401k Plan data: OSTENDORF & BARNETT, PLC 401K PLAN plan

OSTENDORF & BARNETT, PLC 401K PLAN 401k Plan overview

Plan Name	OSTENDORF & BARNETT, PLC 401K PLAN
Plan identification number	001

OSTENDORF & BARNETT, PLC 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

OSTENDORF & BARNETT, PLC has sponsored the creation of one or more 401k plans.

Company Name: OSTENDORF & BARNETT, PLC

Employer identification number (EIN): 721498784

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OSTENDORF & BARNETT, PLC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01 LANCE S. OSTENDORF 2019-06-20
001 2017-01-01 LANCE S. OSTENDORF 2018-06-27
001 2016-01-01 DAVID L. BARNETT 2017-06-13
001 2015-01-01 DAVID L. BARNETT
001 2014-01-01 DAVID BARNETT
001 2013-01-01 DAVID BARNETT
001 2012-01-01 DAVID BARNETT 2013-07-11
001 2011-01-01 DAVID BARNETT 2012-10-15
001 2010-01-01 DAVID BARNETT 2011-10-14
001 2009-01-01 DAVID BARNETT

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2018-01-01	LANCE S. OSTENDORF	2019-06-20
001	2017-01-01	LANCE S. OSTENDORF	2018-06-27
001	2016-01-01	DAVID L. BARNETT	2017-06-13
001	2015-01-01	DAVID L. BARNETT
001	2014-01-01	DAVID BARNETT
001	2013-01-01	DAVID BARNETT
001	2012-01-01	DAVID BARNETT	2013-07-11
001	2011-01-01	DAVID BARNETT	2012-10-15
001	2010-01-01	DAVID BARNETT	2011-10-14
001	2009-01-01	DAVID BARNETT

Plan Statistics for OSTENDORF & BARNETT, PLC 401K PLAN

401k plan membership statisitcs for OSTENDORF & BARNETT, PLC 401K PLAN

Measure Date Value
2015: OSTENDORF & BARNETT, PLC 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 3
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 3
Number of participants with account balances 2015-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: OSTENDORF & BARNETT, PLC 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 3
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 3
Number of participants with account balances 2014-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: OSTENDORF & BARNETT, PLC 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 3
Number of participants with account balances 2013-01-01 3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2009: OSTENDORF & BARNETT, PLC 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 25
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 17
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 19
Number of participants with account balances 2009-01-01 6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2015: OSTENDORF & BARNETT, PLC 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	3
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	3
Number of participants with account balances	2015-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: OSTENDORF & BARNETT, PLC 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	3
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	3
Number of participants with account balances	2014-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: OSTENDORF & BARNETT, PLC 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	3
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	3
Number of participants with account balances	2013-01-01	3
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2009: OSTENDORF & BARNETT, PLC 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	25
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	17
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	19
Number of participants with account balances	2009-01-01	6
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on OSTENDORF & BARNETT, PLC 401K PLAN

Measure	Date	Value
2015 : OSTENDORF & BARNETT, PLC 401K PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$789
Expenses. Total of all expenses incurred	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$99,796
Total plan assets at beginning of year	2015-12-31	$99,007
Total contributions received or receivable from participants	2015-12-31	$1,100
Other income received	2015-12-31	$-311
Net income (gross income less expenses)	2015-12-31	$789
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$99,796
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$99,007
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
2014 : OSTENDORF & BARNETT, PLC 401K PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$-1,381
Expenses. Total of all expenses incurred	2014-12-31	$0
Benefits paid (including direct rollovers)	2014-12-31	$0
Total plan assets at end of year	2014-12-31	$97,757
Total plan assets at beginning of year	2014-12-31	$99,138
Total contributions received or receivable from participants	2014-12-31	$1,300
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$-2,681
Net income (gross income less expenses)	2014-12-31	$-1,381
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$97,757
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$99,138
Assets. Value of participant loans	2014-12-31	$0
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
2013 : OSTENDORF & BARNETT, PLC 401K PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$32,395
Expenses. Total of all expenses incurred	2013-12-31	$7,302
Benefits paid (including direct rollovers)	2013-12-31	$5,817
Total plan assets at end of year	2013-12-31	$99,138
Total plan assets at beginning of year	2013-12-31	$74,045
Total contributions received or receivable from participants	2013-12-31	$23,200
Expenses. Other expenses not covered elsewhere	2013-12-31	$1,485
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$7,135
Net income (gross income less expenses)	2013-12-31	$25,093
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$99,138
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$74,045
Assets. Value of participant loans	2013-12-31	$0
Total contributions received or receivable from employer(s)	2013-12-31	$2,060
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0

Form 5500 Responses for OSTENDORF & BARNETT, PLC 401K PLAN

2015: OSTENDORF & BARNETT, PLC 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OSTENDORF & BARNETT, PLC 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OSTENDORF & BARNETT, PLC 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2009: OSTENDORF & BARNETT, PLC 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	OSTENDORF & BARNETT, PLC
Employer identification number (EIN):	721498784
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers