ROSENSTEIN, FIST & RINGOLD, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST
| Measure | Date | Value |
|---|
| 2021: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-10-01 | 22 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-10-01 | 0 |
| Number of retired or separated participants receiving benefits | 2021-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-10-01 | 0 |
| Total of all active and inactive participants | 2021-10-01 | 0 |
| 2020: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-10-01 | 22 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-10-01 | 21 |
| Number of retired or separated participants receiving benefits | 2020-10-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2020-10-01 | 0 |
| Total of all active and inactive participants | 2020-10-01 | 22 |
| 2019: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-10-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-10-01 | 22 |
| Total of all active and inactive participants | 2019-10-01 | 22 |
| Total participants | 2019-10-01 | 22 |
| 2018: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-10-01 | 25 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-10-01 | 23 |
| Total of all active and inactive participants | 2018-10-01 | 23 |
| Total participants | 2018-10-01 | 23 |
| 2017: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-10-01 | 26 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-10-01 | 25 |
| Total of all active and inactive participants | 2017-10-01 | 25 |
| Total participants | 2017-10-01 | 25 |
| 2016: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-10-01 | 27 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 26 |
| Number of retired or separated participants receiving benefits | 2016-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 0 |
| Total of all active and inactive participants | 2016-10-01 | 26 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 0 |
| Total participants | 2016-10-01 | 26 |
| 2015: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-10-01 | 28 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 30 |
| Number of retired or separated participants receiving benefits | 2015-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 0 |
| Total of all active and inactive participants | 2015-10-01 | 30 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 0 |
| Total participants | 2015-10-01 | 30 |
| 2014: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-10-01 | 31 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 28 |
| Number of retired or separated participants receiving benefits | 2014-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 0 |
| Total of all active and inactive participants | 2014-10-01 | 28 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 0 |
| Total participants | 2014-10-01 | 28 |
| 2013: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-10-01 | 30 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 30 |
| Total of all active and inactive participants | 2013-10-01 | 30 |
| Total participants | 2013-10-01 | 30 |
| 2012: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-10-01 | 30 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 31 |
| Number of retired or separated participants receiving benefits | 2012-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 0 |
| Total of all active and inactive participants | 2012-10-01 | 31 |
| 2011: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-10-01 | 31 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 30 |
| Number of retired or separated participants receiving benefits | 2011-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 0 |
| Total of all active and inactive participants | 2011-10-01 | 30 |
| 2009: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-10-01 | 34 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-10-01 | 34 |
| Number of retired or separated participants receiving benefits | 2009-10-01 | 0 |
| Total of all active and inactive participants | 2009-10-01 | 34 |
| Measure | Date | Value |
|---|
| 2021 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2021 401k financial data |
|---|
| Total income from all sources | 2021-10-31 | $26,400 |
| Expenses. Total of all expenses incurred | 2021-10-31 | $26,644 |
| Benefits paid (including direct rollovers) | 2021-10-31 | $22,682 |
| Total plan assets at end of year | 2021-10-31 | $0 |
| Total plan assets at beginning of year | 2021-10-31 | $244 |
| Value of fidelity bond covering the plan | 2021-10-31 | $500,000 |
| Net income (gross income less expenses) | 2021-10-31 | $-244 |
| Net plan assets at end of year (total assets less liabilities) | 2021-10-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-10-31 | $244 |
| Total contributions received or receivable from employer(s) | 2021-10-31 | $26,400 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-10-31 | $3,962 |
| Transfers to/from the plan | 2021-09-30 | $0 |
| Total income from all sources | 2021-09-30 | $391,205 |
| Expenses. Total of all expenses incurred | 2021-09-30 | $397,682 |
| Benefits paid (including direct rollovers) | 2021-09-30 | $302,549 |
| Total plan assets at end of year | 2021-09-30 | $244 |
| Total plan assets at beginning of year | 2021-09-30 | $6,721 |
| Value of fidelity bond covering the plan | 2021-09-30 | $500,000 |
| Expenses. Other expenses not covered elsewhere | 2021-09-30 | $85,396 |
| Other income received | 2021-09-30 | $1 |
| Net income (gross income less expenses) | 2021-09-30 | $-6,477 |
| Net plan assets at end of year (total assets less liabilities) | 2021-09-30 | $244 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-09-30 | $6,721 |
| Total contributions received or receivable from employer(s) | 2021-09-30 | $391,204 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-09-30 | $9,737 |
| 2020 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2020 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2020-09-30 | $0 |
| Total income from all sources | 2020-09-30 | $324,370 |
| Expenses. Total of all expenses incurred | 2020-09-30 | $319,886 |
| Benefits paid (including direct rollovers) | 2020-09-30 | $319,886 |
| Total plan assets at end of year | 2020-09-30 | $6,721 |
| Total plan assets at beginning of year | 2020-09-30 | $2,237 |
| Value of fidelity bond covering the plan | 2020-09-30 | $500,000 |
| Other income received | 2020-09-30 | $105 |
| Net income (gross income less expenses) | 2020-09-30 | $4,484 |
| Net plan assets at end of year (total assets less liabilities) | 2020-09-30 | $6,721 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-09-30 | $2,237 |
| Total contributions received or receivable from employer(s) | 2020-09-30 | $324,265 |
| 2019 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2019 401k financial data |
|---|
| Total income from all sources | 2019-09-30 | $265,327 |
| Expenses. Total of all expenses incurred | 2019-09-30 | $263,618 |
| Benefits paid (including direct rollovers) | 2019-09-30 | $263,618 |
| Total plan assets at end of year | 2019-09-30 | $2,237 |
| Total plan assets at beginning of year | 2019-09-30 | $528 |
| Value of fidelity bond covering the plan | 2019-09-30 | $500,000 |
| Other income received | 2019-09-30 | $327 |
| Net income (gross income less expenses) | 2019-09-30 | $1,709 |
| Net plan assets at end of year (total assets less liabilities) | 2019-09-30 | $2,237 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-09-30 | $528 |
| Total contributions received or receivable from employer(s) | 2019-09-30 | $265,000 |
| 2017 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2017 401k financial data |
|---|
| Total income from all sources | 2017-09-30 | $260,490 |
| Expenses. Total of all expenses incurred | 2017-09-30 | $252,508 |
| Benefits paid (including direct rollovers) | 2017-09-30 | $252,508 |
| Total plan assets at end of year | 2017-09-30 | $8,415 |
| Total plan assets at beginning of year | 2017-09-30 | $433 |
| Value of fidelity bond covering the plan | 2017-09-30 | $500,000 |
| Total contributions received or receivable from participants | 2017-09-30 | $530 |
| Contributions received from other sources (not participants or employers) | 2017-09-30 | $2,407 |
| Other income received | 2017-09-30 | $53 |
| Net income (gross income less expenses) | 2017-09-30 | $7,982 |
| Net plan assets at end of year (total assets less liabilities) | 2017-09-30 | $8,415 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-09-30 | $433 |
| Total contributions received or receivable from employer(s) | 2017-09-30 | $257,500 |
| 2016 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2016 401k financial data |
|---|
| Total income from all sources | 2016-09-30 | $484,506 |
| Expenses. Total of all expenses incurred | 2016-09-30 | $489,879 |
| Benefits paid (including direct rollovers) | 2016-09-30 | $489,879 |
| Total plan assets at end of year | 2016-09-30 | $433 |
| Total plan assets at beginning of year | 2016-09-30 | $5,806 |
| Value of fidelity bond covering the plan | 2016-09-30 | $500,000 |
| Other income received | 2016-09-30 | $6 |
| Net income (gross income less expenses) | 2016-09-30 | $-5,373 |
| Net plan assets at end of year (total assets less liabilities) | 2016-09-30 | $433 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-09-30 | $5,806 |
| Total contributions received or receivable from employer(s) | 2016-09-30 | $484,500 |
| 2015 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2015 401k financial data |
|---|
| Total income from all sources | 2015-09-30 | $348,001 |
| Expenses. Total of all expenses incurred | 2015-09-30 | $343,058 |
| Benefits paid (including direct rollovers) | 2015-09-30 | $343,058 |
| Total plan assets at end of year | 2015-09-30 | $5,806 |
| Total plan assets at beginning of year | 2015-09-30 | $863 |
| Value of fidelity bond covering the plan | 2015-09-30 | $500,000 |
| Other income received | 2015-09-30 | $1 |
| Net income (gross income less expenses) | 2015-09-30 | $4,943 |
| Net plan assets at end of year (total assets less liabilities) | 2015-09-30 | $5,806 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-09-30 | $863 |
| Total contributions received or receivable from employer(s) | 2015-09-30 | $348,000 |
| 2014 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2014 401k financial data |
|---|
| Total income from all sources | 2014-09-30 | $374,001 |
| Expenses. Total of all expenses incurred | 2014-09-30 | $373,540 |
| Benefits paid (including direct rollovers) | 2014-09-30 | $373,540 |
| Total plan assets at end of year | 2014-09-30 | $863 |
| Total plan assets at beginning of year | 2014-09-30 | $402 |
| Value of fidelity bond covering the plan | 2014-09-30 | $500,000 |
| Other income received | 2014-09-30 | $1 |
| Net income (gross income less expenses) | 2014-09-30 | $461 |
| Net plan assets at end of year (total assets less liabilities) | 2014-09-30 | $863 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-09-30 | $402 |
| Total contributions received or receivable from employer(s) | 2014-09-30 | $374,000 |
| 2013 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2013 401k financial data |
|---|
| Total income from all sources | 2013-09-30 | $303,501 |
| Expenses. Total of all expenses incurred | 2013-09-30 | $308,645 |
| Benefits paid (including direct rollovers) | 2013-09-30 | $308,645 |
| Total plan assets at end of year | 2013-09-30 | $402 |
| Total plan assets at beginning of year | 2013-09-30 | $5,546 |
| Value of fidelity bond covering the plan | 2013-09-30 | $500,000 |
| Other income received | 2013-09-30 | $1 |
| Net income (gross income less expenses) | 2013-09-30 | $-5,144 |
| Net plan assets at end of year (total assets less liabilities) | 2013-09-30 | $402 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-09-30 | $5,546 |
| Total contributions received or receivable from employer(s) | 2013-09-30 | $303,500 |
| 2012 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2012 401k financial data |
|---|
| Total income from all sources | 2012-09-30 | $309,301 |
| Expenses. Total of all expenses incurred | 2012-09-30 | $304,454 |
| Benefits paid (including direct rollovers) | 2012-09-30 | $304,454 |
| Total plan assets at end of year | 2012-09-30 | $5,546 |
| Total plan assets at beginning of year | 2012-09-30 | $699 |
| Value of fidelity bond covering the plan | 2012-09-30 | $500,000 |
| Total contributions received or receivable from participants | 2012-09-30 | $496 |
| Contributions received from other sources (not participants or employers) | 2012-09-30 | $36,805 |
| Net income (gross income less expenses) | 2012-09-30 | $4,847 |
| Net plan assets at end of year (total assets less liabilities) | 2012-09-30 | $5,546 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-09-30 | $699 |
| Total contributions received or receivable from employer(s) | 2012-09-30 | $272,000 |
| 2011 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2011 401k financial data |
|---|
| Total income from all sources | 2011-09-30 | $330,758 |
| Expenses. Total of all expenses incurred | 2011-09-30 | $353,328 |
| Benefits paid (including direct rollovers) | 2011-09-30 | $353,328 |
| Total plan assets at end of year | 2011-09-30 | $699 |
| Total plan assets at beginning of year | 2011-09-30 | $23,269 |
| Value of fidelity bond covering the plan | 2011-09-30 | $500,000 |
| Other income received | 2011-09-30 | $16 |
| Net income (gross income less expenses) | 2011-09-30 | $-22,570 |
| Net plan assets at end of year (total assets less liabilities) | 2011-09-30 | $699 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-09-30 | $23,269 |
| Total contributions received or receivable from employer(s) | 2011-09-30 | $330,742 |
| 2021: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2021 form 5500 responses |
|---|
| 2021-10-01 | Type of plan entity | Single employer plan |
| 2021-10-01 | Submission has been amended | No |
| 2021-10-01 | This submission is the final filing | Yes |
| 2021-10-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2021-10-01 | Plan is a collectively bargained plan | No |
| 2021-10-01 | Plan funding arrangement – Trust | Yes |
| 2021-10-01 | Plan benefit arrangement - Trust | Yes |
| 2020: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2020 form 5500 responses |
|---|
| 2020-10-01 | Type of plan entity | Single employer plan |
| 2020-10-01 | Submission has been amended | No |
| 2020-10-01 | This submission is the final filing | No |
| 2020-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-10-01 | Plan is a collectively bargained plan | No |
| 2020-10-01 | Plan funding arrangement – Insurance | Yes |
| 2020-10-01 | Plan funding arrangement – Trust | Yes |
| 2020-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-10-01 | Plan benefit arrangement - Trust | Yes |
| 2019: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2019 form 5500 responses |
|---|
| 2019-10-01 | Type of plan entity | Single employer plan |
| 2019-10-01 | Submission has been amended | No |
| 2019-10-01 | This submission is the final filing | No |
| 2019-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-10-01 | Plan is a collectively bargained plan | No |
| 2019-10-01 | Plan funding arrangement – Insurance | Yes |
| 2019-10-01 | Plan funding arrangement – Trust | Yes |
| 2019-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-10-01 | Plan benefit arrangement - Trust | Yes |
| 2018: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2018 form 5500 responses |
|---|
| 2018-10-01 | Type of plan entity | Single employer plan |
| 2018-10-01 | Submission has been amended | No |
| 2018-10-01 | This submission is the final filing | No |
| 2018-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-10-01 | Plan is a collectively bargained plan | No |
| 2018-10-01 | Plan funding arrangement – Insurance | Yes |
| 2018-10-01 | Plan funding arrangement – Trust | Yes |
| 2018-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-10-01 | Plan benefit arrangement - Trust | Yes |
| 2017: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2017 form 5500 responses |
|---|
| 2017-10-01 | Type of plan entity | Single employer plan |
| 2017-10-01 | Submission has been amended | No |
| 2017-10-01 | This submission is the final filing | No |
| 2017-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-10-01 | Plan is a collectively bargained plan | No |
| 2017-10-01 | Plan funding arrangement – Insurance | Yes |
| 2017-10-01 | Plan funding arrangement – Trust | Yes |
| 2017-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-10-01 | Plan benefit arrangement - Trust | Yes |
| 2016: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2016 form 5500 responses |
|---|
| 2016-10-01 | Type of plan entity | Single employer plan |
| 2016-10-01 | Submission has been amended | No |
| 2016-10-01 | This submission is the final filing | No |
| 2016-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-10-01 | Plan is a collectively bargained plan | No |
| 2016-10-01 | Plan funding arrangement – Insurance | Yes |
| 2016-10-01 | Plan funding arrangement – Trust | Yes |
| 2016-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-10-01 | Plan benefit arrangement - Trust | Yes |
| 2015: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2015 form 5500 responses |
|---|
| 2015-10-01 | Type of plan entity | Single employer plan |
| 2015-10-01 | Submission has been amended | No |
| 2015-10-01 | This submission is the final filing | No |
| 2015-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-10-01 | Plan is a collectively bargained plan | No |
| 2015-10-01 | Plan funding arrangement – Insurance | Yes |
| 2015-10-01 | Plan funding arrangement – Trust | Yes |
| 2015-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-10-01 | Plan benefit arrangement - Trust | Yes |
| 2014: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2014 form 5500 responses |
|---|
| 2014-10-01 | Type of plan entity | Single employer plan |
| 2014-10-01 | Submission has been amended | No |
| 2014-10-01 | This submission is the final filing | No |
| 2014-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-10-01 | Plan is a collectively bargained plan | No |
| 2014-10-01 | Plan funding arrangement – Insurance | Yes |
| 2014-10-01 | Plan funding arrangement – Trust | Yes |
| 2014-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-10-01 | Plan benefit arrangement - Trust | Yes |
| 2013: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2013 form 5500 responses |
|---|
| 2013-10-01 | Type of plan entity | Single employer plan |
| 2013-10-01 | Submission has been amended | No |
| 2013-10-01 | This submission is the final filing | No |
| 2013-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-10-01 | Plan is a collectively bargained plan | No |
| 2013-10-01 | Plan funding arrangement – Insurance | Yes |
| 2013-10-01 | Plan funding arrangement – Trust | Yes |
| 2013-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-10-01 | Plan benefit arrangement - Trust | Yes |
| 2012: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2012 form 5500 responses |
|---|
| 2012-10-01 | Type of plan entity | Single employer plan |
| 2012-10-01 | Submission has been amended | No |
| 2012-10-01 | This submission is the final filing | No |
| 2012-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-10-01 | Plan is a collectively bargained plan | No |
| 2012-10-01 | Plan funding arrangement – Insurance | Yes |
| 2012-10-01 | Plan funding arrangement – Trust | Yes |
| 2012-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-10-01 | Plan benefit arrangement - Trust | Yes |
| 2011: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2011 form 5500 responses |
|---|
| 2011-10-01 | Type of plan entity | Single employer plan |
| 2011-10-01 | Submission has been amended | No |
| 2011-10-01 | This submission is the final filing | No |
| 2011-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-10-01 | Plan is a collectively bargained plan | No |
| 2011-10-01 | Plan funding arrangement – Insurance | Yes |
| 2011-10-01 | Plan funding arrangement – Trust | Yes |
| 2011-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-10-01 | Plan benefit arrangement - Trust | Yes |
| 2009: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2009 form 5500 responses |
|---|
| 2009-10-01 | Type of plan entity | Single employer plan |
| 2009-10-01 | Submission has been amended | No |
| 2009-10-01 | This submission is the final filing | No |
| 2009-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-10-01 | Plan is a collectively bargained plan | No |
| 2009-10-01 | Plan funding arrangement – Insurance | Yes |
| 2009-10-01 | Plan funding arrangement – Trust | Yes |
| 2009-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-10-01 | Plan benefit arrangement - Trust | Yes |
| ELITE UNDERWRITING (National Association of Insurance Commissioners NAIC id number: 18694 ) |
| Policy contract number | 10522 |
| Policy instance | 1 |
| Insurance contract or identification number | 10522 | | Number of Individuals Covered | 22 | | Insurance policy start date | 2020-10-01 | | Insurance policy end date | 2021-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Welfare Benefit Premiums Paid to Carrier | USD $83,058 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HCC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 92711 ) |
| Policy contract number | HCL30647 |
| Policy instance | 1 |
| Insurance contract or identification number | HCL30647 | | Number of Individuals Covered | 26 | | Insurance policy start date | 2017-10-01 | | Insurance policy end date | 2018-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $89,432 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | Yes |
|
| HCC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 92711 ) |
| Policy contract number | HCL30647 |
| Policy instance | 1 |
| Insurance contract or identification number | HCL30647 | | Number of Individuals Covered | 30 | | Insurance policy start date | 2015-10-01 | | Insurance policy end date | 2016-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $95,499 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| HCC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 92711 ) |
| Policy contract number | HCL30647 |
| Policy instance | 1 |
| Insurance contract or identification number | HCL30647 | | Number of Individuals Covered | 28 | | Insurance policy start date | 2014-10-01 | | Insurance policy end date | 2015-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $99,865 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| HCC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 92711 ) |
| Policy contract number | HCL30647 |
| Policy instance | 1 |
| Insurance contract or identification number | HCL30647 | | Number of Individuals Covered | 30 | | Insurance policy start date | 2013-10-01 | | Insurance policy end date | 2014-09-30 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $108,759 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| COMPANION LIFE (National Association of Insurance Commissioners NAIC id number: 77828 ) |
| Policy contract number | IISI 3139 |
| Policy instance | 1 |
| Insurance contract or identification number | IISI 3139 | | Number of Individuals Covered | 31 | | Insurance policy start date | 2012-10-01 | | Insurance policy end date | 2013-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $110,329 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| COMPANION LIFE (National Association of Insurance Commissioners NAIC id number: 77828 ) |
| Policy contract number | IISI 3139 |
| Policy instance | 1 |
| Insurance contract or identification number | IISI 3139 | | Number of Individuals Covered | 30 | | Insurance policy start date | 2011-10-01 | | Insurance policy end date | 2012-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $93,064 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G000AED2 |
| Policy instance | 2 |
| Insurance contract or identification number | G000AED2 | | Number of Individuals Covered | 30 | | Insurance policy start date | 2011-10-01 | | Insurance policy end date | 2012-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $3,890 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| COMPANION LIFE (National Association of Insurance Commissioners NAIC id number: 77828 ) |
| Policy contract number | IISI 3139 |
| Policy instance | 1 |
| Insurance contract or identification number | IISI 3139 | | Number of Individuals Covered | 31 | | Insurance policy start date | 2010-10-01 | | Insurance policy end date | 2011-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | Yes | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $81,903 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| MUTUAL OF OMAHA (National Association of Insurance Commissioners NAIC id number: 69868 ) |
| Policy contract number | G000AED2 |
| Policy instance | 2 |
| Insurance contract or identification number | G000AED2 | | Number of Individuals Covered | 34 | | Insurance policy start date | 2010-10-01 | | Insurance policy end date | 2011-09-30 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | Yes | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $5,826 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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