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THE NICHOLS COMPANIES, INC. 401(K) PLAN 401k Plan overview

Plan NameTHE NICHOLS COMPANIES, INC. 401(K) PLAN
Plan identification number 001

THE NICHOLS COMPANIES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE NICHOLS COMPANIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:THE NICHOLS COMPANIES, INC.
Employer identification number (EIN):731006025
NAIC Classification:211120
NAIC Description:Crude Petroleum Extraction

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE NICHOLS COMPANIES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01RICHARD NICHOLS2022-09-22
0012020-01-01RICHARD NICHOLS2021-10-08
0012019-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012017-01-01PHILLIP BURCH
0012016-01-01PHILLIP BURCH
0012016-01-01PHILLIP BURCH
0012015-01-01PHILLIP BURCH
0012014-01-01PHILLIP BURCH
0012013-01-01PHILLIP BURCH
0012012-01-01PHILLIP BURCH
0012011-01-01PHILLIP BURCH
0012010-01-01GLORIA THOMPSON
0012009-01-01GLORIA THOMPSON

Plan Statistics for THE NICHOLS COMPANIES, INC. 401(K) PLAN

401k plan membership statisitcs for THE NICHOLS COMPANIES, INC. 401(K) PLAN

Measure Date Value
2019: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01143
Total number of active participants reported on line 7a of the Form 55002019-01-0140
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0159
Total of all active and inactive participants2019-01-0199
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0199
Number of participants with account balances2019-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01184
Total number of active participants reported on line 7a of the Form 55002018-01-0154
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0186
Total of all active and inactive participants2018-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01140
Number of participants with account balances2018-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01226
Total number of active participants reported on line 7a of the Form 55002017-01-01101
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0183
Total of all active and inactive participants2017-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01184
Number of participants with account balances2017-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01276
Total number of active participants reported on line 7a of the Form 55002016-01-01151
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0170
Total of all active and inactive participants2016-01-01221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01221
Number of participants with account balances2016-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0127
2015: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01293
Total number of active participants reported on line 7a of the Form 55002015-01-01196
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0161
Total of all active and inactive participants2015-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01257
Number of participants with account balances2015-01-01247
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0144
2014: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01301
Total number of active participants reported on line 7a of the Form 55002014-01-01234
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0159
Total of all active and inactive participants2014-01-01293
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01293
Number of participants with account balances2014-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0161
2013: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01274
Total number of active participants reported on line 7a of the Form 55002013-01-01239
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0138
Total of all active and inactive participants2013-01-01277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01277
Number of participants with account balances2013-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0149
2012: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01243
Total number of active participants reported on line 7a of the Form 55002012-01-01223
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0136
Total of all active and inactive participants2012-01-01259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01259
Number of participants with account balances2012-01-01224
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0130
2011: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01186
Total number of active participants reported on line 7a of the Form 55002011-01-01184
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0120
Total of all active and inactive participants2011-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01204
Number of participants with account balances2011-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01182
Total number of active participants reported on line 7a of the Form 55002010-01-01155
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0116
Total of all active and inactive participants2010-01-01171
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01171
Number of participants with account balances2010-01-01171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01191
Total number of active participants reported on line 7a of the Form 55002009-01-01154
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0124
Total of all active and inactive participants2009-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01178
Number of participants with account balances2009-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on THE NICHOLS COMPANIES, INC. 401(K) PLAN

Measure Date Value
2019 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,691,313
Total loss/gain on sale of assets2019-12-31$453,202
Total loss/gain on sale of assets2019-12-31$453,202
Total of all expenses incurred2019-12-31$964,428
Total of all expenses incurred2019-12-31$964,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$943,719
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$943,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$239,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$239,177
Value of total assets at end of year2019-12-31$7,292,954
Value of total assets at beginning of year2019-12-31$6,566,069
Value of total assets at beginning of year2019-12-31$6,566,069
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$20,709
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$20,709
Total interest from all sources2019-12-31$9,781
Total interest from all sources2019-12-31$9,781
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$19,202
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$19,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$19,202
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$19,202
Administrative expenses professional fees incurred2019-12-31$20,709
Administrative expenses professional fees incurred2019-12-31$20,709
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$239,177
Contributions received from participants2019-12-31$239,177
Participant contributions at end of year2019-12-31$74,145
Participant contributions at end of year2019-12-31$74,145
Participant contributions at beginning of year2019-12-31$160,908
Participant contributions at beginning of year2019-12-31$160,908
Participant contributions at end of year2019-12-31$16,359
Participant contributions at end of year2019-12-31$16,359
Participant contributions at beginning of year2019-12-31$66,711
Participant contributions at beginning of year2019-12-31$66,711
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$10,607
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$10,607
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,464
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$1,464
Total non interest bearing cash at end of year2019-12-31$200
Total non interest bearing cash at end of year2019-12-31$200
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$726,885
Value of net income/loss2019-12-31$726,885
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,292,954
Value of net assets at end of year (total assets less liabilities)2019-12-31$7,292,954
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,566,069
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,566,069
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,382,787
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,382,787
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,560,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,560,026
Interest on participant loans2019-12-31$5,156
Interest on participant loans2019-12-31$5,156
Value of interest in common/collective trusts at end of year2019-12-31$4,712,605
Value of interest in common/collective trusts at end of year2019-12-31$4,712,605
Value of interest in common/collective trusts at beginning of year2019-12-31$4,158,666
Value of interest in common/collective trusts at beginning of year2019-12-31$4,158,666
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$96,251
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$96,251
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$618,294
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$618,294
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$618,294
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$618,294
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,625
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$4,625
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$232,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$232,977
Net investment gain or loss from common/collective trusts2019-12-31$736,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$943,719
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$7,879,065
Aggregate proceeds on sale of assets2019-12-31$7,879,065
Aggregate carrying amount (costs) on sale of assets2019-12-31$7,425,863
Aggregate carrying amount (costs) on sale of assets2019-12-31$7,425,863
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY
Accountancy firm name2019-12-31EIDE BAILLY
Accountancy firm EIN2019-12-31450250958
Accountancy firm EIN2019-12-31450250958
2018 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$19,152
Total income from all sources (including contributions)2018-12-31$-49,593
Total loss/gain on sale of assets2018-12-31$752,976
Total of all expenses incurred2018-12-31$1,873,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,868,491
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$308,325
Value of total assets at end of year2018-12-31$6,566,069
Value of total assets at beginning of year2018-12-31$8,508,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$5,075
Total interest from all sources2018-12-31$12,945
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$17,766
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$17,766
Administrative expenses professional fees incurred2018-12-31$5,075
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$263,789
Participant contributions at end of year2018-12-31$160,908
Participant contributions at beginning of year2018-12-31$304,138
Participant contributions at end of year2018-12-31$66,711
Participant contributions at beginning of year2018-12-31$20,880
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$44,536
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,464
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$142
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$19,152
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$19,669
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,923,159
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,566,069
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,489,228
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,560,026
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,776,371
Interest on participant loans2018-12-31$8,360
Value of interest in common/collective trusts at end of year2018-12-31$4,158,666
Value of interest in common/collective trusts at beginning of year2018-12-31$5,272,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$618,294
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$114,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$114,738
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$4,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-605,012
Net investment gain or loss from common/collective trusts2018-12-31$-536,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,868,491
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$5,417,835
Aggregate carrying amount (costs) on sale of assets2018-12-31$4,664,859
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY
Accountancy firm EIN2018-12-31450250958
2017 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$19,152
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,743,302
Total loss/gain on sale of assets2017-12-31$719,058
Total of all expenses incurred2017-12-31$1,347,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,337,259
Value of total corrective distributions2017-12-31$623
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$394,789
Value of total assets at end of year2017-12-31$8,508,380
Value of total assets at beginning of year2017-12-31$8,093,144
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,336
Total interest from all sources2017-12-31$12,960
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$20,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$20,099
Administrative expenses professional fees incurred2017-12-31$9,336
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$383,806
Participant contributions at end of year2017-12-31$304,138
Participant contributions at beginning of year2017-12-31$266,367
Participant contributions at end of year2017-12-31$20,880
Participant contributions at beginning of year2017-12-31$37,081
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$9,964
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$142
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$466
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$19,152
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$19,669
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$396,084
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,489,228
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$8,093,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,776,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,882,713
Interest on participant loans2017-12-31$12,487
Value of interest in common/collective trusts at end of year2017-12-31$5,272,442
Value of interest in common/collective trusts at beginning of year2017-12-31$5,715,848
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$114,738
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$172,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$172,320
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$473
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$142,717
Net investment gain or loss from common/collective trusts2017-12-31$453,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,019
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$18,349
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,337,259
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$2,969,991
Aggregate carrying amount (costs) on sale of assets2017-12-31$2,250,933
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EIDE BAILLY
Accountancy firm EIN2017-12-31450250958
2016 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$35,156
Total income from all sources (including contributions)2016-12-31$1,294,626
Total loss/gain on sale of assets2016-12-31$377,587
Total of all expenses incurred2016-12-31$1,730,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,719,826
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$778,995
Value of total assets at end of year2016-12-31$8,041,514
Value of total assets at beginning of year2016-12-31$8,512,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,919
Total interest from all sources2016-12-31$5,852
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$19,384
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$19,384
Administrative expenses professional fees incurred2016-12-31$10,919
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$555,898
Participant contributions at end of year2016-12-31$270,167
Participant contributions at beginning of year2016-12-31$158,985
Participant contributions at end of year2016-12-31$37,081
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$466
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$370
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$35,156
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$35,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-436,119
Value of net assets at end of year (total assets less liabilities)2016-12-31$8,041,514
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$8,477,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,296,652
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,885,604
Interest on participant loans2016-12-31$5,798
Value of interest in common/collective trusts at end of year2016-12-31$5,301,909
Value of interest in common/collective trusts at beginning of year2016-12-31$5,870,273
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$172,320
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$562,128
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$562,128
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$54
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$112,808
Net investment gain or loss from common/collective trusts2016-12-31$377,587
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$223,097
Employer contributions (assets) at end of year2016-12-31$18,349
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,719,826
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$2,724,406
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,346,819
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EIDE BAILLY
Accountancy firm EIN2016-12-31450250958
2015 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$35,156
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$52,378
Total income from all sources (including contributions)2015-12-31$1,030,757
Total loss/gain on sale of assets2015-12-31$358,810
Total of all expenses incurred2015-12-31$1,232,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,223,862
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,152,691
Value of total assets at end of year2015-12-31$8,512,789
Value of total assets at beginning of year2015-12-31$8,732,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,031
Total interest from all sources2015-12-31$7,056
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$18,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$18,438
Administrative expenses professional fees incurred2015-12-31$9,031
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$810,640
Participant contributions at end of year2015-12-31$158,985
Participant contributions at beginning of year2015-12-31$189,259
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$32
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$370
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$282
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$35,156
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$52,378
Total non interest bearing cash at end of year2015-12-31$35,429
Total non interest bearing cash at beginning of year2015-12-31$52,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-202,136
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,477,633
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,679,769
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,885,604
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,985,312
Interest on participant loans2015-12-31$7,024
Value of interest in common/collective trusts at end of year2015-12-31$5,870,273
Value of interest in common/collective trusts at beginning of year2015-12-31$6,345,311
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$562,128
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$159,157
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$159,157
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$32
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-506,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$342,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,223,862
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$2,139,989
Aggregate carrying amount (costs) on sale of assets2015-12-31$1,781,179
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HOGANTAYLOR, LLP
Accountancy firm EIN2015-12-31731413977
2014 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$720,628
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$52,378
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$48,973
Total income from all sources (including contributions)2014-12-31$1,841,762
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,051,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,040,918
Value of total corrective distributions2014-12-31$7,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,336,577
Value of total assets at end of year2014-12-31$8,732,147
Value of total assets at beginning of year2014-12-31$7,217,519
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,700
Total interest from all sources2014-12-31$5,698
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$17,184
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$17,184
Administrative expenses professional fees incurred2014-12-31$2,700
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$876,155
Participant contributions at end of year2014-12-31$189,259
Participant contributions at beginning of year2014-12-31$125,039
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$70,575
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$282
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$292
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$52,378
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$48,973
Total non interest bearing cash at end of year2014-12-31$52,826
Total non interest bearing cash at beginning of year2014-12-31$48,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$790,595
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,679,769
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,168,546
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,985,312
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,790,530
Interest on participant loans2014-12-31$5,654
Value of interest in common/collective trusts at end of year2014-12-31$6,345,311
Value of interest in common/collective trusts at beginning of year2014-12-31$4,934,396
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$159,157
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$318,664
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$318,664
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$44
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$168,343
Net investment gain or loss from common/collective trusts2014-12-31$313,960
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$389,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,040,918
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HOGANTAYLOR, LLP
Accountancy firm EIN2014-12-31731413977
2013 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,158,888
Total unrealized appreciation/depreciation of assets2013-12-31$1,158,888
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$48,973
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$28,479
Total income from all sources (including contributions)2013-12-31$2,406,439
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$856,974
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$854,758
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,226,823
Value of total assets at end of year2013-12-31$7,217,519
Value of total assets at beginning of year2013-12-31$5,647,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,216
Total interest from all sources2013-12-31$4,692
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$16,036
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$16,036
Administrative expenses professional fees incurred2013-12-31$2,216
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$784,544
Participant contributions at end of year2013-12-31$125,039
Participant contributions at beginning of year2013-12-31$93,210
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$92,132
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$292
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$442
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$48,973
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$28,479
Total non interest bearing cash at end of year2013-12-31$48,598
Total non interest bearing cash at beginning of year2013-12-31$28,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,549,465
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,168,546
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,619,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,790,530
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,219,486
Interest on participant loans2013-12-31$4,692
Value of interest in common/collective trusts at end of year2013-12-31$4,934,396
Value of interest in common/collective trusts at beginning of year2013-12-31$3,883,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$318,664
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$422,330
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$422,330
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$350,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$854,758
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HOGANTAYLOR, LLP
Accountancy firm EIN2013-12-31731413977
2012 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$543,739
Total unrealized appreciation/depreciation of assets2012-12-31$543,739
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$28,479
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$27,209
Total income from all sources (including contributions)2012-12-31$1,761,554
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$895,687
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$893,227
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,198,977
Value of total assets at end of year2012-12-31$5,647,560
Value of total assets at beginning of year2012-12-31$4,780,423
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,460
Total interest from all sources2012-12-31$2,745
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$16,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$16,093
Administrative expenses professional fees incurred2012-12-31$2,460
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$700,435
Participant contributions at end of year2012-12-31$93,210
Participant contributions at beginning of year2012-12-31$83,200
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$202,741
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$442
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$602
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$28,479
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$27,209
Total non interest bearing cash at end of year2012-12-31$28,900
Total non interest bearing cash at beginning of year2012-12-31$29,802
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$865,867
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,619,081
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,753,214
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,219,486
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,010,633
Interest on participant loans2012-12-31$2,745
Value of interest in common/collective trusts at end of year2012-12-31$3,883,192
Value of interest in common/collective trusts at beginning of year2012-12-31$3,210,089
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$422,330
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$446,097
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$446,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$295,801
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$893,227
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HOGANTAYLOR, LLP
Accountancy firm EIN2012-12-31731413977
2011 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-57,252
Total unrealized appreciation/depreciation of assets2011-12-31$-57,252
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$27,209
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$56,544
Total income from all sources (including contributions)2011-12-31$842,318
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$514,666
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$513,819
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$888,406
Value of total assets at end of year2011-12-31$4,780,423
Value of total assets at beginning of year2011-12-31$4,482,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$847
Total interest from all sources2011-12-31$2,528
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$8,636
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$8,636
Administrative expenses professional fees incurred2011-12-31$847
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$627,279
Participant contributions at end of year2011-12-31$83,200
Participant contributions at beginning of year2011-12-31$63,004
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,602
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$602
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$351
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$27,209
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$44,945
Total non interest bearing cash at end of year2011-12-31$29,802
Total non interest bearing cash at beginning of year2011-12-31$46,494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$327,652
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,753,214
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,425,562
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,010,633
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,071,765
Interest on participant loans2011-12-31$2,496
Value of interest in common/collective trusts at end of year2011-12-31$3,210,089
Value of interest in common/collective trusts at beginning of year2011-12-31$3,073,078
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$446,097
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$223,240
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$223,240
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$32
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$259,525
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$4,174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$513,819
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$11,599
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HOGANTAYLOR, LLP
Accountancy firm EIN2011-12-31731413977
2010 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$540,142
Total unrealized appreciation/depreciation of assets2010-12-31$540,142
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$56,544
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$12,313
Total income from all sources (including contributions)2010-12-31$1,432,987
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$338,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$325,152
Value of total corrective distributions2010-12-31$12,313
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$879,614
Value of total assets at end of year2010-12-31$4,482,106
Value of total assets at beginning of year2010-12-31$3,343,223
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$870
Total interest from all sources2010-12-31$1,911
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$11,320
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$11,320
Administrative expenses professional fees incurred2010-12-31$870
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$580,223
Participant contributions at end of year2010-12-31$63,004
Participant contributions at beginning of year2010-12-31$33,682
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$67,782
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$351
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$364
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$44,945
Total non interest bearing cash at end of year2010-12-31$46,494
Total non interest bearing cash at beginning of year2010-12-31$32,582
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,094,652
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,425,562
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,330,910
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,071,765
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$775,931
Interest on participant loans2010-12-31$1,690
Value of interest in common/collective trusts at end of year2010-12-31$3,073,078
Value of interest in common/collective trusts at beginning of year2010-12-31$2,206,237
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$223,240
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$287,733
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$287,733
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$221
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$231,609
Employer contributions (assets) at end of year2010-12-31$4,174
Employer contributions (assets) at beginning of year2010-12-31$6,694
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$325,152
Liabilities. Value of benefit claims payable at end of year2010-12-31$11,599
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$12,313
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HOGANTAYLOR, LLP
Accountancy firm EIN2010-12-31731413977
2009 : THE NICHOLS COMPANIES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for THE NICHOLS COMPANIES, INC. 401(K) PLAN

2019: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: THE NICHOLS COMPANIES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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