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TOPOGRAPHIC OM, INC. RETIREMENT PLAN 401k Plan overview

Plan NameTOPOGRAPHIC OM, INC. RETIREMENT PLAN
Plan identification number 001

TOPOGRAPHIC OM, INC. RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TOPOGRAPHIC OM, INC. has sponsored the creation of one or more 401k plans.

Company Name:TOPOGRAPHIC OM, INC.
Employer identification number (EIN):730717508
NAIC Classification:213110
NAIC Description: Support Activities for Mining

Additional information about TOPOGRAPHIC OM, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2141925

More information about TOPOGRAPHIC OM, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TOPOGRAPHIC OM, INC. RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SHARON KEATING
0012017-01-01SHARON KEATING
0012017-01-01SHARON KEATING
0012017-01-01SHARON KEATING
0012016-01-01SHARON KEATING
0012015-01-01SHARON KEATING
0012014-01-01SHARON KEATING
0012013-01-01SHARON KEATING
0012012-01-01SHARON KEATING
0012011-01-01SHARON KEATING
0012010-01-01SHARON KEATING
0012009-01-01SHARON KEATING

Plan Statistics for TOPOGRAPHIC OM, INC. RETIREMENT PLAN

401k plan membership statisitcs for TOPOGRAPHIC OM, INC. RETIREMENT PLAN

Measure Date Value
2022: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01451
Total number of active participants reported on line 7a of the Form 55002022-01-01293
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0195
Total of all active and inactive participants2022-01-01388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01388
Number of participants with account balances2022-01-01359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0135
2021: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01415
Total number of active participants reported on line 7a of the Form 55002021-01-01214
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01202
Total of all active and inactive participants2021-01-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01416
Number of participants with account balances2021-01-01400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0132
2020: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01446
Total number of active participants reported on line 7a of the Form 55002020-01-01207
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01211
Total of all active and inactive participants2020-01-01418
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01418
Number of participants with account balances2020-01-01408
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01114
2019: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01374
Total number of active participants reported on line 7a of the Form 55002019-01-01287
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01107
Total of all active and inactive participants2019-01-01394
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01394
Number of participants with account balances2019-01-01371
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0135
2018: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01303
Total number of active participants reported on line 7a of the Form 55002018-01-01219
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0196
Total of all active and inactive participants2018-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01315
Number of participants with account balances2018-01-01281
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0117
2017: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01207
Total number of active participants reported on line 7a of the Form 55002017-01-01190
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0187
Total of all active and inactive participants2017-01-01277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01277
Number of participants with account balances2017-01-01244
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0115
2016: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01309
Total number of active participants reported on line 7a of the Form 55002016-01-01191
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0178
Total of all active and inactive participants2016-01-01275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01275
Number of participants with account balances2016-01-01241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0132
2015: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01284
Total number of active participants reported on line 7a of the Form 55002015-01-01178
Number of retired or separated participants receiving benefits2015-01-0115
Number of other retired or separated participants entitled to future benefits2015-01-0161
Total of all active and inactive participants2015-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01254
Number of participants with account balances2015-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0147
2014: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01267
Total number of active participants reported on line 7a of the Form 55002014-01-01173
Number of retired or separated participants receiving benefits2014-01-0124
Number of other retired or separated participants entitled to future benefits2014-01-0147
Total of all active and inactive participants2014-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01244
Number of participants with account balances2014-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0136
2013: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01186
Total number of active participants reported on line 7a of the Form 55002013-01-01227
Number of retired or separated participants receiving benefits2013-01-016
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01240
Number of participants with account balances2013-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01155
Total number of active participants reported on line 7a of the Form 55002012-01-01162
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-0119
Total of all active and inactive participants2012-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01188
Number of participants with account balances2012-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01137
Total number of active participants reported on line 7a of the Form 55002011-01-01130
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-0118
Total of all active and inactive participants2011-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01154
Number of participants with account balances2011-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-016
2010: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01119
Total number of active participants reported on line 7a of the Form 55002010-01-0193
Number of retired or separated participants receiving benefits2010-01-013
Number of other retired or separated participants entitled to future benefits2010-01-0114
Total of all active and inactive participants2010-01-01110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01110
Number of participants with account balances2010-01-0187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01116
Total number of active participants reported on line 7a of the Form 55002009-01-01103
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-0113
Total of all active and inactive participants2009-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01119
Number of participants with account balances2009-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-019

Financial Data on TOPOGRAPHIC OM, INC. RETIREMENT PLAN

Measure Date Value
2022 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$7,382
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$13,312
Total income from all sources (including contributions)2022-12-31$-739,057
Total of all expenses incurred2022-12-31$1,014,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$897,385
Expenses. Certain deemed distributions of participant loans2022-12-31$16,019
Value of total corrective distributions2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,875,615
Value of total assets at end of year2022-12-31$14,826,043
Value of total assets at beginning of year2022-12-31$16,585,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$100,627
Total interest from all sources2022-12-31$20,951
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$741,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$741,530
Administrative expenses professional fees incurred2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,363,677
Participant contributions at end of year2022-12-31$279,400
Participant contributions at beginning of year2022-12-31$338,953
Participant contributions at end of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$10,561
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$635,749
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$635,749
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$7,382
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$13,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,753,088
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,818,661
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$16,571,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$53,809
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$13,539,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$15,369,257
Interest on participant loans2022-12-31$17,492
Interest earned on other investments2022-12-31$3,459
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$348,911
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$227,145
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,377,153
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$501,377
Employer contributions (assets) at end of year2022-12-31$22,364
Employer contributions (assets) at beginning of year2022-12-31$13,957
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$897,385
Contract administrator fees2022-12-31$46,818
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ROBERTSON & ROBERTSON PLLC
Accountancy firm EIN2022-12-31261631123
2021 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$13,312
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$13,312
Total income from all sources (including contributions)2021-12-31$3,665,343
Total of all expenses incurred2021-12-31$1,771,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,642,336
Expenses. Certain deemed distributions of participant loans2021-12-31$18,357
Value of total corrective distributions2021-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,526,495
Value of total assets at end of year2021-12-31$16,585,061
Value of total assets at beginning of year2021-12-31$14,690,926
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$110,515
Total interest from all sources2021-12-31$18,838
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$791,111
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$791,111
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,246,774
Participant contributions at end of year2021-12-31$338,953
Participant contributions at beginning of year2021-12-31$288,869
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$635,749
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$635,749
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$13,312
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$13,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,894,135
Value of net assets at end of year (total assets less liabilities)2021-12-31$16,571,749
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$14,677,614
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$57,905
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$15,369,257
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,386,866
Interest on participant loans2021-12-31$15,974
Interest earned on other investments2021-12-31$2,864
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$227,145
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$379,442
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,328,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$279,721
Employer contributions (assets) at end of year2021-12-31$13,957
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,642,336
Contract administrator fees2021-12-31$52,610
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31ROBERTSON & ROBERTSON, PLLC
Accountancy firm EIN2021-12-31261631123
2020 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$13,312
Total income from all sources (including contributions)2020-12-31$4,191,017
Total of all expenses incurred2020-12-31$2,597,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,515,756
Expenses. Certain deemed distributions of participant loans2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,180,845
Value of total assets at end of year2020-12-31$14,690,926
Value of total assets at beginning of year2020-12-31$13,084,569
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$82,216
Total interest from all sources2020-12-31$16,609
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$460,590
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$460,590
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,320,180
Participant contributions at end of year2020-12-31$288,869
Participant contributions at beginning of year2020-12-31$239,202
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$395,341
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$635,749
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$635,749
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$13,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,593,045
Value of net assets at end of year (total assets less liabilities)2020-12-31$14,677,614
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$13,084,569
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$38,893
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,386,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,912,922
Interest on participant loans2020-12-31$12,444
Interest earned on other investments2020-12-31$4,165
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$379,442
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$296,696
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,532,973
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$465,324
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,515,756
Contract administrator fees2020-12-31$43,323
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ROBERTSON & ROBERTSON, PLLC
Accountancy firm EIN2020-12-31261631123
2019 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$4,169,139
Total of all expenses incurred2019-12-31$1,221,113
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,178,534
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,060,750
Value of total assets at end of year2019-12-31$13,084,569
Value of total assets at beginning of year2019-12-31$10,136,543
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$42,579
Total interest from all sources2019-12-31$16,746
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$483,947
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$483,947
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,494,488
Participant contributions at end of year2019-12-31$239,202
Participant contributions at beginning of year2019-12-31$242,078
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,347
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$635,749
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$639,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,948,026
Value of net assets at end of year (total assets less liabilities)2019-12-31$13,084,569
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,136,543
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,912,922
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,059,887
Interest on participant loans2019-12-31$13,780
Interest earned on other investments2019-12-31$2,966
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$296,696
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$195,082
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,607,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$561,915
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,178,534
Contract administrator fees2019-12-31$42,579
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ROBERTSON & ROBERTSON, PLLC
Accountancy firm EIN2019-12-31261631123
2018 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,018,694
Total of all expenses incurred2018-12-31$356,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$325,918
Expenses. Certain deemed distributions of participant loans2018-12-31$74
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,479,200
Value of total assets at end of year2018-12-31$10,136,543
Value of total assets at beginning of year2018-12-31$9,474,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$30,604
Total interest from all sources2018-12-31$13,570
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$413,254
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$413,254
Administrative expenses professional fees incurred2018-12-31$30,604
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,073,138
Participant contributions at end of year2018-12-31$242,078
Participant contributions at beginning of year2018-12-31$264,818
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$24,929
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,057
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$639,496
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$635,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$662,098
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,136,543
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,474,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,059,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,440,100
Interest on participant loans2018-12-31$13,570
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$195,082
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$98,478
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-887,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$400,005
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$10,371
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$325,918
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ROBERTSON & ROBERTSON, PLLC
Accountancy firm EIN2018-12-31261631123
2017 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,175,581
Total of all expenses incurred2017-12-31$2,473,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,473,085
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,200,403
Value of total assets at end of year2017-12-31$8,803,396
Value of total assets at beginning of year2017-12-31$9,100,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$39
Total interest from all sources2017-12-31$14,208
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$39
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$100,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$847,202
Participant contributions at end of year2017-12-31$264,818
Participant contributions at beginning of year2017-12-31$282,216
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$31,624
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$22,713
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$2,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-297,543
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,803,396
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,100,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,538,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,771,141
Interest on participant loans2017-12-31$14,208
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$98,478
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$960,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$330,488
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$13,501
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,473,085
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KEVIN C. DUKE, CPA
Accountancy firm EIN2017-12-31731459596
2016 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,698,113
Total of all expenses incurred2016-12-31$409,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$409,209
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,239,639
Value of total assets at end of year2016-12-31$9,100,939
Value of total assets at beginning of year2016-12-31$7,812,035
Total interest from all sources2016-12-31$12,900
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$100,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$894,261
Participant contributions at end of year2016-12-31$282,216
Participant contributions at beginning of year2016-12-31$208,122
Participant contributions at end of year2016-12-31$31,624
Participant contributions at beginning of year2016-12-31$33,451
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2,457
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$1,681
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,288,904
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,100,939
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,812,035
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,771,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,555,503
Interest on participant loans2016-12-31$12,900
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$445,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$345,378
Employer contributions (assets) at end of year2016-12-31$13,501
Employer contributions (assets) at beginning of year2016-12-31$13,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$409,209
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KEVIN C. DUKE, CPA
Accountancy firm EIN2016-12-31731459596
2015 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$940,993
Total of all expenses incurred2015-12-31$476,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$476,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,329,392
Value of total assets at end of year2015-12-31$7,812,035
Value of total assets at beginning of year2015-12-31$7,347,978
Total interest from all sources2015-12-31$7,603
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$943,817
Participant contributions at end of year2015-12-31$208,122
Participant contributions at beginning of year2015-12-31$113,180
Participant contributions at end of year2015-12-31$33,451
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$5,134
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$1,681
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$464,057
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,812,035
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,347,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,555,503
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,233,964
Interest on participant loans2015-12-31$7,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-396,002
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$380,441
Employer contributions (assets) at end of year2015-12-31$13,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$476,936
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KEVIN C. DUKE, CPA
Accountancy firm EIN2015-12-31731459596
2014 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,471,310
Total of all expenses incurred2014-12-31$902,493
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$902,493
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,096,982
Value of total assets at end of year2014-12-31$7,347,978
Value of total assets at beginning of year2014-12-31$6,779,161
Total interest from all sources2014-12-31$3,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$784,219
Participant contributions at end of year2014-12-31$113,180
Participant contributions at beginning of year2014-12-31$80,851
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$834
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$568,817
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,347,978
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,779,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,233,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,698,310
Income. Interest from loans (other than to participants)2014-12-31$3,786
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$370,542
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$312,763
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$902,493
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KEVIN C. DUKE, CPA
Accountancy firm EIN2014-12-31731459596
2013 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$2,079,186
Total of all expenses incurred2013-12-31$272,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$272,093
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,006,987
Value of total assets at end of year2013-12-31$6,779,161
Value of total assets at beginning of year2013-12-31$4,972,068
Total interest from all sources2013-12-31$2,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$683,955
Participant contributions at end of year2013-12-31$80,851
Participant contributions at beginning of year2013-12-31$41,805
Participant contributions at beginning of year2013-12-31$25,893
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$34,655
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,807,093
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,779,161
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,972,068
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,698,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,892,376
Interest on participant loans2013-12-31$2,428
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,069,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$288,377
Employer contributions (assets) at beginning of year2013-12-31$11,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$272,093
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KEVIN C. DUKE, CPA
Accountancy firm EIN2013-12-31731459596
2012 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,238,226
Total of all expenses incurred2012-12-31$75,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$75,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$837,080
Value of total assets at end of year2012-12-31$4,972,068
Value of total assets at beginning of year2012-12-31$3,809,486
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$100,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$592,582
Participant contributions at end of year2012-12-31$41,805
Participant contributions at beginning of year2012-12-31$49,976
Participant contributions at end of year2012-12-31$25,893
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$622
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,162,582
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,972,068
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,809,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,892,376
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,759,510
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$401,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$244,498
Employer contributions (assets) at end of year2012-12-31$11,372
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$75,644
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KEVIN C. DUKE, CPA
Accountancy firm EIN2012-12-31731459596
2011 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$290,136
Total of all expenses incurred2011-12-31$308,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$308,977
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$594,531
Value of total assets at end of year2011-12-31$3,809,486
Value of total assets at beginning of year2011-12-31$3,828,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$100,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$421,945
Participant contributions at end of year2011-12-31$49,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-18,841
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,809,486
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,828,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,759,510
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,828,327
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-304,395
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$172,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$308,977
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KEVIN C. DUKE, CPA
Accountancy firm EIN2011-12-31731459596
2010 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$932,064
Expenses. Total of all expenses incurred2010-12-31$83,954
Benefits paid (including direct rollovers)2010-12-31$83,954
Total plan assets at end of year2010-12-31$3,828,327
Total plan assets at beginning of year2010-12-31$2,980,217
Value of fidelity bond covering the plan2010-12-31$100,000
Total contributions received or receivable from participants2010-12-31$361,214
Other income received2010-12-31$419,082
Net income (gross income less expenses)2010-12-31$848,110
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,828,327
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,980,217
Assets. Value of participant loans2010-12-31$49,507
Total contributions received or receivable from employer(s)2010-12-31$151,768
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TOPOGRAPHIC OM, INC. RETIREMENT PLAN

2022: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: TOPOGRAPHIC OM, INC. RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260279-01
Policy instance 1
Insurance contract or identification number1260279-01
Number of Individuals Covered65
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260279-01
Policy instance 1
Insurance contract or identification number1260279-01
Number of Individuals Covered62
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260279-01
Policy instance 1
Insurance contract or identification number1260279-01
Number of Individuals Covered60
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260279-01
Policy instance 1
Insurance contract or identification number1260279-01
Number of Individuals Covered44
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number1260279-01
Policy instance 1
Insurance contract or identification number1260279-01
Number of Individuals Covered19
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B3-QJ01
Policy instance 2
Insurance contract or identification numberGAP-B3-QJ01
Number of Individuals Covered241
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $155
Total amount of fees paid to insurance companyUSD $39
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $155
Amount paid for insurance broker fees0
Insurance broker organization code?4
Additional information about fees paid to insurance brokerADMINISTRATIVE COMPENSATION
Insurance broker namePENSION SOLUTIONS, INC.
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number126027901
Policy instance 1
Insurance contract or identification number126027901
Number of Individuals Covered4
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B3-QJ01
Policy instance 1
Insurance contract or identification numberGAP-B3-QJ01
Number of Individuals Covered202
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $33
Total amount of fees paid to insurance companyUSD $17
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $33
Amount paid for insurance broker fees17
Insurance broker nameMML INVESTORS SERVICES, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B3-QJ01
Policy instance 1
Insurance contract or identification numberGAP-B3-QJ01
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $17
Total amount of fees paid to insurance companyUSD $8
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $17
Amount paid for insurance broker fees8
Insurance broker nameMML INVESTORS SERVICES, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B3-QJ01
Policy instance 1
Insurance contract or identification numberGAP-B3-QJ01
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2
Total amount of fees paid to insurance companyUSD $1
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $2
Amount paid for insurance broker fees1
Insurance broker nameMML INVESTORS SERVICES, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B3-QJ01
Policy instance 1
Insurance contract or identification numberGAP-B3-QJ01
Number of Individuals Covered107
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $6
Total amount of fees paid to insurance companyUSD $2
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $6
Amount paid for insurance broker fees2
Insurance broker nameMML INVESTORS SERVICES, INC.
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B3-QJ01
Policy instance 1
Insurance contract or identification numberGAP-B3-QJ01
Number of Individuals Covered107
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1
Total amount of fees paid to insurance companyUSD $1
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract numberGAP-B3-QJ01
Policy instance 1
Insurance contract or identification numberGAP-B3-QJ01
Number of Individuals Covered93
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $14
Total amount of fees paid to insurance companyUSD $4
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $14
Amount paid for insurance broker fees4
Insurance broker organization code?7
Insurance broker nameKENNETH CULVER JR.

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