
Value of net assets at end of year (total assets less liabilities)2014-12-31$23,781,848
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$22,351,019
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$6,605
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$11,691,457
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,409,548
Interest on participant loans2014-12-31$24,412
Interest earned on other investments2014-12-31$12,146
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$44,330
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$46,743
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$46,743
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-203,346
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$9,938,090
Assets. Invements in employer securities at beginning of year2014-12-31$10,770,163
Contributions received in cash from employer2014-12-31$1,098,547
Employer contributions (assets) at end of year2014-12-31$145
Employer contributions (assets) at beginning of year2014-12-31$145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$886,935
Contract administrator fees2014-12-31$15,630
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$539,144
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$1,578,066
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31WARREN AVERETT, LLC
Accountancy firm EIN2014-12-31454084437
2013 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-1,162,988
Total unrealized appreciation/depreciation of assets2013-12-31$-1,162,988
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,588,954
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$2,582,525
Expenses. Interest paid2013-12-31$104,977
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$104,977
Total income from all sources (including contributions)2013-12-31$3,116,208
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,748,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,622,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,399,526
Value of total assets at end of year2013-12-31$23,939,973
Value of total assets at beginning of year2013-12-31$24,565,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$20,791
Total interest from all sources2013-12-31$36,074
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$689,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$689,016
Administrative expenses professional fees incurred2013-12-31$2,762
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$988,444
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,266,240
Participant contributions at end of year2013-12-31$443,076
Participant contributions at beginning of year2013-12-31$480,807
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$3,270,759
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$3,188,196
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$31,797
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$-461
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$-442
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$7,998
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$13,009
Other income not declared elsewhere2013-12-31$330,545
Administrative expenses (other) incurred2013-12-31$14,100
Liabilities. Value of operating payables at end of year2013-12-31$2,890
Liabilities. Value of operating payables at beginning of year2013-12-31$2,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$367,753
Value of net assets at end of year (total assets less liabilities)2013-12-31$22,351,019
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$21,983,266
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,204
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,409,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,874,615
Interest on participant loans2013-12-31$23,555
Interest earned on other investments2013-12-31$12,514
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$46,743
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$52,290
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$52,290
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$5
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$824,035
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$10,770,163
Assets. Invements in employer securities at beginning of year2013-12-31$12,970,180
Contributions received in cash from employer2013-12-31$1,101,489
Employer contributions (assets) at end of year2013-12-31$145
Employer contributions (assets) at beginning of year2013-12-31$145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,622,687
Contract administrator fees2013-12-31$2,725
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$1,578,066
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$2,566,626
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31WARREN AVERETT, LLC
Accountancy firm EIN2013-12-31454084437
2012 : THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-3,482,955
Total unrealized appreciation/depreciation of assets2012-12-31$-3,482,955
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,582,525
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$3,527,931
Expenses. Interest paid2012-12-31$153,141
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$153,141
Total income from all sources (including contributions)2012-12-31$82,581
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,712,630
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,523,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,480,271
Value of total assets at end of year2012-12-31$24,565,791
Value of total assets at beginning of year2012-12-31$27,141,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$35,952
Total interest from all sources2012-12-31$30,002
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$401,216
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$401,216
Administrative expenses professional fees incurred2012-12-31$24,255
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$493,742
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,313,211
Participant contributions at end of year2012-12-31$480,807
Participant contributions at beginning of year2012-12-31$274,142
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$3,188,196
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,532,597
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$68,513
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$-442
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$384
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$13,009
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$17,777
Other income not declared elsewhere2012-12-31$149,257
Liabilities. Value of operating payables at end of year2012-12-31$2,890
Liabilities. Value of operating payables at beginning of year2012-12-31$2,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-1,630,049
Value of net assets at end of year (total assets less liabilities)2012-12-31$21,983,266
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$23,613,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$9,822
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,874,615
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,299,019
Interest on participant loans2012-12-31$17,741
Interest earned on other investments2012-12-31$12,254
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$52,290
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$88,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$88,084
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$7
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$504,790
Net investment gain or loss from common/collective trusts2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$12,970,180
Assets. Invements in employer securities at beginning of year2012-12-31$16,946,875
Contributions received in cash from employer2012-12-31$1,098,547
Employer contributions (assets) at end of year2012-12-31$145
Employer contributions (assets) at beginning of year2012-12-31$145
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,523,537
Contract administrator fees2012-12-31$1,875
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$2,566,626
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$3,507,264
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31WARREN AVERETT, LLC
Accountancy firm EIN2012-12-31454084437

Form 5500 Responses for THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN

2022: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THOMPSON HOLDINGS, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332102-01
Policy instance 1
Insurance contract or identification number332102-01
Number of Individuals Covered173
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332102-01
Policy instance 1
Insurance contract or identification number332102-01
Number of Individuals Covered153
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332102-01
Policy instance 1
Insurance contract or identification number332102-01
Number of Individuals Covered160
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332102-01
Policy instance 1
Insurance contract or identification number332102-01
Number of Individuals Covered114
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332102-01
Policy instance 1
Insurance contract or identification number332102-01
Number of Individuals Covered82
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332102-01
Policy instance 1
Insurance contract or identification number332102-01
Number of Individuals Covered98
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332102-01
Policy instance 1
Insurance contract or identification number332102-01
Number of Individuals Covered260
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332102-01
Policy instance 1
Insurance contract or identification number332102-01
Number of Individuals Covered95
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number332102-01
Policy instance 1
Insurance contract or identification number332102-01
Number of Individuals Covered109
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3