COLE, PAINE & CARLIN INSURANCE AGENCY, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan COLE, PAINE & CARLIN INSURANCE AGENCY, INC. 401K PLAN
401k plan membership statisitcs for COLE, PAINE & CARLIN INSURANCE AGENCY, INC. 401K PLAN
| Measure | Date | Value |
|---|
| 2011: COLE, PAINE & CARLIN INSURANCE AGENCY, INC. 401K PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-07-01 | 33 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-07-01 | 26 |
| Number of retired or separated participants receiving benefits | 2011-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-07-01 | 7 |
| Total of all active and inactive participants | 2011-07-01 | 33 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-07-01 | 0 |
| Total participants | 2011-07-01 | 33 |
| Number of participants with account balances | 2011-07-01 | 33 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-07-01 | 0 |
| 2009: COLE, PAINE & CARLIN INSURANCE AGENCY, INC. 401K PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-07-01 | 31 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-07-01 | 18 |
| Number of retired or separated participants receiving benefits | 2009-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-07-01 | 9 |
| Total of all active and inactive participants | 2009-07-01 | 27 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-07-01 | 0 |
| Total participants | 2009-07-01 | 27 |
| Number of participants with account balances | 2009-07-01 | 27 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-07-01 | 0 |
| Measure | Date | Value |
|---|
| 2013 : COLE, PAINE & CARLIN INSURANCE AGENCY, INC. 401K PLAN 2013 401k financial data |
|---|
| Total plan assets at beginning of year | 2013-06-30 | $1,787,948 |
| Net income (gross income less expenses) | 2013-06-30 | $-91,821 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-06-30 | $1,787,948 |
| 2012 : COLE, PAINE & CARLIN INSURANCE AGENCY, INC. 401K PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-06-30 | $230,874 |
| Expenses. Total of all expenses incurred | 2012-06-30 | $322,695 |
| Benefits paid (including direct rollovers) | 2012-06-30 | $322,004 |
| Total plan assets at end of year | 2012-06-30 | $1,787,948 |
| Total plan assets at beginning of year | 2012-06-30 | $1,879,769 |
| Value of fidelity bond covering the plan | 2012-06-30 | $500,000 |
| Total contributions received or receivable from participants | 2012-06-30 | $162,985 |
| Contributions received from other sources (not participants or employers) | 2012-06-30 | $17,106 |
| Other income received | 2012-06-30 | $-21,107 |
| Net income (gross income less expenses) | 2012-06-30 | $-91,821 |
| Net plan assets at end of year (total assets less liabilities) | 2012-06-30 | $1,787,948 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-06-30 | $1,879,769 |
| Assets. Value of participant loans | 2012-06-30 | $15,783 |
| Total contributions received or receivable from employer(s) | 2012-06-30 | $71,890 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-06-30 | $691 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-06-30 | $0 |
| 2011 : COLE, PAINE & CARLIN INSURANCE AGENCY, INC. 401K PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-06-30 | $517,603 |
| Expenses. Total of all expenses incurred | 2011-06-30 | $77,389 |
| Benefits paid (including direct rollovers) | 2011-06-30 | $76,207 |
| Total plan assets at end of year | 2011-06-30 | $1,879,769 |
| Total plan assets at beginning of year | 2011-06-30 | $1,439,555 |
| Value of fidelity bond covering the plan | 2011-06-30 | $500,000 |
| Total contributions received or receivable from participants | 2011-06-30 | $135,493 |
| Other income received | 2011-06-30 | $321,724 |
| Net income (gross income less expenses) | 2011-06-30 | $440,214 |
| Net plan assets at end of year (total assets less liabilities) | 2011-06-30 | $1,879,769 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-06-30 | $1,439,555 |
| Assets. Value of participant loans | 2011-06-30 | $63,502 |
| Total contributions received or receivable from employer(s) | 2011-06-30 | $60,386 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-06-30 | $1,182 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-06-30 | $0 |
| 2010 : COLE, PAINE & CARLIN INSURANCE AGENCY, INC. 401K PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-06-30 | $0 |
| 2011: COLE, PAINE & CARLIN INSURANCE AGENCY, INC. 401K PLAN 2011 form 5500 responses |
|---|
| 2011-07-01 | Type of plan entity | Single employer plan |
| 2011-07-01 | Submission has been amended | No |
| 2011-07-01 | This submission is the final filing | No |
| 2011-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-07-01 | Plan is a collectively bargained plan | No |
| 2011-07-01 | Plan funding arrangement – Trust | Yes |
| 2011-07-01 | Plan benefit arrangement - Trust | Yes |
| 2009: COLE, PAINE & CARLIN INSURANCE AGENCY, INC. 401K PLAN 2009 form 5500 responses |
|---|
| 2009-07-01 | Type of plan entity | Single employer plan |
| 2009-07-01 | Submission has been amended | No |
| 2009-07-01 | This submission is the final filing | No |
| 2009-07-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-07-01 | Plan is a collectively bargained plan | No |
| 2009-07-01 | Plan funding arrangement – Trust | Yes |
| 2009-07-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 91916 |
| Policy instance | 1 |
| Insurance contract or identification number | 91916 | | Insurance policy start date | 2013-04-02 | | Insurance policy end date | 2013-06-30 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 91916 |
| Policy instance | 1 |
| Insurance contract or identification number | 91916 | | Number of Individuals Covered | 35 | | Insurance policy start date | 2012-04-02 | | Insurance policy end date | 2012-06-30 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 91916 |
| Policy instance | 1 |
| Insurance contract or identification number | 91916 | | Number of Individuals Covered | 25 | | Insurance policy start date | 2011-04-02 | | Insurance policy end date | 2011-06-30 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
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