401k Plan data: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN plan

SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 401k Plan overview

Plan Name	SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN
Plan identification number	001

SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SOLITAIRE HOLDINGS LLC has sponsored the creation of one or more 401k plans.

Company Name: SOLITAIRE HOLDINGS LLC

Employer identification number (EIN): 731573244

NAIC Classification: 236110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 MATTHEW K. LEITNER
001 2014-01-01 MATTHEW K. LEITNER
001 2014-01-01 MATTHEW K. LEITNER
001 2013-01-01 MATTHEW K. LEITNER
001 2012-01-01 MATTHEW K. LEITNER
001 2011-01-01 MATTHEW K. LEITNER

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	MATTHEW K. LEITNER
001	2014-01-01	MATTHEW K. LEITNER
001	2014-01-01	MATTHEW K. LEITNER
001	2013-01-01	MATTHEW K. LEITNER
001	2012-01-01	MATTHEW K. LEITNER
001	2011-01-01	MATTHEW K. LEITNER

Plan Statistics for SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN

401k plan membership statisitcs for SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN

Measure Date Value
2015: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 352
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 30
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 107
Total of all active and inactive participants 2014-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 137
Number of participants with account balances 2014-01-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 312
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 311
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 25
Total of all active and inactive participants 2013-01-01 336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 336
Number of participants with account balances 2013-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 457
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 286
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 26
Total of all active and inactive participants 2012-01-01 312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 312
Number of participants with account balances 2012-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 370
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 390
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 66
Total of all active and inactive participants 2011-01-01 456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 457
Number of participants with account balances 2011-01-01 251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1

Measure	Date	Value
2015: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	352
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	30
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	107
Total of all active and inactive participants	2014-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	137
Number of participants with account balances	2014-01-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	312
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	311
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	25
Total of all active and inactive participants	2013-01-01	336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	336
Number of participants with account balances	2013-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	457
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	286
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	26
Total of all active and inactive participants	2012-01-01	312
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	312
Number of participants with account balances	2012-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	370
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	390
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	66
Total of all active and inactive participants	2011-01-01	456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	457
Number of participants with account balances	2011-01-01	251
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1

Financial Data on SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN

Measure	Date	Value
2015 : SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-07-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-07-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-07-30	$5,388
Total income from all sources (including contributions)	2015-07-30	$86,510
Total loss/gain on sale of assets	2015-07-30	$0
Total of all expenses incurred	2015-07-30	$3,421,048
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-07-30	$3,388,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-07-30	$0
Value of total assets at end of year	2015-07-30	$0
Value of total assets at beginning of year	2015-07-30	$3,339,926
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-07-30	$32,917
Total interest from all sources	2015-07-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2015-07-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-07-30	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-07-30	$0
Administrative expenses professional fees incurred	2015-07-30	$16,000
Was this plan covered by a fidelity bond	2015-07-30	Yes
Value of fidelity bond cover	2015-07-30	$300,000
If this is an individual account plan, was there a blackout period	2015-07-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-07-30	$0
Were there any nonexempt tranactions with any party-in-interest	2015-07-30	No
Participant contributions at end of year	2015-07-30	$0
Participant contributions at beginning of year	2015-07-30	$8,221
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-07-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-07-30	$5,388
Other income not declared elsewhere	2015-07-30	$5,389
Administrative expenses (other) incurred	2015-07-30	$5,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-07-30	No
Value of net income/loss	2015-07-30	$-3,334,538
Value of net assets at end of year (total assets less liabilities)	2015-07-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-07-30	$3,334,538
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-07-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-07-30	No
Were any leases to which the plan was party in default or uncollectible	2015-07-30	No
Investment advisory and management fees	2015-07-30	$3,106
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-07-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-07-30	$3,331,705
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-07-30	$81,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-07-30	No
Was there a failure to transmit to the plan any participant contributions	2015-07-30	No
Has the plan failed to provide any benefit when due under the plan	2015-07-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-07-30	$3,388,131
Contract administrator fees	2015-07-30	$7,939
Did the plan have assets held for investment	2015-07-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-07-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-07-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-07-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-07-30	Disclaimer
Accountancy firm name	2015-07-30	GRAY, BLODGETT & CO., PLLC
Accountancy firm EIN	2015-07-30	731352810
2014 : SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$5,388
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$5,480
Total income from all sources (including contributions)	2014-12-31	$412,019
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$599,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$563,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$216,762
Value of total assets at end of year	2014-12-31	$3,339,926
Value of total assets at beginning of year	2014-12-31	$3,527,011
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$35,388
Total interest from all sources	2014-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$111,704
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$111,704
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$300,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$215,438
Participant contributions at end of year	2014-12-31	$8,221
Participant contributions at beginning of year	2014-12-31	$7,712
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,324
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$5,388
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$5,480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-186,993
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,334,538
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,521,531
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$29,212
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$3,331,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$3,519,299
Value of interest in pooled separate accounts at end of year	2014-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$83,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$563,624
Contract administrator fees	2014-12-31	$6,176
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRAY, BLODGETT & CO., PLLC
Accountancy firm EIN	2014-12-31	731352810
2013 : SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$5,480
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$5,687
Total income from all sources (including contributions)	2013-12-31	$910,012
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$483,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$443,290
Value of total corrective distributions	2013-12-31	$6,937
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$249,999
Value of total assets at end of year	2013-12-31	$3,527,011
Value of total assets at beginning of year	2013-12-31	$3,100,265
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$32,832
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$74,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$74,055
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$249,999
Participant contributions at end of year	2013-12-31	$7,712
Participant contributions at beginning of year	2013-12-31	$10,171
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$5,480
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$5,687
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$426,953
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,521,531
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,094,578
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$26,009
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$3,519,299
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,090,094
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$585,958
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$443,290
Contract administrator fees	2013-12-31	$6,823
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRAY, BLODGETT & CO., PLLC
Accountancy firm EIN	2013-12-31	731352810
2012 : SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$5,687
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$11,078
Total income from all sources (including contributions)	2012-12-31	$659,506
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$845,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$809,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$269,764
Value of total assets at end of year	2012-12-31	$3,100,265
Value of total assets at beginning of year	2012-12-31	$3,292,148
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$36,138
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$52,526
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$52,526
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$269,764
Participant contributions at end of year	2012-12-31	$10,171
Participant contributions at beginning of year	2012-12-31	$13,378
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$5,687
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$11,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-186,492
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,094,578
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,281,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$24,040
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,090,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,278,770
Value of interest in pooled separate accounts at end of year	2012-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$337,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$809,860
Contract administrator fees	2012-12-31	$12,098
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRAY, BLODGETT & CO., PLLC
Accountancy firm EIN	2012-12-31	731352810
2011 : SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$11,078
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$5,687
Total income from all sources (including contributions)	2011-12-31	$98,727
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,161,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,134,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$287,708
Value of total assets at end of year	2011-12-31	$3,292,148
Value of total assets at beginning of year	2011-12-31	$4,349,974
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$27,555
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$79,824
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$79,824
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$287,708
Participant contributions at end of year	2011-12-31	$13,378
Participant contributions at beginning of year	2011-12-31	$20,062
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$810
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$11,078
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$5,687
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,063,217
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,281,070
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,344,287
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$2,651
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,278,770
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$0
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$4,329,912
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-268,805
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,133,579
Contract administrator fees	2011-12-31	$24,904
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRAY, BLODGETT & CO., PLLC
Accountancy firm EIN	2011-12-31	731352810
2010 : SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$5,687
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,199
Total income from all sources (including contributions)	2010-12-31	$791,353
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$437,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$422,847
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$327,859
Value of total assets at end of year	2010-12-31	$4,349,974
Value of total assets at beginning of year	2010-12-31	$3,992,055
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$15,075
Total interest from all sources	2010-12-31	$21
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$300,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$327,859
Participant contributions at end of year	2010-12-31	$20,062
Participant contributions at beginning of year	2010-12-31	$21,370
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$5,687
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$1,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$353,431
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$4,344,287
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,990,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$11,875
Value of interest in pooled separate accounts at end of year	2010-12-31	$4,329,912
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$3,970,684
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$21
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$463,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$422,847
Contract administrator fees	2010-12-31	$3,200
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRAY, BLODGETT & CO., PLLC
Accountancy firm EIN	2010-12-31	731352810

Form 5500 Responses for SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN

2015: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Mulitple employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

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SOLITAIRE HOLDINGS, L.L.C. 401(K) SAVINGS PLAN [EIN = 731439543]

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Company Name:	SOLITAIRE HOLDINGS LLC
Employer identification number (EIN):	731573244
NAIC Classification:	236110