401k Plan data: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN plan

PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 401k Plan overview

Plan Name	PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN
Plan identification number	001

PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PROVIDENCE ENGINEERING & ENVIRONMENTAL GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name: PROVIDENCE ENGINEERING & ENVIRONMENTAL GROUP, LLC

Employer identification number (EIN): 721471187

NAIC Classification: 541330
NAIC Description: Engineering Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 MELISSA TERITO
001 2014-01-01 MELISSA TERITO
001 2013-01-01 NIMISH KATWALA
001 2012-01-01 ROBERT A. RODDIE ROBERT A. RODDIE 2013-10-10
001 2011-01-01 DAVID WINKLER
001 2010-01-01 DAVID WINKLER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	MELISSA TERITO
001	2014-01-01	MELISSA TERITO
001	2013-01-01	NIMISH KATWALA
001	2012-01-01	ROBERT A. RODDIE	ROBERT A. RODDIE	2013-10-10
001	2011-01-01	DAVID WINKLER
001	2010-01-01	DAVID WINKLER

Plan Statistics for PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN

401k plan membership statisitcs for PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN

Measure Date Value
2015: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 290
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 212
Number of retired or separated participants receiving benefits 2015-01-01 60
Number of other retired or separated participants entitled to future benefits 2015-01-01 18
Total of all active and inactive participants 2015-01-01 290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 290
Number of participants with account balances 2015-01-01 270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 22
2014: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 249
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 234
Number of retired or separated participants receiving benefits 2014-01-01 5
Number of other retired or separated participants entitled to future benefits 2014-01-01 47
Total of all active and inactive participants 2014-01-01 286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 286
Number of participants with account balances 2014-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 17
2013: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 218
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 218
Number of retired or separated participants receiving benefits 2013-01-01 3
Number of other retired or separated participants entitled to future benefits 2013-01-01 29
Total of all active and inactive participants 2013-01-01 250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 250
Number of participants with account balances 2013-01-01 219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 12
2012: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 183
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 180
Number of retired or separated participants receiving benefits 2012-01-01 5
Number of other retired or separated participants entitled to future benefits 2012-01-01 27
Total of all active and inactive participants 2012-01-01 212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 212
Number of participants with account balances 2012-01-01 168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 11
2011: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 164
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 20
Total of all active and inactive participants 2011-01-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 184
Number of participants with account balances 2011-01-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 6
2010: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 150
Number of retired or separated participants receiving benefits 2010-01-01 6
Number of other retired or separated participants entitled to future benefits 2010-01-01 7
Total of all active and inactive participants 2010-01-01 163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 163
Number of participants with account balances 2010-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 7

Measure	Date	Value
2015: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	290
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	212
Number of retired or separated participants receiving benefits	2015-01-01	60
Number of other retired or separated participants entitled to future benefits	2015-01-01	18
Total of all active and inactive participants	2015-01-01	290
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	290
Number of participants with account balances	2015-01-01	270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	22
2014: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	249
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	234
Number of retired or separated participants receiving benefits	2014-01-01	5
Number of other retired or separated participants entitled to future benefits	2014-01-01	47
Total of all active and inactive participants	2014-01-01	286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	286
Number of participants with account balances	2014-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	17
2013: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	218
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	218
Number of retired or separated participants receiving benefits	2013-01-01	3
Number of other retired or separated participants entitled to future benefits	2013-01-01	29
Total of all active and inactive participants	2013-01-01	250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	250
Number of participants with account balances	2013-01-01	219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	12
2012: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	183
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	180
Number of retired or separated participants receiving benefits	2012-01-01	5
Number of other retired or separated participants entitled to future benefits	2012-01-01	27
Total of all active and inactive participants	2012-01-01	212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	212
Number of participants with account balances	2012-01-01	168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	11
2011: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	164
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	20
Total of all active and inactive participants	2011-01-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	184
Number of participants with account balances	2011-01-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	6
2010: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	150
Number of retired or separated participants receiving benefits	2010-01-01	6
Number of other retired or separated participants entitled to future benefits	2010-01-01	7
Total of all active and inactive participants	2010-01-01	163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	163
Number of participants with account balances	2010-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	7

Financial Data on PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN

Measure	Date	Value
2015 : PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$41,077
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$68,567
Total income from all sources (including contributions)	2015-12-31	$1,358,333
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$506,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$480,835
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,262,536
Value of total assets at end of year	2015-12-31	$11,950,359
Value of total assets at beginning of year	2015-12-31	$11,126,419
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$26,068
Total interest from all sources	2015-12-31	$5,464
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$270,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$976,365
Participant contributions at end of year	2015-12-31	$199,820
Participant contributions at beginning of year	2015-12-31	$134,979
Participant contributions at end of year	2015-12-31	$39,956
Participant contributions at beginning of year	2015-12-31	$5,469
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$6,655
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$41,077
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$68,567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$851,430
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,909,282
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$11,057,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$5,269
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$11,431,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$10,654,348
Interest on participant loans	2015-12-31	$5,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$90,333
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$279,516
Employer contributions (assets) at end of year	2015-12-31	$279,516
Employer contributions (assets) at beginning of year	2015-12-31	$331,623
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$480,835
Contract administrator fees	2015-12-31	$20,799
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN	2015-12-31	721202445
2014 : PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$68,567
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$54,982
Total income from all sources (including contributions)	2014-12-31	$1,749,562
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$209,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$129,575
Value of total corrective distributions	2014-12-31	$68,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,252,733
Value of total assets at end of year	2014-12-31	$11,126,419
Value of total assets at beginning of year	2014-12-31	$9,572,381
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$10,967
Total interest from all sources	2014-12-31	$4,043
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$10,967
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$270,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$847,794
Participant contributions at end of year	2014-12-31	$134,979
Participant contributions at beginning of year	2014-12-31	$129,804
Participant contributions at end of year	2014-12-31	$5,469
Participant contributions at beginning of year	2014-12-31	$28,884
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$67,149
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$68,567
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$54,982
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,540,453
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$11,057,852
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,517,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$10,654,348
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$9,140,396
Interest on participant loans	2014-12-31	$4,043
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$492,786
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$337,790
Employer contributions (assets) at end of year	2014-12-31	$331,623
Employer contributions (assets) at beginning of year	2014-12-31	$273,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$129,575
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN	2014-12-31	721202445
2013 : PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$54,982
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$20,800
Total income from all sources (including contributions)	2013-12-31	$2,558,285
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$686,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$610,008
Value of total corrective distributions	2013-12-31	$54,982
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,030,529
Value of total assets at end of year	2013-12-31	$9,572,381
Value of total assets at beginning of year	2013-12-31	$7,666,647
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$21,743
Total interest from all sources	2013-12-31	$5,164
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$270,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$652,363
Participant contributions at end of year	2013-12-31	$129,804
Participant contributions at beginning of year	2013-12-31	$93,980
Participant contributions at end of year	2013-12-31	$28,884
Participant contributions at beginning of year	2013-12-31	$56,546
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$104,869
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$54,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$20,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,871,552
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,517,399
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,645,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$19,515
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$9,140,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$7,059,041
Interest on participant loans	2013-12-31	$5,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,522,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$273,297
Employer contributions (assets) at end of year	2013-12-31	$273,297
Employer contributions (assets) at beginning of year	2013-12-31	$457,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$610,008
Contract administrator fees	2013-12-31	$2,228
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	POSTLETHWAITE & NETTERVILLE
Accountancy firm EIN	2013-12-31	721202445
2012 : PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$20,800
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,032,731
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$429,519
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$385,365
Value of total corrective distributions	2012-12-31	$20,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,316,901
Value of total assets at end of year	2012-12-31	$7,666,647
Value of total assets at beginning of year	2012-12-31	$6,042,635
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$23,354
Total interest from all sources	2012-12-31	$923
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$270,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$608,562
Participant contributions at end of year	2012-12-31	$93,980
Participant contributions at end of year	2012-12-31	$56,546
Participant contributions at beginning of year	2012-12-31	$25,340
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$251,259
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$20,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,603,212
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,645,847
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,042,635
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$18,204
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$7,059,041
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,565,885
Interest on participant loans	2012-12-31	$923
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$714,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$457,080
Employer contributions (assets) at end of year	2012-12-31	$457,080
Employer contributions (assets) at beginning of year	2012-12-31	$451,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$385,365
Contract administrator fees	2012-12-31	$5,150
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HAWTHORN, WAYMOUTH & CARROLL, LLP
Accountancy firm EIN	2012-12-31	720464428
2011 : PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,235
Total income from all sources (including contributions)	2011-12-31	$899,586
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$218,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$204,193
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,080,395
Value of total assets at end of year	2011-12-31	$6,042,635
Value of total assets at beginning of year	2011-12-31	$5,362,829
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$14,352
Total interest from all sources	2011-12-31	$6,522
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$270,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$566,831
Participant contributions at end of year	2011-12-31	$25,340
Participant contributions at beginning of year	2011-12-31	$150
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$62,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$681,041
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,042,635
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,361,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,349,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,809,312
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$216,248
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$133,321
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$133,321
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$6,522
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-187,331
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$451,410
Employer contributions (assets) at end of year	2011-12-31	$451,410
Employer contributions (assets) at beginning of year	2011-12-31	$420,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$204,193
Contract administrator fees	2011-12-31	$14,352
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$1,235
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HAWTHORN, WAYMOUTH, & CARROLL, LLP
Accountancy firm EIN	2011-12-31	720464428
2010 : PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,235
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$20,638
Total income from all sources (including contributions)	2010-12-31	$1,585,083
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$141,597
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$135,820
Value of total corrective distributions	2010-12-31	$1,235
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,015,133
Value of total assets at end of year	2010-12-31	$5,362,829
Value of total assets at beginning of year	2010-12-31	$3,938,746
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,542
Total interest from all sources	2010-12-31	$-633
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$270,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$561,559
Participant contributions at end of year	2010-12-31	$150
Participant contributions at beginning of year	2010-12-31	$23,012
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$33,528
Other income not declared elsewhere	2010-12-31	$1,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$1,443,486
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,361,594
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,918,108
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,809,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,427,956
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$133,321
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$140,055
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$140,055
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$-633
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$568,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$420,046
Employer contributions (assets) at end of year	2010-12-31	$420,046
Employer contributions (assets) at beginning of year	2010-12-31	$347,723
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$135,820
Contract administrator fees	2010-12-31	$4,542
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$1,235
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$20,638
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HAWTHORN, WAYMONTH, & CARROLL, LLP
Accountancy firm EIN	2010-12-31	720464428

Form 5500 Responses for PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN

2015: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: PROVIDENCE ENGINEERING AND ENVIRONMENTAL GROUP, LLC 401(K) PENSION PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PROVIDENCE ENGINEERING & ENVIRONMENTAL GROUP, LLC
Employer identification number (EIN):	721471187
NAIC Classification:	541330
NAIC Description:	Engineering Services