ROSENSTEIN, FIST & RINGOLD, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST
| Measure | Date | Value |
|---|
| 2021: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2021 401k membership |
|---|
| Total participants, beginning-of-year | 2021-10-01 | 22 |
| Total number of active participants reported on line 7a of the Form 5500 | 2021-10-01 | 0 |
| Number of retired or separated participants receiving benefits | 2021-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2021-10-01 | 0 |
| Total of all active and inactive participants | 2021-10-01 | 0 |
| 2020: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-10-01 | 22 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-10-01 | 21 |
| Number of retired or separated participants receiving benefits | 2020-10-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2020-10-01 | 0 |
| Total of all active and inactive participants | 2020-10-01 | 22 |
| 2019: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-10-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-10-01 | 22 |
| Total of all active and inactive participants | 2019-10-01 | 22 |
| Total participants | 2019-10-01 | 22 |
| 2016: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-10-01 | 27 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-10-01 | 26 |
| Number of retired or separated participants receiving benefits | 2016-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-10-01 | 0 |
| Total of all active and inactive participants | 2016-10-01 | 26 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-10-01 | 0 |
| Total participants | 2016-10-01 | 26 |
| 2015: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-10-01 | 28 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-10-01 | 30 |
| Number of retired or separated participants receiving benefits | 2015-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-10-01 | 0 |
| Total of all active and inactive participants | 2015-10-01 | 30 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-10-01 | 0 |
| Total participants | 2015-10-01 | 30 |
| 2014: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-10-01 | 31 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-10-01 | 28 |
| Number of retired or separated participants receiving benefits | 2014-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-10-01 | 0 |
| Total of all active and inactive participants | 2014-10-01 | 28 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-10-01 | 0 |
| Total participants | 2014-10-01 | 28 |
| 2013: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-10-01 | 30 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-10-01 | 30 |
| Total of all active and inactive participants | 2013-10-01 | 30 |
| Total participants | 2013-10-01 | 30 |
| 2012: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-10-01 | 30 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-10-01 | 31 |
| Number of retired or separated participants receiving benefits | 2012-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-10-01 | 0 |
| Total of all active and inactive participants | 2012-10-01 | 31 |
| 2011: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-10-01 | 31 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-10-01 | 30 |
| Number of retired or separated participants receiving benefits | 2011-10-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-10-01 | 0 |
| Total of all active and inactive participants | 2011-10-01 | 30 |
| 2009: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-10-01 | 34 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-10-01 | 34 |
| Number of retired or separated participants receiving benefits | 2009-10-01 | 0 |
| Total of all active and inactive participants | 2009-10-01 | 34 |
| Measure | Date | Value |
|---|
| 2021 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2021 401k financial data |
|---|
| Total income from all sources | 2021-10-31 | $26,400 |
| Expenses. Total of all expenses incurred | 2021-10-31 | $26,644 |
| Benefits paid (including direct rollovers) | 2021-10-31 | $22,682 |
| Total plan assets at end of year | 2021-10-31 | $0 |
| Total plan assets at beginning of year | 2021-10-31 | $244 |
| Value of fidelity bond covering the plan | 2021-10-31 | $500,000 |
| Net income (gross income less expenses) | 2021-10-31 | $-244 |
| Net plan assets at end of year (total assets less liabilities) | 2021-10-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-10-31 | $244 |
| Total contributions received or receivable from employer(s) | 2021-10-31 | $26,400 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-10-31 | $3,962 |
| Transfers to/from the plan | 2021-09-30 | $0 |
| Total income from all sources | 2021-09-30 | $391,205 |
| Expenses. Total of all expenses incurred | 2021-09-30 | $397,682 |
| Benefits paid (including direct rollovers) | 2021-09-30 | $302,549 |
| Total plan assets at end of year | 2021-09-30 | $244 |
| Total plan assets at beginning of year | 2021-09-30 | $6,721 |
| Value of fidelity bond covering the plan | 2021-09-30 | $500,000 |
| Expenses. Other expenses not covered elsewhere | 2021-09-30 | $85,396 |
| Other income received | 2021-09-30 | $1 |
| Net income (gross income less expenses) | 2021-09-30 | $-6,477 |
| Net plan assets at end of year (total assets less liabilities) | 2021-09-30 | $244 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-09-30 | $6,721 |
| Total contributions received or receivable from employer(s) | 2021-09-30 | $391,204 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2021-09-30 | $9,737 |
| 2020 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2020 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2020-09-30 | $0 |
| Total income from all sources | 2020-09-30 | $324,370 |
| Expenses. Total of all expenses incurred | 2020-09-30 | $319,886 |
| Benefits paid (including direct rollovers) | 2020-09-30 | $319,886 |
| Total plan assets at end of year | 2020-09-30 | $6,721 |
| Total plan assets at beginning of year | 2020-09-30 | $2,237 |
| Value of fidelity bond covering the plan | 2020-09-30 | $500,000 |
| Other income received | 2020-09-30 | $105 |
| Net income (gross income less expenses) | 2020-09-30 | $4,484 |
| Net plan assets at end of year (total assets less liabilities) | 2020-09-30 | $6,721 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-09-30 | $2,237 |
| Total contributions received or receivable from employer(s) | 2020-09-30 | $324,265 |
| 2019 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2019 401k financial data |
|---|
| Total income from all sources | 2019-09-30 | $265,327 |
| Expenses. Total of all expenses incurred | 2019-09-30 | $263,618 |
| Benefits paid (including direct rollovers) | 2019-09-30 | $263,618 |
| Total plan assets at end of year | 2019-09-30 | $2,237 |
| Total plan assets at beginning of year | 2019-09-30 | $528 |
| Value of fidelity bond covering the plan | 2019-09-30 | $500,000 |
| Other income received | 2019-09-30 | $327 |
| Net income (gross income less expenses) | 2019-09-30 | $1,709 |
| Net plan assets at end of year (total assets less liabilities) | 2019-09-30 | $2,237 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-09-30 | $528 |
| Total contributions received or receivable from employer(s) | 2019-09-30 | $265,000 |
| 2017 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2017 401k financial data |
|---|
| Total income from all sources | 2017-09-30 | $260,490 |
| Expenses. Total of all expenses incurred | 2017-09-30 | $252,508 |
| Benefits paid (including direct rollovers) | 2017-09-30 | $252,508 |
| Total plan assets at end of year | 2017-09-30 | $8,415 |
| Total plan assets at beginning of year | 2017-09-30 | $433 |
| Value of fidelity bond covering the plan | 2017-09-30 | $500,000 |
| Total contributions received or receivable from participants | 2017-09-30 | $530 |
| Contributions received from other sources (not participants or employers) | 2017-09-30 | $2,407 |
| Other income received | 2017-09-30 | $53 |
| Net income (gross income less expenses) | 2017-09-30 | $7,982 |
| Net plan assets at end of year (total assets less liabilities) | 2017-09-30 | $8,415 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-09-30 | $433 |
| Total contributions received or receivable from employer(s) | 2017-09-30 | $257,500 |
| 2016 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2016 401k financial data |
|---|
| Total income from all sources | 2016-09-30 | $484,506 |
| Expenses. Total of all expenses incurred | 2016-09-30 | $489,879 |
| Benefits paid (including direct rollovers) | 2016-09-30 | $489,879 |
| Total plan assets at end of year | 2016-09-30 | $433 |
| Total plan assets at beginning of year | 2016-09-30 | $5,806 |
| Value of fidelity bond covering the plan | 2016-09-30 | $500,000 |
| Other income received | 2016-09-30 | $6 |
| Net income (gross income less expenses) | 2016-09-30 | $-5,373 |
| Net plan assets at end of year (total assets less liabilities) | 2016-09-30 | $433 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-09-30 | $5,806 |
| Total contributions received or receivable from employer(s) | 2016-09-30 | $484,500 |
| 2015 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2015 401k financial data |
|---|
| Total income from all sources | 2015-09-30 | $348,001 |
| Expenses. Total of all expenses incurred | 2015-09-30 | $343,058 |
| Benefits paid (including direct rollovers) | 2015-09-30 | $343,058 |
| Total plan assets at end of year | 2015-09-30 | $5,806 |
| Total plan assets at beginning of year | 2015-09-30 | $863 |
| Value of fidelity bond covering the plan | 2015-09-30 | $500,000 |
| Other income received | 2015-09-30 | $1 |
| Net income (gross income less expenses) | 2015-09-30 | $4,943 |
| Net plan assets at end of year (total assets less liabilities) | 2015-09-30 | $5,806 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-09-30 | $863 |
| Total contributions received or receivable from employer(s) | 2015-09-30 | $348,000 |
| 2014 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2014 401k financial data |
|---|
| Total income from all sources | 2014-09-30 | $374,001 |
| Expenses. Total of all expenses incurred | 2014-09-30 | $373,540 |
| Benefits paid (including direct rollovers) | 2014-09-30 | $373,540 |
| Total plan assets at end of year | 2014-09-30 | $863 |
| Total plan assets at beginning of year | 2014-09-30 | $402 |
| Value of fidelity bond covering the plan | 2014-09-30 | $500,000 |
| Other income received | 2014-09-30 | $1 |
| Net income (gross income less expenses) | 2014-09-30 | $461 |
| Net plan assets at end of year (total assets less liabilities) | 2014-09-30 | $863 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-09-30 | $402 |
| Total contributions received or receivable from employer(s) | 2014-09-30 | $374,000 |
| 2013 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2013 401k financial data |
|---|
| Total income from all sources | 2013-09-30 | $303,501 |
| Expenses. Total of all expenses incurred | 2013-09-30 | $308,645 |
| Benefits paid (including direct rollovers) | 2013-09-30 | $308,645 |
| Total plan assets at end of year | 2013-09-30 | $402 |
| Total plan assets at beginning of year | 2013-09-30 | $5,546 |
| Value of fidelity bond covering the plan | 2013-09-30 | $500,000 |
| Other income received | 2013-09-30 | $1 |
| Net income (gross income less expenses) | 2013-09-30 | $-5,144 |
| Net plan assets at end of year (total assets less liabilities) | 2013-09-30 | $402 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-09-30 | $5,546 |
| Total contributions received or receivable from employer(s) | 2013-09-30 | $303,500 |
| 2012 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2012 401k financial data |
|---|
| Total income from all sources | 2012-09-30 | $309,301 |
| Expenses. Total of all expenses incurred | 2012-09-30 | $304,454 |
| Benefits paid (including direct rollovers) | 2012-09-30 | $304,454 |
| Total plan assets at end of year | 2012-09-30 | $5,546 |
| Total plan assets at beginning of year | 2012-09-30 | $699 |
| Value of fidelity bond covering the plan | 2012-09-30 | $500,000 |
| Total contributions received or receivable from participants | 2012-09-30 | $496 |
| Contributions received from other sources (not participants or employers) | 2012-09-30 | $36,805 |
| Net income (gross income less expenses) | 2012-09-30 | $4,847 |
| Net plan assets at end of year (total assets less liabilities) | 2012-09-30 | $5,546 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-09-30 | $699 |
| Total contributions received or receivable from employer(s) | 2012-09-30 | $272,000 |
| 2011 : ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2011 401k financial data |
|---|
| Total income from all sources | 2011-09-30 | $330,758 |
| Expenses. Total of all expenses incurred | 2011-09-30 | $353,328 |
| Benefits paid (including direct rollovers) | 2011-09-30 | $353,328 |
| Total plan assets at end of year | 2011-09-30 | $699 |
| Total plan assets at beginning of year | 2011-09-30 | $23,269 |
| Value of fidelity bond covering the plan | 2011-09-30 | $500,000 |
| Other income received | 2011-09-30 | $16 |
| Net income (gross income less expenses) | 2011-09-30 | $-22,570 |
| Net plan assets at end of year (total assets less liabilities) | 2011-09-30 | $699 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-09-30 | $23,269 |
| Total contributions received or receivable from employer(s) | 2011-09-30 | $330,742 |
| 2021: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2021 form 5500 responses |
|---|
| 2021-10-01 | Type of plan entity | Single employer plan |
| 2021-10-01 | Submission has been amended | No |
| 2021-10-01 | This submission is the final filing | Yes |
| 2021-10-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2021-10-01 | Plan is a collectively bargained plan | No |
| 2021-10-01 | Plan funding arrangement – Trust | Yes |
| 2021-10-01 | Plan benefit arrangement - Trust | Yes |
| 2020: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2020 form 5500 responses |
|---|
| 2020-10-01 | Type of plan entity | Single employer plan |
| 2020-10-01 | Submission has been amended | No |
| 2020-10-01 | This submission is the final filing | No |
| 2020-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-10-01 | Plan is a collectively bargained plan | No |
| 2020-10-01 | Plan funding arrangement – Insurance | Yes |
| 2020-10-01 | Plan funding arrangement – Trust | Yes |
| 2020-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-10-01 | Plan benefit arrangement - Trust | Yes |
| 2019: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2019 form 5500 responses |
|---|
| 2019-10-01 | Type of plan entity | Single employer plan |
| 2019-10-01 | Submission has been amended | No |
| 2019-10-01 | This submission is the final filing | No |
| 2019-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-10-01 | Plan is a collectively bargained plan | No |
| 2019-10-01 | Plan funding arrangement – Insurance | Yes |
| 2019-10-01 | Plan funding arrangement – Trust | Yes |
| 2019-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-10-01 | Plan benefit arrangement - Trust | Yes |
| 2016: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2016 form 5500 responses |
|---|
| 2016-10-01 | Type of plan entity | Single employer plan |
| 2016-10-01 | Submission has been amended | No |
| 2016-10-01 | This submission is the final filing | No |
| 2016-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-10-01 | Plan is a collectively bargained plan | No |
| 2016-10-01 | Plan funding arrangement – Insurance | Yes |
| 2016-10-01 | Plan funding arrangement – Trust | Yes |
| 2016-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-10-01 | Plan benefit arrangement - Trust | Yes |
| 2015: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2015 form 5500 responses |
|---|
| 2015-10-01 | Type of plan entity | Single employer plan |
| 2015-10-01 | Submission has been amended | No |
| 2015-10-01 | This submission is the final filing | No |
| 2015-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-10-01 | Plan is a collectively bargained plan | No |
| 2015-10-01 | Plan funding arrangement – Insurance | Yes |
| 2015-10-01 | Plan funding arrangement – Trust | Yes |
| 2015-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-10-01 | Plan benefit arrangement - Trust | Yes |
| 2014: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2014 form 5500 responses |
|---|
| 2014-10-01 | Type of plan entity | Single employer plan |
| 2014-10-01 | Submission has been amended | No |
| 2014-10-01 | This submission is the final filing | No |
| 2014-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-10-01 | Plan is a collectively bargained plan | No |
| 2014-10-01 | Plan funding arrangement – Insurance | Yes |
| 2014-10-01 | Plan funding arrangement – Trust | Yes |
| 2014-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-10-01 | Plan benefit arrangement - Trust | Yes |
| 2013: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2013 form 5500 responses |
|---|
| 2013-10-01 | Type of plan entity | Single employer plan |
| 2013-10-01 | Submission has been amended | No |
| 2013-10-01 | This submission is the final filing | No |
| 2013-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-10-01 | Plan is a collectively bargained plan | No |
| 2013-10-01 | Plan funding arrangement – Insurance | Yes |
| 2013-10-01 | Plan funding arrangement – Trust | Yes |
| 2013-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-10-01 | Plan benefit arrangement - Trust | Yes |
| 2012: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2012 form 5500 responses |
|---|
| 2012-10-01 | Type of plan entity | Single employer plan |
| 2012-10-01 | Submission has been amended | No |
| 2012-10-01 | This submission is the final filing | No |
| 2012-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-10-01 | Plan is a collectively bargained plan | No |
| 2012-10-01 | Plan funding arrangement – Insurance | Yes |
| 2012-10-01 | Plan funding arrangement – Trust | Yes |
| 2012-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-10-01 | Plan benefit arrangement - Trust | Yes |
| 2011: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2011 form 5500 responses |
|---|
| 2011-10-01 | Type of plan entity | Single employer plan |
| 2011-10-01 | Submission has been amended | No |
| 2011-10-01 | This submission is the final filing | No |
| 2011-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-10-01 | Plan is a collectively bargained plan | No |
| 2011-10-01 | Plan funding arrangement – Insurance | Yes |
| 2011-10-01 | Plan funding arrangement – Trust | Yes |
| 2011-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-10-01 | Plan benefit arrangement - Trust | Yes |
| 2009: ROSENSTEIN FIST & RINGOLD EMPLOYEES TRUST 2009 form 5500 responses |
|---|
| 2009-10-01 | Type of plan entity | Single employer plan |
| 2009-10-01 | Submission has been amended | No |
| 2009-10-01 | This submission is the final filing | No |
| 2009-10-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-10-01 | Plan is a collectively bargained plan | No |
| 2009-10-01 | Plan funding arrangement – Insurance | Yes |
| 2009-10-01 | Plan funding arrangement – Trust | Yes |
| 2009-10-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-10-01 | Plan benefit arrangement - Trust | Yes |
