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DONALD J. SMITH, INC. PROFIT SHARING PLAN 401k Plan overview

Plan NameDONALD J. SMITH, INC. PROFIT SHARING PLAN
Plan identification number 001

DONALD J. SMITH, INC. PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

DONALD J. SMITH, INC. has sponsored the creation of one or more 401k plans.

Company Name:DONALD J. SMITH, INC.
Employer identification number (EIN):730928600
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan DONALD J. SMITH, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01DONALD J SMITH DONALD J SMITH2019-03-04
0012017-01-01DONALD J. SMITH DONALD J. SMITH2018-05-06
0012016-01-01DONALD J SMITH DONALD J SMITH2017-06-18
0012015-01-01DONALD J. SMITH DONALD J. SMITH2016-05-19
0012014-01-01DONALD J. SMITH DONALD J. SMITH2015-05-15
0012013-01-01DONALD J. SMITH DONALD J. SMITH2014-05-15
0012012-01-01DONALD J. SMITH DONALD J. SMITH2013-07-01
0012011-01-01DONALD J. SMITH DONALD J. SMITH2012-05-22
0012009-01-01DONALD J. SMITH
0012009-01-01DONALD J SMITH DONALD J SMITH2010-05-07

Plan Statistics for DONALD J. SMITH, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for DONALD J. SMITH, INC. PROFIT SHARING PLAN

Measure Date Value
2019: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011
Total number of active participants reported on line 7a of the Form 55002019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011
Number of participants with account balances2019-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011
Total number of active participants reported on line 7a of the Form 55002018-01-011
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011
Number of participants with account balances2018-01-011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011
Total number of active participants reported on line 7a of the Form 55002017-01-011
Total of all active and inactive participants2017-01-011
Total participants2017-01-011
Number of participants with account balances2017-01-011
2016: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011
Total number of active participants reported on line 7a of the Form 55002016-01-011
Total of all active and inactive participants2016-01-011
Total participants2016-01-011
Number of participants with account balances2016-01-011
2015: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011
Total number of active participants reported on line 7a of the Form 55002015-01-011
Total of all active and inactive participants2015-01-011
Total participants2015-01-011
Number of participants with account balances2015-01-011
2014: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011
Total number of active participants reported on line 7a of the Form 55002014-01-011
Total of all active and inactive participants2014-01-011
Total participants2014-01-011
Number of participants with account balances2014-01-011
2013: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011
Total number of active participants reported on line 7a of the Form 55002013-01-011
Total of all active and inactive participants2013-01-011
Total participants2013-01-011
Number of participants with account balances2013-01-011
2012: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011
Total number of active participants reported on line 7a of the Form 55002012-01-011
Total of all active and inactive participants2012-01-011
Total participants2012-01-011
Number of participants with account balances2012-01-011
2011: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011
Total number of active participants reported on line 7a of the Form 55002011-01-011
Total of all active and inactive participants2011-01-011
Total participants2011-01-011
Number of participants with account balances2011-01-011
2009: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013
Total number of active participants reported on line 7a of the Form 55002009-01-011
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013
Number of participants with account balances2009-01-013
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on DONALD J. SMITH, INC. PROFIT SHARING PLAN

Measure Date Value
2019 : DONALD J. SMITH, INC. PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$23,052
Expenses. Total of all expenses incurred2019-12-31$30,230
Benefits paid (including direct rollovers)2019-12-31$30,230
Total plan assets at end of year2019-12-31$419,049
Total plan assets at beginning of year2019-12-31$426,227
Other income received2019-12-31$15,142
Net income (gross income less expenses)2019-12-31$-7,178
Net plan assets at end of year (total assets less liabilities)2019-12-31$419,049
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$426,227
Total contributions received or receivable from employer(s)2019-12-31$7,910
2018 : DONALD J. SMITH, INC. PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$16,272
Expenses. Total of all expenses incurred2018-12-31$29,707
Benefits paid (including direct rollovers)2018-12-31$29,707
Total plan assets at end of year2018-12-31$426,227
Total plan assets at beginning of year2018-12-31$439,662
Other income received2018-12-31$7,272
Net income (gross income less expenses)2018-12-31$-13,435
Net plan assets at end of year (total assets less liabilities)2018-12-31$426,227
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$439,662
Assets. Value of assets in partnership/joint-venture interests2018-12-31$1
Total contributions received or receivable from employer(s)2018-12-31$9,000
2017 : DONALD J. SMITH, INC. PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$19,242
Expenses. Total of all expenses incurred2017-12-31$17,871
Benefits paid (including direct rollovers)2017-12-31$17,871
Total plan assets at end of year2017-12-31$439,662
Total plan assets at beginning of year2017-12-31$438,291
Other income received2017-12-31$6,895
Net income (gross income less expenses)2017-12-31$1,371
Net plan assets at end of year (total assets less liabilities)2017-12-31$439,662
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$438,291
Total contributions received or receivable from employer(s)2017-12-31$12,347
2016 : DONALD J. SMITH, INC. PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$30,625
Expenses. Total of all expenses incurred2016-12-31$26,750
Benefits paid (including direct rollovers)2016-12-31$26,750
Total plan assets at end of year2016-12-31$438,291
Total plan assets at beginning of year2016-12-31$434,416
Other income received2016-12-31$18,278
Net income (gross income less expenses)2016-12-31$3,875
Net plan assets at end of year (total assets less liabilities)2016-12-31$438,291
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$434,416
Total contributions received or receivable from employer(s)2016-12-31$12,347
2015 : DONALD J. SMITH, INC. PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$-50,406
Expenses. Total of all expenses incurred2015-12-31$30,200
Benefits paid (including direct rollovers)2015-12-31$30,200
Total plan assets at end of year2015-12-31$434,416
Total plan assets at beginning of year2015-12-31$515,022
Assets. Value of loans (other than to participants)2015-12-31$1
Other income received2015-12-31$-58,253
Net income (gross income less expenses)2015-12-31$-80,606
Net plan assets at end of year (total assets less liabilities)2015-12-31$434,416
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$515,022
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2015-12-31$60,000
Total contributions received or receivable from employer(s)2015-12-31$7,847
2014 : DONALD J. SMITH, INC. PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$40,060
Expenses. Total of all expenses incurred2014-12-31$28,500
Benefits paid (including direct rollovers)2014-12-31$28,500
Total plan assets at end of year2014-12-31$515,022
Total plan assets at beginning of year2014-12-31$503,462
Other income received2014-12-31$23,810
Net income (gross income less expenses)2014-12-31$11,560
Net plan assets at end of year (total assets less liabilities)2014-12-31$515,022
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$503,462
Total contributions received or receivable from employer(s)2014-12-31$16,250
2013 : DONALD J. SMITH, INC. PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$36,137
Expenses. Total of all expenses incurred2013-12-31$26,700
Benefits paid (including direct rollovers)2013-12-31$26,500
Total plan assets at end of year2013-12-31$503,462
Total plan assets at beginning of year2013-12-31$494,025
Assets. Value of loans (other than to participants)2013-12-31$1
Other income received2013-12-31$18,637
Net income (gross income less expenses)2013-12-31$9,437
Net plan assets at end of year (total assets less liabilities)2013-12-31$503,462
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$494,025
Total contributions received or receivable from employer(s)2013-12-31$17,500
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$200
2012 : DONALD J. SMITH, INC. PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$20,523
Total income from all sources2012-12-31$46,701
Expenses. Total of all expenses incurred2012-12-31$34,950
Benefits paid (including direct rollovers)2012-12-31$34,750
Total plan assets at end of year2012-12-31$494,025
Total plan assets at beginning of year2012-12-31$502,797
Other income received2012-12-31$29,201
Net income (gross income less expenses)2012-12-31$11,751
Net plan assets at end of year (total assets less liabilities)2012-12-31$494,025
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$482,274
Total contributions received or receivable from employer(s)2012-12-31$17,500
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$200
2011 : DONALD J. SMITH, INC. PROFIT SHARING PLAN 2011 401k financial data
Total plan liabilities at end of year2011-12-31$20,523
Total plan liabilities at beginning of year2011-12-31$33,400
Total income from all sources2011-12-31$24,168
Expenses. Total of all expenses incurred2011-12-31$364,509
Benefits paid (including direct rollovers)2011-12-31$356,662
Total plan assets at end of year2011-12-31$502,797
Total plan assets at beginning of year2011-12-31$856,015
Value of fidelity bond covering the plan2011-12-31$100,000
Assets. Value of loans (other than to participants)2011-12-31$52,432
Other income received2011-12-31$16,668
Net income (gross income less expenses)2011-12-31$-340,341
Net plan assets at end of year (total assets less liabilities)2011-12-31$482,274
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$822,615
Total contributions received or receivable from employer(s)2011-12-31$7,500
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$7,847
2010 : DONALD J. SMITH, INC. PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$33,400
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$75,008
Expenses. Total of all expenses incurred2010-12-31$310,674
Benefits paid (including direct rollovers)2010-12-31$307,947
Total plan assets at end of year2010-12-31$856,015
Total plan assets at beginning of year2010-12-31$1,058,281
Value of fidelity bond covering the plan2010-12-31$100,000
Other income received2010-12-31$60,008
Net income (gross income less expenses)2010-12-31$-235,666
Net plan assets at end of year (total assets less liabilities)2010-12-31$822,615
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,058,281
Total contributions received or receivable from employer(s)2010-12-31$15,000
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$2,727

Form 5500 Responses for DONALD J. SMITH, INC. PROFIT SHARING PLAN

2019: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: DONALD J. SMITH, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38974
Policy instance 1
Insurance contract or identification number38974
Number of Individuals Covered1
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38974
Policy instance 1
Insurance contract or identification number38974
Number of Individuals Covered1
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38974
Policy instance 1
Insurance contract or identification number38974
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38974
Policy instance 1
Insurance contract or identification number38974
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?Yes
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38974
Policy instance 1
Insurance contract or identification number38974
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
Insurance broker organization code?3
Insurance broker nameNORTHWEST MUTUAL
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38974
Policy instance 1
Insurance contract or identification number38974
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $7,847
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $7,847
Insurance broker organization code?3
Insurance broker nameNORTHWEST MUTUAL
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38974
Policy instance 1
Insurance contract or identification number38974
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $7,847
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $7,847
Insurance broker organization code?3
Insurance broker nameRANDY J. WENDEL
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38974
Policy instance 1
Insurance contract or identification number38974
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $7,847
Are there contracts with allocated funds for individual policies?Yes
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number38974
Policy instance 1
Insurance contract or identification number38974
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,847
Are there contracts with allocated funds for individual policies?Yes
Commission paid to Insurance BrokerUSD $7,847
Insurance broker organization code?3
Insurance broker nameRANDY J. WENDEL

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