C.H. GUENTHER & SON, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan C.H. GUENTHER & SON, INC. 401(K) PLAN FOR UNION EMPLOYEES
| Measure | Date | Value |
|---|
| 2013 : C.H. GUENTHER & SON, INC. 401(K) PLAN FOR UNION EMPLOYEES 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total transfer of assets from this plan | 2013-12-31 | $2,554,248 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $510,960 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $313,314 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $136,296 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $170,099 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $132,469 |
| Value of total assets at end of year | 2013-12-31 | $0 |
| Value of total assets at beginning of year | 2013-12-31 | $2,356,602 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $6,919 |
| Total interest from all sources | 2013-12-31 | $5,279 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $24,353 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2013-12-31 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $24,353 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $69,224 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $303,282 |
| Participant contributions at beginning of year | 2013-12-31 | $3,363 |
| Other income not declared elsewhere | 2013-12-31 | $717 |
| Administrative expenses (other) incurred | 2013-12-31 | $6,919 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $197,646 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $2,356,602 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,743,289 |
| Interest on participant loans | 2013-12-31 | $5,279 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $305,746 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $343,988 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $4,154 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $63,245 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $922 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $136,296 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | ERNST & YOUNG |
| Accountancy firm EIN | 2013-12-31 | 346565596 |
| 2012 : C.H. GUENTHER & SON, INC. 401(K) PLAN FOR UNION EMPLOYEES 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $485,073 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $269,284 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $263,367 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $249,513 |
| Value of total assets at end of year | 2012-12-31 | $2,356,602 |
| Value of total assets at beginning of year | 2012-12-31 | $2,140,813 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $5,917 |
| Total interest from all sources | 2012-12-31 | $4,472 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $25,681 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $25,681 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $139,982 |
| Participant contributions at end of year | 2012-12-31 | $303,282 |
| Participant contributions at beginning of year | 2012-12-31 | $289,820 |
| Participant contributions at end of year | 2012-12-31 | $3,363 |
| Participant contributions at beginning of year | 2012-12-31 | $2,512 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $18,192 |
| Administrative expenses (other) incurred | 2012-12-31 | $5,917 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $215,789 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $2,356,602 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $2,140,813 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,743,289 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,566,582 |
| Income. Interest from loans (other than to participants) | 2012-12-31 | $4,472 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $305,746 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $280,528 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $200,440 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $4,967 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $91,339 |
| Employer contributions (assets) at end of year | 2012-12-31 | $922 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $1,371 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $263,367 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | ERNST & YOUNG,LLC |
| Accountancy firm EIN | 2012-12-31 | 346565596 |
| 2011 : C.H. GUENTHER & SON, INC. 401(K) PLAN FOR UNION EMPLOYEES 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets from this plan | 2011-12-31 | $7,783 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $275,439 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $435,601 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $421,224 |
| Value of total corrective distributions | 2011-12-31 | $1,028 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $271,752 |
| Value of total assets at end of year | 2011-12-31 | $2,140,813 |
| Value of total assets at beginning of year | 2011-12-31 | $2,308,758 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $13,349 |
| Total interest from all sources | 2011-12-31 | $6,534 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $24,086 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $24,086 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $154,582 |
| Participant contributions at end of year | 2011-12-31 | $289,820 |
| Participant contributions at beginning of year | 2011-12-31 | $220,857 |
| Participant contributions at end of year | 2011-12-31 | $2,512 |
| Participant contributions at beginning of year | 2011-12-31 | $3,634 |
| Other income not declared elsewhere | 2011-12-31 | $5,731 |
| Administrative expenses (other) incurred | 2011-12-31 | $13,349 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-160,162 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $2,140,813 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $2,308,758 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,566,582 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,780,778 |
| Interest on participant loans | 2011-12-31 | $6,534 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $280,528 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $303,035 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-38,534 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $5,870 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $117,170 |
| Employer contributions (assets) at end of year | 2011-12-31 | $1,371 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $454 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $421,224 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | ERNST & YOUNG, LLC |
| Accountancy firm EIN | 2011-12-31 | 346565596 |
| 2010 : C.H. GUENTHER & SON, INC. 401(K) PLAN FOR UNION EMPLOYEES 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $523,241 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $114,344 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $105,445 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $293,622 |
| Value of total assets at end of year | 2010-12-31 | $2,308,758 |
| Value of total assets at beginning of year | 2010-12-31 | $1,899,861 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $8,899 |
| Total interest from all sources | 2010-12-31 | $8,904 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $15,774 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $15,774 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $186,645 |
| Participant contributions at end of year | 2010-12-31 | $220,857 |
| Participant contributions at beginning of year | 2010-12-31 | $148,570 |
| Participant contributions at end of year | 2010-12-31 | $3,634 |
| Participant contributions at beginning of year | 2010-12-31 | $3,223 |
| Other income not declared elsewhere | 2010-12-31 | $590 |
| Administrative expenses (other) incurred | 2010-12-31 | $8,899 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $408,897 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $2,308,758 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,899,861 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,780,778 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,423,105 |
| Interest on participant loans | 2010-12-31 | $8,904 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $303,035 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $324,677 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $196,099 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $8,252 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $106,977 |
| Employer contributions (assets) at end of year | 2010-12-31 | $454 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $286 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $105,445 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | ERNST & YOUNG, LLP |
| Accountancy firm EIN | 2010-12-31 | 346565596 |
| 2009 : C.H. GUENTHER & SON, INC. 401(K) PLAN FOR UNION EMPLOYEES 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
