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PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 401k Plan overview

Plan NamePERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST
Plan identification number 001

PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PERFORMANCE ENERGY SERVICES, L.L.C. has sponsored the creation of one or more 401k plans.

Company Name:PERFORMANCE ENERGY SERVICES, L.L.C.
Employer identification number (EIN):721477905
NAIC Classification:237990
NAIC Description:Other Heavy and Civil Engineering Construction

Additional information about PERFORMANCE ENERGY SERVICES, L.L.C.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 2015-04-27
Company Identification Number: 0802203614
Legal Registered Office Address: 2727 NORTH LOOP W

HOUSTON
United States of America (USA)
77008

More information about PERFORMANCE ENERGY SERVICES, L.L.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01TODD CHAMPAGNE2016-09-30 TODD CHAMPAGNE2016-09-30
0012014-01-01TODD CHAMPAGNE
0012013-01-01TODD CHAMPAGNE
0012012-01-01CHRISSY PREVOST CHRISSY PREVOST2013-08-28
0012011-01-01CHRISSY PREVOST
0012009-01-01SAGE BABIN

Plan Statistics for PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST

401k plan membership statisitcs for PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST

Measure Date Value
2014: PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01160
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-0113
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-0141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0141
Number of participants with account balances2014-01-0141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01377
Total number of active participants reported on line 7a of the Form 55002013-01-01254
Number of retired or separated participants receiving benefits2013-01-0138
Number of other retired or separated participants entitled to future benefits2013-01-0161
Total of all active and inactive participants2013-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01353
Number of participants with account balances2013-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01357
Total number of active participants reported on line 7a of the Form 55002012-01-01261
Number of retired or separated participants receiving benefits2012-01-0134
Number of other retired or separated participants entitled to future benefits2012-01-0156
Total of all active and inactive participants2012-01-01351
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01351
Number of participants with account balances2012-01-01243
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2011: PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01333
Total number of active participants reported on line 7a of the Form 55002011-01-01265
Number of retired or separated participants receiving benefits2011-01-0129
Number of other retired or separated participants entitled to future benefits2011-01-0143
Total of all active and inactive participants2011-01-01337
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01337
Number of participants with account balances2011-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01373
Total number of active participants reported on line 7a of the Form 55002009-01-01512
Number of retired or separated participants receiving benefits2009-01-0110
Number of other retired or separated participants entitled to future benefits2009-01-0125
Total of all active and inactive participants2009-01-01547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01547
Number of participants with account balances2009-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0111

Financial Data on PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST

Measure Date Value
2014 : PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$25,536
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,768,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,760,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$15,369
Value of total assets at end of year2014-12-31$533,212
Value of total assets at beginning of year2014-12-31$2,276,517
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,175
Total interest from all sources2014-12-31$10,032
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$0
Participant contributions at end of year2014-12-31$21,266
Participant contributions at beginning of year2014-12-31$334,325
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$586
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$586
Other income not declared elsewhere2014-12-31$135
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,743,305
Value of net assets at end of year (total assets less liabilities)2014-12-31$533,212
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,276,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$236,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,171,179
Interest on participant loans2014-12-31$1,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$32,719
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$14,229
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$14,229
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$8,963
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$226,970
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$756,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$14,783
Employer contributions (assets) at end of year2014-12-31$14,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,760,666
Contract administrator fees2014-12-31$8,175
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HANNIS T BOURGEOIS, LLP
Accountancy firm EIN2014-12-31720636725
2013 : PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,758,439
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,786,552
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,742,850
Expenses. Certain deemed distributions of participant loans2013-12-31$28,577
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,160,424
Value of total assets at end of year2013-12-31$2,276,518
Value of total assets at beginning of year2013-12-31$5,304,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$15,125
Total interest from all sources2013-12-31$57,748
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$690,284
Participant contributions at end of year2013-12-31$334,325
Participant contributions at beginning of year2013-12-31$306,943
Participant contributions at beginning of year2013-12-31$4,338
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$107,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$-3,028,113
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,276,518
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,304,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,185,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,094,617
Income. Interest from loans (other than to participants)2013-12-31$9,224
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$184,652
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$184,652
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$48,524
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$756,784
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,679,828
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$540,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$363,132
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$34,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,742,850
Contract administrator fees2013-12-31$15,125
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HANNIS T BOURGEOIS, LLP
Accountancy firm EIN2013-12-31720636725
2012 : PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,611,374
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$633,152
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$609,383
Expenses. Certain deemed distributions of participant loans2012-12-31$17,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,186,598
Value of total assets at end of year2012-12-31$5,304,631
Value of total assets at beginning of year2012-12-31$4,326,409
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,300
Total interest from all sources2012-12-31$51,408
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$742,879
Participant contributions at end of year2012-12-31$306,943
Participant contributions at beginning of year2012-12-31$210,737
Participant contributions at end of year2012-12-31$4,338
Participant contributions at beginning of year2012-12-31$27
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$978,222
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,304,631
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,326,409
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,094,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,456,960
Interest on participant loans2012-12-31$10,265
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$184,652
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$153,217
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$153,217
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$41,143
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,679,828
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,100,270
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$373,368
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$439,427
Employer contributions (assets) at end of year2012-12-31$34,253
Employer contributions (assets) at beginning of year2012-12-31$405,198
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$609,383
Contract administrator fees2012-12-31$6,300
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HANNIS T BOURGEOIS, LLP
Accountancy firm EIN2012-12-31720636725
2011 : PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$985,419
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$131,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$117,973
Expenses. Certain deemed distributions of participant loans2011-12-31$5,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,099,245
Value of total assets at end of year2011-12-31$4,326,409
Value of total assets at beginning of year2011-12-31$3,472,804
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,680
Total interest from all sources2011-12-31$34,563
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$680,287
Participant contributions at end of year2011-12-31$210,737
Participant contributions at beginning of year2011-12-31$132,530
Participant contributions at end of year2011-12-31$27
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$13,787
Other income not declared elsewhere2011-12-31$2,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$853,605
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,326,409
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,472,804
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,456,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,220,901
Interest on participant loans2011-12-31$8,694
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$153,217
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$133,504
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$133,504
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$25,869
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,100,270
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$702,412
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-150,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$405,171
Employer contributions (assets) at end of year2011-12-31$405,198
Employer contributions (assets) at beginning of year2011-12-31$283,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$117,973
Contract administrator fees2011-12-31$8,680
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HANNIS T. BOURGEOIS, LLP
Accountancy firm EIN2011-12-31720636725
2010 : PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,048,534
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$402,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$346,229
Expenses. Certain deemed distributions of participant loans2010-12-31$52,957
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$775,940
Value of total assets at end of year2010-12-31$3,472,804
Value of total assets at beginning of year2010-12-31$2,826,556
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,100
Total interest from all sources2010-12-31$24,079
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$484,604
Participant contributions at end of year2010-12-31$132,530
Participant contributions at beginning of year2010-12-31$178,409
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$8,412
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$8,070
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$757
Administrative expenses (other) incurred2010-12-31$3,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$646,248
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,472,804
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,826,556
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,220,901
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,847,366
Interest on participant loans2010-12-31$7,045
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$133,504
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$17,034
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$702,412
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$505,931
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$248,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$283,266
Employer contributions (assets) at end of year2010-12-31$283,457
Employer contributions (assets) at beginning of year2010-12-31$285,681
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$346,229
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BEYER, STAGNI & COMPANY
Accountancy firm EIN2010-12-31721110140

Form 5500 Responses for PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST

2014: PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PERFORMANCE ENERGY SERVICES, LLC RETIREMENT PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4536
Policy instance 1
Insurance contract or identification numberGH4536
Number of Individuals Covered41
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,527
Total amount of fees paid to insurance companyUSD $797
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,527
Insurance broker organization code?3
Amount paid for insurance broker fees797
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM TPA ALLIANCE PROGRAM
Insurance broker nameRETIREMENT STRATEGIES GROUP
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4536
Policy instance 1
Insurance contract or identification numberGH4536
Number of Individuals Covered302
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $13,051
Total amount of fees paid to insurance companyUSD $2,660
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,051
Insurance broker organization code?3
Amount paid for insurance broker fees2660
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM TPA ALLIANCE PROGRAM
Insurance broker nameRETIREMENT STRATEGIES GROUP
ING LIFE INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4536
Policy instance 1
Insurance contract or identification numberGH4536
Number of Individuals Covered276
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,151
Total amount of fees paid to insurance companyUSD $2,135
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4536
Policy instance 1
Insurance contract or identification numberGH4536
Number of Individuals Covered276
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,151
Total amount of fees paid to insurance companyUSD $2,135
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,362
Insurance broker organization code?3
Amount paid for insurance broker fees2135
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM TPA ALLIANCE PROGRAM
Insurance broker nameINVESTMENT CENTERS OF AMERICA
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4536
Policy instance 1
Insurance contract or identification numberGH4536
Number of Individuals Covered243
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $8,963
Total amount of fees paid to insurance companyUSD $1,706
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4536
Policy instance 1
Insurance contract or identification numberGH4536
Number of Individuals Covered205
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $6,575
Total amount of fees paid to insurance companyUSD $1,255
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $6,575
Insurance broker organization code?4
Amount paid for insurance broker fees1255
Additional information about fees paid to insurance brokerTPA PARTNERSHIP PROGRAM TPA ALLIANCE PROGRAM
Insurance broker nameRETIREMENT STRATEGIES GROUP

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