CARR RIGGS & INGRAM, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST
| Measure | Date | Value |
|---|
| 2022 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-09-30 | $0 |
| Total transfer of assets to this plan | 2022-09-30 | $919,410 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-09-30 | $0 |
| Total income from all sources (including contributions) | 2022-09-30 | $-20,423,344 |
| Total loss/gain on sale of assets | 2022-09-30 | $0 |
| Total of all expenses incurred | 2022-09-30 | $15,752,139 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-09-30 | $15,601,580 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-09-30 | $32,869,521 |
| Value of total assets at end of year | 2022-09-30 | $229,629,659 |
| Value of total assets at beginning of year | 2022-09-30 | $264,885,732 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-09-30 | $150,559 |
| Total interest from all sources | 2022-09-30 | $4,858 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-09-30 | $5,044,232 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-09-30 | $5,044,232 |
| Administrative expenses professional fees incurred | 2022-09-30 | $16,150 |
| Was this plan covered by a fidelity bond | 2022-09-30 | Yes |
| Value of fidelity bond cover | 2022-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-09-30 | No |
| Contributions received from participants | 2022-09-30 | $13,476,226 |
| Participant contributions at end of year | 2022-09-30 | $140,223 |
| Participant contributions at beginning of year | 2022-09-30 | $55,091 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-09-30 | $12,668,559 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Value of net income/loss | 2022-09-30 | $-36,175,483 |
| Value of net assets at end of year (total assets less liabilities) | 2022-09-30 | $229,629,659 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-09-30 | $264,885,732 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-09-30 | No |
| Investment advisory and management fees | 2022-09-30 | $1,859 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-09-30 | $201,084,717 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-09-30 | $236,672,133 |
| Value of interest in pooled separate accounts at end of year | 2022-09-30 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2022-09-30 | $0 |
| Interest on participant loans | 2022-09-30 | $4,858 |
| Value of interest in common/collective trusts at end of year | 2022-09-30 | $28,404,719 |
| Value of interest in common/collective trusts at beginning of year | 2022-09-30 | $28,158,508 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-09-30 | $-58,805,413 |
| Net investment gain or loss from common/collective trusts | 2022-09-30 | $463,458 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-09-30 | No |
| Contributions received in cash from employer | 2022-09-30 | $6,724,736 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-09-30 | $15,601,580 |
| Contract administrator fees | 2022-09-30 | $132,550 |
| Did the plan have assets held for investment | 2022-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-09-30 | Unqualified |
| Accountancy firm name | 2022-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2022-09-30 | 570692602 |
| 2021 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-09-30 | $0 |
| Total income from all sources (including contributions) | 2021-09-30 | $65,877,182 |
| Total loss/gain on sale of assets | 2021-09-30 | $0 |
| Total of all expenses incurred | 2021-09-30 | $20,320,949 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-09-30 | $20,117,863 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-09-30 | $20,783,671 |
| Value of total assets at end of year | 2021-09-30 | $264,885,732 |
| Value of total assets at beginning of year | 2021-09-30 | $219,329,499 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-09-30 | $203,086 |
| Total interest from all sources | 2021-09-30 | $3,622 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-09-30 | $11,670,142 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-09-30 | $11,670,142 |
| Administrative expenses professional fees incurred | 2021-09-30 | $11,600 |
| Was this plan covered by a fidelity bond | 2021-09-30 | Yes |
| Value of fidelity bond cover | 2021-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-09-30 | No |
| Contributions received from participants | 2021-09-30 | $12,105,822 |
| Participant contributions at end of year | 2021-09-30 | $55,091 |
| Participant contributions at beginning of year | 2021-09-30 | $94,850 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-09-30 | $2,477,936 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Value of net income/loss | 2021-09-30 | $45,556,233 |
| Value of net assets at end of year (total assets less liabilities) | 2021-09-30 | $264,885,732 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-09-30 | $219,329,499 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-09-30 | $236,672,133 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-09-30 | $194,113,523 |
| Value of interest in pooled separate accounts at end of year | 2021-09-30 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2021-09-30 | $25,121,126 |
| Interest on participant loans | 2021-09-30 | $3,622 |
| Value of interest in common/collective trusts at end of year | 2021-09-30 | $28,158,508 |
| Value of interest in common/collective trusts at beginning of year | 2021-09-30 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-09-30 | $32,891,471 |
| Net investment gain/loss from pooled separate accounts | 2021-09-30 | $294,030 |
| Net investment gain or loss from common/collective trusts | 2021-09-30 | $234,246 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-09-30 | No |
| Contributions received in cash from employer | 2021-09-30 | $6,199,913 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-09-30 | $20,117,863 |
| Contract administrator fees | 2021-09-30 | $191,486 |
| Did the plan have assets held for investment | 2021-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-09-30 | Unqualified |
| Accountancy firm name | 2021-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2021-09-30 | 570692602 |
| 2020 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-09-30 | $0 |
| Total income from all sources (including contributions) | 2020-09-30 | $45,676,873 |
| Total loss/gain on sale of assets | 2020-09-30 | $0 |
| Total of all expenses incurred | 2020-09-30 | $19,302,672 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-09-30 | $18,428,059 |
| Value of total corrective distributions | 2020-09-30 | $313 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-09-30 | $21,587,400 |
| Value of total assets at end of year | 2020-09-30 | $219,331,649 |
| Value of total assets at beginning of year | 2020-09-30 | $192,957,448 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-09-30 | $874,300 |
| Total interest from all sources | 2020-09-30 | $6,126 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-09-30 | $5,131,836 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-09-30 | $5,131,836 |
| Administrative expenses professional fees incurred | 2020-09-30 | $11,000 |
| Was this plan covered by a fidelity bond | 2020-09-30 | Yes |
| Value of fidelity bond cover | 2020-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-09-30 | No |
| Contributions received from participants | 2020-09-30 | $10,834,922 |
| Participant contributions at end of year | 2020-09-30 | $97,000 |
| Participant contributions at beginning of year | 2020-09-30 | $211,491 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-09-30 | $4,862,615 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Value of net income/loss | 2020-09-30 | $26,374,201 |
| Value of net assets at end of year (total assets less liabilities) | 2020-09-30 | $219,331,649 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-09-30 | $192,957,448 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-09-30 | No |
| Investment advisory and management fees | 2020-09-30 | $316,822 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-09-30 | $194,113,523 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-09-30 | $176,799,779 |
| Value of interest in pooled separate accounts at end of year | 2020-09-30 | $25,121,126 |
| Value of interest in pooled separate accounts at beginning of year | 2020-09-30 | $15,946,178 |
| Interest on participant loans | 2020-09-30 | $6,126 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-09-30 | $18,479,514 |
| Net investment gain/loss from pooled separate accounts | 2020-09-30 | $471,997 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-09-30 | No |
| Contributions received in cash from employer | 2020-09-30 | $5,889,863 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-09-30 | $18,428,059 |
| Contract administrator fees | 2020-09-30 | $546,478 |
| Did the plan have assets held for investment | 2020-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-09-30 | Disclaimer |
| Accountancy firm name | 2020-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2020-09-30 | 570692602 |
| 2019 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-09-30 | $0 |
| Total income from all sources (including contributions) | 2019-09-30 | $31,214,674 |
| Total loss/gain on sale of assets | 2019-09-30 | $0 |
| Total of all expenses incurred | 2019-09-30 | $7,812,044 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-09-30 | $7,066,351 |
| Value of total corrective distributions | 2019-09-30 | $1,417 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-09-30 | $18,641,113 |
| Value of total assets at end of year | 2019-09-30 | $192,957,448 |
| Value of total assets at beginning of year | 2019-09-30 | $169,554,818 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-09-30 | $744,276 |
| Total interest from all sources | 2019-09-30 | $11,598 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-09-30 | $6,710,229 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-09-30 | $6,710,229 |
| Was this plan covered by a fidelity bond | 2019-09-30 | Yes |
| Value of fidelity bond cover | 2019-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-09-30 | No |
| Contributions received from participants | 2019-09-30 | $11,131,398 |
| Participant contributions at end of year | 2019-09-30 | $211,491 |
| Participant contributions at beginning of year | 2019-09-30 | $378,314 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-09-30 | $1,747,639 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Value of net income/loss | 2019-09-30 | $23,402,630 |
| Value of net assets at end of year (total assets less liabilities) | 2019-09-30 | $192,957,448 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-09-30 | $169,554,818 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-09-30 | $176,799,779 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-09-30 | $157,224,223 |
| Value of interest in pooled separate accounts at end of year | 2019-09-30 | $15,946,178 |
| Value of interest in pooled separate accounts at beginning of year | 2019-09-30 | $11,952,281 |
| Interest on participant loans | 2019-09-30 | $11,598 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-09-30 | $5,522,067 |
| Net investment gain/loss from pooled separate accounts | 2019-09-30 | $329,667 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-09-30 | No |
| Contributions received in cash from employer | 2019-09-30 | $5,762,076 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-09-30 | $7,066,351 |
| Contract administrator fees | 2019-09-30 | $744,276 |
| Did the plan have assets held for investment | 2019-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-09-30 | Disclaimer |
| Accountancy firm name | 2019-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2019-09-30 | 570692602 |
| 2018 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-09-30 | $0 |
| Total income from all sources (including contributions) | 2018-09-30 | $43,372,105 |
| Total loss/gain on sale of assets | 2018-09-30 | $0 |
| Total of all expenses incurred | 2018-09-30 | $8,882,333 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-09-30 | $8,233,945 |
| Value of total corrective distributions | 2018-09-30 | $4,668 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-09-30 | $29,359,273 |
| Value of total assets at end of year | 2018-09-30 | $169,554,818 |
| Value of total assets at beginning of year | 2018-09-30 | $135,065,046 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-09-30 | $643,720 |
| Total interest from all sources | 2018-09-30 | $17,193 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-09-30 | $3,533,063 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-09-30 | $3,533,063 |
| Was this plan covered by a fidelity bond | 2018-09-30 | Yes |
| Value of fidelity bond cover | 2018-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-09-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-09-30 | No |
| Contributions received from participants | 2018-09-30 | $10,542,892 |
| Participant contributions at end of year | 2018-09-30 | $378,314 |
| Participant contributions at beginning of year | 2018-09-30 | $311,945 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-09-30 | $13,180,110 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Value of net income/loss | 2018-09-30 | $34,489,772 |
| Value of net assets at end of year (total assets less liabilities) | 2018-09-30 | $169,554,818 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-09-30 | $135,065,046 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-09-30 | No |
| Investment advisory and management fees | 2018-09-30 | $3 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-09-30 | $157,224,223 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-09-30 | $122,664,635 |
| Value of interest in pooled separate accounts at end of year | 2018-09-30 | $11,952,281 |
| Value of interest in pooled separate accounts at beginning of year | 2018-09-30 | $0 |
| Interest on participant loans | 2018-09-30 | $17,193 |
| Value of interest in common/collective trusts at end of year | 2018-09-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2018-09-30 | $12,088,466 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-09-30 | $10,205,161 |
| Net investment gain/loss from pooled separate accounts | 2018-09-30 | $220,687 |
| Net investment gain or loss from common/collective trusts | 2018-09-30 | $36,728 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-09-30 | No |
| Contributions received in cash from employer | 2018-09-30 | $5,636,271 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-09-30 | $8,233,945 |
| Contract administrator fees | 2018-09-30 | $643,717 |
| Did the plan have assets held for investment | 2018-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-09-30 | Disclaimer |
| Accountancy firm name | 2018-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2018-09-30 | 570692602 |
| 2017 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-09-30 | $0 |
| Total transfer of assets to this plan | 2017-09-30 | $1,149,130 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
| Total income from all sources (including contributions) | 2017-09-30 | $49,941,471 |
| Total loss/gain on sale of assets | 2017-09-30 | $0 |
| Total of all expenses incurred | 2017-09-30 | $7,590,397 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $7,054,720 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $35,323,065 |
| Value of total assets at end of year | 2017-09-30 | $135,065,046 |
| Value of total assets at beginning of year | 2017-09-30 | $91,564,842 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $535,677 |
| Total interest from all sources | 2017-09-30 | $7,206 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $2,292,090 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-09-30 | $2,292,090 |
| Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
| Value of fidelity bond cover | 2017-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
| Contributions received from participants | 2017-09-30 | $8,699,616 |
| Participant contributions at end of year | 2017-09-30 | $311,945 |
| Participant contributions at beginning of year | 2017-09-30 | $62,848 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-09-30 | $21,923,203 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Value of net income/loss | 2017-09-30 | $42,351,074 |
| Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $135,065,046 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $91,564,842 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
| Investment advisory and management fees | 2017-09-30 | $105 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-09-30 | $122,664,635 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-09-30 | $81,192,803 |
| Interest on participant loans | 2017-09-30 | $7,206 |
| Value of interest in common/collective trusts at end of year | 2017-09-30 | $12,088,466 |
| Value of interest in common/collective trusts at beginning of year | 2017-09-30 | $10,309,191 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-09-30 | $12,051,831 |
| Net investment gain or loss from common/collective trusts | 2017-09-30 | $267,279 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
| Contributions received in cash from employer | 2017-09-30 | $4,700,246 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $7,054,720 |
| Contract administrator fees | 2017-09-30 | $535,572 |
| Did the plan have assets held for investment | 2017-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
| Accountancy firm name | 2017-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2017-09-30 | 570692602 |
| 2016 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
| Total income from all sources (including contributions) | 2016-09-30 | $22,419,493 |
| Total loss/gain on sale of assets | 2016-09-30 | $0 |
| Total of all expenses incurred | 2016-09-30 | $4,317,020 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $4,251,840 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $10,640,772 |
| Value of total assets at end of year | 2016-09-30 | $91,564,842 |
| Value of total assets at beginning of year | 2016-09-30 | $73,462,369 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $65,180 |
| Total interest from all sources | 2016-09-30 | $3,876 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $686,221 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-09-30 | $686,221 |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-09-30 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Contributions received from participants | 2016-09-30 | $6,650,284 |
| Participant contributions at end of year | 2016-09-30 | $62,848 |
| Participant contributions at beginning of year | 2016-09-30 | $112,218 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-09-30 | $399,191 |
| Other income not declared elsewhere | 2016-09-30 | $5,606 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $18,102,473 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $91,564,842 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $73,462,369 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $81,192,803 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $71,877,452 |
| Interest on participant loans | 2016-09-30 | $3,876 |
| Value of interest in common/collective trusts at end of year | 2016-09-30 | $10,309,191 |
| Value of interest in common/collective trusts at beginning of year | 2016-09-30 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $19,941 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $19,941 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-09-30 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-09-30 | $1,423,686 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $8,368,100 |
| Net investment gain/loss from pooled separate accounts | 2016-09-30 | $2,565,481 |
| Net investment gain or loss from common/collective trusts | 2016-09-30 | $149,437 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Contributions received in cash from employer | 2016-09-30 | $3,591,297 |
| Employer contributions (assets) at end of year | 2016-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2016-09-30 | $29,072 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $4,251,840 |
| Contract administrator fees | 2016-09-30 | $65,180 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-09-30 | Yes |
| Did the plan have assets held for investment | 2016-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
| Accountancy firm name | 2016-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2016-09-30 | 570692602 |
| 2015 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2015 401k financial data |
|---|
| Total transfer of assets to this plan | 2015-09-30 | $2,112,581 |
| Total income from all sources (including contributions) | 2015-09-30 | $6,945,148 |
| Total of all expenses incurred | 2015-09-30 | $3,578,425 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $3,474,817 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $9,412,357 |
| Value of total assets at end of year | 2015-09-30 | $73,462,369 |
| Value of total assets at beginning of year | 2015-09-30 | $67,983,065 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $103,608 |
| Total interest from all sources | 2015-09-30 | $255,329 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
| Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
| Value of fidelity bond cover | 2015-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
| Contributions received from participants | 2015-09-30 | $6,104,441 |
| Participant contributions at end of year | 2015-09-30 | $112,218 |
| Participant contributions at beginning of year | 2015-09-30 | $70,337 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Value of net income/loss | 2015-09-30 | $3,366,723 |
| Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $73,462,369 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $67,983,065 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $71,877,452 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $66,265,633 |
| Interest on participant loans | 2015-09-30 | $3,530 |
| Interest earned on other investments | 2015-09-30 | $225,004 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $19,941 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $19,790 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $19,790 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $26,795 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-09-30 | $1,423,686 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-09-30 | $1,617,943 |
| Net investment gain/loss from pooled separate accounts | 2015-09-30 | $-2,722,538 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
| Contributions received in cash from employer | 2015-09-30 | $3,307,916 |
| Employer contributions (assets) at end of year | 2015-09-30 | $29,072 |
| Employer contributions (assets) at beginning of year | 2015-09-30 | $9,362 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $3,474,817 |
| Contract administrator fees | 2015-09-30 | $103,608 |
| Did the plan have assets held for investment | 2015-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Disclaimer |
| Accountancy firm name | 2015-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2015-09-30 | 570692602 |
| 2014 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-09-30 | $0 |
| Total transfer of assets to this plan | 2014-09-30 | $3,719,746 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-09-30 | $0 |
| Total income from all sources (including contributions) | 2014-09-30 | $15,025,189 |
| Total loss/gain on sale of assets | 2014-09-30 | $0 |
| Total of all expenses incurred | 2014-09-30 | $2,682,869 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-09-30 | $2,668,893 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-09-30 | $9,798,939 |
| Value of total assets at end of year | 2014-09-30 | $67,983,065 |
| Value of total assets at beginning of year | 2014-09-30 | $51,920,999 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-09-30 | $13,976 |
| Total interest from all sources | 2014-09-30 | $41,997 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-09-30 | No |
| Was this plan covered by a fidelity bond | 2014-09-30 | Yes |
| Value of fidelity bond cover | 2014-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-09-30 | No |
| Contributions received from participants | 2014-09-30 | $5,168,044 |
| Participant contributions at end of year | 2014-09-30 | $70,337 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-09-30 | $1,760,757 |
| Other income not declared elsewhere | 2014-09-30 | $32,454 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Value of net income/loss | 2014-09-30 | $12,342,320 |
| Value of net assets at end of year (total assets less liabilities) | 2014-09-30 | $67,983,065 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-09-30 | $51,920,999 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-09-30 | $66,265,633 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-09-30 | $50,485,348 |
| Interest on participant loans | 2014-09-30 | $204 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-09-30 | $19,790 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-09-30 | $19,437 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-09-30 | $19,437 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-09-30 | $41,793 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-09-30 | $1,617,943 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-09-30 | $1,381,792 |
| Net investment gain/loss from pooled separate accounts | 2014-09-30 | $5,151,799 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-09-30 | No |
| Contributions received in cash from employer | 2014-09-30 | $2,870,138 |
| Employer contributions (assets) at end of year | 2014-09-30 | $9,362 |
| Employer contributions (assets) at beginning of year | 2014-09-30 | $34,422 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-09-30 | $2,668,893 |
| Contract administrator fees | 2014-09-30 | $13,976 |
| Did the plan have assets held for investment | 2014-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-09-30 | Disclaimer |
| Accountancy firm name | 2014-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2014-09-30 | 570692602 |
| 2013 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-09-30 | $0 |
| Total income from all sources (including contributions) | 2013-09-30 | $12,479,570 |
| Total loss/gain on sale of assets | 2013-09-30 | $0 |
| Total of all expenses incurred | 2013-09-30 | $2,867,785 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-09-30 | $2,864,465 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-09-30 | $6,352,505 |
| Value of total assets at end of year | 2013-09-30 | $51,920,999 |
| Value of total assets at beginning of year | 2013-09-30 | $42,309,214 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-09-30 | $3,320 |
| Total interest from all sources | 2013-09-30 | $37,405 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-09-30 | No |
| Was this plan covered by a fidelity bond | 2013-09-30 | Yes |
| Value of fidelity bond cover | 2013-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-09-30 | No |
| Contributions received from participants | 2013-09-30 | $3,802,312 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-09-30 | $500,701 |
| Other income not declared elsewhere | 2013-09-30 | $12,221 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Value of net income/loss | 2013-09-30 | $9,611,785 |
| Value of net assets at end of year (total assets less liabilities) | 2013-09-30 | $51,920,999 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-09-30 | $42,309,214 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-09-30 | $50,485,348 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-09-30 | $40,987,332 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-09-30 | $19,437 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-09-30 | $16,951 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-09-30 | $16,951 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-09-30 | $37,405 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-09-30 | $1,381,792 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-09-30 | $1,280,296 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-09-30 | $6,077,439 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-09-30 | No |
| Contributions received in cash from employer | 2013-09-30 | $2,049,492 |
| Employer contributions (assets) at end of year | 2013-09-30 | $34,422 |
| Employer contributions (assets) at beginning of year | 2013-09-30 | $24,635 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-09-30 | $2,864,465 |
| Contract administrator fees | 2013-09-30 | $3,320 |
| Did the plan have assets held for investment | 2013-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-09-30 | Disclaimer |
| Accountancy firm name | 2013-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2013-09-30 | 570692602 |
| 2012 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-30 | $0 |
| Total income from all sources (including contributions) | 2012-09-30 | $11,845,201 |
| Total loss/gain on sale of assets | 2012-09-30 | $0 |
| Total of all expenses incurred | 2012-09-30 | $1,504,608 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-30 | $1,501,252 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-30 | $5,434,740 |
| Value of total assets at end of year | 2012-09-30 | $42,309,214 |
| Value of total assets at beginning of year | 2012-09-30 | $31,968,621 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-30 | $3,356 |
| Total interest from all sources | 2012-09-30 | $37,910 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-09-30 | No |
| Was this plan covered by a fidelity bond | 2012-09-30 | Yes |
| Value of fidelity bond cover | 2012-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-30 | No |
| Contributions received from participants | 2012-09-30 | $3,042,703 |
| Participant contributions at beginning of year | 2012-09-30 | $13,274 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-09-30 | $664,173 |
| Administrative expenses (other) incurred | 2012-09-30 | $399 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Value of net income/loss | 2012-09-30 | $10,340,593 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-30 | $42,309,214 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-30 | $31,968,621 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-09-30 | $40,987,332 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-30 | $30,961,978 |
| Interest earned on other investments | 2012-09-30 | $37,910 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-09-30 | $16,951 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-30 | $16,951 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-30 | $16,951 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-09-30 | $1,280,296 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-09-30 | $956,674 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-30 | $6,372,551 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-09-30 | No |
| Contributions received in cash from employer | 2012-09-30 | $1,727,864 |
| Employer contributions (assets) at end of year | 2012-09-30 | $24,635 |
| Employer contributions (assets) at beginning of year | 2012-09-30 | $19,744 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-09-30 | $1,501,252 |
| Contract administrator fees | 2012-09-30 | $2,957 |
| Did the plan have assets held for investment | 2012-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-09-30 | Disclaimer |
| Accountancy firm name | 2012-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2012-09-30 | 570692602 |
| 2011 : CARR RIGGS & INGRAM, LLC 401(K) PLAN & TRUST 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-09-30 | $0 |
| Total transfer of assets to this plan | 2011-09-30 | $1,797,693 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-09-30 | $0 |
| Total income from all sources (including contributions) | 2011-09-30 | $3,063,014 |
| Total loss/gain on sale of assets | 2011-09-30 | $0 |
| Total of all expenses incurred | 2011-09-30 | $1,547,595 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-09-30 | $1,544,808 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-09-30 | $4,269,421 |
| Value of total assets at end of year | 2011-09-30 | $31,968,621 |
| Value of total assets at beginning of year | 2011-09-30 | $28,655,509 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-09-30 | $2,787 |
| Total interest from all sources | 2011-09-30 | $29,168 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-09-30 | No |
| Was this plan covered by a fidelity bond | 2011-09-30 | Yes |
| Value of fidelity bond cover | 2011-09-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-09-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-09-30 | No |
| Contributions received from participants | 2011-09-30 | $2,687,179 |
| Participant contributions at end of year | 2011-09-30 | $13,274 |
| Administrative expenses (other) incurred | 2011-09-30 | $114 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Value of net income/loss | 2011-09-30 | $1,515,419 |
| Value of net assets at end of year (total assets less liabilities) | 2011-09-30 | $31,968,621 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-09-30 | $28,655,509 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-09-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-09-30 | $30,961,978 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-09-30 | $27,771,659 |
| Interest earned on other investments | 2011-09-30 | $29,168 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-09-30 | $16,951 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-09-30 | $21,826 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-09-30 | $21,826 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-09-30 | $956,674 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-09-30 | $858,970 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-09-30 | $-1,235,575 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-09-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-09-30 | No |
| Contributions received in cash from employer | 2011-09-30 | $1,582,242 |
| Employer contributions (assets) at end of year | 2011-09-30 | $19,744 |
| Employer contributions (assets) at beginning of year | 2011-09-30 | $3,054 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-09-30 | $1,544,808 |
| Contract administrator fees | 2011-09-30 | $2,673 |
| Did the plan have assets held for investment | 2011-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-09-30 | Disclaimer |
| Accountancy firm name | 2011-09-30 | BURKETT, BURKETT & BURKETT |
| Accountancy firm EIN | 2011-09-30 | 570692602 |
