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SPL, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSPL, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

SPL, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SOUTHERN PETROLEUM LABORATORIES, INC. has sponsored the creation of one or more 401k plans.

Company Name:SOUTHERN PETROLEUM LABORATORIES, INC.
Employer identification number (EIN):741297648
NAIC Classification:541380
NAIC Description:Testing Laboratories

Additional information about SOUTHERN PETROLEUM LABORATORIES, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1958-01-02
Company Identification Number: 0014390000
Legal Registered Office Address: 101 IBEX LN

BROUSSARD
United States of America (USA)
70518

More information about SOUTHERN PETROLEUM LABORATORIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SPL, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-07-01
0012021-07-01
0012020-07-01
0012019-07-01
0012018-07-01
0012017-07-01
0012016-07-01DAVID ROWLAND
0012015-07-01DAVID ROWLAND
0012014-07-01DAVID ROWLAND
0012013-07-01DAVID ROWLAND
0012012-07-01DAVID ROWLAND
0012011-07-01DAVID ROWLAND
0012009-07-01DAVID ROWLAND

Plan Statistics for SPL, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SPL, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: SPL, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-07-01613
Total number of active participants reported on line 7a of the Form 55002022-07-01436
Number of retired or separated participants receiving benefits2022-07-012
Number of other retired or separated participants entitled to future benefits2022-07-01173
Total of all active and inactive participants2022-07-01611
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-07-010
Total participants2022-07-01611
Number of participants with account balances2022-07-01447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-07-0143
2021: SPL, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-07-01614
Total number of active participants reported on line 7a of the Form 55002021-07-01473
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-01141
Total of all active and inactive participants2021-07-01614
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01614
Number of participants with account balances2021-07-01419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-0160
2020: SPL, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-07-01582
Total number of active participants reported on line 7a of the Form 55002020-07-01406
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-01175
Total of all active and inactive participants2020-07-01581
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01581
Number of participants with account balances2020-07-01426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0144
2019: SPL, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-07-01351
Total number of active participants reported on line 7a of the Form 55002019-07-01434
Number of retired or separated participants receiving benefits2019-07-016
Number of other retired or separated participants entitled to future benefits2019-07-01146
Total of all active and inactive participants2019-07-01586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01586
Number of participants with account balances2019-07-01433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0156
2018: SPL, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-07-01334
Total number of active participants reported on line 7a of the Form 55002018-07-01244
Number of retired or separated participants receiving benefits2018-07-012
Number of other retired or separated participants entitled to future benefits2018-07-01103
Total of all active and inactive participants2018-07-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01349
Number of participants with account balances2018-07-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0117
2017: SPL, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-07-01308
Total number of active participants reported on line 7a of the Form 55002017-07-01234
Number of retired or separated participants receiving benefits2017-07-012
Number of other retired or separated participants entitled to future benefits2017-07-0199
Total of all active and inactive participants2017-07-01335
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01335
Number of participants with account balances2017-07-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0114
2016: SPL, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-07-01302
Total number of active participants reported on line 7a of the Form 55002016-07-01198
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-01106
Total of all active and inactive participants2016-07-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01304
Number of participants with account balances2016-07-01241
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0115
2015: SPL, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-07-01326
Total number of active participants reported on line 7a of the Form 55002015-07-01192
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-01108
Total of all active and inactive participants2015-07-01300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01300
Number of participants with account balances2015-07-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0131
2014: SPL, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-07-01304
Total number of active participants reported on line 7a of the Form 55002014-07-01229
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-01101
Total of all active and inactive participants2014-07-01330
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01330
Number of participants with account balances2014-07-01259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-0113
2013: SPL, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-07-01297
Total number of active participants reported on line 7a of the Form 55002013-07-01196
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-01108
Total of all active and inactive participants2013-07-01304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01304
Number of participants with account balances2013-07-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-015
2012: SPL, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-07-01294
Total number of active participants reported on line 7a of the Form 55002012-07-01184
Number of retired or separated participants receiving benefits2012-07-010
Number of other retired or separated participants entitled to future benefits2012-07-01113
Total of all active and inactive participants2012-07-01297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-07-010
Total participants2012-07-01297
Number of participants with account balances2012-07-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-07-019
2011: SPL, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-07-01292
Total number of active participants reported on line 7a of the Form 55002011-07-01164
Number of retired or separated participants receiving benefits2011-07-010
Number of other retired or separated participants entitled to future benefits2011-07-01130
Total of all active and inactive participants2011-07-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-07-010
Total participants2011-07-01294
Number of participants with account balances2011-07-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-07-0111
2009: SPL, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-07-01453
Total number of active participants reported on line 7a of the Form 55002009-07-01342
Number of retired or separated participants receiving benefits2009-07-010
Number of other retired or separated participants entitled to future benefits2009-07-01100
Total of all active and inactive participants2009-07-01442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-07-010
Total participants2009-07-01442
Number of participants with account balances2009-07-01342
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-07-0125

Financial Data on SPL, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : SPL, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$188,437
Total income from all sources (including contributions)2022-12-31$1,130,680
Total of all expenses incurred2022-12-31$1,189,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,189,512
Expenses. Certain deemed distributions of participant loans2022-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$969,015
Value of total assets at end of year2022-12-31$13,942,614
Value of total assets at beginning of year2022-12-31$13,813,009
Total interest from all sources2022-12-31$6,873
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$0
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$610,687
Participant contributions at end of year2022-12-31$248,476
Participant contributions at beginning of year2022-12-31$216,857
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$0
Total non interest bearing cash at end of year2022-12-31$134,498
Total non interest bearing cash at beginning of year2022-12-31$95,096
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-58,832
Value of net assets at end of year (total assets less liabilities)2022-12-31$13,942,614
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$13,813,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$13,559,640
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$13,501,056
Interest on participant loans2022-12-31$6,873
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$154,792
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$358,328
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,189,512
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PRICEKUBECKA, PLLC
Accountancy firm EIN2022-12-31752783674
Total transfer of assets to this plan2022-06-30$1,965,662
Total income from all sources (including contributions)2022-06-30$-394,931
Total of all expenses incurred2022-06-30$2,073,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$1,995,652
Expenses. Certain deemed distributions of participant loans2022-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$2,283,127
Value of total assets at end of year2022-06-30$13,813,009
Value of total assets at beginning of year2022-06-30$14,315,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$77,913
Total interest from all sources2022-06-30$12,387
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2022-06-30$0
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$1,368,815
Participant contributions at end of year2022-06-30$216,857
Participant contributions at beginning of year2022-06-30$188,077
Participant contributions at end of year2022-06-30$0
Participant contributions at beginning of year2022-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$377,344
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-06-30$0
Total non interest bearing cash at end of year2022-06-30$95,096
Total non interest bearing cash at beginning of year2022-06-30$38,764
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-2,468,496
Value of net assets at end of year (total assets less liabilities)2022-06-30$13,813,009
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$14,315,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$13,501,056
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$14,089,002
Interest on participant loans2022-06-30$12,387
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$0
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-06-30$-2,690,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$536,968
Employer contributions (assets) at end of year2022-06-30$0
Employer contributions (assets) at beginning of year2022-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$1,995,652
Contract administrator fees2022-06-30$77,913
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Unqualified
Accountancy firm name2022-06-30PRICEKUBECKA, PLLC
Accountancy firm EIN2022-06-30752783674
2021 : SPL, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-06-30$4,852,998
Total of all expenses incurred2021-06-30$2,286,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$2,203,326
Expenses. Certain deemed distributions of participant loans2021-06-30$290
Value of total corrective distributions2021-06-30$2,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$1,007,951
Value of total assets at end of year2021-06-30$14,315,843
Value of total assets at beginning of year2021-06-30$11,749,186
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$80,233
Total interest from all sources2021-06-30$10,892
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-06-30$0
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$910,298
Participant contributions at end of year2021-06-30$188,077
Participant contributions at beginning of year2021-06-30$175,757
Participant contributions at end of year2021-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$67,281
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-06-30$0
Total non interest bearing cash at end of year2021-06-30$38,764
Total non interest bearing cash at beginning of year2021-06-30$2,324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$2,566,657
Value of net assets at end of year (total assets less liabilities)2021-06-30$14,315,843
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$11,749,186
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$14,089,002
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$11,550,973
Interest on participant loans2021-06-30$10,857
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-06-30$35
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$20,132
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-06-30$3,834,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$30,372
Employer contributions (assets) at end of year2021-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$2,203,326
Contract administrator fees2021-06-30$80,233
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30PRICEKUBECKA, PLLC
Accountancy firm EIN2021-06-30752786374
2020 : SPL, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-06-30$2,287,753
Total of all expenses incurred2020-06-30$2,455,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$2,390,493
Value of total corrective distributions2020-06-30$6,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$1,421,406
Value of total assets at end of year2020-06-30$11,749,186
Value of total assets at beginning of year2020-06-30$11,916,910
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$58,018
Total interest from all sources2020-06-30$12,746
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$889,688
Participant contributions at end of year2020-06-30$175,757
Participant contributions at beginning of year2020-06-30$181,406
Participant contributions at beginning of year2020-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$338,971
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-06-30$0
Total non interest bearing cash at end of year2020-06-30$2,324
Total non interest bearing cash at beginning of year2020-06-30$2,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$-167,724
Value of net assets at end of year (total assets less liabilities)2020-06-30$11,749,186
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$11,916,910
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Investment advisory and management fees2020-06-30$23,639
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$11,550,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$11,714,732
Interest on participant loans2020-06-30$12,509
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-06-30$237
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$20,132
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$18,403
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-06-30$853,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$192,747
Employer contributions (assets) at beginning of year2020-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$2,390,493
Contract administrator fees2020-06-30$34,379
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30PRICEKUBECKA, PLLC
Accountancy firm EIN2020-06-30752783674
2019 : SPL, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-06-30$1,456,721
Total of all expenses incurred2019-06-30$1,176,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$1,138,240
Expenses. Certain deemed distributions of participant loans2019-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$811,859
Value of total assets at end of year2019-06-30$11,916,910
Value of total assets at beginning of year2019-06-30$11,636,297
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$37,868
Total interest from all sources2019-06-30$13,437
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-06-30$0
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$637,583
Participant contributions at end of year2019-06-30$181,406
Participant contributions at beginning of year2019-06-30$253,985
Participant contributions at end of year2019-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$7,858
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-06-30$0
Total non interest bearing cash at end of year2019-06-30$2,369
Total non interest bearing cash at beginning of year2019-06-30$13,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$280,613
Value of net assets at end of year (total assets less liabilities)2019-06-30$11,916,910
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$11,636,297
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$11,714,732
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$11,368,746
Interest on participant loans2019-06-30$13,274
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-06-30$163
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$18,403
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-06-30$631,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30Yes
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$166,418
Employer contributions (assets) at end of year2019-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$1,138,240
Contract administrator fees2019-06-30$37,868
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-06-30No
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30BKD, LLP
Accountancy firm EIN2019-06-30440160260
2018 : SPL, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-06-30$2,074,575
Total of all expenses incurred2018-06-30$1,875,673
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$1,859,124
Expenses. Certain deemed distributions of participant loans2018-06-30$1,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$723,466
Value of total assets at end of year2018-06-30$11,636,297
Value of total assets at beginning of year2018-06-30$11,437,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$15,545
Total interest from all sources2018-06-30$12,898
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$559,576
Participant contributions at end of year2018-06-30$253,985
Participant contributions at beginning of year2018-06-30$265,109
Participant contributions at beginning of year2018-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$194
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-06-30$0
Total non interest bearing cash at end of year2018-06-30$13,566
Total non interest bearing cash at beginning of year2018-06-30$579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$198,902
Value of net assets at end of year (total assets less liabilities)2018-06-30$11,636,297
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$11,437,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Investment advisory and management fees2018-06-30$15,545
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$11,368,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$11,171,707
Interest on participant loans2018-06-30$12,798
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-06-30$100
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-06-30$1,338,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$163,696
Employer contributions (assets) at beginning of year2018-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$1,859,124
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30BKD, LLP
Accountancy firm EIN2018-06-30440160260
2017 : SPL, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-06-30$2,689,356
Total of all expenses incurred2017-06-30$1,665,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$1,617,962
Expenses. Certain deemed distributions of participant loans2017-06-30$0
Value of total corrective distributions2017-06-30$11,646
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$1,025,246
Value of total assets at end of year2017-06-30$11,437,395
Value of total assets at beginning of year2017-06-30$10,413,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$35,811
Total interest from all sources2017-06-30$14,096
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-06-30$0
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$555,206
Participant contributions at end of year2017-06-30$265,109
Participant contributions at beginning of year2017-06-30$291,074
Participant contributions at end of year2017-06-30$0
Participant contributions at beginning of year2017-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$297,805
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-06-30$0
Total non interest bearing cash at end of year2017-06-30$579
Total non interest bearing cash at beginning of year2017-06-30$1,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$1,023,937
Value of net assets at end of year (total assets less liabilities)2017-06-30$11,437,395
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$10,413,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Investment advisory and management fees2017-06-30$35,811
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$11,171,707
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$10,120,439
Interest on participant loans2017-06-30$0
Income. Interest from loans (other than to participants)2017-06-30$14,073
Interest earned on other investments2017-06-30$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-06-30$23
Expenses. Payments to insurance carriers foe the provision of benefits2017-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-06-30$1,650,014
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$172,235
Employer contributions (assets) at end of year2017-06-30$0
Employer contributions (assets) at beginning of year2017-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$1,617,962
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30BKD, LLP
Accountancy firm EIN2017-06-30440160260
2016 : SPL, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-06-30$661,133
Total of all expenses incurred2016-06-30$1,457,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$1,410,501
Expenses. Certain deemed distributions of participant loans2016-06-30$0
Value of total corrective distributions2016-06-30$9,993
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$801,879
Value of total assets at end of year2016-06-30$10,413,458
Value of total assets at beginning of year2016-06-30$11,209,433
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$36,614
Total interest from all sources2016-06-30$14,699
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-06-30$0
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-30$0
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$628,003
Participant contributions at end of year2016-06-30$291,074
Participant contributions at beginning of year2016-06-30$270,492
Participant contributions at end of year2016-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-06-30$0
Total non interest bearing cash at end of year2016-06-30$1,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$-795,975
Value of net assets at end of year (total assets less liabilities)2016-06-30$10,413,458
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$11,209,433
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$10,120,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$10,938,941
Interest on participant loans2016-06-30$14,619
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-06-30$80
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-30$-155,445
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$173,876
Employer contributions (assets) at end of year2016-06-30$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$1,410,501
Contract administrator fees2016-06-30$36,614
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30BKD, LLP
Accountancy firm EIN2016-06-30440160260
2015 : SPL, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total transfer of assets to this plan2015-06-30$1,066,160
Total income from all sources (including contributions)2015-06-30$1,150,170
Total of all expenses incurred2015-06-30$2,370,772
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$2,340,935
Value of total corrective distributions2015-06-30$12,100
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$762,156
Value of total assets at end of year2015-06-30$11,209,433
Value of total assets at beginning of year2015-06-30$11,363,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$17,737
Total interest from all sources2015-06-30$14,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$563,326
Participant contributions at end of year2015-06-30$270,492
Participant contributions at beginning of year2015-06-30$218,910
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$31,931
Total non interest bearing cash at beginning of year2015-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$-1,220,602
Value of net assets at end of year (total assets less liabilities)2015-06-30$11,209,433
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$11,363,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$10,938,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$11,144,965
Interest on participant loans2015-06-30$13,909
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-06-30$131
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-06-30$373,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$166,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$2,340,935
Contract administrator fees2015-06-30$17,737
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30BKD, LLP
Accountancy firm EIN2015-06-30440160260
2014 : SPL, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$2,445,269
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$1,410,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$1,383,371
Value of total corrective distributions2014-06-30$5,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$698,157
Value of total assets at end of year2014-06-30$11,363,875
Value of total assets at beginning of year2014-06-30$10,328,678
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$21,102
Total interest from all sources2014-06-30$11,082
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$1,200,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$494,561
Participant contributions at end of year2014-06-30$218,910
Participant contributions at beginning of year2014-06-30$211,249
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$74,440
Total non interest bearing cash at end of year2014-06-30$0
Total non interest bearing cash at beginning of year2014-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$1,035,197
Value of net assets at end of year (total assets less liabilities)2014-06-30$11,363,875
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$10,328,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$11,144,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$10,117,429
Interest on participant loans2014-06-30$10,921
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-06-30$161
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-06-30$1,736,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30No
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$129,156
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$1,383,371
Contract administrator fees2014-06-30$21,102
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30BKD, LLP
Accountancy firm EIN2014-06-30440160260
2013 : SPL, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-06-30$0
Total income from all sources (including contributions)2013-06-30$1,697,712
Total loss/gain on sale of assets2013-06-30$0
Total of all expenses incurred2013-06-30$1,302,338
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-06-30$1,278,177
Value of total corrective distributions2013-06-30$1,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-06-30$548,387
Value of total assets at end of year2013-06-30$10,328,678
Value of total assets at beginning of year2013-06-30$9,933,304
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-06-30$22,900
Total interest from all sources2013-06-30$11,901
Total dividends received (eg from common stock, registered investment company shares)2013-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-06-30No
Was this plan covered by a fidelity bond2013-06-30Yes
Value of fidelity bond cover2013-06-30$1,200,000
If this is an individual account plan, was there a blackout period2013-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-06-30$0
Were there any nonexempt tranactions with any party-in-interest2013-06-30No
Contributions received from participants2013-06-30$433,244
Participant contributions at end of year2013-06-30$211,249
Participant contributions at beginning of year2013-06-30$235,845
Income. Received or receivable in cash from other sources (including rollovers)2013-06-30$1,710
Total non interest bearing cash at end of year2013-06-30$0
Total non interest bearing cash at beginning of year2013-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Value of net income/loss2013-06-30$395,374
Value of net assets at end of year (total assets less liabilities)2013-06-30$10,328,678
Value of net assets at beginning of year (total assets less liabilities)2013-06-30$9,933,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-06-30No
Were any leases to which the plan was party in default or uncollectible2013-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-06-30$10,117,429
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-06-30$9,697,459
Interest on participant loans2013-06-30$11,555
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-06-30$346
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-06-30$1,137,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-06-30No
Was there a failure to transmit to the plan any participant contributions2013-06-30No
Has the plan failed to provide any benefit when due under the plan2013-06-30No
Contributions received in cash from employer2013-06-30$113,433
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-06-30$1,278,177
Contract administrator fees2013-06-30$22,900
Did the plan have assets held for investment2013-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-06-30Yes
Opinion of an independent qualified public accountant for this plan2013-06-30Disclaimer
Accountancy firm name2013-06-30BKD, LLP
Accountancy firm EIN2013-06-30440160260
2012 : SPL, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-06-30$0
Total income from all sources (including contributions)2012-06-30$486,579
Total loss/gain on sale of assets2012-06-30$0
Total of all expenses incurred2012-06-30$550,267
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-06-30$523,445
Value of total corrective distributions2012-06-30$4,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-06-30$559,675
Value of total assets at end of year2012-06-30$9,933,304
Value of total assets at beginning of year2012-06-30$9,996,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-06-30$22,746
Total interest from all sources2012-06-30$13,711
Total dividends received (eg from common stock, registered investment company shares)2012-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-06-30No
Administrative expenses professional fees incurred2012-06-30$22,746
Was this plan covered by a fidelity bond2012-06-30Yes
Value of fidelity bond cover2012-06-30$1,200,000
If this is an individual account plan, was there a blackout period2012-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-06-30$0
Were there any nonexempt tranactions with any party-in-interest2012-06-30No
Contributions received from participants2012-06-30$443,683
Participant contributions at end of year2012-06-30$235,845
Participant contributions at beginning of year2012-06-30$202,903
Total non interest bearing cash at end of year2012-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Value of net income/loss2012-06-30$-63,688
Value of net assets at end of year (total assets less liabilities)2012-06-30$9,933,304
Value of net assets at beginning of year (total assets less liabilities)2012-06-30$9,996,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-06-30No
Were any leases to which the plan was party in default or uncollectible2012-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-06-30$9,697,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-06-30$9,794,089
Interest on participant loans2012-06-30$13,094
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-06-30$617
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-06-30$-86,807
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-06-30No
Was there a failure to transmit to the plan any participant contributions2012-06-30No
Has the plan failed to provide any benefit when due under the plan2012-06-30No
Contributions received in cash from employer2012-06-30$115,992
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-06-30$523,445
Did the plan have assets held for investment2012-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-06-30Yes
Opinion of an independent qualified public accountant for this plan2012-06-30Disclaimer
Accountancy firm name2012-06-30BKD, LLP
Accountancy firm EIN2012-06-30440160260
2011 : SPL, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-06-30$0
Total income from all sources (including contributions)2011-06-30$3,189,072
Total loss/gain on sale of assets2011-06-30$0
Total of all expenses incurred2011-06-30$4,095,731
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-06-30$4,057,647
Value of total corrective distributions2011-06-30$8,391
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-06-30$746,728
Value of total assets at end of year2011-06-30$9,996,992
Value of total assets at beginning of year2011-06-30$10,903,651
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-06-30$29,693
Total interest from all sources2011-06-30$17,576
Total dividends received (eg from common stock, registered investment company shares)2011-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-06-30No
Administrative expenses professional fees incurred2011-06-30$29,693
Was this plan covered by a fidelity bond2011-06-30Yes
Value of fidelity bond cover2011-06-30$500,000
If this is an individual account plan, was there a blackout period2011-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-06-30$0
Were there any nonexempt tranactions with any party-in-interest2011-06-30No
Contributions received from participants2011-06-30$597,355
Participant contributions at end of year2011-06-30$202,903
Participant contributions at beginning of year2011-06-30$330,954
Total non interest bearing cash at end of year2011-06-30$0
Total non interest bearing cash at beginning of year2011-06-30$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Value of net income/loss2011-06-30$-906,659
Value of net assets at end of year (total assets less liabilities)2011-06-30$9,996,992
Value of net assets at beginning of year (total assets less liabilities)2011-06-30$10,903,651
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-06-30No
Were any leases to which the plan was party in default or uncollectible2011-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-06-30$9,794,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-06-30$10,572,697
Interest on participant loans2011-06-30$15,436
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-06-30$2,140
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-06-30$2,424,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-06-30No
Was there a failure to transmit to the plan any participant contributions2011-06-30No
Has the plan failed to provide any benefit when due under the plan2011-06-30No
Contributions received in cash from employer2011-06-30$149,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-06-30$4,057,647
Did the plan have assets held for investment2011-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-06-30Yes
Opinion of an independent qualified public accountant for this plan2011-06-30Disclaimer
Accountancy firm name2011-06-30BKD, LLP
Accountancy firm EIN2011-06-30440160260
2010 : SPL, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-06-30$0

Form 5500 Responses for SPL, INC. 401(K) PROFIT SHARING PLAN

2022: SPL, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-07-01Type of plan entitySingle employer plan
2022-07-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-07-01Plan funding arrangement – InsuranceYes
2022-07-01Plan funding arrangement – TrustYes
2022-07-01Plan benefit arrangement - TrustYes
2021: SPL, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan funding arrangement – TrustYes
2021-07-01Plan benefit arrangement - TrustYes
2020: SPL, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan funding arrangement – TrustYes
2020-07-01Plan benefit arrangement - TrustYes
2019: SPL, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan funding arrangement – TrustYes
2019-07-01Plan benefit arrangement - TrustYes
2018: SPL, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan funding arrangement – TrustYes
2018-07-01Plan benefit arrangement - TrustYes
2017: SPL, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan funding arrangement – TrustYes
2017-07-01Plan benefit arrangement - TrustYes
2016: SPL, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan funding arrangement – TrustYes
2016-07-01Plan benefit arrangement - TrustYes
2015: SPL, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan funding arrangement – TrustYes
2015-07-01Plan benefit arrangement - TrustYes
2014: SPL, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan funding arrangement – TrustYes
2014-07-01Plan benefit arrangement - TrustYes
2013: SPL, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan funding arrangement – TrustYes
2013-07-01Plan benefit arrangement - TrustYes
2012: SPL, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-07-01Type of plan entitySingle employer plan
2012-07-01Submission has been amendedNo
2012-07-01This submission is the final filingNo
2012-07-01This return/report is a short plan year return/report (less than 12 months)No
2012-07-01Plan is a collectively bargained planNo
2012-07-01Plan funding arrangement – InsuranceYes
2012-07-01Plan funding arrangement – TrustYes
2012-07-01Plan benefit arrangement - TrustYes
2011: SPL, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-07-01Type of plan entitySingle employer plan
2011-07-01Submission has been amendedNo
2011-07-01This submission is the final filingNo
2011-07-01This return/report is a short plan year return/report (less than 12 months)No
2011-07-01Plan is a collectively bargained planNo
2011-07-01Plan funding arrangement – InsuranceYes
2011-07-01Plan funding arrangement – TrustYes
2011-07-01Plan benefit arrangement - TrustYes
2009: SPL, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-07-01Type of plan entitySingle employer plan
2009-07-01Submission has been amendedNo
2009-07-01This submission is the final filingNo
2009-07-01This return/report is a short plan year return/report (less than 12 months)No
2009-07-01Plan is a collectively bargained planNo
2009-07-01Plan funding arrangement – InsuranceYes
2009-07-01Plan funding arrangement – TrustYes
2009-07-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered0
Insurance policy start date2022-07-01
Insurance policy end date2023-01-17
Total amount of commissions paid to insurance brokerUSD $3,510
Total amount of fees paid to insurance companyUSD $2,140
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered469
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $13,286
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees13286
Additional information about fees paid to insurance brokerTPA FEES PAID AND COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered453
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,933
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees6933
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered461
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $11,952
Total amount of fees paid to insurance companyUSD $8,667
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,952
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Amount paid for insurance broker fees8667
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered254
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $34,221
Total amount of fees paid to insurance companyUSD $8,102
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34,221
Insurance broker organization code?3
Amount paid for insurance broker fees8102
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered246
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $36,282
Total amount of fees paid to insurance companyUSD $8,362
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered296
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $32,488
Total amount of fees paid to insurance companyUSD $8,579
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,488
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?3
Insurance broker nameNOVA 401(K) ASSOCIATES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered308
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $35,209
Total amount of fees paid to insurance companyUSD $7,840
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,209
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA FEES, COMPENSATION, ALLOWANCES
Insurance broker nameNOVA 401(K) ASSOCIATES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered278
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $31,455
Total amount of fees paid to insurance companyUSD $7,284
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,455
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA FEES, COMPENSATION, ALLOWANCES
Insurance broker nameNOVA 401(K) ASSOCIATES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered272
Insurance policy start date2012-07-01
Insurance policy end date2013-06-30
Total amount of commissions paid to insurance brokerUSD $35,093
Total amount of fees paid to insurance companyUSD $6,864
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,093
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerTPA FEES, COMPENSATION, ALLOWANCES
Insurance broker nameT. ROWE PRICE ASSOCIATES, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered281
Insurance policy start date2011-07-01
Insurance policy end date2012-06-30
Total amount of commissions paid to insurance brokerUSD $36,830
Total amount of fees paid to insurance companyUSD $6,998
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number51206
Policy instance 1
Insurance contract or identification number51206
Number of Individuals Covered291
Insurance policy start date2010-07-01
Insurance policy end date2011-06-30
Total amount of commissions paid to insurance brokerUSD $39,190
Total amount of fees paid to insurance companyUSD $11,323
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes

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