FAYEZ SAROFIM & CO has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FAYEZ SAROFIM & CO LONG-TERM CARE PLAN
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|
| 504 | 2018-12-01 | | | | |
| 504 | 2017-12-01 | | | | |
| 504 | 2016-12-01 | DANIEL S CRUMRINE | | | |
| 504 | 2015-12-01 | JOHN M. RATCLIFF, VICE PRESIDENT | | JOHN M. RATCLIFF, VICE PRESIDENT | 2017-06-29 |
| 504 | 2014-12-01 | JOHN M. RATCLIFF, VICE PRESIDENT | | JOHN M. RATCLIFF, VICE PRESIDENT | 2016-03-25 |
| 504 | 2013-12-01 | JOHN M. RATCLIFF, VICE PRESIDENT | | JOHN M. RATCLIFF, VICE PRESIDENT | 2015-03-24 |
| 504 | 2012-12-01 | JOHN M. RATCLIFF, VICE PRESIDENT | | JOHN M. RATCLIFF, VICE PRESIDENT | 2014-06-26 |
| 504 | 2011-12-01 | JOHN M. RATCLIFF, VICE PRESIDENT | | JOHN M. RATCLIFF, VICE PRESIDENT | 2013-06-17 |
| 504 | 2010-12-01 | JOHN M. RATCLIFF, VICE PRESIDENT | | JOHN M. RATCLIFF, VICE PRESIDENT | 2012-06-30 |
| 504 | 2009-12-01 | JOHN M. RATCLIFF, VICE PRESIDENT | | JOHN M. RATCLIFF, VICE PRESIDENT | 2011-06-28 |
| Measure | Date | Value |
|---|
| 2018: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-12-01 | 90 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-12-01 | 0 |
| Number of retired or separated participants receiving benefits | 2018-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-12-01 | 0 |
| Total of all active and inactive participants | 2018-12-01 | 0 |
| 2017: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-12-01 | 88 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-12-01 | 90 |
| Number of retired or separated participants receiving benefits | 2017-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-12-01 | 0 |
| Total of all active and inactive participants | 2017-12-01 | 90 |
| 2016: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-12-01 | 88 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-12-01 | 88 |
| Number of retired or separated participants receiving benefits | 2016-12-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-12-01 | 0 |
| Total of all active and inactive participants | 2016-12-01 | 88 |
| 2015: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-12-01 | 101 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-12-01 | 88 |
| Total of all active and inactive participants | 2015-12-01 | 88 |
| Total participants | 2015-12-01 | 88 |
| 2014: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-12-01 | 104 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-12-01 | 101 |
| Total of all active and inactive participants | 2014-12-01 | 101 |
| Total participants | 2014-12-01 | 101 |
| 2013: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-12-01 | 103 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-12-01 | 104 |
| Total of all active and inactive participants | 2013-12-01 | 104 |
| Total participants | 2013-12-01 | 104 |
| 2012: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-12-01 | 117 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-12-01 | 103 |
| Total of all active and inactive participants | 2012-12-01 | 103 |
| Total participants | 2012-12-01 | 103 |
| 2011: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-12-01 | 119 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-12-01 | 117 |
| Total of all active and inactive participants | 2011-12-01 | 117 |
| Total participants | 2011-12-01 | 117 |
| 2010: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-12-01 | 121 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-12-01 | 119 |
| Total of all active and inactive participants | 2010-12-01 | 119 |
| Total participants | 2010-12-01 | 119 |
| 2009: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-12-01 | 123 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-12-01 | 121 |
| Total of all active and inactive participants | 2009-12-01 | 121 |
| Total participants | 2009-12-01 | 121 |
| 2018: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2018 form 5500 responses |
|---|
| 2018-12-01 | Type of plan entity | Single employer plan |
| 2018-12-01 | Submission has been amended | No |
| 2018-12-01 | This submission is the final filing | Yes |
| 2018-12-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2018-12-01 | Plan is a collectively bargained plan | No |
| 2018-12-01 | Plan funding arrangement – Insurance | Yes |
| 2018-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2017: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2017 form 5500 responses |
|---|
| 2017-12-01 | Type of plan entity | Single employer plan |
| 2017-12-01 | Submission has been amended | No |
| 2017-12-01 | This submission is the final filing | No |
| 2017-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-12-01 | Plan is a collectively bargained plan | No |
| 2017-12-01 | Plan funding arrangement – Insurance | Yes |
| 2017-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2016: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2016 form 5500 responses |
|---|
| 2016-12-01 | Type of plan entity | Single employer plan |
| 2016-12-01 | Submission has been amended | No |
| 2016-12-01 | This submission is the final filing | No |
| 2016-12-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-12-01 | Plan is a collectively bargained plan | No |
| 2016-12-01 | Plan funding arrangement – Insurance | Yes |
| 2016-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2015: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2015 form 5500 responses |
|---|
| 2015-12-01 | Type of plan entity | Single employer plan |
| 2015-12-01 | Plan funding arrangement – Insurance | Yes |
| 2015-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2014: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2014 form 5500 responses |
|---|
| 2014-12-01 | Type of plan entity | Single employer plan |
| 2014-12-01 | Plan funding arrangement – Insurance | Yes |
| 2014-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2013: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2013 form 5500 responses |
|---|
| 2013-12-01 | Type of plan entity | Single employer plan |
| 2013-12-01 | Plan funding arrangement – Insurance | Yes |
| 2013-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2012: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2012 form 5500 responses |
|---|
| 2012-12-01 | Type of plan entity | Single employer plan |
| 2012-12-01 | Plan funding arrangement – Insurance | Yes |
| 2012-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2011: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2011 form 5500 responses |
|---|
| 2011-12-01 | Type of plan entity | Single employer plan |
| 2011-12-01 | Plan funding arrangement – Insurance | Yes |
| 2011-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2010: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2010 form 5500 responses |
|---|
| 2010-12-01 | Type of plan entity | Single employer plan |
| 2010-12-01 | Plan funding arrangement – Insurance | Yes |
| 2010-12-01 | Plan benefit arrangement – Insurance | Yes |
| 2009: FAYEZ SAROFIM & CO LONG-TERM CARE PLAN 2009 form 5500 responses |
|---|
| 2009-12-01 | Type of plan entity | Single employer plan |
| 2009-12-01 | Plan funding arrangement – Insurance | Yes |
| 2009-12-01 | Plan benefit arrangement – Insurance | Yes |
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 023912 |
| Policy instance | 1 |
| Insurance contract or identification number | 023912 | | Number of Individuals Covered | 90 | | Insurance policy start date | 2017-12-01 | | Insurance policy end date | 2018-11-30 | | Total amount of commissions paid to insurance broker | USD $5,740 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Other welfare benefits provided | GROUP LONG TERM CARE | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Welfare Benefit Premiums Paid to Carrier | USD $39,879 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 023912 |
| Policy instance | 1 |
| Insurance contract or identification number | 023912 | | Number of Individuals Covered | 101 | | Insurance policy start date | 2014-12-01 | | Insurance policy end date | 2015-11-30 | | Total amount of commissions paid to insurance broker | USD $5,857 | | Other welfare benefits provided | LONG-TERM CARE | | Welfare Benefit Premiums Paid to Carrier | USD $41,502 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,857 | | Insurance broker organization code? | 3 | | Insurance broker name | ROBERT C THOMAS |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 023912 |
| Policy instance | 1 |
| Insurance contract or identification number | 023912 | | Number of Individuals Covered | 104 | | Insurance policy start date | 2013-12-01 | | Insurance policy end date | 2014-11-30 | | Total amount of commissions paid to insurance broker | USD $5,885 | | Other welfare benefits provided | LONG-TERM CARE | | Welfare Benefit Premiums Paid to Carrier | USD $39,231 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,885 | | Insurance broker organization code? | 3 | | Insurance broker name | ROBERT C THOMAS |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 000000023912 |
| Policy instance | 1 |
| Insurance contract or identification number | 000000023912 | | Number of Individuals Covered | 103 | | Insurance policy start date | 2012-12-01 | | Insurance policy end date | 2013-11-30 | | Total amount of commissions paid to insurance broker | USD $5,820 | | Other welfare benefits provided | LONG-TERM CARE | | Welfare Benefit Premiums Paid to Carrier | USD $38,737 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $5,820 | | Insurance broker organization code? | 3 | | Insurance broker name | ROBERT C THOMAS |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 00023912 |
| Policy instance | 1 |
| Insurance contract or identification number | 00023912 | | Number of Individuals Covered | 117 | | Insurance policy start date | 2011-12-01 | | Insurance policy end date | 2012-11-30 | | Total amount of commissions paid to insurance broker | USD $5,566 | | Other welfare benefits provided | LONG-TERM CARE | | Welfare Benefit Premiums Paid to Carrier | USD $36,658 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| UNUM LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 62235 ) |
| Policy contract number | 00023912 |
| Policy instance | 1 |
| Insurance contract or identification number | 00023912 | | Number of Individuals Covered | 119 | | Insurance policy start date | 2010-12-01 | | Insurance policy end date | 2011-11-30 | | Total amount of commissions paid to insurance broker | USD $5,494 | | Total amount of fees paid to insurance company | USD $0 | | Other welfare benefits provided | LONG-TERM CARE | | Welfare Benefit Premiums Paid to Carrier | USD $36,628 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
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